Item 1 |
Security and Issuer |
This Amendment No. 3 (this Amendment) amends, as set forth below, the statement on Schedule 13D, dated April 19,
2021 and filed with the SEC on April 28, 2021 (the Original Schedule 13D), as amended by Amendment No. 1 dated June 9, 2022 and filed with the SEC on June 13, 2022 (Amendment
No. 1), as further amended by Amendment No. 2 dated April 3, 2023 and filed with the SEC on April 5, 2023 for Deutsche Bank AG (DB AG) and DB Municipal Holdings LLC
(DBMH) (collectively, the Reporting Persons) with respect to the adjustable rate munifund term preferred shares (the AMTP Shares) of Nuveen Municipal High Income Opportunity Fund (the
Issuer).
This Amendment is being filed to report a change in the Reporting Persons ownership percentage of the
Issuer as a result of a transition of the Reporting Persons 1,000 AMTP Shares, Series 2032 (CUSIP No. 670682111) to a new shareholder.
Item 2 |
Identity and Background |
Item 2 of the Original Schedule 13D is hereby amended by deleting Schedule I and Schedule II referenced therein and replacing them with Schedule I and Schedule
II included with this Amendment.
Item 3 |
Source and Amount of Funds or Other Consideration |
Item 3 of the Original Schedule 13D is hereby amended by adding the following paragraph at the end thereof:
The 1,700 AMTP Shares, Series 2032 (CUSIP No. 670682111) held by the Reporting Persons were sold in an open market transaction on April 24,
2023 for a price of $100,241.80822 per share (the Transaction) and as a result of the Transaction, the Reporting Persons no longer own any AMTP Shares, Series 2032 (CUSIP No. 670682111) of the Issuer.
Item 4 |
Purpose of the Transaction |
Item 4 of the Original Schedule 13D is hereby amended by adding the following paragraph at the end thereof:
As a result of the Transaction, the Reporting Persons no longer own any AMTP Shares, Series 2032 (CUSIP No. 670682111). of the Issuer.
Item 5 |
Interest in Securities of the Issuer |
Paragraphs (d) and (e) of Item 5 of the Original Schedule 13D is hereby amended and restated in its entirety with the following:
(d) Not applicable
(e) On April 24, 2023, as a
result of the Transaction, the Reporting Persons ceased to be the beneficial owner of more than five percent of the class of securities.
Item 6 |
Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
|
Item 6 of the Original Schedule 13D is hereby amended and restated in its entirety as follows:
The responses of the Reporting Persons under Item 3 and Item 4 hereof are incorporated herein by reference. All voting arrangements and financing
arrangements relating to the AMTP Shares have been terminated as a result of the sale of the AMTP Shares.