Current Report Filing (8-k)
February 12 2016 - 4:47PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): February 12, 2016
JPMorgan Chase & Co.
(Exact name of registrant as specified in its charter)
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Delaware |
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1-5805 |
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13-2624428 |
(State or other jurisdiction of
incorporation or organization) |
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(Commission
File Number) |
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(I.R.S. employer
identification no.) |
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270 Park Avenue, New York, New York |
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10017 |
(Address of principal executive offices) |
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(Zip Code) |
Registrants telephone number, including area code: (212) 270-6000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
On February 12, 2016, JPMorgan Chase & Co. announced the redemption of two
series of its Subordinated Notes, Series B. A copy of the notice to noteholders relating to these redemptions is attached hereto as Exhibit 99.1.
Item 9.01. |
Financial Statements and Exhibits |
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99.1 |
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JPMorgan Chase & Co. Notice of Full Redemption, dated February 12, 2016 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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JPMorgan Chase & Co. |
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(Registrant) |
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By: |
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/s/ Neila B. Radin |
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Neila B. Radin |
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Managing Director |
Dated: February 12, 2016
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Exhibit 99.1
NOTICE OF FULL REDEMPTION
To The Holders of
JPMorgan Chase & Co.
Subordinated Notes, Series B
set forth on Schedule A hereto
NOTICE IS HEREBY GIVEN that JPMorgan Chase & Co. (the Company) will redeem on March 15, 2016 (the
Redemption Date) all of the outstanding subordinated notes of each series set forth on Schedule A hereto (collectively, the Notes). The Notes will be redeemed at a redemption price equal to 100% of the principal amount of the
Notes, plus accrued and unpaid interest thereon (if any) to and including the Redemption Date (the Redemption Amount).
Payment of the Redemption Amount will be made only upon presentation and surrender of the Notes to The Bank of New York Mellon, as Paying
Agent, for cancellation. Notes are to be presented at:
By Mail, Hand or Courier
The Bank of New York Mellon
101
Barclay Street 7W
New York, New York 10286
Notes held in book-entry form shall be surrendered in accordance with applicable procedures of The Depository Trust Company.
On the Redemption Date, the Notes will become due and payable at the Redemption Amount. Unless the Company defaults in making the redemption
payment on the Redemption Date, interest on the Notes shall cease to accrue on and after the Redemption Date and the only remaining right of the holders of the Notes shall be to receive payment of the Redemption Amount upon surrender of the Notes as
specified herein.
JPMorgan Chase & Co.
Dated: February 12, 2016
UNDER THE INTERNAL REVENUE
SERVICE BACKUP WITHHOLDING PROVISIONS, THE PAYING AGENT WILL BE REQUIRED TO WITHHOLD TWENTY-EIGHT PERCENT (28%) OF ANY GROSS PAYMENT TO A HOLDER WHO FAILS TO PROVIDE A CERTIFIED TAXPAYER IDENTIFICATION NUMBER (EMPLOYER IDENTIFICATION NUMBER OR
SOCIAL SECURITY NUMBER). PLEASE COMPLETE A FORM W9 AND SEND IT TO THE PAYING AGENT IN CONNECTION WITH THE REDEMPTION. IF YOU ARE EXEMPT FROM BACKUP WITHHOLDING UNDER SECTION 3406, PLEASE PROVIDE YOUR TAX IDENTIFICATION NUMBER TO THE
PAYING AGENT.
Schedule A
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CUSIP1 |
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Outstanding
Aggregate Principal Amount |
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Aggregate Accrued and Unpaid Interest through Redemption Date |
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Aggregate Redemption Amount |
46627BBW0 |
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$1,310,000.00 |
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$34,715.00 |
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$1,344,715.00 |
46627BBX8 |
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$1,100,000.00 |
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$28,875.00 |
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$1,128,875.00 |
1 The CUSIP numbers have been assigned to these issues by the CUSIP Service Bureau of Standard and Poors Corporation and are included solely for the convenience of the holders of the
Notes. No representation is being made as to the correctness of the CUSIP numbers either as printed on the Notes or as contained herein and the holder may rely only on the identification numbers printed on its Note.
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