WANdisco Plc Holding(s) in Company (9336D)
July 12 2016 - 5:11AM
UK Regulatory
TIDMWAND
RNS Number : 9336D
WANdisco Plc
12 July 2016
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------------------------------------------------------
1. Identity of the issuer or WANdisco PLC
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ---------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
--------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------ ------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ ------------------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ ------------------------------
Other (please
specify):
--------------------------------------------------------- ------- ------------------------------
3. Full name of person(s) Global Frontier Investments,
subject to the LLC (as General Partner for,
notification obligation: and Investment Advisor to,
(iii) Global Frontier Partners,
LP)
----------------------------------------------------------- -------------------------------------
4. Full name of shareholder(s) Global Frontier Partners,
(if different from 3.):(iv) LP
W. Grant Dollens
----------------------------------------------------------- -------------------------------------
5. Date of the transaction 6 July 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- -------------------------------------
6. Date on which issuer 7 July 2016
notified:
----------------------------------------------------------- -------------------------------------
7. Threshold(s) that is/are 3.0%, 4.0%
crossed or
reached: (vi, vii)
----------------------------------------------------------- -------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------------- --------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
-------------- --------------- --------------- ------------- -------------------------- -------------------------
Direct Direct (xi) Indirect Direct Indirect
(xii)
-------------- ----------- ----------- ------------- ------------- ----------- ------------ -----------
Ordinary
Shares
JE00B6Y3DV84 639,134 639,134 1,579,902 1,579,902 4.29%
--------------- --------------- ------------- ------------- ----------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that rights
(xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------------ ------------- ------------------------------ ---------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- ------------- ------------- ------------- ------------------------------ -----------------------
Nominal Delta
---------------- ------------- ------------- ------------- ------------------------------ ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- -------------------------------------------------------
1,579,902 4.29%
------------------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------------------
10. Name of the proxy holder: Global Frontier Investments,
LLC
------------------------------------- --------------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------- --------------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------- --------------------------------------
13. Additional information: Global Frontier Investments,
LLC acts as the General Partner
for and Investment Advisor
to Global Frontier Partners,
LP
Global Frontier Partners,
LP beneficially holds 1,053,518
shares in WANdisco PLC, representing
2.9% of the total, and W.
Grant Dollens, Managing Partner
of Global Frontier Investments,
LLC, beneficially holds 526,384
shares in WANdisco PLC, representing
1.4% of the total.
------------------------------------- --------------------------------------
14. Contact name: Grant Dollens
------------------------------------- --------------------------------------
15. Contact telephone number: +1 (415) 402-0285
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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