Rockhopper Exploration plc Holding(s) in Company (3539G)
November 19 2015 - 10:31AM
UK Regulatory
TIDMRKH
RNS Number : 3539G
Rockhopper Exploration plc
19 November 2015
For filings with the FCA include
the annex
For filings with issuer exclude
the annex
-------------------------------------
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
----------------------------------------------------------------------------------
1. Identity of the issuer or
the underlying issuer of existing Rockhopper Exploration Plc
shares to which voting rights
are attached: ii
------------------------------------- -------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------
An acquisition or disposal of X
voting rights
------------------------------------- -------------------------------------------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already
issued to which voting rights are attached
----------------------------------------------------------------------------------
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
----------------------------------------------------------------------------------
An event changing the breakdown
of voting rights
------------------------------------- -------------------------------------------
Other (please specify):
------------------------------------- -------------------------------------------
3. Full name of person(s) subject
to the notification obligation: Carlson Capital UK LLP
iii
------------------------------------- -------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):iv
------------------------------------- -------------------------------------------
5. Date of the transaction and
date on which the threshold 18 November 2015
is crossed or reached: v
------------------------------------- -------------------------------------------
6. Date on which issuer notified: 19 November 2015
------------------------------------- -------------------------------------------
7. Threshold(s) that is/are
crossed or reached: vi, vii 8.03%
------------------------------------- -------------------------------------------
8. Notified details:
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A: Voting rights attached to shares viii, ix
---------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of shares to the triggering triggering transaction
transaction
if possible
using the
ISIN CODE
-------------- ---------------------------- -----------------------------------------------------------
Number Number Number Number of voting % of voting
of Shares of Voting of shares rights rights x
Rights
-------------- ------------- ------------- ------------- ----------------------- -------------------
Direct Direct Indire Direct Indirect
xi ct xii
-------------- ------------- ------------- ------------- ------------- -------- -------- ---------
Common Stock
GB00B0FVQX
23 22,620,048 22,620,048 23,820,048 23,820,048 8.03%
-------------- ------------- ------------- ------------- ------------- -------- -------- ---------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Conversion Number of voting % of voting
instrument date xiii Period xiv rights that rights
may be acquired
if the instrument
is exercised/
converted.
------------------ ----------- --------------------- ------------------- ------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
xv, xvi
-----------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date xvii Conversion rights instrument rights xix,
period refers to xx
xviii
------------------ --------- ----------- ------------ ------------------- ----------------
Nominal Delta
------------------ --------- ----------- ------------ ------------------- -------- ------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
23,820,048 8.03%
------------------------ ----------------------------
Proxy Voting:
--------------------------------------
10. Name of the proxy holder:
------------------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------
13. Additional information:
------------------------------ ---------------------------------------------------------
14. Contact name:
Shahla F. Ali, Chief Compliance
Officer
------------------------------ ---------------------------------------------------------
15. Contact telephone number:
+44 0207 5913450 or +1 212
994 8303
------------------------------ ---------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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