Securities America to Host 19th Annual Conference for Advisor Assistants
September 28 2016 - 7:00AM
Business Wire
Fourth Annual Principal Meeting to be Held
Concurrently with long-running Assistant University
Nationally renowned author and consultant Carson Tate will open
Securities America’s 19th annual Assistant University and 4th
annual Principal Meeting Oct. 6-7, sharing tips on “Your Personal
Productivity Style.” Securities America is a wholly owned
subsidiary of Ladenburg Thalmann Financial Services, Inc. (NYSE
MKT: LTS, LTS PrA).
Tate holds a master’s degree in organization development and
serves as a consultant, coach and trainer to executives at Fortune
500 companies. Terry Lee, Securities America senior leadership
development and training consultant, will provide a second keynote
presentation titled “Owning Your Professional and Personal
Development.”
During the two-day event, Assistant University attendees from
across the country will receive formal classroom instruction and
hands-on training, participate in small group and panel
discussions, network with other professionals from across the
country and meet with Securities America staff for one-on-one
consultations.
“As far as we know, we were the first independent broker-dealer
to develop a stand-alone conference for support staff,” Kirk
Hulett, executive vice president of strategy and practice
management at Securities America, said. “Each year, we create a new
curriculum with over 30 sessions in three different tracks –
Emerging, Experienced and Technology. This year’s Assistant
University will empower assistants to succeed in a post-DOL rule
world, save time by maximizing our new and enhanced technology, and
interact more efficiently with our service teams through our new
chat feature and resource desk.”
At the same time, acting principals and OSJs attending the
Principal Meeting will learn about supervisory changes brought
about by the new DOL fiduciary rule. Securities America’s
supervision team will provide a robust agenda designed to give
attendees the information and tools they need to keep their
advisors compliant while empowering them to be successful.
Throughout the event, attendees will build valuable relationships
with experienced principals from around the country as they
exchange insights on fulfilling their supervisory
responsibilities.
Pre-conference sessions will present best practice solutions for
using Managed Opportunities, Securities America Advisors’ premier
advisory platform, and Albridge Wealth Reporting. Securities
America’s Sales Assistant Advisory Board and Principal Advisory
Council will also meet prior to the conference. These two groups
provide feedback on Securities America’s services and offer
suggestions for possible improvements.
All Assistant University and Principal Meeting attendees will be
invited to participate in a team building event in which they will
assemble bicycles for underprivileged children.
About Securities AmericaSecurities America, a wholly
owned subsidiary of Ladenburg Thalmann Financial Services Inc.
(NYSE MKT: LTS), is one of the nation’s largest independent
broker-dealers with more than 2,000 independent advisors
responsible for $60 billion in client assets.
Advisory services offered through Securities
America Advisors, Inc., an SEC Registered Investment Advisory Firm.
Securities offered through Securities America, Inc., member
FINRA/SIPC.
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version on businesswire.com: http://www.businesswire.com/news/home/20160928005076/en/
Securities AmericaNatalie Hadley402-399-9111 ext.
4606800-747-6111 ext. 4606nhadley@saionline.com
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