Morgan Stanley Capital Services LLC Form 8.5 (EPT/RI) - Replacement Royal Dutch Shell (3164L)
April 24 2015 - 11:03AM
UK Regulatory
TIDMBG. TIDMRDSA
RNS Number : 3164L
Morgan Stanley Capital Services LLC
24 April 2015
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
-------------------------------------------------------------------------------- ------------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form Royal Dutch Shell Plc
relates:
Use a separate form for each offeror/offeree
-------------------------------------------------------------------------------- ------------------------------------
(c) Name of the party to the offer with which exempt principal trader is BG Group Plc
connected:
-------------------------------------------------------------------------------- ------------------------------------
(d) Date dealing undertaken: 21 APRIL 2015
-------------------------------------------------------------------------------- ------------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
-------------------------------------------------------------------------------- ------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/sales Total number Highest price Lowest price
security of securities per unit paid/received per unit paid/received
------------------ ---------------- --------------- ------------------------ ------------------------
B ADSs PURCHASES 2,311 63.8400 USD 63.2500 USD
------------------ ---------------- --------------- ------------------------ ------------------------
B ADSs SALES 2,190 63.8224 USD 63.2700 USD
------------------ ---------------- --------------- ------------------------ ------------------------
A ADSs PURCHASES 6,080 62.8300 USD 62.3100 USD
------------------ ---------------- --------------- ------------------------ ------------------------
A ADSs SALES 5,886 62.8267 USD 62.2800 USD
------------------ ---------------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per
security e.g. CFD e.g. opening/closing securities unit
a long/short position,
increasing/reducing
a long/short position
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2999
ordinary CFD LONG 100 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2000
ordinary CFD SHORT 73 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2000
ordinary CFD SHORT 240 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2532
ordinary CFD SHORT 25 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2550
ordinary CFD SHORT 26 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2563
ordinary CFD SHORT 20 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2974
ordinary CFD SHORT 334 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2974
ordinary CFD SHORT 182 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2974
ordinary CFD SHORT 1,328 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2974
ordinary CFD SHORT 1,821 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2974
ordinary CFD SHORT 1,821 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2974
ordinary CFD SHORT 54 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2974
ordinary CFD SHORT 49 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.2974
ordinary CFD SHORT 54 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.3114
ordinary CFD SHORT 1,825 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A 29.3750
ordinary CFD SHORT 6,565 EUR
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD LONG 4,850 21.0159
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD LONG 6,685 21.0693
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD LONG 3,568 21.0701
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 3,066 21.0079
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 1,000 21.0193
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 16,577 21.0210
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 1,948 21.0210
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 3,475 21.0210
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 21,200 21.0225
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 4,759 21.0264
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 A CFD SHORT 8,653 21.1194
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD LONG 790 63.4682
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD LONG 1,400 63.5193
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 500 63.5440
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 311 63.5500
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 900 63.5577
USD
------------------- --------------------- ------------------------- -------------------- ----------
B ADSs CFD SHORT 600 63.6400
USD
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 8,243 21.2650
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 4,663 21.2722
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 7,740 21.2801
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 228 21.2990
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 53,000 21.3030
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 972 21.3178
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 946 21.3178
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 929 21.3178
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 694 21.3178
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 515 21.3178
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 331 21.3178
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 209 21.3178
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 1,387 21.3178
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD LONG 3,838 21.3720
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 290 21.2810
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 3,083 21.2921
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 37,863 21.3028
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 26,465 21.3032
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 674 21.3049
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 13,652 21.3098
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 2,924 21.3103
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 11,032 21.3135
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 348 21.3318
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 535 21.3318
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 137 21.3318
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 76 21.3318
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
EUR 0.07 B CFD SHORT 11,028 21.3777
ordinary GBP
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 243 62.4482
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 183 62.4482
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 3,300 62.4614
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 1,500 62.5618
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD LONG 660 62.5924
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD SHORT 300 62.4700
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD SHORT 3,980 62.5631
USD
------------------- --------------------- ------------------------- -------------------- ----------
A ADSs CFD SHORT 1,800 62.5922
USD
------------------- --------------------- ------------------------- -------------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type e.g. Expiry Option
of relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercise
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
N/A N/A N/A N/A
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
------------------ -------------------- -------- -----------------
N/A N/A N/A N/A
------------------ -------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 24 APRIL 2015
--------------------- ------------------
Contact name: Craig Horsley
--------------------- ------------------
Telephone number: +44(141) 245 7736
--------------------- ------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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