Current Report Filing (8-k)
November 01 2017 - 6:04AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
July 31, 2017
ALPHA ENERGY, INC.
(Exact name of registrant as specified in its charter)
Colorado
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000-55586
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90-1020566
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification Number)
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600 17th Street, 2800 South, Denver, CO
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80202
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
970-568-6862
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
Item 5.01 Changes in control of the Registrant
On July 31, 2017, 11 private stock purchase agreements were completed transferring a total of 15,880,201 shares of the corporation’s stock to AEI Acquisition Company, LLC which represented 93% of the outstanding shares of stock of the corporation at that time and thus represented a change in control.
The individual purchase agreements are set forth below:
Southwest Business Services
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58,765 shares
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CBK Management Associates
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141,035 shares
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Black Rock Oil and Gas
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1,273,237 shares
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Dennis Arends
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29,382 shares
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Ballycastle Family Trust
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5,876,478 shares
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Croci Land Holdings, LLC
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979,413 shares
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Delmer and Sharon Zeigler
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78,353 shares
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Grant Zeigler
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97,941 shares
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Angie Stevens
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97,941 shares
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A.G. Management Associates
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2,252,650 shares
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Arrow Consulting, LLP
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4,015,593 shares
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Reginald and Frances Kemp Sr
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979,413 shares
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All of the shares purchased by AEI Acquisition Company, LLC listed above are now affiliate restricted.
SIGNATURES
Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly cause this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: October 30, 2017
ALPHA ENERGY, INC.
/s/ Karen Ziegler
Karen Ziegler,
President