Initial Statement of Beneficial Ownership (3)
July 08 2016 - 6:04PM
Edgar (US Regulatory)
|
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Isto Mark
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
7/1/2016
|
3. Issuer Name
and
Ticker or Trading Symbol
ROYAL GOLD INC [RGLD]
|
|
(Last)
(First)
(Middle)
1660 WYNKOOP STREET, SUITE 1000
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Vice President Operations /
|
|
(Street)
DENVER, CO 80202
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
|
Common Stock
|
6632
(1)
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
|
Stock Options (ISO-Rights to Buy)
|
(2)
|
8/20/2025
|
Common Stock
|
1768
|
$56.54
|
D
|
|
|
Stock Options (ISO-Right to Buy)
|
(3)
|
1/5/2025
|
Common Stock
|
1518
|
$65.85
|
D
|
|
|
Stock Appreciation Rights
|
(2)
|
8/20/2025
|
Common Stock
|
3232
|
$56.54
|
D
|
|
|
Stock Appreciation Rights
|
(3)
|
1/5/2025
|
Common Stock
|
655
|
$65.85
|
D
|
|
|
Performance Shares
|
(4)
|
8/20/2018
|
Common Stock
|
5000
|
$56.54
|
D
|
|
|
Performance Shares
|
(4)
|
8/20/2020
|
Common Stock
|
5000
|
$56.54
|
D
|
|
|
Performance Shares
|
(4)
|
1/5/2025
|
Common Stock
|
1875
|
$65.85
|
D
|
|
|
Explanation of Responses:
|
|
(
1)
|
Includes 6,342 shares of restricted stock that have not yet vested.
|
|
(
2)
|
One-third vests annually over three years beginning on August 20, 2016.
|
|
(
3)
|
One-third vests annually over three years beginning on January 5, 2016.
|
|
(
4)
|
A performance award represents a contingent right to receive shares of common stock upon achievement of certain performance goals.
|
Reporting Owners
|
|
Reporting Owner Name / Address
|
Relationships
|
|
Director
|
10% Owner
|
Officer
|
Other
|
Isto Mark
1660 WYNKOOP STREET
SUITE 1000
DENVER, CO 80202
|
|
|
Vice President Operations
|
|
Signatures
|
|
Margaret A. Beck as Attorney-in-Fact for Mark Isto
|
|
7/8/2016
|
|
**
Signature of Reporting Person
|
Date
|
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Royal Gold (NASDAQ:RGLD)
Historical Stock Chart
From Mar 2024 to Apr 2024
Royal Gold (NASDAQ:RGLD)
Historical Stock Chart
From Apr 2023 to Apr 2024
