Augean Plc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (6975I)
March 27 2015 - 7:27AM
UK Regulatory
TIDMAUG
RNS Number : 6975I
Augean Plc
27 March 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or the
underlying issuer of existing shares Augean Plc
to which voting rights are attached:
-------------------------------------- -------------
2 Reason for the notification (please tick the appropriate box
or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already
issued to which voting rights are attached
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An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
------------------- ---------------------------------------------- ------
3. Full name of person(s) subject
to the notification obligation: Utilico Investments Limited
------------------------------------- ------------------------------
4. Full name of shareholder(s) (if
different from 3.): As above
------------------------------------- ------------------------------
5. Date of the transaction and date
on which the threshold is crossed 25(th) March 2015
or reached:
------------------------------------- ------------------------------
6. Date on which issuer notified:
26(th) March 2015
------------------------------------- ------------------------------
7. Threshold(s) that is/are crossed
or reached: 20%
------------------------------------- ------------------------------
8. Notified details:
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A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------
Class/type of Situation previous Resulting situation after the triggering transaction
shares to the triggering
transaction
if possible using
the ISIN CODE
-------------------- ------------------------ ----------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights
Shares Voting
Rights
-------------------- ----------- ----------- ------------- -------------------------- ---------------------
Direct Direct Indirect Direct Indirect
-------------------- ----------- ----------- ------------- -------------- ---------- --------- ----------
GB00B02H2F76 20,014,442 20,014,442 21,014,442 21,014,442- - 20.60% -
----------- ----------- ------------- -------------- ---------- --------- ----------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion rights that may rights
Period be
acquired if the
instrument is
exercised/ converted.
------------------ ----------- ------------ ----------------------- ------------
C: Financial Instruments with similar economic effect to Qualifying
Financial Instruments
-----------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting
instrument price date Conversion rights instrument rights
period refers to
------------------ --------- ----------- ------------ ------------------- ----------------
Nominal Delta
------------------ --------- ----------- ------------ ------------------- -------- ------
Total (A+B+C)
------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------ ----------------------------
21,014,442 20.60%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting
rights and /or the financial instruments are effectively held,
if applicable:
---------------------------------------------------------------------------------
Utilico Investments Limited
% of total
No. of voting voting
Client rights rights Registration name
Utilico Investments Limited 21,014,442 20.60% Chase Nominees Ltd
---------------------------------------------------------------------------------
Proxy Voting:
-----------------------------------------------------------------
10. Name of proxy holder: Utilico Investments Limited
----------------------------------- ----------------------------
11. Number of voting rights proxy
holder will cease to hold:
----------------------------------- ----------------------------
12. Date on which proxy holder
will cease to hold voting rights:
----------------------------------- ----------------------------
13. Additional information: Based on TVR of 101,991,380 as
confirmed by company's announcement
on 15(th) December 2014
----------------------------- -------------------------------------
14 Contact name: Vik Sharma, F&C Management Ltd
(as administrator of Utilico
Investments Limited)
----------------------------- -------------------------------------
15. Contact telephone name: 0131 718 1094
----------------------------- -------------------------------------
For notes on how to complete form TR-1 please see the FCA
website.
Note: Annex should only be submitted to the FCA not the
issuer
Annex: Notification of major interests in shares
-------------------------------------------------
A: Identity of the persons or legal entity subject to the notification
obligation
-------------------------------------------------------------------------
Full name Augean Plc
(including legal form of legal
entities)
------------------------------------- ----------------------------------
Contact address 4 Rudgate Court
(registered office for legal Walton
entities) Wetherby
West Yorkshire
LS23 7BF
------------------------------------- ----------------------------------
Phone number & email T: +44 (0) 1937 844 980
E: RichardLaker@Augeanplc.com
------------------------------------- ----------------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------- ----------------------------------
B: Identity of the notifier, if applicable
----------------------------------------------------------------------------------
Full name Vik Sharma, F&C Management Ltd
(Administrator of Utilico Investments
Limited)
----------------------------------------- ---------------------------------------
Contact address 80 George Street, Edinburgh EH2
3BU
----------------------------------------- ---------------------------------------
Phone number & email 0131 718 1094
Compliancereporting@fandc.com
----------------------------------------- ---------------------------------------
Other useful information
(e.g. functional relationship
with the person or legal entity
subject to the notification obligation)
----------------------------------------- ---------------------------------------
C: Additional information
--------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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