Carillion PLC Holding(s) in Company (0318F)
July 22 2016 - 9:59AM
UK Regulatory
TIDMCLLN
RNS Number : 0318F
Carillion PLC
22 July 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Carillion Plc
the underlying issuer GB0007365546
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- ------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
---------------------------------------------------------------------------------------
An acquisition or disposal of voting rights Yes
---------------------------------------------------------------- ---------------------
An acquisition or disposal of qualifying financial n/a
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ---------------------
An acquisition or disposal of instruments with n/a
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ---------------------
An event changing the breakdown of voting rights n/a
---------------------------------------------------------------- ---------------------
Other (please n/a
specify):
------------------------------------------------------- ------- ---------------------
3. Full name of person(s) UBS Investment Bank
subject to the UBS Group AG
notification obligation:
(iii)
--------------------------------------------------------- ----------------------------
4. Full name of shareholder(s) UBS AG London Branch
(if different from 3.):(iv) UBS Limited
UBS Securities LLC
--------------------------------------------------------- ----------------------------
5. Date of the transaction 20 July 2016
and date on
which the threshold is
crossed or
reached: (v)
--------------------------------------------------------- ----------------------------
6. Date on which issuer 22 July 2016
notified:
--------------------------------------------------------- ----------------------------
7. Threshold(s) that is/are 5% Section (A+B+C)
crossed or
reached: (vi, vii)
--------------------------------------------------------- ----------------------------
8. Notified details:
-----------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
-----------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
--------------- ------------------------------- ---------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
--------------- -------------- --------------- ------------ --------------------- --------------------
Direct Indirect Direct Indirect
(xi) (xii)
--------------- ------------ ------------- ------------ --------- ---------- -------- ----------
Below Below
Notifiable Notifiable
GB0007365546 Threshold Threshold - - 8,566,568 - 1.99%
-------------- --------------- ------------ --------- ---------- -------- ----------
B: Qualifying Financial Instruments
-----------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- ---------------------------- -------------------- --------------------
- - - - -
----------------- -------------- ---------------------------- -------------------- --------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
-----------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
---------------- -------------- -------------- ------------ --------------------- --------------------
XS1140296614 - 19.12.2019 4 years 79,495 Nominal Delta
---------------- -------------- -------------- ------------ --------------------- -------- ----------
- 0.02%
---------------------------------------------------------------- ---------- -------- ----------
Equity Swaps - from - 13,420,261 Nominal Delta
20.03.2017
to 23.04.2019
---------------- -------------- -------------- ------------ --------------------- -------- ----------
- 3.12%
---------------------------------------------------------------- ---------- -------- ----------
Total (A+B+C)
-----------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- -------------------------------------------
22,066,324
5.13%
-------------------------------------------------------------- -------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------------------
UBS Group AG is a group holding company for UBS Investment
Bank business. Voting rights are held through its controlled
undertakings as set out below.
UBS AG:
* directly through its branches: UBS AG London Branch -
21,944,526 (5.10%); and
* indirectly through its subsidiaries: UBS Limited -
56,973 (0.01%)
* indirectly through its subsidiaries: UBS Securities
LLC - 64,825 (0.02%)
Proxy Voting:
-----------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------------- --------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------------------- --------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------------------- --------------------------------
13. Additional information:
-------------------------------------------------------------- -------------------------------------------
14. Contact name: Raphael Lang / David Iglesias
-------------------------------------------------------------- -------------------------------------------
15. Contact telephone number: +41 44 239 6201
-------------------------------------------------------------- -------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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