Current Report Filing (8-k)
October 04 2016 - 9:03AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
October 4, 2016
DELTA AIR LINES, INC.
(Exact name
of registrant as specified in its charter)
Delaware
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001-05424
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58-0218548
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(State or other jurisdiction
of incorporation)
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(Commission File
Number)
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(IRS Employer
Identification No.)
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P.O. Box 20706, Atlanta, Georgia 30320-6001
(Address of principal executive offices)
Registrant’s telephone number, including
area code:
(404) 715-2600
Registrant’s Web site address:
www.delta.com
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
o
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Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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o
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
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Item 7.01 Regulation
FD Disclosure.
Delta Air Lines, Inc. (“Delta”)
issued today an Investor Update which is furnished as Exhibit 99.1 to this Form 8-K.
Delta also issued today a press release reporting
September 2016 financial and operating results. The press release is attached as Exhibit 99.2 to this Form 8-K.
In accordance with general instruction B.2
of Form 8−K, the information in this report (including the exhibits) that is being furnished pursuant to Item 7.01 of Form
8−K shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act, as amended,
or otherwise subject to liabilities of that section, nor shall they be deemed incorporated by reference in any filing under the
Securities Act of 1933, as amended, except as expressly set forth in such filing. This report will not be deemed an admission as
to the materiality of any information in the report that is required to be disclosed solely by Regulation FD.
Statements in this Form 8-K and the attached exhibits that
are not historical facts, including statements regarding our estimates, expectations, beliefs, intentions, projections or
strategies for the future, may be "forward-looking statements" as defined in the Private Securities Litigation
Reform Act of 1995. All forward-looking statements involve a number of risks and uncertainties that could cause actual
results to differ materially from the estimates, expectations, beliefs, intentions, projections and strategies reflected in
or suggested by the forward-looking statements. These risks and uncertainties include, but are not limited to, the
effects of terrorist attacks or geopolitical conflict; the cost of aircraft fuel; the impact of rebalancing our hedge
portfolio, recording mark-to-market adjustments or posting collateral in connection with our fuel hedge contracts;
the availability of aircraft fuel; the possible effects of accidents involving our aircraft; the restrictions that financial
covenants in our financing agreements will have on our financial and business operations; labor issues; interruptions or
disruptions in service at one of our hub or gateway airports; disruptions or security breaches of our information technology
infrastructure; our dependence on technology in our operations; the effects of weather, natural disasters and seasonality on
our business; the effects of an extended disruption in services provided by third party regional carriers; failure or
inability of insurance to cover a significant liability at Monroe’s Trainer refinery; the impact of environmental
regulation on the Trainer refinery, including costs related to renewable fuel standard regulations; our ability to retain
management and key employees; competitive conditions in the airline industry; the effects of extensive government regulation
on our business; the sensitivity of the airline industry to prolonged periods of stagnant or weak economic conditions;
uncertainty in economic conditions and regulatory environment in the United Kingdom related to the exit of the United
Kingdom from the European Union; and the effects of the rapid spread of contagious illnesses.
Additional information concerning risks and uncertainties that
could cause differences between actual results and forward-looking statements is contained in our Securities and Exchange Commission
filings, including our Annual Report on Form 10-K for the fiscal year ended Dec. 31, 2015 and our Quarterly Report on Form 10-Q
for the quarterly period ended June 30, 2016. Caution should be taken not to place undue reliance on our forward-looking
statements, which represent our views only as of October 4, 2016, and which we have no current intention to update.
Item 9.01 Financial
Statements and Exhibits.
(d) Exhibits.
Exhibit 99.1
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Investor Update
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Exhibit 99.2
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Press Release dated October 4, 2016 titled “Delta Reports Financial and Operating Performance for September 2016”
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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DELTA AIR LINES, INC.
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By:
/s/ Paul A. Jacobson
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Date: October 4, 2016
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Paul A. Jacobson
Executive Vice President and Chief Financial Officer
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EXHIBIT INDEX
Exhibit Number
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Description
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Exhibit 99.1
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Investor Update
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Exhibit 99.2
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Press Release dated October 4, 2016 titled “Delta Reports Financial and Operating Performance for September 2016”
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