UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

WASHINGTON, D.C. 20549

  

FORM 20-F/A 

AMENDMENT NO. 1

  

¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

  

OR

 

x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2015

 

OR

 

¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

OR

 

¨ SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of event requiring this shell company report 

 

For the transition period from to  

 

Commission file number 001-14370 

 

COMPAÑÍA DE MINAS BUENAVENTURA S.A.A. 

(Exact name of Registrant as specified in its charter) 

 

BUENAVENTURA MINING COMPANY INC. 

(Translation of Registrant’s name into English) 

 

REPUBLIC OF PERU
(Jurisdiction of incorporation or organization) 

 

LAS BEGONIAS 415 FLOOR 19, 

SAN ISIDRO, LIMA 27, PERU 

(Address of principal executive offices) 

 

Carlos E. Gálvez, Vice President and Chief Financial Officer 

Telephone: (511) 419-2540 

Facsimile: (511) 419-2502 

Address: LAS BEGONIAS 415 FLOOR 19, 

SAN ISIDRO, LIMA 27, PERU 

(Name, telephone, e-mail and/or facsimile number and address of company contact person)

 

Securities registered or to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Name of each exchange on which registered

Common shares , nominal (par) value of ten Peruvian Soles per share (“Common Shares”)   New York Stock Exchange Inc. *
Lima Stock Exchange
     
American Depositary Shares (“ADSs”) representing one Common Share each   New York Stock Exchange Inc.٭

 

Securities registered or to be registered pursuant to Section 12(g) of the Act: None

 

Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None

 

Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report.

 

Common Shares nominal (par) value of S/.10.00 per share 274,889,924*
   
Investment Shares nominal (par) value of S/.10.00 per share 744,640

  

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.

 

Yes x No ¨

  

If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

 

Yes ¨ No x

  

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

 

Yes x No ¨

  

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).

 

Yes ¨ No ¨

  

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer x Accelerated filer ¨ Non-accelerated filer ¨

  

Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing:

 

U.S. GAAP ¨ International Financial Reporting Standards as issued by the International Accounting Standards Board x Other ¨

 

 

If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow.

 

Item 17 ¨ Item 18 ¨

  

If this is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).

 

Yes ¨ No x

 

 

 

*Not for trading but only in connection with the registration of ADSs pursuant to the requirements of the Securities and Exchange Commission.

 

 

 

  

EXPLANATORY NOTE

 

We are amending “Item 18 — Financial Statements” of our Annual Report on Form 20-F for the year ended December 31, 2015 (the “Annual Report”), as originally filed with the U.S. Securities and Exchange Commission (the “SEC”) on May 2, 2016, to include a revised audit report of Gaveglio, Aparicio y Asociados Sociedad Civil de Responsabilidad Limitada, a member firm of PricewaterhouseCoopers Limited, relating to the financial statements of Minera Yanacocha S.R.L. (“Yanacocha”) at December 31, 2014 and for the two years ended December 31, 2014, appearing in the Annual Report. The revised audit report states that (a) Yanacocha’s financial statements are presented in conformity with International Financial Reporting Standards as issued by the International Accounting Standards Board and (b) the audit of Yanacocha’s financial statements was conducted in accordance with the Standards of the Public Company Accounting Oversight Board (United States).

 

Other than as set forth above, this Form 20-F/A does not, and does not purport to, amend, update or restate the information in any other item of the Annual Report as originally filed with the SEC. As a result, this Form 20-F/A does not reflect any events that may have occurred after the Annual Report was filed on May 2, 2016.

 

 

 

  

PART III

 

ITEM 17. Financial Statements

  

Not applicable.

 

ITEM 18. Financial Statements

  

Please refer to Item 19.

 

ITEM 19. Exhibits

 

(a) Index to Financial Statements and Schedules Page
     
  MINERA YANACOCHA S.R.L. F-1

  

(b) Index to Exhibits

  

  12.1 Certification of Chief Executive Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.†
     
  12.2 Certification of Chief Financial Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.†
     
  13.1 Certification of Chief Executive Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†
     
  13.2 Certification of Chief Financial Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†

  

 

† Filed herewith.

 

 

 

  

SIGNATURE

 

The registrant hereby certifies that it meets all of the requirements for filing on Form 20-F and that it has duly caused and authorized the undersigned to sign this annual report on its behalf.

 

  COMPAÑÍA DE MINAS BUENAVENTURA S.A.A.
     
  By: /s/ Carlos E. Gálvez Pinillos
    Carlos E. Gálvez Pinillos
    Chief Financial Officer

 

Dated: November 16, 2016 

 

 

 

 

PRICEWATERHOUSECOOPERS

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

Lima, Peru

 

March 30, 2015

 

To the shareholders of

 

Minera Yanacocha S.R.L.

 

In our opinion, the accompanying balance sheet and the related income statements, statements of changes in shareholders’ equity and cash flows statements, present fairly, in all material respects, the financial position of Minera Yanacocha S.R.L at December 31, 2014, and the results of its operations and its cash flows for each of the two years in the period ended December 31, 2014 in conformity with International Financial Reporting Standards as issued by the International Accounting Standards Board.


These financial statements are the responsibility of the Company’s management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit of these financial statements in accordance with the Standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatements. An audit of financial statements includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statements presentation. We believe that our audit provide a reasonable basis for our opinion.

 

 

/s/ Gaveglio, Aparicio y Asociados

 

Countersigned by

 

/s/ Fernando Gaveglio

 

Fernando Gaveglio

Peruvian Certified Public Accountant

Registration No. 01-019847

 

 

 

  

Exhibit Index

 

Exhibit No.   Document Description
     
12.1   Certification of Chief Executive Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.†
     
12.2   Certification of Chief Financial Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.†
     
13.1   Certification of Chief Executive Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†
     
13.2   Certification of Chief Financial Officer of Compañía de Minas Buenaventura S.A.A. pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.†

  

 

† Filed herewith.

  

 

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