Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
The remainder of this cover page shall be filled
out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or
otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
|
1.
|
Names of Reporting Persons.
Robert James Mendola, Jr.
|
2. Check the Appropriate Box if
a Member of a Group (See Instructions)
(a)
(b) ___
X
___
3. SEC Use Only
4. Citizenship or Place of Organization
U.S.A.
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
761,871
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
761,871
|
9. Aggregate Amount Beneficially
Owned by Each Reporting Person
761,871
10. Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See
Instructions)
11. Percent of Class Represented
by Amount in Row (9)
4.99%
12. Type of Reporting Person (See
Instructions)
IN, HC
|
1.
|
Names of Reporting Persons.
Pacific Grove Capital LP
|
2. Check the Appropriate Box if
a Member of a Group (See Instructions)
(a)
(b) ___
X
__
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
761,871
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
761,871
|
9. Aggregate Amount Beneficially
Owned by Each Reporting Person
761,871
10. Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See
Instructions)
______
11. Percent of Class Represented
by Amount in Row (9)
4.99%
12. Type of Reporting Person (See
Instructions)
PN, IA
|
1.
|
Names of Reporting Persons.
Pacific Grove Capital LLC
|
2. Check the Appropriate Box if
a Member of a Group (See Instructions)
(a)
(b) ___
X
__
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
761,871
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
761,871
|
9. Aggregate Amount Beneficially
Owned by Each Reporting Person
761,871
10. Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See
Instructions)
______
11. Percent of Class Represented
by Amount in Row (9)
4.99%
12. Type of Reporting Person (See
Instructions)
OO, HC
|
1.
|
Names of Reporting Persons.
Pacific Grove Capital GP LLC
|
2. Check the Appropriate Box if
a Member of a Group (See Instructions)
(a)
(b) ___
X
__
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
761,871
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
761,871
|
9. Aggregate Amount Beneficially
Owned by Each Reporting Person
761,871
10. Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See
Instructions)
______
11. Percent of Class Represented
by Amount in Row (9)
4.99%
12. Type of Reporting Person (See
Instructions)
OO, HC
|
1.
|
Names of Reporting Persons.
Pacific Grove Master Fund LP
|
2. Check the Appropriate Box if
a Member of a Group (See Instructions)
(a)
(b) ___
X
__
3. SEC Use Only
4. Citizenship or Place of Organization
Cayman Islands
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With:
|
5. Sole Voting Power
0
|
6. Shared Voting Power
761,871
|
7. Sole Dispositive Power
0
|
8. Shared Dispositive Power
761,871
|
9. Aggregate Amount Beneficially
Owned by Each Reporting Person
761,871
10. Check if the Aggregate Amount
in Row (9) Excludes Certain Shares (See
Instructions)
______
11. Percent of Class Represented
by Amount in Row (9)
4.99%
12. Type of Reporting Person (See
Instructions)
PN
Item 1.
(a) Name of Issuer
Jamba, Inc.
(b) Address of Issuer's Principal
Executive Offices
6475 Christie Avenue, Suite 150, Emeryville, CA 94608
Item 2.
(a) The names of the persons filing
this statement are:
Robert James Mendola, Jr. (“Mr. Mendola”)
Pacific Grove Capital LP (“PGC”)
Pacific Grove Capital LLC (“LLC”)
Pacific Grove Capital GP LLC (“GP”)
Pacific Grove Master Fund LP (“Master Fund”)
(collectively, the "Filers").
(b) The principal business office
of the Filers except Master Fund is located at:
580 California Street, Suite 1925, San Francisco, CA 94104
The principal business office of Master Fund is located at:
c/o Intertrust Corporate Service (Cayman) Limited
190 Elgin Avenue
George Town, Grand Cayman KY1-9005
Cayman Islands
|
(c)
|
For citizenship of Filers, see Item 4 of the cover sheet for each Filer.
|
|
(d)
|
This statement relates to shares of Common Stock of the Issuer (the "Stock").
|
|
(e)
|
The CUSIP number of the Issuer is:
47023A309
|
Item 3. If this statement is
filed pursuant to rule 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) [ ] Broker or dealer registered
under section 15 of the Act (15 U.S.C. 78o).
(b) [ ] Bank as defined in section
3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as
defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) [ ] Investment company registered
under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) [
x
] An investment
adviser in accordance with section 240.13d-1(b)(1)(ii)(E) (as to PGC).
(f) [ ] An employee benefit plan
or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F).
(g) [
x
] A parent holding
company or control person in accordance with 240.13d-1(b)(1)(ii)(G) (as to Mr. Mendola, GP and LLC).
(h) [ ] A savings association
as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
(i) [ ] A church plan that is
excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
(j) [ ] A non-U.S. institution
in accordance with §240.13d-1(b)(ii)(J).
(k) [ ] Group, in accordance
with Rule 13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution
in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution _______________________________________________________________.
Item 4. Ownership.
See Items 5-9 and 11 of the cover page for each Filer.
Item 5. Ownership of Five Percent
or Less of a Class
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following [ X ].
Item 6. Ownership of More than
Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification
of Members of the Group.
PGC is a registered investment adviser and is the investment adviser
of investment funds that hold the Stock for the benefit of the investors in those funds, including Master Fund. Mr. Mendola is
the controlling owner of PGC, GP and LLC and the portfolio manager of PGC. The Filers are filing this Schedule 13G jointly, but
not as members of a group, and each of them expressly disclaims membership in a group. Each Filer disclaims beneficial ownership
of the Stock except to the extent of that Filer's pecuniary interest therein. In addition, the filing of this Schedule 13G on behalf
of Master Fund should not be construed as an admission that it is, and it disclaims that it is, the beneficial owner, as defined
in Rule 13d-3 under the Securities Exchange Act of 1934, of any of the Stock covered by this Schedule 13G.
Item 9. Notice of Dissolution
of Group.
Not applicable.
Item 10. Certification of Mr.
Mendola, PGC, GP and LLC
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
Certification of Master Fund
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect.
Exhibits.
Exhibit
A Joint Filing Agreement.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and correct.
Dated: January 11, 2017
PACIFIC GROVE MASTER FUND LP
By: Pacific Grove Capital
GP LLC,
General Partner
By: /s/ Robert James Mendola,
Jr., Manager
|
PACIFIC GROVE CAPITAL GP LLC
By: /s/ Robert James Mendola, Jr., Manager
|
PACIFIC GROVE CAPITAL LLC
By: /s/ Robert James Mendola, Jr., Manager
|
PACIFIC GROVE CAPITAL LP
By: Pacific Grove Capital
LLC
By: /s/ Robert James Mendola,
Jr., Manager
|
/s/ Robert James Mendola, Jr.
|
|
EXHIBIT A
AGREEMENT REGARDING JOINT FILING
The undersigned agree to file jointly with the Securities and Exchange
Commission (the "SEC") any and all statements on Schedule 13D, Schedule 13G, or Forms 3, 4 or 5 (and any amendments or
supplements thereto) required under section 13(d) or 16(a) of the Securities Exchange Act of 1934, as amended, in connection with
purchases and sales by the undersigned of the securities of any issuer until such time as the undersigned file with the SEC a statement
terminating this Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G. For that purpose, the undersigned hereby
constitute and appoint Pacific Grove Capital LP, a Delaware limited partnership, as their true and lawful agent and attorney-in-fact,
with full power and authority for and on behalf of the undersigned to prepare or cause to be prepared, sign, file with the SEC
and furnish to any other person all certificates, instruments, agreements and documents necessary to comply with section 13(d)
and section 16(a) of the Securities Exchange Act of 1934, as amended, in connection with said purchases and sales, and to do and
perform every act necessary and proper to be done incident to the exercise of the foregoing power, as fully as the undersigned
might or could do if personally present, until such time as the undersigned file with the SEC a statement terminating this Agreement
Regarding Joint Filing.
Dated: January 11, 2017
PACIFIC GROVE MASTER FUND LP
By: Pacific Grove Capital
GP LLC,
General Partner
By: /s/ Robert James Mendola,
Jr., Manager
|
PACIFIC GROVE CAPITAL GP LLC
By: /s/ Robert James Mendola, Jr., Manager
|
PACIFIC GROVE CAPITAL LLC
By: /s/ Robert James Mendola, Jr., Manager
|
PACIFIC GROVE CAPITAL LP
By: Pacific Grove Capital
LLC
By: /s/ Robert James Mendola,
Jr., Manager
|
/s/ Robert James Mendola, Jr.
|
|