Martin Currie Pacific Trust PLC Notification of Major Interest in Shares (7820Z)
December 15 2014 - 8:44AM
UK Regulatory
TIDMMCP
RNS Number : 7820Z
Martin Currie Pacific Trust PLC
15 December 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or the underlying Martin Currie Pacific Trust plc
issuer
of existing shares to which voting rights
are
attached:
-------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
--------------------------------------------------------------------------------------
An acquisition or disposal of voting rights Yes
----------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
------------------- -------------------------------------------------------- -------
3. Full name of person(s) subject 1607 Capital Partners, LLC
to the
notification obligation:
-------------------------------------------- ----------------------------------------
4. Full name of shareholder(s) Northern Trust 2,194,249
(if different from 3.): Bny Mellon 1,680,542
State Street 682,145
-------------------------------------------- ----------------------------------------
5. Date of the transaction and date December 9, 2014
on
which the threshold is crossed
or
reached:
-------------------------------------------- ----------------------------------------
6. Date on which issuer notified: December 11, 2014
-------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: 13%, 12%
-------------------------------------------- ----------------------------------------
8. Notified details:
------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ---------------------------------- --------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
-------------- ------------- ------------------- ------- ------------------------ ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ----- ------ ------ ----- ---- ------- ------------ ---------- ------------- ------------
GB0005695126 4,954,301 4,954,301 4,556,936 11.98%
-------------- ------------- ------------------- ------- ------------ ---------- ------------- ------------
B: Qualifying Financial Instruments
------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be
acquired if the
instrument is
exercised/ converted.
--------------------- -------------- -------------------------- --------------------------- ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
-------------- ------------- ------------- ------------- ---------------------------- -----------------------
Nominal Delta
-------------- ------------- ------------- ------------- ---------------------------- ---------- -----------
Total (A+B+C)
------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
----------------------------------------------------------- -----------------------------------------------------
Same as A
----------------------------------------------------------- -----------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
-------------------------------------------------------------------------------
Proxy Voting:
-------------------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
-------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
-------------------------------------------------- ---------------------------
13. Additional information:
--------------------------------------- --------------------------------------
14. Contact name:
--------------------------------------- --------------------------------------
15. Contact telephone number:
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Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
---------------------------------------------------------------------------
Full name 1607 Capital Partners, LLC
(including legal form of legal entities)
------------------------------------------ -------------------------------
Contact address 4991 Lake Brook Dr., Suite 125
(registered office for legal entities) Glen Allen, VA, USA 23060
------------------------------------------ -------------------------------
Phone number & email 804-525-1744
bhuntley@1607capital.com
------------------------------------------ -------------------------------
Other useful information
(at least legal representative for
legal persons)
------------------------------------------ -------------------------------
B: Identity of the notifier, if applicable
---------------------------------------------------------------------------
Full name Bryan Huntley
------------------------------------------ -------------------------------
Contact address Same as above
------------------------------------------ -------------------------------
Phone number & email Same as above
------------------------------------------ -------------------------------
Other useful information Chief Compliance Officer
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
------------------------------------------ -------------------------------
C: Additional information
---------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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