Amended Report of Foreign Issuer (6-k/a)
November 09 2015 - 11:29AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K/A
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: November 9, 2015
UBS Group AG
Commission File Number: 1-36764
UBS AG
Commission File Number: 1-15060
(Registrants' Names)
Bahnhofstrasse 45, Zurich, Switzerland, and
Aeschenvorstadt 1, Basel, Switzerland
(Address of principal executive office)
Indicate by check mark whether the registrant files or
will file annual reports under cover of Form 20‑F or Form 40-F.
Form 20-F x Form 40-F o
This
Form 6-K/A consists of an amended version of the presentation materials related
to the Third Quarter 2015 Results of UBS Group AG and UBS AG, which appear
immediately following this page. The information was originally filed on a
Form 6-K dated November 3, 2015. This version of the presentation has been
updated from the original to include additional information.
This
Form 6-K/A is hereby incorporated by reference into each of (1) the
registration statement of UBS AG on Form F-3 (Registration Number 333-204908)
and (2) the registration statements of UBS Group AG on Form S-8 (Registration
Numbers 333-200634; 333-200635; 333-200641; and 333-200665), and into each
prospectus outstanding under any of the foregoing registration statements; and
also into (3) any outstanding offering circular or similar document issued or
authorized by UBS AG that incorporates by reference any Form 6-K’s of UBS AG
that are incorporated into its registration statements filed with the SEC, and
(4) the base prospectus of Corporate Asset Backed Corporation (“CABCO”) dated
June 23, 2004 (Registration Number 333-111572), the Form 8-K of CABCO filed and
dated June 23, 2004 (SEC File Number 001-13444), and the Prospectus Supplements
relating to the CABCO Series 2004-101 Trust dated May 10, 2004 and May 17, 2004
(Registration Number 033-91744 and 033-91744-05).
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
UBS Group AG
By:
_/s/ David Kelly______________
Name:
David Kelly
Title:
Managing Director
By:
_/s/ Sarah M. Starkweather______
Name:
Sarah M. Starkweather
Title:
Executive Director
UBS
AG
By:
_/s/ David Kelly______________
Name:
David Kelly
Title:
Managing Director
By:
_/s/ Sarah M. Starkweather______
Name:
Sarah M. Starkweather
Title:
Executive Director
Date: November 9, 2015
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