Statement of Changes in Beneficial Ownership (4)
January 26 2022 - 4:55PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Myrick Frederick JR |
2. Issuer Name and Ticker or Trading Symbol
ISUN, INC.
[
ISUN
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Executive Vice President |
(Last)
(First)
(Middle)
400 AVENUE D, SUITE 110 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/3/2022 |
(Street)
WILLISTON, VT 05495
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK | 1/4/2022 | | A | | 18666 (1) | A | $0 | 647153 (2) | D | |
COMMON STOCK | 1/24/2022 | | A | | 4167 (3) | A | $0 | 651320 (2) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
STOCK OPTION (Right to Buy) | $1.49 | 1/3/2022 | | A | | 21667 | | 1/3/2022 (4) | 1/3/2024 | COMMON STOCK | 21667 | $0 | 21667 | D | |
STOCK OPTION (Right to Buy) | $5.04 | 1/24/2022 | | A | | 8333 | | 1/24/2022 (5) | 1/24/2024 | COMMON STOCK | 8333 | $0 | 30000 | D | |
Explanation of Responses: |
(1) | On January 4, 2021, the reporting person was granted 56,000 shares of Common Stock under the Issuer's 2020 Equity Incentive Plan, as amended. The grant vests in three equal installments on January 4, 2021, January 3, 2022, and January 2, 2023. |
(2) | The reporting person serves as Trustee of the Mykilore Trust, dated April 24, 2019, which is the record owner of 651,320 shares of Common Stock following the transactions reported herein |
(3) | On January 24, 2022, the reporting person was granted 25,000 shares of Common Stock under the Issuer's 2020 Equity Incentive Plan, as amended. The grant vests in three equal installments on January 24, 2022, January 24, 2023, and January 24, 2024 |
(4) | On January 3, 2021, the reporting person was granted the option for the right to buy 65,000 shares of Common Stock under the Issuer's 2020 Equity Incentive Plan, as amended. The option vests in three equal installments which become exercisable on January 3, 2021, January 3, 2022, and January 2, 2023. |
(5) | On January 24, 2022, the reporting person was granted the option for the right to buy 25,000 shares of Common Stock under the Issuer's 2020 Equity Incentive Plan, as amended. The option vests in three equal installments which become exercisable on January 24, 2022, January 24, 2023, and January 24, 2024. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Myrick Frederick JR 400 AVENUE D, SUITE 110 WILLISTON, VT 05495 | X |
| Executive Vice President |
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Signatures
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/s/ Frederick Myrick, Jr. | | 1/26/2022 |
**Signature of Reporting Person | Date |
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