Report of Foreign Issuer (6-k)
September 10 2015 - 7:32AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of September, 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Indicate by
check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act
of 1934.
If “Yes” is
marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b): N/A
AIXTRON SE: Release according to Article 26, Section 1 of the WpHG
[the German Securities Trading Act] with the objective of Europe-wide
distribution
On September 04, 2015, Baillie Gifford & Co, Edinburgh, United Kingdom
has informed us according to Article 21, Section 1 of the WpHG that via
shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have
exceeded the 5% threshold of the Voting Rights on September 02, 2015 and
on that day amounted to 5.11% (this corresponds to 5755298 Voting
Rights). 0.50% of Voting Rights (this corresponds to 559941 Voting
Rights) are attributed to the company in accordance with Article 22,
Section 1, Sentence 1, No. 6 of the WpHG (German Securities Trading
Act). 4.61% of Voting Rights (this corresponds to 5195357 Voting Rights)
are attributed to the company via Baillie Gifford Overseas Limited in
accordance with Article 22, Section 1, Sentence 1, No. 6 in connection
with sentence 2 of the WpHG (German Securities Trading Act).
Furthermore, on September 04, 2015, UBS Group AG, Zurich, Switzerland
has informed us according to Article 21, Section 1 of the WpHG that via
shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have
exceeded the 5% threshold of the Voting Rights on September 02, 2015 and
on that day amounted to 5.13% (this corresponds to 5784180 Voting
Rights). 5.13% of Voting Rights (this corresponds to 5784180 Voting
Rights) are attributed to the company in accordance with Article 22,
Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading
Act). Attributed Voting Rights are held by the following companies under
its control, whose share of the Voting Rights in AIXTRON SE amounts to 3
percent or more: UBS AG.
Furthermore, on September 04, 2015, UBS AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via
shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have
exceeded the 5% threshold of the Voting Rights on September 02, 2015 and
on that day amounted to 5.13% (this corresponds to 5784180 Voting
Rights). 1.14% of Voting Rights (this corresponds to 1279624 Voting
Rights) are attributed to the company in accordance with Article 22,
Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).
Furthermore, on September 08, 2015, UBS Group AG, Zurich, Switzerland
has informed us according to Article 21, Section 1 of the WpHG that via
shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have
fallen below the 5% threshold of the Voting Rights on September 04, 2015
and on that day amounted to 4.97% (this corresponds to 5604926 Voting
Rights). 4.97% of Voting Rights (this corresponds to 5604926 Voting
Rights) are attributed to the company in accordance with Article 22,
Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading
Act). Attributed Voting Rights are held by the following companies under
its control, whose share of the Voting Rights in AIXTRON SE amounts to 3
percent or more: UBS AG.
Furthermore, on September 08, 2015, UBS AG, Zurich, Switzerland has
informed us according to Article 21, Section 1 of the WpHG that via
shares its Voting Rights on AIXTRON SE, Herzogenrath, Germany, have
fallen below the 5% threshold of the Voting Rights on September 04, 2015
and on that day amounted to 4.97% (this corresponds to 5604926 Voting
Rights). 1.14% of Voting Rights (this corresponds to 1280573 Voting
Rights) are attributed to the company in accordance with Article 22,
Section 1, Sentence 1, No. 1 of the WpHG (German Securities Trading Act).
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
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AIXTRON SE
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Date:
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September 9, 2015
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By:
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/s/ Martin Goetzeler
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Name:
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Martin Goetzeler
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Title:
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President and CEO
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