TIDMBARC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 28 July 2015
(f) In addition to the company in 1(c) YES:
above, is the discloser making
disclosures in respect of any PACE PLC
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 7,979 0.01% 353,033 0.24%
(2) Cash-settled derivatives:
125,000 0.09% 414,359 0.28%
(3) Stock-settled derivatives (including options)
and agreements to purchase/DEALING: 17,800 0.01% 28,400 0.02%
TOTAL: 150,779 0.11% 795,792 0.54%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
ORD Purchase 6 30.2200 USD
ORD Purchase 76 30.0890 USD
ORD Purchase 100 30.2000 USD
ORD Purchase 100 30.2300 USD
ORD Purchase 200 29.9650 USD
ORD Purchase 200 30.2050 USD
ORD Purchase 226 29.8788 USD
ORD Purchase 400 30.0625 USD
ORD Purchase 480 30.0112 USD
ORD Purchase 482 30.0861 USD
ORD Purchase 500 30.0860 USD
ORD Purchase 600 30.0358 USD
ORD Purchase 600 30.0466 USD
ORD Purchase 992 30.1093 USD
ORD Purchase 1,100 29.7982 USD
ORD Purchase 1,445 30.2063 USD
ORD Purchase 1,740 30.1657 USD
ORD Purchase 3,396 30.1578 USD
ORD Purchase 3,626 30.1482 USD
ORD Purchase 4,691 29.9963 USD
ORD Sale 38 30.0890 USD
ORD Sale 100 30.2800 USD
ORD Sale 138 30.2300 USD
ORD Sale 217 29.9000 USD
ORD Sale 400 30.0375 USD
ORD Sale 500 29.8900 USD
ORD Sale 500 29.9160 USD
ORD Sale 600 30.1100 USD
ORD Sale 1,723 30.1683 USD
ORD Sale 1,725 30.1875 USD
ORD Sale 3,396 30.2200 USD
ORD Sale 5,017 29.9661 USD
ORD Sale 6,500 30.1123 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 29 Jul 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose ARRIS GROUP INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Purchased -2,300 27.5000 American 21 Aug 2015
Options
ORD Put Purchased -1,000 32.5000 American 21 Aug 2015
Options
ORD Put Written 1,800 25.0000 American 21 Aug 2015
Options
ORD Put Written 7,000 30.0000 American 21 Aug 2015
Options
ORD Put Written 4,900 40.0000 American 20 Nov 2015
Options
ORD Call Purchased 700 25.0000 American 21 Aug 2015
Options
ORD Call Purchased 100 30.0000 American 20 Nov 2015
Options
ORD Call Purchased 600 32.5000 American 21 Aug 2015
Options
ORD Call Purchased 2,400 32.5000 American 20 Nov 2015
Options
ORD Call Purchased 300 37.5000 American 21 Aug 2015
Options
ORD Call Written -1,200 27.5000 American 20 Nov 2015
Options
ORD Call Written -11,500 35.0000 American 21 Aug 2015
Options
ORD Call Written -12,100 37.5000 American 20 Nov 2015
Options
ORD Call Written -300 40.0000 American 21 Aug 2015
Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/DEALING/en/
This information is provided by Business Wire
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