UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 20-F/A
AMENDMENT NO. 1
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REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
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OR
x
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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For the fiscal year ended December 31,
2015
OR
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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OR
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SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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Date of event requiring this shell company
report
For the transition period from to
Commission file number 001-14370
COMPAÑÍA DE MINAS BUENAVENTURA
S.A.A.
(Exact name of Registrant as specified
in its charter)
BUENAVENTURA MINING COMPANY INC.
(Translation of Registrant’s name
into English)
REPUBLIC OF PERU
(Jurisdiction of incorporation or organization)
LAS BEGONIAS 415 FLOOR 19,
SAN ISIDRO, LIMA 27, PERU
(Address of principal executive offices)
Carlos E. Gálvez, Vice President
and Chief Financial Officer
Telephone: (511) 419-2540
Facsimile: (511) 419-2502
Address: LAS BEGONIAS 415 FLOOR 19,
SAN ISIDRO, LIMA 27, PERU
(Name, telephone, e-mail and/or facsimile
number and address of company contact person)
Securities registered or to be registered
pursuant to Section 12(b) of the Act:
Title of each class
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Name of each exchange on which
registered
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Common shares
,
nominal (par) value of ten Peruvian Soles per share (“Common Shares”)
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New York Stock Exchange Inc.
*
Lima Stock Exchange
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American Depositary Shares (“ADSs”) representing one Common Share each
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New York Stock Exchange Inc.٭
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Securities registered or to be registered
pursuant to Section 12(g) of the Act: None
Securities for which there is a reporting
obligation pursuant to Section 15(d) of the Act: None
Indicate the number
of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by
the annual report.
Common Shares nominal (par) value of S/.10.00 per share
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274,889,924*
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Investment Shares nominal (par) value of S/.10.00 per share
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744,640
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Indicate by check
mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
If this report is
an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13
or 15(d) of the Securities Exchange Act of 1934.
Indicate by check
mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act
of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports),
and (2) has been subject to such filing requirements for the past 90 days.
Indicate by check
mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File
required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding
12 months (or for such shorter period that the registrant was required to submit and post such files).
Indicate by check
mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated
filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.
Large
accelerated filer
x
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Accelerated
filer
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Non-accelerated
filer
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Indicate by check
mark which basis of accounting the registrant has used to prepare the financial statements included in this filing:
U.S. GAAP
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International
Financial Reporting Standards as issued by the International Accounting Standards Board
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Other
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If “Other”
has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has
elected to follow.
If this is an annual
report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
*Not for trading but only in connection with the registration
of ADSs pursuant to the requirements of the Securities and Exchange Commission.
EXPLANATORY NOTE
We are amending “Item 18 — Financial
Statements” of our Annual Report on Form 20-F for the year ended December 31, 2015 (the “Annual Report”), as
originally filed with the U.S. Securities and Exchange Commission (the “SEC”) on May 2, 2016, to include a revised
audit report of Gaveglio, Aparicio y Asociados Sociedad Civil de Responsabilidad Limitada, a member firm of PricewaterhouseCoopers
Limited, relating to the financial statements of Minera Yanacocha S.R.L. (“Yanacocha”) at December 31, 2014 and for
the two years ended December 31, 2014, appearing in the Annual Report. The revised audit report states that (a) Yanacocha’s
financial statements are presented in conformity with International Financial Reporting Standards as issued by the International
Accounting Standards Board and (b) the audit of Yanacocha’s financial statements was conducted in accordance with the Standards
of the Public Company Accounting Oversight Board (United States).
Other than as set forth above, this Form
20-F/A does not, and does not purport to, amend, update or restate the information in any other item of the Annual Report as originally
filed with the SEC. As a result, this Form 20-F/A does not reflect any events that may have occurred after the Annual Report was
filed on May 2, 2016.
PART
III
ITEM 17.
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Financial Statements
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Not applicable.
ITEM 18.
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Financial Statements
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Please refer to Item
19.
(a)
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Index to Financial Statements and Schedules
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Page
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MINERA YANACOCHA S.R.L.
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F-1
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12.1
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Certification of Chief Executive Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.†
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12.2
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Certification of Chief Financial Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.†
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13.1
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Certification of Chief Executive Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†
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13.2
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Certification of Chief Financial Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†
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†
Filed herewith.
SIGNATURE
The registrant hereby
certifies that it meets all of the requirements for filing on Form 20-F and that it has duly caused and authorized the undersigned
to sign this annual report on its behalf.
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COMPAÑÍA DE MINAS BUENAVENTURA S.A.A.
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By:
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/s/
Carlos E. Gálvez Pinillos
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Carlos E. Gálvez Pinillos
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Chief Financial Officer
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Dated: November 16, 2016
PRICEWATERHOUSECOOPERS
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Lima, Peru
March 30, 2015
To the shareholders of
Minera Yanacocha S.R.L.
In our opinion, the accompanying balance sheet and the related
income statements, statements of changes in shareholders’ equity and cash flows statements, present fairly, in all material
respects, the financial position of Minera Yanacocha S.R.L at December 31, 2014, and the results of its operations and its cash
flows for each of the two years in the period ended December 31, 2014 in conformity with International Financial Reporting Standards
as issued by the International Accounting Standards Board.
These financial statements are the responsibility of the Company’s management. Our responsibility is to express an opinion
on these financial statements based on our audit. We conducted our audit of these financial statements in accordance with the Standards
of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to
obtain reasonable assurance about whether the financial statements are free of material misstatements. An audit of financial statements
includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the
accounting principles used and significant estimates made by management, and evaluating the overall financial statements presentation.
We believe that our audit provide a reasonable basis for our opinion.
/s/ Gaveglio, Aparicio y Asociados
Countersigned by
/s/ Fernando Gaveglio
Fernando Gaveglio
Peruvian Certified Public Accountant
Registration No. 01-019847
Exhibit Index
Exhibit No.
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Document Description
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12.1
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Certification of Chief Executive Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.†
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12.2
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Certification of Chief Financial Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.†
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13.1
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Certification of Chief Executive Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†
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13.2
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Certification of Chief Financial Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†
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†
Filed herewith.
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