Statement of Changes in Beneficial Ownership (4)
August 25 2015 - 4:44PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
WARREN KELCY L
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2. Issuer Name
and
Ticker or Trading Symbol
Energy Transfer Partners, L.P.
[
ETP
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chief Executive Officer
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(Last)
(First)
(Middle)
3738 OAK LAWN AVENUE
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3. Date of Earliest Transaction
(MM/DD/YYYY)
8/21/2015
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(Street)
DALLAS, TX 75219
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Units
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8/21/2015
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D
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21000000
(1)
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D
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(1)
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2571695
(2)
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I
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By Energy Transfer Equity, L.P.
(3)
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Common Units
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21107
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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Pursuant to an Exchange and Repurchase Agreement, dated as of July 14, 2015, among Energy Transfer Equity, L.P. ("ETE"), Energy Transfer Partners GP, L.P., a Delaware limited partnership, and Energy Transfer Partners, L.P. ("ETP"), on August 21, 2015, ETE transferred to ETP, and ETP repurchased, 21,000,000 common units representing limited partner interests in ETP ("Common Units"), in exchange for the sale by ETP to ETE of 100% of the incentive distribution rights of Sunoco LP and all of the issued and outstanding membership interests in Sunoco GP LLC. As part of the transaction, ETE also agreed to a reduction in the aggregate quarterly distributions it receives with respect to its incentive distribution rights in ETP in the amount of $8.75 million per quarter commencing with the quarter ending September 30, 2015 and ending with the quarter ending June 30, 2017.
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(
2)
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On July 14, 2015, ETE Common Holdings LLC, a Delaware limited liability company and a wholly owned subsidiary of ETE ("ETE Holdings"), transferred 12,739,270 Common Units to ETE pursuant to Contribution Agreement between ETE and ETE Holdings.
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(
3)
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The Reporting Person is Chairman of the Board of LE GP, LLC, which is the general partner of ETE (the "General Partner"), and holds an 81.2% membership interest in the General Partner. The Reporting Person may be deemed to have beneficially acquired the securities held indirectly through ETE reported herein, but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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WARREN KELCY L
3738 OAK LAWN AVENUE
DALLAS, TX 75219
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X
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Chief Executive Officer
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Signatures
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Peggy J. Harrison as Attorney-in-Fact for Kelcy L. Warren
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8/25/2015
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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