Knbt Bancorp Inc - Statement of Changes in Beneficial Ownership (4)
January 30 2008 - 9:40AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Expires:
January 31, 2008
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
STEVENS RICHARD III
|
2. Issuer Name
and
Ticker or Trading Symbol
KNBT BANCORP INC
[
KNBT
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
C/O KNBT BANCORP, INC., 90 HIGHLAND AVENUE
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/29/2008
|
(Street)
BETHLEHEM, PA 18017
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock
|
1/29/2008
|
|
M
|
|
3700
|
A
|
$6.44
|
31776
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Director Stock Option (right to buy)
|
$6.4405
|
1/29/2008
|
|
M
|
|
|
3700
|
10/31/2003
(3)
|
1/16/2013
|
Common Stock
|
3700
|
$0
|
0
|
D
|
|
Director Stock Option (right to buy)
|
$5.7786
|
|
|
|
|
|
|
10/31/2003
(3)
|
1/17/2012
|
Common Stock
|
3885
|
|
0
|
D
|
|
Stock Option (right to buy)
|
$16.40
|
|
|
|
|
|
|
(1)
|
1/26/2017
|
Common Stock
|
3000
|
|
3000
|
D
|
|
Director Stock Option (right to buy)
|
$16.56
|
|
|
|
|
|
|
(1)
|
1/23/2016
|
Common Stock
|
2500
|
|
2500
|
D
|
|
Director Stock Option (right to buy)
|
$15.84
|
|
|
|
|
|
|
(2)
|
1/24/2015
|
Common Stock
|
2000
|
|
2000
|
D
|
|
Director Stock Option (right to buy)
|
$16.50
|
|
|
|
|
|
|
(2)
|
5/6/2014
|
Common Stock
|
25000
|
|
25000
|
D
|
|
Explanation of Responses:
|
(
1)
|
The options vest in five equal annual installments beginning on the first anniversary of the date of grant.
|
(
2)
|
The options vest in eight equal annual installments beginning on the first anniversary of the date of grant.
|
(
3)
|
Received in the merger of First Colonial Group, Inc. into the Issuer in exchange for a stock option to acquire shares of First Colonial common stock.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
STEVENS RICHARD III
C/O KNBT BANCORP, INC.
90 HIGHLAND AVENUE
BETHLEHEM, PA 18017
|
X
|
|
|
|
Signatures
|
/s/ Richard Stevens, III by Michele A. Linsky/POA
|
|
1/30/2008
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Knbt Bancorp (NASDAQ:KNBT)
Historical Stock Chart
From Apr 2024 to May 2024
Knbt Bancorp (NASDAQ:KNBT)
Historical Stock Chart
From May 2023 to May 2024