TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of
interest and short
positions disclosed, if
different from 1(a):
(c) Name of offeror/offeree VANTIV INC
in relation to whose
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO THE OFFEREE
(e) Date position held/dealing undertaken: 20 July 2017
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of relevant USD 0.00001 Class A common
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities
owned
and/or controlled: 33,098 0.02% 3,481 0.00%
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including options)
and agreements to 10,300 0.01% 108,500 0.07%
purchase/sell:
(4)
TOTAL: 43,398 0.03% 111,981 0.07%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 100 63.2199 USD
USD 0.00001 Class A common Purchase 100 63.3900 USD
USD 0.00001 Class A common Purchase 100 63.8300 USD
USD 0.00001 Class A common Purchase 100 63.9150 USD
USD 0.00001 Class A common Purchase 132 63.8572 USD
USD 0.00001 Class A common Purchase 167 63.6494 USD
USD 0.00001 Class A common Purchase 200 63.6325 USD
USD 0.00001 Class A common Purchase 200 63.3246 USD
USD 0.00001 Class A common Purchase 200 63.2499 USD
USD 0.00001 Class A common Purchase 204 63.8811 USD
USD 0.00001 Class A common Purchase 271 63.9409 USD
USD 0.00001 Class A common Purchase 300 63.8200 USD
USD 0.00001 Class A common Purchase 300 63.7666 USD
USD 0.00001 Class A common Purchase 400 63.9637 USD
USD 0.00001 Class A common Purchase 500 63.5080 USD
USD 0.00001 Class A common Purchase 500 63.7860 USD
USD 0.00001 Class A common Purchase 549 63.5704 USD
USD 0.00001 Class A common Purchase 600 63.9949 USD
USD 0.00001 Class A common Purchase 900 63.8277 USD
USD 0.00001 Class A common Purchase 905 63.3998 USD
USD 0.00001 Class A common Purchase 1,000 63.7507 USD
USD 0.00001 Class A common Purchase 1,300 63.8759 USD
USD 0.00001 Class A common Purchase 1,400 63.8716 USD
USD 0.00001 Class A common Purchase 2,400 63.3700 USD
USD 0.00001 Class A common Purchase 2,461 63.9400 USD
USD 0.00001 Class A common Purchase 3,126 63.4012 USD
USD 0.00001 Class A common Purchase 3,600 63.8883 USD
USD 0.00001 Class A common Purchase 4,700 63.5487 USD
USD 0.00001 Class A common Purchase 4,800 63.5329 USD
USD 0.00001 Class A common Purchase 7,124 63.4700 USD
USD 0.00001 Class A common Purchase 9,127 63.5849 USD
USD 0.00001 Class A common Sale 1 63.2100 USD
USD 0.00001 Class A common Sale 99 63.2200 USD
USD 0.00001 Class A common Sale 100 63.2397 USD
USD 0.00001 Class A common Sale 100 64.0100 USD
USD 0.00001 Class A common Sale 100 63.8400 USD
USD 0.00001 Class A common Sale 100 63.2600 USD
USD 0.00001 Class A common Sale 200 63.3600 USD
USD 0.00001 Class A common Sale 200 64.1500 USD
USD 0.00001 Class A common Sale 300 63.4200 USD
USD 0.00001 Class A common Sale 400 63.3700 USD
USD 0.00001 Class A common Sale 500 63.5100 USD
USD 0.00001 Class A common Sale 526 63.2647 USD
USD 0.00001 Class A common Sale 1,148 64.0205 USD
USD 0.00001 Class A common Sale 1,176 63.9518 USD
USD 0.00001 Class A common Sale 1,200 63.4283 USD
USD 0.00001 Class A common Sale 1,269 63.6237 USD
USD 0.00001 Class A common Sale 1,361 63.9400 USD
USD 0.00001 Class A common Sale 1,400 63.2864 USD
USD 0.00001 Class A common Sale 1,661 63.8504 USD
USD 0.00001 Class A common Sale 1,981 63.7235 USD
USD 0.00001 Class A common Sale 2,700 63.6950 USD
USD 0.00001 Class A common Sale 3,300 63.6281 USD
USD 0.00001 Class A common Sale 3,900 63.5937 USD
USD 0.00001 Class A common Sale 5,532 63.8804 USD
USD 0.00001 Class A common Sale 7,124 63.4700 USD
USD 0.00001 Class A common Sale 11,407 63.5296 USD
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD Call Selling 100 65 USD American 18 Aug 2017 2.6000 USD
0.00001 Options
Class
A
common
USD Call Selling 800 65 USD American 17 Nov 2017 4.1000 USD
0.00001 Options
Class
A
common
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 21 Jul 2017
Contact name: Femi Badmos
Telephone number: 020 3555 1125
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD Put Purchased -400 55.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -1,200 70.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Written 9,100 60.0000 American 21 Jul 2017
0.00001 Options
Class
A
common
USD Call Written -1,500 60.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Put Written 600 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -500 75.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Purchased 100 55.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -100 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -8,400 65.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Call Written -19,400 65.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Written -71,600 70.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Put Purchased -3,300 60.0000 American 18 Aug 2017
0.00001 Options
Class
A
common
USD Call Purchased 500 60.0000 American 17 Nov 2017
0.00001 Options
Class
A
common
USD Put Purchased -2,100 45.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20170721005271/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
July 21, 2017 06:35 ET (10:35 GMT)
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