UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Date: June 17, 2015
UBS Group AG
Commission File Number: 1-36764
UBS AG
Commission File Number: 1-15060
(Registrants’ Names)
Bahnhofstrasse 45, Zurich, Switzerland, and
Aeschenvorstadt 1, Basel, Switzerland
(Address of principal executive office)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F ¨
This Form 6-K consists of a material agreement of UBS AG which appears immediately following this page.
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Public Deed Asset Transfer
Agreement Öffentliche Urkunde
Vermögensübertragungsvertrag |
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12 June 2015 |
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| vom |
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12. Juni 2015 |
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| between |
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UBS AG |
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| zwischen |
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Aeschenvorstadt 1, 4051 Basel Bahnhofstrasse
45, 8001 Zürich |
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hereinafter: the “Parent” |
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nachfolgend: die “MUTTERGESELLSCHAFT” |
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UBS Switzerland AG |
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| und |
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Bahnhofstrasse 45, 8001 Zürich |
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hereinafter: the “Subsidiary”
nachfolgend: die “TOCHTERGESELLSCHAFT” |
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| concerning |
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the transfer of the Retail & Corporate business and the Wealth Management business (each inasmuch as it is booked in the booking center Switzerland) of the Parent |
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| betreffend |
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Übertragung des Retail & Corporate Geschäfts sowie des Wealth Management Geschäfts der MUTTERGESELLSCHAFT (beide insoweit, als diese Geschäfte im Booking Center in der Schweiz gebucht
sind) |
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
The English version of this asset transfer agreement prevails.
Die englische Version dieses Vermögensübertragungsvertrages geht vor.
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
Table of Contents / Inhaltsverzeichnis
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
Table of Annexes / Verzeichnis der Anhänge
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| Annex 1a |
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Transfer Balance Sheet / ÜBERTRAGUNGSBILANZ |
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| Annex lb |
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Real Estate / GRUNDSTÜCKE |
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| Annex 1c |
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Securities and participations / Wertschriften und Beteiligungen |
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| Annex 1d |
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Intangible assets / Immaterielle Vermögenswerte |
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| Annex 1e |
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Movables and other important assets / Bewegliche Sachen und sonstige wichtige Vermögenswerte |
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| Annex 1f |
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Additional intra-group transactions / Zusätzliche konzerninterne Transaktionen |
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| Annex 1g |
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Excluded Assets and Excluded Liabilities / AUSGENOMMENE VERMÖGENSWERTE UND
AUSGENOMMENE VERBINDLICHKEITEN |
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| Annex 2a |
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Transferred Contracts / ÜBERTRAGENE VERTRÄGE |
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| Annex 2b |
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UBS Swiss Interbank clearing numbers / UBS Swiss Interbank Clearing Nummern |
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| Annex 2c |
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List of products and services / Liste von Produkten und Dienstleistungen |
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| Annex 2d |
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Excluded Contracts / AUSGENOMMENE VERTRÄGE |
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| Annex 3 |
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Transferred Employees / ÜBERTRAGENE ARBEITNEHMER |
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| Annex 4 |
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New short-term intra-group loans / Neue kurzfristige konzerninterne Darlehen |
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| Annex 5a |
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Excerpt of the minutes of the board of directors meeting of the Parent / Auszug des Protokolls der Verwaltungsratssitzung der
MUTTERGESELLSCHAFT |
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| Annex 5b |
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Excerpt of the minutes of the board of directors meeting of the Subsidiary / Auszug des Protokolls der Verwaltungsratssitzung der
TOCHTERGESELLSCHAFT |
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| Annex 6a |
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Covered Bond Supplemental Agreement (without exhibits) / COVERED BOND
ZUSATZVEREINBARUNG (ohne Anhänge) |
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| Annex 6b |
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NY Assumption Agreement / NY-ÜBERNAHMEVERTRAG |
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| Annex 6c |
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UK Assumption Agreement / UK-ÜBERNAHMEVERTRAG |
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| Annex 6d |
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Supplemental US Indentures / ZUSATZ-US-ANLEIHEVERTRÄGE |
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
Recitals / Erwägungsgründe
| A) |
The Parent wants to legally separate its Retail & Corporate business and its Wealth Management business (each inasmuch as booked in the booking center Switzerland) and to transfer these businesses into the
Subsidiary. |
Die MUTTERGESELLSCHAFT möchte ihr Retail & Corporate Geschäft und Wealth
Management Geschäft (beide insoweit, als sie im Booking Center in der Schweiz gebucht sind) rechtlich abtrennen und in die TOCHTERGESELLSCHAFT übertragen.
| B) |
The Subsidiary is a fully owned subsidiary of the Parent and currently has a capital of 10’000’000, consisting of 100’000’000 shares with a nominal value of CHF 0.10 each. It currently has no
business activities (other than preparatory activities in view of the Transfer contemplated under this Agreement). FINMA has issued an order (Verfügung) dated 21 May 2015 by which the Subsidiary has been granted a banking license
which is currently still subject to requirements (Auflagen) (the “FINMA Order”). |
Die
TOCHTERGESELLSCHAFT ist eine hundertprozentige Tochtergesellschaft der MUTTERGESELLSCHAFT und weist derzeit ein Aktienkapital von CHF 10’000’000 auf, bestehend aus 100’000’000 Aktien zu einem
Nominalwert von je CHF 0.10. Sie übt zurzeit keine Geschäftstätigkeiten aus (mit Ausnahme von Vorbereitungshandlungen im Hinblick auf die mit diesem VERTRAG beabsichtigte ÜBERTRAGUNG). Die FINMA hat
am 21. Mai 2015 eine Verfügung erlassen, mit welcher der TOCHTERGESELLSCHAFT eine derzeit noch mit Auflagen versehene Bankbewilligung (die “FINMA VERFÜGUNG”)
erteilt wurde.
| C) |
This Transfer is intended, along with other measures which have already taken place (i.e. the establishment of UBS Group AG as a group holding company) or have been announced (e.g., the implementation of a revised
business and operating model for UBS Limited in the United Kingdom), to substantially improve the resolvability of the Group in response to Swiss “too big to fail” requirements and applicable requirements in other countries in which the
Group operates. Swiss “too big to fail” requirements require systemically important banks, including the Parent and the Group, to put viable emergency plans in place to preserve the operation of systemically important functions despite the
failure of the institution, to the extent that such activities are not sufficiently separated in advance, and to enable the recovery or resolution of the Group as a whole. The Swiss “too big to fail” requirements provide for the
possibility of a limited rebate on the progressive buffer capital requirement for systemically important institutions that adopt measures to reduce resolvability risk beyond what is legally required, including through alterations of the legal
structure. Any such rebate would result in lower overall capital requirements for the Group. |
Die
ÜBERTRAGUNG hat – zusammen mit anderen Massnahmen, welche bereits umgesetzt wurden (wie die Gründung der UBS Group AG als Konzernholdinggesellschaft) und Massnahmen, welche angekündigt wurden (wie die Umsetzung
eines revidierten Geschäfts- und Betriebsmodells für die UBS Limited im Vereinigten Königreich) – zum Zweck, die Abwicklungsfähigkeit (“Resolvability”) der GRUPPE substantiell zu verbessern, um die
Anforderungen sowohl der schweizerischen “too big to fail”-Regulierungen wie auch anwendbarer ausländischer Regulierungen in anderen Ländern zu erfüllen, in denen die GRUPPE tätig ist. Die Schweizer
“too big to fail”-Anforderungen verlangen von systemrelevanten Banken, wie der MUTTERGESELLSCHAFT und der GRUPPE, dass sie realisierbare Notfallpläne vorlegen, um die Operabilität von
systemrelevanten Funktionen trotz Konkurs der Institution sicherzustellen, soweit solche Funktionen nicht zum Voraus genügend separiert wurden, und um die Sanierungs- oder Abwicklungsfähigkeit der GRUPPE als Ganzes zu
ermöglichen. Gemäss schweizerischer “too big to fail”-Gesetzgebung wird den systemrelevanten Instituten eine begrenzte Erleichterung in Bezug auf die Vorschriften für den progressiven Kapitalpuffer gewährt, sofern sie
über die gesetzlichen Anforderungen hinausgehende Massnahmen treffen, die das Abwicklungsrisiko reduzieren, wie beispielweise eine entsprechende Änderung der rechtlichen Struktur. Solche Erleichterungen würden in geringeren
Anforderungen an das Gesamtkapital für die GRUPPE resultieren.
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| D) |
After the Transfer, the Subsidiary will contain the systemically important functions of the Group in Switzerland, and a reduction of the resolvability risk is expected by eliminating the need to transfer such functions
to a bridge bank as part of a resolution. |
Nach der ÜBERTRAGUNG befinden sich die für die Schweiz
systemrelevanten Funktionen der GRUPPE in der TOCHTERGESELLSCHAFT, und es wird eine Reduktion der Abwicklungsrisiken erwartet, indem vermieden wird, dass diese Funktionen im Falle eines Konkurses auf eine
Übertragungsbank (sog. Bridge Bank) übertragen werden müssen.
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As a consequence of these measures, the Group substantially enhances its resolvability in response to evolving global regulatory requirements. |
Als Folge dieser Massnahmen, mit welchen auf die veränderten globalen regulatorischen Anforderungen reagiert wird, verbessert sich die
Abwicklungsfähigkeit der GRUPPE substantiell.
| 1 |
Definitions / Definitionen |
In this Agreement:
ln diesem Vertrag:
“2011 UK Tax Treaty” means the treaty between the Swiss Confederation and the United Kingdom on cooperation in tax matters
dated 6 October 2011 (Abkommen zwischen der Schweizerischen Eidgenossenschaft und dem Vereinigten Königreich von Grossbritannien und Nordirland über die Zusammenarbeit im Steuerbereich, SR 0.672.936.74), including any amendment
thereto.
“2011-STEUERABKOMMEN-GB” bedeutet das Abkommen zwischen der Schweizerischen
Eidgenossenschaft und dem Vereinigten Königreich von Grossbritannien und Nordirland über die Zusammenarbeit im Steuerbereich vom 6. Oktober 2011 (SR 0.672.936.74), einschliesslich aller Nachträge.
“Agreement” means this asset transfer agreement.
“VERTRAG” bedeutet den vorliegenden
Vermögensübertragungsvertrag.
“Banking Act” means the Swiss Federal Act on Banks and Savings Banks dated
8 November 1934 (SR 952.0).
“BANKG” bedeutet das Bundesgesetz über die Banken und
Sparkassen vom 8. November 1934 (SR 952.0).
“Banking Insolvency Ordinance” means the Ordinance of the Swiss
Financial Market Supervisory Authority on the Insolvency of Banks and Securities Dealers dated 30 August 2012 (SR 952.05).
“BIV-FINMA” bedeutet Verordnung der Eidgenössischen Finanzmarktaufsicht über die Insolvenz von Banken und
Effektenhändlern vom 30. August 2012 (SR 952.05).
“Borrower” has the meaning given to this term in
Section 12.6.
“DARLEHENSNEHMER” hat die Bedeutung, die diesem Begriff in
ZIFF. 12.6 gegeben wird.
“Broker ETD-Transactions” means transactions relating to ETDs between the
Parent and a derivatives exchange, or an (intra-group or external) broker transacting directly or indirectly with a derivatives exchange.
“BROKER ETD TRANSAKTIONEN” bedeutet Transaktionen bezüglich ETDs
zwischen der MUTTERGESELLSCHAFT und einer Derivatbörse, oder einem (konzerninternen oder externen) Broker, der direkt oder indirekt mit einer Derivatbörse Transaktionen abschliesst.
“Business” means
“GESCHÄFT” bedeutet
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the “Retail & Corporate” business division and “Wealth Management” business division of the Parent, each inasmuch as booked in the booking center Switzerland, including the front office
functions and middle office functions (in particular the respective Chief Operating Officer (COO) functions, the Chief Investment Officer (CIO) function and Investment Products and Services (IPS) functions); |
den “Retail & Corporate” Unternehmensbereich und den “Wealth Management” Unternehmensbereich der
MUTTERGESELLSCHAFT, beide sofern sie im Booking Center in der Schweiz gebucht sind, einschliesslich der Front Office Funktionen sowie der Middle Office-Funktionen (insbesondere die entsprechenden Chief Operating Officer (COO)
Funktionen, die Chief Investment Officer (CIO) Funktion und die Investment Products und Services (IPS) Funktionen);
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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the following businesses of the Parent: market making on SIX Swiss Exchange, secured financing transactions (securities lending & borrowing, repo and reverse repo) and bank notes business, each inasmuch as
booked in the booking center in Switzerland; |
die folgenden Geschäfte der MUTTERGESELLSCHAFT: das
Market Making an der SIX Swiss Exchange, besicherte Finanzierungstransaktionen (Wertpapierleihe, Repo- und Reverse-Repo-Geschäfte) und das Banknotengeschäft, soweit diese jeweils im Booking Center in der Schweiz gebucht sind;
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the Parent’s access to financial market infrastructure serving the business booked in the booking center Switzerland (in particular payment and custody infrastructure, third party brokers and certain exchange
memberships); and |
Zugang der MUTTERGESELLSCHAFT zur Finanzmarktinfrastruktur, die dem Geschäft
dient, das im Booking Center in der Schweiz gebucht ist (insbesondere Zahlungs- und Verwahrungsinfrastruktur, Drittparteien Broker und bestimmte Börsenmitgliedschaften); und
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the following of the Parent’s control functions aligned to the business under items i to iii above: finance (Chief Financial Officer role), treasury (Treasurer role), risk control (Chief Risk Officer Retail and
Corporate, Business Operations and Control, Chief of Staff, Credit & Recovery Solutions, Credit Portfolio Management, Risk Control Large Swiss Corporates & CTF, Risk Control Swiss Corporates, Risk Control Swiss Mortgages, Real Estate
Valuation Center), compliance & operational risk control (AML Transaction Monitoring and Sensitive Clients) and legal (General Counsel role). |
die folgenden mit dem Geschäft unter vorstehend i i bis iii verbundenen Kontrollfunktionen der MUTTERGESELLSCHAFT:
Finance (Chief Financial Officer-Rolle), Treasury (Treasurer-Rolle), Risikokontrolle (Chief Risk Officer Retail and Corporate, Business Operations and Control, Chief of Staff, Credit & Recovery Solutions, Credit Portfolio Management, Risk
Control Large Swiss Corporates & CTF, Risk Control Swiss Corporates, Risk Control Swiss Mortgages, Real Estate Valuation Center), Compliance & Operational Risk Control (AML Transaction Monitoring and Sensitive Clients) und Legal
(General Counsel-Rolle).
For the avoidance of doubt, “Retail & Corporate” business and “Wealth
Management” business, each inasmuch as booked outside of Switzerland, as well as all other business divisions and the Corporate Center of the Parent are not part of the Business, in particular the business divisions Wealth Management Americas,
Global Asset Management and Investment Banking (with the exception of the aforementioned businesses).
Zur Klarstellung sei
festgehalten, dass das jeweils ausserhalb der Schweiz gebuchte “Retail & Corporate” Geschäft und das ausserhalb der Schweiz gebuchte “Wealth Management” Geschäft, wie auch alle übrigen Unternehmensbereiche
und das Corporate Center der MUTTERGESELLSCHAFT nicht Bestandteil des GESCHÄFTS sind, insbesondere die Unternehmensbereiche Wealth Management Americas, Global Asset Management und Investment Banking
(vorbehältlich der vorgehend genannten Geschäfte).
“Business Day” means a day (other than a Saturday or
Sunday) on which banks are open for general business in Zurich.
“WERKTAG”
bedeutet jeden Tag (ausser Samstag und Sonntag) an welchem Banken in Zürich für die üblichen Geschäfte geöffnet haben.
“Cash Capital or Similar Stress Model” has the meaning given to this term in Section 10.5.
“CASH CAPITAL-ODER ÄHNLICHES
STRESSMODELL” hat die Bedeutung, die diesem Begriff in ZIFF. 10.5 gegeben wird.
“CC” means the Swiss Criminal Code dated 21 December 1937 (SR 311.0).
“StGB” bedeutet das Schweizerische Strafgesetzbuch vom 21. Dezember 1937 (SR 311.0).
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
“Central Funding Approach” has the meaning given to this term in
Section 10.5.
“CENTRAL FUNDING
APPROACH” hat die Bedeutung, die diesem Begriff in ZIFF. 10.5 gegeben wird.
“Client ETD-Transactions” means transactions between the Parent and a client relating to ETDs which are transferred to the
Subsidiary as part of the Transfer, it being understood that the Parent has entered into corresponding, back-to-back Broker ETD-Transactions.
“KUNDEN-ETD-TRANSAKTIONEN” bedeutet Transaktionen zwischen der
MUTTERGESELLSCHAFT und einem Kunden bezüglich ETDs, die als Teil der ÜBERTRAGUNG auf die TOCHTERGESELLSCHAFT übertragen werden, wobei zur Klarstellung festgehalten sei, dass die
MUTTERGESELLSCHAFT entsprechende back-to-back BROKER ETD-TRANSAKTIONEN abgeschlossen hat.
“Client OTC-Transactions” means over-the-counter derivative transactions (including equity, fixed income, foreign exchange and
precious metals OTC derivatives) between the Parent and a client which are transferred to the Subsidiary as part of the Transfer.
“KUNDEN-OTC-TRANSAKTIONEN” bedeutet over-the-counter
Derivattransoktionen (einschliesslich Eigenkapital, Fixed Income, Devisen und Edelmetall-OTC-Derivate) zwischen der MUTTERGESELLSCHAFT und einem Kunden, die als Teil der ÜBERTRAGUNG auf die
TOCHTERGESELLSCHAFT übertragen werden.
“Closing” means the entry of the transfer of assets and
liabilities pursuant to this Agreement in the commercial registers of Zurich and Basel-Stadt, which is expected to take place on [14 June] 2015.
“VOLLZUG” bedeutet den Eintrag der Übertragung von Vermögenswerten
und Verbindlichkeiten gemäss diesem VERTRAG in die Handelsregister von Zürich und Basel-Stadt, der für den [14 Juni] 2015 geplant ist.
“Closing Date” means the date when the Closing occurs.
“VOLLZUGSDATUM” bedeutet das Datum, an dem der VOLLZUG
stattfindet.
“Closing Time” means the time when the Closing is entered into the journal (Tagesregister) of the
commercial registers of Zurich and Basel-Stadt (or if entered into at different times, the time of the later of both entries), as evidenced by a confirmation of such commercial registers.
“VOLLZUGSZEITPUNKT” bedeutet den Zeitpunkt, an welchem der
VOLLZUG ins Tagesregister der Handelsregister von Zürich und Basel-Stadt eingetragen wird (oder falls zu verschiedenen Zeiten eingetragen, den Zeitpunkt des späteren der beiden Einträge), wie er durch Bestätigung
dieser Handelsregister nachgewiesen wird.
“CO” means the Swiss Code of Obligations dated 30 March 1911 (SR 220).
“OR” bedeutet das Schweizerische Obligationenrecht vom 30 März 1911 (SR 220).
“Commitment” has the meaning given to this term in Section 12.6.
“KREDITZUSAGE” hat die Bedeutung, die diesem Begriff in ZIFF.
12.6 gegeben wird.
“Confidential Information” has the meaning given to this term in Section 10.2.
“VERTRAULICHE INFORMATION” hat die Bedeutung, die diesem Begriff
in ZIFF. 10.2 gegeben wird.
“Covered Bond Programme” means the covered bond programme established on
24 September 2009 under which the Parent, acting through its London branch, has issued several series of covered bonds.
“COVERED-BOND-PROGRAMM” bedeutet das Covered Bond
Programm vom 24. September 2009, gemäss welchem die MUTTERGESELLSCHAFT, handelnd durch die Zweigniederlassung London, mehrere Serien von Covered Bonds ausgegeben hat.
“Covered Bond Supplemental Agreement” means the covered bond supplemental agreement between the Parent, the Subsidiary, BNY
Mellon Corporate Trustee Services Limited and UBS Hypotheken AG, consisting of a main body in substantially such form as attached hereto as Annex 6a and exhibits in such form as to be agreed separately, except that those ‘Relevant
Restated Programme Agreements’ (as defined in Annex 6a) that are governed by English law shall contain provisions implementing the Parties’ Joint and Several Liabilities in substantially such form as attached hereto at the end of
Annex 6a.
“COVERED-BOND-ZUSATZVEREINBARUNG”
bedeutet das ‘covered bond supplemental agreement’ zwischen der MUTTERGESELLSCHAFT, der TOCHTERGESELLSCHAFT, BNY Mellon Corporate Trustee Services Limited und UBS Hypotheken AG, beste- hend aus einem
Hauptteil im Wesentlichen in der Form wie als Anhang 6a beigefügt und Anhängen in solcher Form, wie sie separat zu vereinbaren sind, mit der Ausnahme, dass diejenigen ‘Relevant Restated Programme Agreements’ (wie in
Anhang 6a definiert), die englischem Recht unterstehen, Bestimmungen enthalten müssen, welche die SOLIDARHAFTUNGEN der PARTEIEN implementieren, im Wesentlichen in der Form wie hierzu am Ende des
Anhangs 6a angehängt.
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
“Effective Date” means 1 April 2015.
“STICHTAG” bedeutet 1. April 2015.
“ETD” means exchange traded derivatives (including but not limited to equity, fixed income, foreign exchange, precious metals
and commodities derivatives).
“ETD” bedeutet börsengehandelte Derivate (einschliesslich aber nicht
beschränkt auf Aktien-, Fixed Income-, Devisen-, Edelmetall- und Rohstoffderivate).
“Excluded Assets” means
assets directly and indirectly related to the Business that are (a) excluded from the Transfer as set forth in Annex 1g, (b) real estate assets not listed in Annex 1b, (c) intellectual property rights not listed in
Annex 1d, (d) movables not listed in Annex 1e, or (e) rights or claims under any Excluded Contract.
“AUSGENOMMENE VERMÖGENSWERTE” bedeutet Vermögenswerte,
die direkten oder indirekten Bezug zum GESCHÄFT haben und, die (a) gemäss Anhang 1g von der ÜBERTRAGUNG ausgenommen sind, (b) Grundstücksvermögenswerte, die nicht in Anhang
1b aufgeführt sind, (c) Immaterialgüterrechte, die nicht in Anhang 1d aufgeführt sind, (d) bewegliches Eigentum, das nicht in Anhang 1e aufgeführt ist, oder (e) Rechte oder Ansprüche unter
einem AUSGENOMMENEN VERTRAG.
“Excluded Contracts” means the contracts related to the
Business that are excluded from the Transfer as set forth in Annex 2d.
“AUSGENOMMENE
VERTRÄGE” bedeutet die Verträge mit Bezug zum GESCHAFT, die gemäss Anhang 2d von der ÜBERTRAGUNG ausgenommen sind.
“Excluded Liabilities” means obligations or liabilities directly and indirectly related to the Business that are
(a) excluded from the Transfer as set forth in Annex 1g, (b) part of an Excluded Contract, or (c) Strictly Personal Liabilities.
“AUSGENOMMENE VERBINDLICHKEITEN” bedeutet Verpflichtungen order
Verbindlichkeiten mit direktem oder indirektem Bezuq zum GESCHÄFT, die (a) gemäss Anhang 1g von der ÜBERTRAGUNG ausgenommen sind, (b) Teil eines AUSGENOMMENEN
VERTRAGES sind, oder (c) HÖCHSTPERSÖNLICHE VERBINDLICHKEITEN sind.
“Excluded Remaining Liabilities” means any and all obligations and liabilities (or any single obligation or liability) of the
Parent:
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a) |
which are Strictly Personal Liabilities; |
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b) |
which arise from loss-absorbing capital instruments that, at the time when the respective Joint and Several Liability is asserted or enforced, have been subject to a write-down in accordance with their terms upon the
occurrence of certain events; or |
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c) |
which result from pension or other post-employment benefit plans. |
“AUSGESCHLOSSENE VERBLEIBENDE
VERBINDLICHKEITEN” bedeuten samtliche Verpflichtungen und Verbindlichkeiten (oder jegliche einzelne Verpflichtung oder Verbindlichkeit) der MUTTERGESELLSCHAFT:
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a) |
die HÖCHSTPERSÖNLICHE VERBINDLICHKEITEN sind; |
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b) |
die aus verlustabsorbierenden Kapitalinstrumenten entstehen, welche im Zeitpunkt der Geltendmachung oder Vollstreckung der diesbezüglichen SOLIDARHAFTUNG im Einklang mit ihren Bestimmungen nach
Eintritt bestimm- ter Ereignisse abgeschrieben worden sind; oder |
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c) |
welche aus Pensionsplänen oder anderen Plänen für Leistungen nach Beendigung eines Arbeitsverhältnisses resultieren. |
11
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
“FARPA” means the Federal Act on Acquisition of Real Property by Persons
Abroad of 16 December 1983 (SR 211.412.4:1).
“BEWG” bedeutet das Bundesgesetz
über den Erwerb von Grundstücken durch Personen im Ausland vom 16. Dezember 1983 (SR 211.412.41).
“Financing
Arrangement” means a credit facility agreement or other financing arrangement under which a Commitment was given, and any relevant arrangements related thereto (including collateral arrangements).
“FINANZIERUNGSVEREINBARUNG” bedeutet einen Kreditrahmenvertrag oder eine andere
Finanzierungsvereinbarung, unter welcher eine KREDITZUSAGE abgegeben wurde, und jede sich darauf beziehende relevante Vereinbarung (einschliesslich Sicherungsvereinbarungen).
“FINMA” means the Swiss Financial Market Supervisory Authority.
“FINMA” bedeutet die Eidgenössische Finanzmarktaufsichtsbehörde.
“FINMA Order” has the meaning given to that term in Recital B) of this Agreement.
“FINMA VERFÜGUNG” hat die Bedeutung gemäss Erwägungsgrund B)
dieses VERTRAGS.
“FISA” means the Swiss Federal Act on Intermediated Securities dated 3 October
2008 (SR 957.1).
“BEG” bedeutet das Bundesgesetz über Buchcffekten vom 3. Oktober 2008 (SR 957.1).
“GMRA” means the “Global Master Repurchase Agreement” as published by the International Capital Market
Association and its Annex to be agreed between the Parties.
“GMRA” bedeutet das “Global Master
Repurchase Agreement” wie es von der International Capital Markets Association herausgegeben wird und dessen zwischen den PARTEIEN zu vereinbarenden Anhang.
“GMSLA” means the “Global Master Securities Lending Agreement” as published by the International Securities Lending
Association and its Schedule to be agreed between the Parties.
“GMSLA” bedeutet das “Global Master
Securities Lending Agreement” wie es von der International Securities Lending Association herausgegeben wird und dessen zwischen den PARTEIEN zu vereinbarenden Anhang.
“Group” means UBS Group AG, the Parent and its consolidated subsidiaries.
“GRUPPE” bedeutet UBS Group AG, die MUTTERGESELLSCHAFT und ihre
konsolidierten Tochtergesellschaften.
“Indemnified Party” has the meaning given to that term in Section 12.11.
“ENTSCHÄDIGTE
PARTEI” hat die diesem Begriff in ZIFF. 12.11 gegebene Bedeutung.
“Internal Services Provision” means any provision of services or delivery of goods within the Parent on an inter-divisional or
inter-branch (or similar) basis.
“INTERNE
DIENSTLEISTUNGSERBRINGUNG” bedeutet jede unternehmensbereichs- oder zweigniederlassungsübergreifende Erbringung von Dienstleistungen oder Zustellung von Waren innerhalb der
MUTTERGESELLSCHAFT oder eine Erbringung oder Zustellung auf einer ähnlichen Grundlage.
“Internal
Transactions” means any transactions recorded within the Parent on an inter- divisional or inter-branch (or similar) basis.
“INTERNE TRANSAKTIONEN” bedeutet alle unternehmensbereichs- oder
zweigniederlassungsübergreifenden bei der MUTTERGESELLSCHAFT erfassten Transaktionen oder Transaktionen auf einer ähnlichen Grundlage.
“Inventory” means the inventory attached to this Agreement consisting of the:
| |
i. |
Transfer Balance Sheet; |
| |
ii. |
lists of assets for (1) items that have to be designated individually, i.e. (a) real estate (Annex 1b), (b) securities and participations (Annex 1c), and (c) intangible assets (Annex
1d) as well as for (2) movables and other important assets (Annex ie); |
12
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
iii. |
description of Transferred Contracts (Annex 2a, Annex 2b, Annex 2c), excluding the Excluded Contracts (Annex 2d); and |
| |
iv. |
list of transferred employment relationships (Annex 3) |
“INVENTAR” bedeutet das diesem VERTRAG beigefügte Inventar,
bestehend aus der/den:
| |
ii. |
Listen von Aktiven (1) für Positionen, die einzeln aufgeführt werden müssen, d.h. (a) Grundstücke (Anhang 1b), (b) Wertschriften und Beteiligungen (Anhang 1c), und
(c) immaterielle Vermögenswerte (Anhang 1d) sowie für (2) bewegliche Sachen und andere wichtige Vermögenswerte (Anhang 1e); |
| |
iii. |
Beschreibung ÜBERTRAGENER VERTRÄGE (Anhang 2a, Anhang 2b, Anhang 2c), mit Ausnahme der AUSGENOMMENEN VERTRÄGE (Anhang
2d); und |
| |
iv. |
Liste der zu übertragenden Arbeitsverhältnisse (Anhang 3). |
“ISDA” means the Standard “2002 ISDA Master Agreement” and “1992 ISDA Master Agreement”, as the case may
be, each as published by the International Swaps and Derivatives Association, including applicable supporting documentation (such as the customized schedule, the related credit support annex and master confirmation letter).
“ISDA” bedeutet das Standard “2002 ISDA Master Agreement” beziehungsweise “1992 ISDA Master
Agreement”, wie sie jeweils von der International Swaps and Derivates Association herausgegeben werden, einschliesslich der anwendbare Hilfsdokumentation (wie des angepassten Anhangs, des damit zusammenhängenden Kreditsupport-Anhangs und
des master confirmation-Briefs).
“ISDA Master Agreement” means the Standard “2002 ISDA Master Agreement” as
published by the International Swaps and Derivatives Association with the customized schedule, the related credit support annex and master confirmation letter to be agreed between the Parties.
“ISDA-RAHMENVERTRAG” bedeutet das Standard “2002 ISDA Master
Agreement”, wie es von der International Swaps and Derivates Association herausgegeben wird mit dem angepassten Anhang, dem damit zusammenhängenden Kreditsupport-Anhang und dem master confirmation-Brief, wie zwischen den
PARTEIEN zu vereinbaren.
“International Withholding Tax Act” means the Federal Act on International
Withholding Tax dated of 15 June 2012 (SR 672.4).
“IQG” bedeutet das Bundesgesetz über
die internationale Quellenbesteuerung vom 15. Juni 2012 (SR 672.4).
“Joint and Several Liability” means the
Parent’s Joint and Several Liability in relation to the Subsidiary and the Subsidiary’s Joint and Several Liability in relation to the Parent, respectively, and “Joint and Several Liabilities” means each of them.
“SOLIDARHAFTUNG” bedeutet die SOLIDARHAFTUNG DER
MUTTERGESELLSCHAFT mit Bezug auf die TOCHTERGESELLSCHAFT bzw. die SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT mit Bezug auf die MUTTERGESELLSCHAFT, und
“SOLIDARHAFTUNGEN” bezieht sich auf beide diese Solidarhaftungen.
“MA” means the Swiss Federal Act on Merger, Demerger, Conversion and Transfer of Assets and Liabilities dated 3 October
2003 (SR 221.301).
“FUSG” bedeutet das Bundesgesetz über Fusion,
Spaltung, Umwandlung und Vermögensübertragung vom 3. Oktober 2003 (SR 221.301).
“MCA” means a master credit
agreement to be agreed between the Parent as lender and the Subsidiary as borrower.
“KREDITRAHMENVERTRAG” bedeutet den zwischen der
MUTTERGESELLSCHAFT als Darlehensgeberin und der TOCHTERGESELLSCHAFT als Darlehensnehmerin zu vereinbarenden Kreditrahmenvertrag.
“MSA” has the meaning given to this term in Section 10.5.
“MSA” hat die Bedeutung, die diesem Begriff in ZIFF. 10.5 gegeben wird.
“N” refers to a marginal note of this AGREEMENT.
“RZ” bezieht sich auf eine Randziffer dieses VERTRAGS.
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
“Nettable Parent Arrangement” has the meaning given to that term in
Section 12.3.
“VERRECHNUNGSFÄHIGE VEREINBARUNG MIT
DER MUTTERGESELLSCHAFT” hat die Bedeutung, die diesem Begriff in ZIFF. 12.3 gegeben wird.
“Notice of Defence” has the meaning given to that term in Section 12.11.
“VERTEIDIGUNGSANZEIGE” hat die Bedeutung, die diesem Begriff in
ZIFF. 12.11 gegeben wird.
“NY Assumption Agreement” means the assumption agreement between the Parent
and the Subsidiary, in substantially such form as attached hereto as Annex 6b.
“NY-ÜBERNAHMEVERTRAG” bedeutet das “assumption agreement”
zwischen der MUTTERGESELLSCHAFT und der TOCHTERGESELLSCHAFT, im Wesentlichen in der Form wie als Anhang 6b beigefügt.
“Parent” has the meaning as defined on page one.
“MUTTERGESELLSCHAFT” hat die Bedeutung gemäss Seite eins.
“Parent’s Joint and Several Liability” means the joint and several liability of the Parent pursuant to Section 12.1.
“SOLIDARHAFTUNG DER MUTTERGESELLSCHAFT”
bedeutet die Solidarhaftung der MUTTERGESELLSCHAFT gemäss ZIFF. 12.1.
“Party”/“Parties” means either of the Parent and the Subsidiary (or both of them).
“PARTEI”/“PARTEIEN” bedeutet
die MUTTERGESELLSCHAFT bzw. die TOCHTERGESELLSCHAFT (oder beide).
“Real Estate” has
the meaning as defined in Section 3.2.
“GRUNDSTÜCKE” hat die
Bedeutung gemäss ZIFF. 3.2.
“Remaining Liabilities” (or “Remaining Liability”)
means any and all obligations and liabilities (or any single obligation or liability) of the Parent the cause of which has been set before the Closing Time, other than (i) the Transferred Liabilities and (ii) the Excluded Remaining
Liabilities. For the avoidance of doubt, Remaining Liabilities do not include any obligation or liability of the Parent under or in connection with any transactions entered into by the Parent after (or at) the Closing Time, whether such transactions
are entered into with the same counterparties or under the same agreements, whether they are entitled to the benefit of the same collateral or other credit support arrangements, as in respect of a Remaining Liability, or whether they have been
entered into otherwise. Accordingly, in case the Parent has entered into a guarantee, surety or similar instrument in favor of a Third Party, Remaining Liabilities do not include any obligation or liability of the Parent relating to any transactions
entered into by such Third Party beneficiary after (or at) the Closing Time, even if such transactions are secured under the same guarantee, surety or similar instrument.
“VERBLEIBENDE VERBINDLICHKEITEN” (oder
“VERBLEIBENDE VERBINDLICHKEIT”) bedeutet jegliche Verpflichtungen und Verbindlichkeiten (oder jede einzelne Verpflichtung oder Verbindlichkeit) der
MUTTERGESELLSCHAFT, deren Ursache vor dem VOLLZUGSZEITPUNKT liegt, ausser (i) die ÜBERTRAGENEN VERBINDLICHKEITEN und (ii) die AUSGESCHLOSSENEN
VERBLEIBENDEN VERBINDLICHKEITEN. Zur Klarstellung sei feslgehalten, dass “VERBLEIBENDE VERBINDLICHKEITEN” nicht Verpflichtungen und Verbindlichkeiten der
MUTTERGESELLSCHAFT aus oder in Verbindung mit Transaktionen einschliesst, welche die MUTTERGESELLSCHAFT nach dem (oder zum) VOLLZUGSZEITPUNKT abgeschlossen hat, ungeachtet dessen, ob diese Transaktionen
mit den gleichen Gegenparteien oder unter den gleichen Vereinbarungen abgeschlossen wurden, ob sie von der gleichen Sicherheit oder anderen Kreditsicherungsvereinbarungen wie die VERBLEIBENDE VERBINDLICHKEITEN
profitieren, oder ob sie auf sonstige Weise abgeschlossen wurden. Dementsprechend, falls die MUTTERGESELLSCHAFT Garantie-, Sicherheits- oder ähnliche Instrumente zugunsten einer DRITTPARTEI abgeschlossen hat,
beinhaltet VERBLEIBENDE VERBINDLICHKEITEN keine Verpflichtung oder Verbindlichkeit der MUTTERGESELLSCHAFT bezüglich Transaktionen, die ein solcher Begünstigter einer DRITTPARTEI
nach dem (oder im) VOLLZUGSZEITPUNKT abgeschlossen hat, auch wenn solche Transaktionen unter der gleichen Garantie, Sicherheit oder ähnlichem Instrument besichert sind.
“Section” means a section of this Agreement.
“ZIFF.”/“ZIFFER
” bedeutet eine Ziffer dieses VERTRAGS.
14
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
“Separate Instrument” means a separate, independent instrument under Swiss
or non-Swiss law implementing an arrangement with a similar effect to a Party’s Joint and Several Liability with respect to certain Transferred Liabilities or Remaining Liabilities.
“SEPARATES INSTRUMENT” bedeutet ein separates, unabhängiges
Instrument unter schweizerischem oder nicht- schweizerischem Recht, das eine Vereinbarung mit einer ähnlichen Wirkung wie die SOLIDARHAFTUNG einer PARTEI für bestimmte ÜBERTRAGENE
VERBINDLICHKEITEN oder VERBLEIBENDE VERBINDLICHKEITEN begründet.
“SHAB” means the Swiss Official Gazette of Commerce (Schweizerisches Handelsamtsblatt).
“SHAB” bedeutet das Schweizerische Handelsamtsblatt.
“SLA” has the meaning given to this term in Section 10.5.
“SLA” hat die Bedeutung, die diesem Begrijf in ZIFF 10.5. gegeben wird.
“SLC” has the meaning given to this term in Section 10.5.
“SLC” hat die Bedeutung, die diesem Begriff in ZIFF 10.5. gegeben wird.
“Special Assets” has the meaning as defined in Section 3.10.
“SPEZIELLE VERMÖGENSWERTE” hat die Bedeutung, die diesem
Begriff in ZIFF 3.10. gegeben wird.
“Strictly Personal Liabilities” means any and all obligations and
liabilities (or any single obligation or liability) of the Parent which are of a strictly personal nature (höchstpersönlich), and in particular (i) any criminal liability (including for fines, disgorgement of profits or any
similar sanctions) or similar non-contractual liability of a punitive character to which the Parent may have been or become, subject, and (ii) any regulatory liability which results from, or is connected to, the licenses or similar regulatory
authorizations that have been granted, or other regulatory requirements that apply, to the Parent.
“HÖCHSTPERSÖNLICHE VERBINDLICHKEITEN” bedeutet
sämtliche Verpflichtungen und Verbindlichkeiten (oder jegliche einzelne Verpflichtung oder Verbindlichkeit) der MUTTERGESELLSCHAFT, die höchstpersönlich sind, und insbesondere (i) jegliche strafrechtliche
Verantwortlichkeit (einschliesslich Bussen, Einziehung von Gewinnen oder ähnliche Sanktionen) oder ähnliche ausservertragliche Haftung mit Strafcharakter, die gegebenenfalls auf die MUTTERGESELLSCHAFT Anwendung findet oder
finden wird, sowie (ii) jegliche aufsichtsrechtliche Verantwortlichkeit resultlerend aus oder im Zusammenhang mit Lizenzen oder ähnlicher aufsichtsrechtlicher Bewilligungen, die erteilt worden sind oder anderen auf die
MUTTERGESELLSCHAFT anwendbaren aufsichtsrechtlichen Anforderungen.
“Subsidiary” has the meaning as
defined on page one.
“TOCHTERGESELLSCHAFT” hat die Bedeutung gemäss
Seite eins.
“Subsidiary’s Joint and Several Liability” means the joint and several liability of the Subsidiary
pursuant to Section 12.2.
“SOLIDARHAFTUNG DER
TOCHTERGESELLSCHAFT” bedeutet die Solidarhaftung der TOCHTERGESELLSCHAFT gemäss ZIFF. 12.2.
“Supplemental US Indentures” means (i) the fifth supplemental indenture between the Parent, the Subsidiary and U.S. Bank
Trust National Association to the indenture dated 21 November 2000 between the Parent and U.S. Bank Trust National Association, (ii) the first supplemental indenture between the Parent, the Subsidiary and U.S. Bank Trust National
Association to the indenture dated 22 July 2004 between the Parent and U.S. Bank Trust National Assocation and (iii) the fifth supplemental indenture between UBS Americas Inc., the Parent, the Subsidiary and The Bank of New York Mellon to
the indenture dated 15 March 1988 between UBS Americas Inc., the Parent and The Bank of New York Mellon, in substantially such form as attached hereto as Annex 6d.
“ZUSATZ-US-ANLEIHEVERTRÄGE” bedeutet (i) die
“fifth supplemental indenture” zwischen der MUTTERGESELLSCHAFT, der TOCHTERGESELLSCHAFT und U.S. Bank Trust National Association zum Anleihensvertrag (indenture) vom 21. November 2000 zwischen der
MUTTERGESELLSCHAFT und U.S. Bank Trust National Association, (ii) die “first supplemental indenture” zwischen der MUTTERGESELLSCHAFT, der TOCHTERGESELLSCHAFT und U.S. Bank Trust National
Association zum Anleihensvertrag (indenture) vom 22. Juli 2004 zwischen der MUTTERGESELLSCHAFT und U.S. Bank Trust National Association und (iii)
15
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
die “fifth supplemental indenture” zwischen UBS Americas Inc., der MUTTERGESELLSCHAFT, der TOCHTERGESELLSCHAFT und The Bank of New York Mellon zum
Anleihensvertrag (indenture) vom 15. März 1988 zwischen UBS Americas Inc., der MUTTERGESELLSCHAFT und The Bank of New York Mellon, im Wesentlichen in der Form wie als Anhang 6d beigefügt.
“Third Party” means a person or entity of whatever kind other than a Party.
“DRITTPARTEI” bedeutet eine Person oder Rechtseinheit jeglicher Art ausser eine
PARTEI.
“Third Party Assets” means assets (including, without limitation, securities and movables of
all kind) the Parent holds in custody but are owned by a Third Party, such as assets in custody for the benefit of clients or assets held as collateral.
“DRITTPARTEI-VERMÖGENSWERTE” bedeutet Vermögenswerte
(einschliesslich und ohne Einschränkung, Wertschriften und bewegliche Sachen jeglicher Art), die sich im Gewahrsam der MUTTERGESELLSCHAFT befinden, jedoch im Eigentum einer DRITTPARTEI stehen, wie etwa
Vermögenswerte, die für Kunden verwahrt werden, oder Vermögenswerte, die als Sicherheit dienen.
“Transfer” means the transfer of the Business from the Parent to the Subsidiary pursuant to this Agreement.
“ÜBERTRAGUNG” bedeutet die Übertragung des
GESCHÄFTS von der MUTTERGESELLSCHAFT auf die TOCHTERGESELLSCHAFT gemäss diesem VERTRAG.
“Transfer Balance Sheet” means the transfer balance sheet as per 31 March 2015 and audited by Ernst & Young AG
as set out in Annex 1a (Transfer Balance Sheet).
“ÜBERTRAGUNGSBILANZ” bedeutet die Übertragungsbilanz per 31.
März 2015 gemäss Anhang 1a, die von Ernst & Young AG geprüft wurde (Übertragungsbilanz).
“Transferred Assets” means any and all assets of the Business (except for the Excluded Assets), consisting of:
“ÜBERTRAGENE VERMÖGENSWERTE” bedeutet sämtliche
Vermögenswerte des GESCHÄFTS (ausser die AUSGENOMMENEN VERMÖGENSWERTE), bestehend aus:
| |
a) |
all assets as set forth or contained in the Inventory (except for assets contained in the Transfer Balance Sheet that were disposed of, or have perished, since the Effective Date in the ordinary course of business),
including, for the avoidance of doubt, any rights and claims under any Transferred Contract; |
sämtlichen
Vermögenswerten wie im INVENTAR aufgeführt oder enthalten (ausser Vermögenswerte in der ÜBERTRAGUNGSBILANZ, über die seit dem STICHTAG im ordentlichen Geschäftsgang
verfügt wurde oder die untergegangen sind). Zur Klarstellung sei festgehalten, dass auch alle Rechte und Ansprüche aus sämtlichen ÜBERTRAGENEN VERTRÄGEN erfasst sind;
| |
b) |
all other assets acquired on the account of or created in the Business since the Effective Date or otherwise belonging to the Business (including assets written-down); and |
sämtlichen anderen Vermögenswerten, die seit dem STICHTAG für das GESCHÄFT erworben oder
geschaffen wurden oder anderweitig zum GESCHÄFT gehören (einschliesslich abgeschriebener Vermögenswerte); und
| |
c) |
all currently unknown claims of the Parent against a Third Party having their origin within the Business. |
sämtlichen derzeit unbekannten Ansprüchen der MUTTERGESELLSCHAFT gegen eine DRITTPARTEI, die dem
GESCHÄFT entstammen.
“Transferred Assets and Liabilities” means the Transferred Assets and the
Transferred Liabilities.
“ÜBERTRAGENE VERMÖGENSWERTE UND
VERBINDLICHKEITEN” bedeutet die ÜBERTRAGENEN VERMÖGENSWERTE und die ÜBERTRAGENEN VERBINDLICHKEITEN.
“Transferred Contracts” means (i) all ongoing and terminated contracts relating to the Business as evidenced in Annex
2a but (ii) excluding the Excluded Contracts (as set forth in Annex 2d).
“ÜBERTRAGENE VERTRÄGE” bedeutet (i) alle
laufenden und beendeten Verträge mit Bezug zum GESCHÄFT gemäss Anhang 2a, jedoch (ii) ohne die AUSGENOMMENEN VERTRÄGE (gemäss Anhang 2d).
16
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
“Transferred Employees” means the employees listed in Annex 3 and
“Transferred Employee” means any of the Transferred Employees.
“ÜBERTRAGENE
ARBEITNEHMER” bedeutet die in Anhang 3 aufgeführten Arbeitnehmer, und “ÜBERTRAGENER ARBEITNEHMER” bedeutet
jeden der ÜBERTRAGENEN ARBEITNEHMER.
“Transferred
Liabilities” means any and all obligations and liabilities (or any single obligation or liability) of the Business (except for the Excluded Liabilities), consisting of:
“ÜBERTRAGENE VERBINDLICHKEITEN” bedeutet sämtliche
Verpflichtungen und Verbindlichkeiten (oder jede einzelne Verpflichtung oder Verbindlichkeit) des GESCHÄFTS (ausser die AUSGENOMMENEN VERBINDLICHKEITEN), bestehend aus;
| |
a) |
all obligations and liabilities as set forth or contained in the Inventory (except for liabilities contained in the Transfer Balance Sheet that have been satisfied, disposed of, or extinguished, since the Effective
Date), including, for the avoidance of doubt, any obligations and liabilities under any Transferred Contract; |
sämtlichen Verpflichtungen und Verbindlichkeiten wie im INVENTAR aufgeführt oder enthalten (ausser
Verbindlichkeiten, die in der ÜBERTRAGUNGSBILANZ enthalten sind, über die seit dem STICHTAG im ordentlichen Geschäftsgang verfügt wurde oder die untergegangen sind). Zur Klarstellung sei
festgehalten, dass auch Verpflichtungen und Verbindlichkeiten unter sämtlichen ÜBERTRAGENEN VERTRÄGEN erfasst sind;
| |
b) |
all obligations and liabilities incurred by or in the Business since the Effective Date; and |
sämtlichen Verpflichtungen und Verbindlichkeiten, die vom oder im GESCHÄFT seit dem STICHTAG
angefallen bzw. eingegangen worden sind; und
| |
c) |
all currently unknown claims of a Third Party against the Parent having their origin within the Business. |
sämtlichen derzeit unbekannten Ansprüchen einer DRITTPARTEI gegen die MUTTERGESELLSCHAFT, die dem
GESCHÄFT entstammen.
“UK Assumption Agreement” means the deed supplemental to this Agreement in
respect of certain English law governed agreements between the Parent and the Subsidiary, in substantially such form as attached hereto as Annex 6c.
“UK-ÜBERNAHMEVERTRAG” bedeutet den Zusatzvertrag zu diesem
VERTRAG bezüglich gewisser Verträge zwischen der MUTTERGESELLSCHAFT und der TOCHTERGESELLSCHAFT, die englischem Recht unterstehen, im Wesentlichen in der Form wie als Anhang 6c
beigefügt.
| 2 |
Construction / Auslegung |
| 1 |
Unless a contrary indication appears, any reference in this Agreement to: |
Sofern keine
gegenteiligen Bestimmungen vorliegen, sind die Begriffe in diesem VERTRAG wie folgt auszulegen.
| |
i. |
a “person” includes any individual, company, corporation, firm, partnership, joint venture, association, organization, trust or agency (in each case, whether or not having separate legal personality);
|
eine “Person” schliesst jede/jedes/jeden Einzelperson, Gesellschaft, Unternehmen, Betrieb,
Personengesellschaft, Joint Venture, Verein, Verband, Trust oder Geschäftsstelle (in alien Fällen unabhängig vorhandener oder fehlender eigener Rechtspersönlichkeit) mit ein;
| |
ii. |
“including” means including without limitation; |
“einschliesslich”
bedeutet einschliesslich jedoch nicht abschliessend;
| |
iii. |
a provision of law is a reference to that provision as amended; |
eine gesetzliche
Bestimmung ist ein Hinweis auf diese Bestimmung in ihrer jeweils geltenden Fassung;
17
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
iv. |
a time of day is a reference to Swiss time; and |
Tageszeiten verweisen auf die Schweizer
Uhrzeit; und
| |
v. |
singular also includes plural and vice versa. |
Einzahl umfasst auch Mehrzahl und
umgekehrt.
| 3 |
Transfer of assets and liabilities / Übertragung von Aktiven und Passiven |
| 3.1 |
General provisions / Allgemeine Bestimmungen |
| 2 |
Subject to the terms and conditions of this Agreement, the Parent undertakes to transfer, and transfers, the Business to the Subsidiary as evidenced by the Inventory, consisting of the Transferred Assets, the
Transferred Liabilities, the Transferred Contracts and other legal or non-legal relationships (as further specified in this Section 3) by means of a transfer of assets and liabilities in accordance with articles 69 ff. MA. The Subsidiary
assumes all Transferred Liabilities and Transferred Contracts and accepts all legal or non-legal relationships transferred hereunder. |
Gemäss den Bestimmungen dieses VERTRAGS verpflichtet sich die MUTTERGESELLSCHAFT zur Übertragung des
GESCHÄFTS, und überträgt das GESCHÄFT, wie im INVENTAR ausgewiesen, bestehend aus den ÜBERTRAGENEN VERMÖGENSWERTEN, den
ÜBERTRAGENEN VERBINDLICHKEITEN, den ÜBERTRAGENEN VERTRÄGEN sowie anderen rechtlichen oder nicht-rechtlichen Verhältnissen (wie in ZIFF. 3 weiter
spezifiziert) auf ihre TOCHTERGESELLSCHAFT mittels Vermögensübertragung gemäss Art. 69 ff. FUSG. Dabei übernimmt die TOCHTERGESELLSCHAFT alle ÜBERTRAGENEN
VERBINDLICHKEITEN und ÜBERTRAGENEN VERTRÄGE und akzeptiert alle rechtlichen oder nicht-rechtlichen Verhältnisse, die gemäss VERTRAG übertragen werden.
| 3 |
The Parties confirm that they know in detail the Business and the Inventory, and in particular the details of (i) all books, records and accounting ledgers that are the basis for the Transfer Balance Sheet,
(ii) all books, records and accounting ledgers which the Parties have already established for the time between the Effective Date and the date of this Agreement in order to allow the Parties to record the transfer of the Business retroactively
as of the Effective Date and (iii) all related business transactions occurred between the Effective Date and the date of this Agreement. The Parties acknowledge that to the best of their knowledge, the Inventory and all such underlying books,
records and accounting ledgers are true and correct. Should the Inventory be ambiguous in any particular case, such underlying books, records and accounting ledgers shall be consulted and, if they address such case, be determinative.
|
Die PARTEIEN bestätigen, dass ihnen alle Details des GESCHÄFTS und des
INVENTARS bekannt sind, insbesondere die Details (i) aller Bücher, Aufzeichnungen und Haupt- und Nebenbücher der Geschäftsbücher, welche die Grundlage für die ÜBERTRAGUNGSBILANZ sind,
die Details (ii) aller Bücher, Aufzeichnungen und Haupt- und Nebenbücher, welche die PARTEIEN bereits für die Zeit zwischen dem STICHTAG und dem Datum des VERTRAGS angelegt haben, um
den PARTEIEN die rückwirkende Verbuchung der Übertragung des GESCHÄFTS ab dem STICHTAG zu ermöglichen sowie (iii) aller damit verbundenen und zwischen dem STICHTAG
und dem Datum des VERTRAGS erfolgten Geschäftstransaktionen. Die PARTEIEN anerkennen, dass gemäss ihrem besten Wissen das INVENTAR und alle zugrundliegenden Bücher, Aufzeichnungen und
Haupt- und Nebenbucher der Geschäftsbücher wahr und korrekt sind. Wenn das INVENTAR in einem bestimmten Fall unklar ist, sollen die zugrundeliegenden Bücher, Aufzeichnungen und Haupt- und Nebenbücher der
Geschäftsbücher konsultiert und, wenn sie diesen Fall behandeln, massgeblich sein.
| 3.2 |
Transfer of real estate / Übertragung von Grundstücken |
| 4 |
The Parent transfers all real estate in Switzerland acquired by way of collateral liquidation from defaulted mortgage clients as listed in Annex 1b (the “Real Estate”) to the Subsidiary by means
of this Transfer. All other real estate assets relating to the Business but not listed in this Annex 1b will not be transferred to the Subsidiary. |
Mit der ÜBERTRAGUNG überträgt die MUTTERGESELLSCHAFT alle von säumigen
Hypothekarschuldnern im Rahmen einer Grundpfandverwertung erlangten Grundstücke in der Schweiz gemäss Anhang 1b (die “GRUNDSTÜCKE”) auf die
TOCHTERGESELLSCHAFT. Alle anderen Grundstücke mit Bezug zum GESCHÄFT, die nicht im Anhang 1b aufgeführt sind, werden nicht auf die TOCHTERGESELLSCHAFT übertragen.
18
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 5 |
The wording of the mentions, annotations, easements and mortgages is known to the Parties. The Parties waive any right or requirement to reproduce such wording in the present Agreement. The undersigned notary has
informed the Subsidiary that property restrictions based on public law (e.g. based on zoning and building law) may apply independently of whether such restrictions are mentioned in the land register. |
Der Wortlaut der Vormerkungen, Anmerkungen, Dienstbarkeiten und Grundpfandrechte ist den PARTEIEN bekannt. Die
PARTEIEN verzichten im vorliegenden VERTRAG auf deren wörtliche Wiedergabe. Der unterzeichnete Notar hat die TOCHTERGESELLSCHAFT darüber informiert, dass öffentlich-rechtliche
Eigentumsbeschränkungen (z.B. aufgrund von raumplanerischen oder baurechtlichen Vorgaben) bestehen können, welche unabhängig von der Eintragung im Grundbuch Wirkung entfalten.
| 3.2.1 |
Environment / Umwelt |
| 6 |
The Parent declares that none of the Real Estate is registered in the register of potentially polluted sites (Altlastenverdachtsflächenkataster) or the register of polluted sites (Kataster der belasteten
Standorte). |
Die MUTTERGESELLSCHAFT erklärt, dass die GRUNDSTÜCKE weder im
Altlastenverdachtsflächenkastaster noch im Kataster der belasteten Standorte verzeichnet sind.
| 3.2.2 |
Mortgage notes / Schuldbriefe |
| 7 |
The Parent transfers all own mortgage notes listed in Annex 1c relating to the transferred Real Estate listed in Annex 1b to the Subsidiary by means of this Transfer. |
Mittels dieser ÜBERTRAGUNG überträgt die MUTTERGESELLSCHAFT die eigenen Schuldbriefe, die in
Anhang 1C aufgeführt sind und sich auf die GRUNDSTÜCKE gemäss Anhang 1b beziehen, auf die TOCHTERGESELLSCHAFT.
| 3.2.3 |
Pre-emption rights / Vorkaufsrechte |
| 8 |
The Parties state that this Transfer does not trigger any pre-emption rights neither contractual nor by law. |
Die PARTEIEN erklären, dass die ÜBERTRAGUNG weder gesetzliche noch vertragliche Vorkaufsrechte
auslöst.
| 9 |
In case pre-emption rights should nevertheless be triggered and executed, any proceeds resulting from such event belong to the Subsidiary. |
Falls trotzdem Vorkaufsrechte ausgelöst und umgesetzt werden sollten, fallen allfällig daraus resultierende Erlöse der
TOCHTERGESELLSCHAFT zu.
| 3.2.4 |
Lex Koller / Lex Koller |
| 10 |
The Parties confirm that they have been made aware of the FARPA and the Ordinance on Acquisition of Real Property by Persons Abroad of 1 October 1984 (SR 211.412.411). The Subsidiary declares not to be subject to
the FARPA and therefore does not need to have an authorization for the Transfer. |
Die PARTEIEN
bestätigen, dass sie über das BEWG und die Verordnung über den Erwerb von Grundstücken durch Personen im Ausland vom 1. Oktober 1984 (BewV) (SR 211.412.411) in Kenntnis gesetzt wurden. Die
TOCHTERGESELLSCHAFT erklärt, dass sie nicht in den Anwendungsbereich des BEWG fällt undfolglich keine Bewilligung für die ÜBERTRAGUNG benötigt.
| 3.2.5 |
Federal Act on Rural Land Rights / Bundesgesetz über das bäuerliche Bodenrecht |
| 11 |
The Parties state that none of the Real Estate is subject to the Federal Act on Rural Land Rights of 4 October 1991 (SR 211.412.11) and therefore no authorization under this act is needed for the Transfer.
|
Die PARTEIEN erklären, dass keine der GRUNDSTÜCKE in den Anwendungsbereich des
Bundesgesetzes vom 4. Oktober 1991 über das bäuerliche Bodenrecht (BGBB) (SR 211.412.11) fallen und die ÜBERTRAGUNG deshalb keiner Bewilligung gemäss BGBB bedarf.
19
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 3.2.6 |
Transfer of contracts related to the Real Estate / Übertragung von Verträgen, welche mit GRUNDSTÜCKEN zusammenhängen |
| 12 |
For the avoidance of doubt, the contracts related to the Real Estate (in particular ground lease and lease agreements, insurance contracts, broker mandates etc.) are transferred from the Parent to the Subsidiary by
means of this Transfer as part of the Transferred Contracts under Section 3.6. |
Zur Klarstellung sei festgehalten,
dass die mit GRUNDSTÜCKEN zusammenhängenden Verträge (insbesondere Pacht- und Mietverträge, Versicherungsverträge, Maklerverträge etc.) mittels dieser ÜBERTRAGUNG von der
MUTTERGESELLSCHAFT auf die TOCHTERGESELLSCHAFT als Teil der ÜBERTRAGENEN VERTRÄGE nach ZIFF. 3.6 übertragen werden.
| 3.3 |
Transfer of securities and participations / Übertragung von Wertschriften und Beteiligungen |
| 13 |
The Parent transfers all securities listed in Annex 1c to the Subsidiary by means of this Transfer. For the avoidance of doubt, all participations related to the Business but not listed in Annex 1c will
not be transferred. |
Mittels dieser ÜBERTRAGUNG Überträgt die
MUTTERGESELLSCHAFT alle die in Anhang 1c aufgeführten Wertschriften auf die TOCHTERGESELLSCHAFT. Zur Klarstellung sei festgehalten, dass alle Beteiligungen, die mit dem GESCHÄFT
zusammenhängen, aber nicht in Anhang 1c aufgeführt sind, nicht übertragen werden.
| 14 |
In addition and without limitation of the foregoing (but except for any Excluded Assets), the Parent undertakes to transfer to the Subsidiary, and to do anything required or advisable to effect such transfer by way of
singular succession at or promptly after the Closing: |
Zusätzlich und ohne Einschränkung des Vorstehenden (aber
ausgenommen alle AUSGENOMMENEN VERMÖGENSWERTE) verpflichtet sich die MUTTERGESELLSCHAFT, Folgendes auf die TOCHTERGESELLSCHAFT zu übertragen und alles Notwendige oder
Zweckmässige zu unternehmen um eine solche Übertragung mittels Singularsukzession anlässlich des VOLLZUGS oder kurz danach durchzuführen:
| |
i. |
all its (i) physical and paperless (if any) mortgage notes (Papier- und Register- Schuldbriefe) governed by Swiss law and (ii) similar mortgage instruments governed by Swiss or German law that, in each
case of (i) and (ii), pertain to the Business, and in particular those held by way of a fiduciary ownership (Sicherungsübereignung/Vollrechtsübereignung). For the avoidance of doubt, fiduciary entitlements in registered
mortgage notes are transferred by means of this Transfer by transfer of the relevant nominee agreements under Annex 2a; |
alle ihre (i) Papier- und Register-Schuldbriefe (sofern vorhanden), welche Schweizer Recht unterstehen sowie (ii) ähnliche
Hypothekarsicherheiten, welche schweizerischem oder deutschem Recht unterstehen, sofern (i) und (ii) jeweils zum GESCHÄFT gehören und insbesondere diejenigen, die fiduziarisch gehalten werden
(Sicherungsübereignung/Vollrechtsübereignung). Zur Klarstellung sei festgehalten, dass die fiduziarischen Berechtigungen an Registerschuldbriefen mittels dieser ÜBERTRAGUNG durch Übertragung der relevanten
Nominee-Verträge gemass Anhang 2a übertragen werden.
| |
ii. |
all its (other) off-balance sheet securities pertaining to the Business, including those related to secured financing transactions (securities lending & borrowing, repo and reverse repo); |
alle ihre (anderen) ausserbilanziellen Wertschriften, die zum GESCHÄFT gehören, einschliesslich diejenigen mit
Bezug zur Wertschriftenfinanzierungstransaktionen (Wertschriftenleihe, Repo und Reverse Repo);
| |
iii. |
all its other securities pertaining to the Business and (a) acquired between the last day before the date of this Agreement and the Closing or (b) erroneously not listed in Annex 1c. |
alle ihre anderen zum GESCHÄFT gehörenden und (a) zwischen dem letzten Tag vor dem Datum dieses
VERTRAGS und dem VOLLZUG erworbenen oder (b) irrtümlich nicht in Anhang 1c aufgeführten Wertschriften.
20
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 3.4 |
Transfer of intangible assets / Übertragung immaterieller Vermögenswerte |
| 15 |
The Parent transfers all intangible assets listed in Annex 1d to the Subsidiary by means of this Transfer. All intellectual property rights relating to the Business but not listed in Annex 1d will not be
transferred to the Subsidiary. |
Die MUTTERGESELLSCHAFT überträgt mittels dieser
ÜBERTRAGUNG alle in Anhang 1d aufgeführten immateriellen Vermögenswerte auf die TOCHTERGESELLSCHAFT. Alle Immaterialgüterrechte mit Bezug zum GESCHÄFT, die nicht in
Anhang 1d aufgeführt sind, werden nicht auf die TOCHTERGESELLSCHAFT übertragen.
| 3.5 |
Transfer of movables / Übertragung beweglicher Sachen |
| 16 |
The Parent transfers all movables and important other assets listed in Annex 1e to the Subsidiary by means of this Transfer. Upon the Transfer, the Subsidiary shall be able to exercise, control and acquire
possession (Besitz) over the movables listed in Annex 1e without any further action. To the extent such movables continue to be held in premises of the Parent, the Parent will grant the Subsidiary access to such movables at any
time during normal business hours. All movables relating to the Business but not listed in Annex le will not be transferred to the Subsidiary. |
Die MUTTERGESELLSCHAFT überträgt mittels dieser ÜBERTRAGUNG sämtliche
BEWEGLICHEN SACHEN und andere wichtige Vermögenswerte, die in Anhang 1e aufgeführt sind, auf die TOCHTERGESELLSCHAFT. Mit der ÜBERTRAGUNG soll die
TOCHTERGESELLSCHAFT in der Lage sein, den Besitz an den in Anhang 1e aufgeführten BEWEGLICHEN SACHEN ohne Weiteres zu erlangen, auszuüben and zu kontrollieren. Im Umfang, wie die
BEWEGLICHEN SACHEN in den Räumlichkeiten der MUTTERGESELLSCHAFT verbleiben, gewährt die MUTTERGESELLSCHAFT der TOCHTERGESELLSCHAFT während den normalen
Geschäftszeiten jederzeit Zutritt zu diesen BEWEGLICHEN SACHEN. Alle BEWEGLICHEN SACHEN mit Bezug zum GESCHÄFT, die aber nicht in Anhang 1e aufgeführt
sind, werden nicht auf die TOCHTERGESELLSCHAFT übertragen.
| 3.6 |
Transfer of contracts / Übertragung von Verträgen |
| 17 |
The Parent transfers the Transferred Contracts pursuant to Annex 2a (meaning the Parent’s entire contractual position, including all right, title, interest and burden therein, and any and all rights and
claims, obligations and liabilities, formation rights (Gestaltungsrechte), base rights (Stammrechte) and other rights or legal positions thereunder) to the Subsidiary by means of this Transfer and the Subsidiary herewith assumes these
Transferred Contracts. |
Die MUTTERGESELLSCHAFT überträgt mittels dieser
ÜBERTRAGUNG die ÜBERTRAGENEN VERTRÄGE gemäss Anhang 2a (das heisst, die gesamte Vertragsposition der MUTTERGESELLSCHAFT, inklusive aller Rechte, Rechtstitel,
Zinsen und Belastungen sowie aller Rechte und Forderungen, Verpflichtungen und Verbindlichkeiten, Gestaltungsrechte, Stammrechte und andere Rechte und rechtliche Positionen unter den ÜBERTRAGENEN VERTRÄGEN)
auf die TOCHTERGESELLSCHAFT, und die TOCHTERGESELLSCHAFT übernimmt hiermit die ÜBERTRAGENEN VERTRÄGE.
| 3.7 |
Transfer of employment relationships / Übertragung von Arbeitsverhältnissen |
| 18 |
The employment relationships relating to the Transferred Employees listed in Annex 3 will be transferred to the Subsidiary with all rights and obligations pursuant to article 333 CO. |
Die Arbeitsverhältnisse der ÜBERTRAGENEN
ARBEITNEHMER, die in Anhang 3 aufgeführt sind, werden gemäss Art. 333 OR mit allen Rechten und Pflichten übertragen.
| 19 |
In the event that a Transferred Employee objects to the Transfer, the respective employment relationship will nevertheless be transferred to the Subsidiary but it will be terminated by either of the Parties effective as
of the end of the legal notice period. |
Wenn ein ÜBERTRAGENER ARBEITNEHMER die
ÜBERTRAGUNG ablehnt, wird das entsprechende Arbeitsverhältnis trotzdem auf die TOCHTERGESELLSCHAFT übertragen, jedoch von einer der PARTEIEN auf Ende der gesetzlichen Kündigungsfrist
gekündigt.
| 20 |
The Parties confirm to each other that the Transferred Employees have been fully and duly notified with respect to the transfer of their employment relationship in compliance with the requirements of the applicable law
(specifically articles 333 and 333a CO) and of any applicable collective bargaining or other applicable agreements. |
Die
PARTEIEN bestätigen sich gegenseitig, dass die ÜBERTRAGENEN ARBEITNEHMER Über die Übertragung ihrer Arbeitsverhältnisse vollständig und ordnungsgemäss
informiert wurden, in Übereinstimmung mit allen anwendbaren gesetzlichen Vorschriften (insbesondere Art. 333 und 333a OR) sowie Kollektivarbeits- oder anderen anwendbaren Verträgen.
21
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 21 |
The Subsidiary will employ the Transferred Employees on the same basis as the Parent has, giving e.g., credit to the length of service with the Parent. The Transferred Employees who are beneficiaries of the UBS pension
fund will continue to be covered by this fund. |
Die TOCHTERGESELLSCHAFT wird die
ÜBERTRAGENEN ARBEITNEHMER auf der gleichen Grundlage wie die MUTTERGESELLSCHAFT beschäftigen. Sie wird dabei beispielsweise die Dauer eines Arbeitsverhältnisses bei der
MUTTERGESELLSCHAFT entsprechend berücksichtigen. Die ÜBERTRAGENEN ARBEITNEHMER, die zum Bezug von Vorsorgeleistungen aus der UBS Pensionskasse berechtigt sind, werden zum Bezug aus dieser
Pensionskasse berechtigt bleiben.
| 3.8 |
Transfer of pending litigation / Übertragung von hängigen Rechtsstreitigkeiten |
| 22 |
The Parties understand and agree that certain of the Transferred Assets and Transferred Liabilities which are transferred from the Parent to the Subsidiary by means of this Transfer are the subject-matter
(Streitgegenstand) of pending litigation (including arbitration and debt enforcement proceedings). |
Die
PARTEIEN haben Kenntnis davon und akzeptieren, dass gewisse der ÜBERTRAGENEN VERMÖGENSWERTE und der ÜBERTRAGENEN VERBINDLICHKEITEN, die mittels dieser
ÜBERTRAGUNG von der MUTTERGESELLSCHAFT auf die TOCHTERGESELLSCHAFT übertragen werden, Streitgegenstand von hängigen Verfahren (einschliesslich Schieds-, Betreibungs- und
Zwangsvollstreckungsverfahren) sind.
| 23 |
To the extent allowed under applicable procedural rules and unless otherwise agreed between the Parties for particular cases, the Parties shall use best efforts to cause a change of party in pending litigation on
Transferred Assets and Transferred Liabilities promptly after the Closing. If no such change of party is made in pending litigation on Transferred Assets and on Transferred Liabilities, the Subsidiary has the right (to the exclusion of the procedure
set out in Section 12.11) to internally control the litigation and, if allowed, to ask for other steps allowing it to conduct the litigation. If the Subsidiary renounces such right to control the litigation, the Parent shall have the right to
defend or settle such claim or proceeding in its exclusive discretion. In either case, the Parent shall be entitled to indemnification in accordance with Sections 12.9 and 12.10, as applicable. |
Soweit unter den anwendbaren Verfahrensregeln zulässig und sofern von den PARTEIEN für bestimmte Fälle nicht
abweichend vereinbart, bemühen sich die PARTEIEN unverzüglich nach dem VOLLZUG nach besten Kräften um die Erwirkung eines Parteiwechsels in den hängigen Gerichtsverfahren betreffend
ÜBERTRAGENE VERMÖGENSWERTE und ÜBERTRAGENE VERBINDLICHKEITEN. Wenn in einem hängigen Verfahren betreffend ÜBERTRAGENE
VERMÖGENSWERTE und ÜBERTRAGENE VERBINDLICHKEITEN kein Parteiwechsel veranlasst wurde, hat die TOCHTERGESELLSCHAFT (unter Ausschluss des Verfahrens wie in ZIFF.
12.11 festgelegt) das Recht, das Verfahren im internen Verhältnis zu steuern und, sofern zulässig, andere Massnahmen zu verlangen, welche ihr die Führung des Verfahrens ermoglicht. Wenn die TOCHTERGESELLSCHAFT auf das
Recht zur Kontrolle eines solchen hängigen Verfahrens verzichtet, ist die MUTTERGESELLSCHAFT berechtigt, sich nach eigenem Ermessen zu verteidigen oder einen Vergleich über den Anspruch oder das Verfahren abzuschliessen. In
jedem Fall hat die MUTTERGESELLSCHAFT dabei Anspruch auf Schadloshaltung gemäss ZIFF. 12.9 und 12.10, sofern anwendbar.
| 3.9 |
Transfer of roles relating to the Covered Bond Programme / Übertragung von Funktionen im Zusammenhang mit dem
COVERED-BOND-PROGRAMM |
| 24 |
As a result of the transfer of the Swiss mortgage business pursuant to the terms of this Agreement, the Parties agree to transfer certain roles under the Covered Bond Programme (including the roles of
‘Assignor’, ‘Originator’, ‘Principal Originator’, ‘Account Bank’, ‘Cash Manager’ and shareholder of the ‘Guarantor’), such transfer to be effected pursuant to the terms of the Covered Bond
Supplemental Agreement. The Parties undertake to enter into, and to procure that the other contemplated parties of the Covered Bond Supplemental Agreement enter into, the Covered Bond Supplemental Agreement immediately after the signing of this
Agreement and prior to the Closing. |
Als Folge der Übertragung des Schweizer Hypothekargeschäfts gemäss den
Bedingungen des VERTRAGS vereinbaren die PARTEIEN, bestimmte Funktionen unter dem COVERED BOND-PROGRAMM (inklusive die Funktion des ‘Assignor’, des
‘Originator’ des ‘Principal Originator’, der ‘Account Bank’, des ‘Cash Managers’ und des Aktionärs des ‘Guarantor’) zu ubertragen. Die Übertragung hat nach Massgabe der Bestimmungen der
COVERED-BOND-ZUSATZVEREINBARUNG ZU erfolgen. Die PARTEIEN verpflichten sich, darauf hinzuwirken, dass sie selber und die weiteren vorgesehenen Parteien die
COVERED-BOND-ZUSATZVEREINBARUNG unmittelbar nach Unterzeichnung dieses Vertrags und vor dem VOLLZUG unterzeichnen.
22
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 25 |
For the avoidance of doubt and notwithstanding anything to the contrary in this Agreement, the contractual position of the Parent in its capacity as issuer in relation to the Covered Bond Programme remains with the
Parent and is not transferred to the Subsidiary. |
Zur Klarstellung und ungeachtet abweichender Regelungen in diesem
VERTRAG sei darauf hingewiesen, dass die vertragliche Position der MUTTERGESELLSCHAFT in ihrer Eigenschaft als Emittentin des COVERED-BOND-PROGRAMMS bei der
MUTTERGESELLSCHAFT verbleibt und nicht auf die TOCHTERGESELLSCHAFT übertragen wird.
| 3.10 |
Transfer of beneficial ownership in Special Assets / Übertragung von wirtschaftlichem Eigentum in SPEZIELLEN VERMÖGENSWERTEN
|
| 26 |
Subject to the Closing but with effect as of the Effective Date, the Parent hereby grants, assigns and transfers to the Subsidiary the beneficial ownership in all assets, liabilities and contracts and other items listed
under: |
Vorbehältlich des VOLLZUGS aber mit Wirkung per STICHTAG gewährt, tritt ab
und überträgt die MUTTERGESELLSCHAFT das wirtschaftliche Eigentum an allen Vermögenswerten, Verbindlichkeiten und Verträgen und anderen Positionen aufgeführt unter:
| |
(a) |
Section I.u) of Annex 2d (Agreements related to the corporate aircraft finance business) and Section III.a) of Annex 1g (Corporate aircraft finance business assets) (to the extent relevant assets are
currently beneficially owned by the Parent), but only to the extent the underlying relationship with the wealth management client is booked in Switzerland; |
ZIFF. I.u) von Anhang 2d (Verträge im Zusammenhang mit dem Corporate Aircraft Finance-Geschäft) und
ZIFF. III.a) von Anhang 1g (Vermögenswerte des Corporate Aircraft Finance-Geschäfts) (im Umfang, als dass relevante Vermögenswerte derzeit wirtschaftlich der MUTTERGESELLSCHAFT gehören),
aber nur im Umfang als dass die darunter liegende Beziehung mit dem Wealth Management-Kunden in der Schweiz gebucht ist;
| |
(b) |
Section III.b) of Annex 1g (Litigated assets); or |
ZIFF. III.b) von Anhang 1g (Eingeklagte Vermögenswerte); oder
| |
(c) |
Section II of Annex 2d (Other excluded contracts due to special reasons), |
ZIFF. II von Anhang 2d (Andere ausgenommene Verträge aufgrund spezieller Gründe),
for which, in each case, the transfer of legal title to the Subsidiary has been excluded (the “Special Assets”). As a result,
the Parent shall continue to hold the Special Assets on a fiduciary basis as a nominee in its own name but for the account of the Subsidiary and promptly pass on all proceeds and benefits to the Subsidiary. For the avoidance of doubt, the Parent
shall thus solely act upon the instructions of the Subsidiary in relation to the Special Assets and, absent of such instructions, not dispose of, pledge or encumber the Special Assets, and at the Subsidiary’s option, the Subsidiary may ask at
any time that the Parent transfers to the Subsidiary full legal title in the Special Assets, to the extent such transfer is legally feasible. In relation to such nominee services, the Parties shall enter into appropriate co-operation agreements
under Section 10.5.
für welche, in jedem einzelnen Fall, die Übertragung des Rechtstitels an die
TOCHTERGESELLSCHAFT ausgeschlossen wurde (die “SPEZIELLEN VERMÖGENSWERTE”). Im Ergebnis wird die MUTTERGESELLSCHAFT die
SPEZIELLEN VERMÖGENSWERTE auf einer treühanderischen Grundlage als Nominee im eigenen Namen aber auf Rechnung der TOCHTERGESELLSCHAFT weiter halten und alle Einkünfte und Vorteile an die
TOCHTERGESELLSCHAFT weiterleiten. Zur Klarstellung sei festgehalten, dass mit Bezug auf die SPEZIELLEN VERMÖGENSWERTE die MUTTERGESELLSCHAFT folglich nur gemäss den Anweisungen
der TOCHTERGESELLSCHAFT handelt und, in Ermangelung solcher Anweisungen, die SPEZIELLEN VERMÖGENSWERTE nicht veräussert, verpfändet oder belastet; und nach Wahl der
TOCHTERGESELLSCHAFT kann die TOCHTERGESELLSCHAFT jederzeit verlangen,
23
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
dass die MUTTERGESELLSCHAFT den vollen Rechtsanspruch an den SPEZIELLEN VERMÖGENSWERTEN an die
TOCHTERGESELLSCHAFT überträgt soweit eine solche Übertragung rechtlich möglich ist. In Bezug auf solche treuhänderische Dienstleistungen werden die Parteien unter ZIFF. 10.5
angemessene Kooperationsverträge abschliessen.
| 27 |
For the avoidance of doubt and notwithstanding the fact that transfer of legal title in the Special Assets is excluded, the Special Assets existing as of the balance sheet date of the Transfer Balance Sheet are included
in the Transfer Balance Sheet (to the extent such Special Assets that are owned beneficially but not legally may be capitalized under the applicable accounting standard). |
Zur Klarstellung und ungeachtet der Tatsache, dass die Übertragung des Rechtstitels an den SPEZIELLEN
VERMÖGENSWERTEN ausgeschlossen ist, sei festgehalten, dass die SPEZIELLEN VERMÖGENSWERTE, die am Bilanzstichtag der ÜBERTRAGUNGSBILANZ existieren, in der
ÜBERTRAGUNGSBILANZ enthalten sind (insoweit, als dass solche SPEZIELLEN VERMÖGENSWERTE, die wirtschaftlich aber nicht rechtlich gehalten werden, gemäss dem anwendbaren Rechnungsstandard
aktiviert werden dürfen).
| 3.11 |
Transfer of Third Party Assets, third party intermediated securities as well as of securities and assets held as a nominee / Übertragung von
DRITTPARTEI-VERMÖGENSWERTEN, von Bucheffekten sowie von Wertpapieren und Vermögenswerten, die als Nominee gehalten werden |
| 28 |
If and to the extent (i) the Parent has possession (Besitz) of Third Party Assets and (ii) the contract on the basis of which the Parent has possession of such Third Party Assets is a Transferred
Contract, the Parent transfers the possession of such Third Party Assets to the Subsidiary by means of this Transfer, and upon such Transfer the Subsidiary shall be able to exercise control and to acquire possession (Besitz) over such Third
Party Assets without any further action. To the extent such Third Party Assets continue to be held in premises of the Parent, the Parent will grant access to the Subsidiary to such Third Party Assets at any time during normal business hours.
|
Falls und soweit (i) die MUTTERGESELLSCHAFT im Besitz von
DRITTPARTEI-VERMÖGENSWERTEN ist und (ii) der Vertrag, auf der Grundlage dessen die MUTTERGESELLSCHAFT Besitz an solchen DRITTPARTEI-VERMÖGENSWERTEN hat, ein
ÜBERTRAGENER VERTRAG ist, übertragt die MUTTERGESELLSCHAFT mittels dieser ÜBERTRAGUNG den Besitz an solchen DRITTPARTEI- VERMÖGENSWERTEN an
die TOCHTERGESELLSCHAFT, und mit dieser ÜBERTRAGUNG soll die TOCHTERGESELLSCHAFT ohne weiteres Zutun die Kontolle über diese DRITTPARTEI-VERMOGENSWERTE ausüben
und den Besitz an ihnen übernehmen können. Soweit solche DRITTPARTEI-VERMÖGENSWERTE nach wie vor in den Räumlichkeiten der MUTTERGESELLSCHAFT sein werden, gewährt die
MUTTERGESELLSCHAFT der TOCHTERGESELLSCHAFT während der normalen Geschäftszeiten jederzeit Zugang zu solchen DRITTPARTEI-VERMÖGENSWERTEN.
| 29 |
If and to the extent (i) the Parent is a custodian (Verwahrungsstelle) of intermediated securities (Bucheffekten) for any account holder (Kontoinhaber) and (ii) if the agreement governing
such account holder’s securities account is a Transferred Contract, then (i) the Subsidiary shall take over and keep such securities account as custodian for such account holder instead of the Parent, and (ii) (a) the Subsidiary
shall take over the Parent’s relationships (including securities accounts and related cash accounts) with sub-custodians, central securities depositories and fund transfer agents by operation of law, novation agreement, assignment agreement,
transfer of securities or as otherwise applicable in the relevant market in order to hold the underlying security positions, whereas the Parent undertakes to execute any necessary steps to ensure that the Subsidiary becomes the legitimate account
holder of the underlying security positions in the respective market, or, if applicable, (b) the Parent shall promptly transfer to Subsidiary possession in certificated securities that the Parent holds in collective custody or global
certificates that the Parent holds in custody (to such transfer of such certificated securities or global certificates, the foregoing paragraph on Third Party Assets shall apply mutatis mutandis). Alternatively, the Parties may
mutually agree on any other method enabling the Subsidiary to hold the necessary underlying security positions, including the Parent acting as a sub-custodian for the Subsidiary. |
Falls und soweit (i) die MUTTERGESELLSCHAFT eine Verwahrungsstelle von Bucheffekten für einen Kontoinhaber ist und
(ii) falls der Vertrag bezüglich des Wertschriftenkontos eines solchen Kontoinhabers ein ÜBERTRAGENER VERTRAG ist, dann (i) übernimmt und führt die TOCHTERGESELLSCHAFT
anstelle der MUTTERGESELLSCHAFT dieses Wertschriftenkonto als Verwahrungsstelle
24
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
für diesen Kontoinhaber, und (ii) (a) übernimmt die TOCHTERGESELLSCHAFT die Beziehungen der MUTTERGESELLSCHAFT (inklusive Wertschriftenkonti und
damit verbundene Kontokorrentkonti) mit Drittverwahrungsstellen (“sub-custodians”), Zentralverwahrern und Fonds Transfer Agents aufgrund gesetzlicher Anordnung, Novationsvertrag, Abtretungsvertrag, Übertragung von Wertschriften oder
wie anderweitig im entsprechenden Markt üblich, um die unterliegenden Wertschriftenpositionen zu halten, wobei die MUTTERGESELLSCHAFT alle notwendigen Schritte ausführt, um sicherzustellen, dass die
TOCHTERGESELLSCHAFT der rechtmässige Kontoinhaber der unterliegenden Wertschriftenpositionen im entsprechenden Markt wird, oder, falls anwendbar, (b) überträgt die MUTTERGESELLSCHAFT
unverzüglich den Besitz an verbrieften Wertschriften, welche die MUTTERGESELLSCHAFT in Sammelverwahrung hält, oder Globalzertifikaten, welche die MUTTERGESELLSCHAFT verwahrt, an die
TOCHTERGESELLSCHAFT (auf eine solche Übertragung von solchen verbrieften Wertpapieren oder Globalzertifikaten ist der vorstehende Absatz bezüglich DRITTPARTEI-VERMÖGENSWERTEN mutatis
mutandis anwendbar). Alternativ können sich die PARTEIEN zusammen auf eine andere Methode einigen, um es der TOCHTERGESELLSCHAFT zu ermöglichen, die notwendigen unterliegenden Wertschriftenpositionen zu
halten, einschliesslich, dass die MUTTERGESELLSCHAFT als Drittverwahrungsstelle für die TOCHTERGESELLSCHAFT agiert.
| 30 |
Furthermore and without limitation of any transfer effected pursuant to another Section, the Parent transfers all securities or other assets in whichever form, including any uncertificated securities
(Wertrechte as defined in art. 973C CO and any similar instruments under foreign law), that it holds as a nominee in its own name but for the account of a client provided that the
agreement governing such client’s account is a Transferred Contract. Where such transfer is not achieved by means of this Transfer, the Parent undertakes to transfer by other means, and hereby assigns (to the extent possible) with effect as of
the Closing Time, all such securities or other assets, and where appropriate the Subsidiary shall take over the Parent’s relationships (including securities accounts and related cash accounts) with sub-custodians, central securities
depositories and fund transfer agents as set out in (ii)(a) of the foregoing paragraph (N 29) of this Section 3.11. Where contractual entitlements in such securities or other assets are recorded in client accounts, the Subsidiary shall take
over and keep such client accounts and continue such recording for the benefit of such clients instead of the Parent. |
Des
Weiteren und ohne Einschränkung einer Übertragung wie sie gemäss einer anderen ZIFFER durchgeführt wird, überträgt die MUTTERGESELLSCHAFT alle Wertschriften oder anderen Vermögenwerte
in welcher Form auch immer, einschliesslich Wertrechte (wie in Art. 973C OR definiert und ähnliche Instrumente unter ausländischem Recht), welche sie als Nominee in ihrem eigenen Namen
aber auf Rechnung eines Kunden hält, vorausgesetzt, dass der Vertrag, der ein solches Kundenkonto regelt, ein ÜBERTRAGENER VERTRAG ist. Wo eine solche Übertragung mittels dieser
ÜBERTRAGUNG nicht erreicht wird, verpflichtet sich die MUTTERGESELLSCHAFT sämtliche solche Wertpapiere oder anderen Vermögenswerte per VOLLZUGSZEITPUNKT auf andere Weise zu übertragen
und tritt diese hiermit (soweit wie möglich) ab, und wo es angemessen ist, übernimmt die TOCHTERGESELLSCHAFT die Beziehungen der MUTTERGESELLSCHAFT (inklusive Wertschriftenkonti und damit verbundene
Kontokorrentkonti) mit Drittverwahrungsstellen, Zentralverwaltungsstellen und Fonds Transfer Agents wie in (ii)(a) des vorstehenden Abschnitts (Rz 29) in dieser ZIFF. 3.11 ausgeführt. Wo vertragliche Ansprüche an solchen
Wertschriften oder anderen Vermögenswerten in Kundenkonti registriert sind, übernimmt und behält die TOCHTERGESELLSCHAFT solche Kundenkonti und führt die Aufzeichnungen anstelle der
MUTTERGESELLSCHAFT zu Gunsten eines solchen Kunden weiter.
| 31 |
Terms used in N 29 of this Section 3.11 shall be interpreted in accordance with the FISA, unless defined otherwise. |
Die Begriffe, die in Rz 29 dieser ZIFF. 3.11 verwendet werden, sind ohne anderslautende Definition in Übereinstimmung
mit dem BEG zu verstehen.
25
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 3.12 |
Transfer of benefits and risks relating to Parent’s foreign exchange, interest rate, and credit risk management / Übertragung von Nutzen und Risiken im Zusammenhang mit dem Wechselkurs-, Zins- und
Kreditrisiko-Management der MUTTERGESELLSCHAFT |
| 32 |
Subject to the Closing, the Subsidiary shall assume certain benefits and risks arising from external transactions or Internal Transactions relating to the Parent’s foreign exchange (FX), interest rate (IR) and
credit risk management, including the Parent’s macro cash flow and fair value hedge accounting program as well as certain other foreign exchange, interest rate and credit default derivatives, each inasmuch as it is related to the Business,
whereas: |
Vorbehältlich des VOLLZUGS übernimmt die TOCHTERGESELLSCHAFT gewisse
Nutzen und Risiken von externen Transaktionen oder INTERNEN TRANSAKTIONEN zur Bewirtschaftung von Wechselkurs-, Zins-, und Kreditrisiken der MUTTERGESELLSCHAFT, einschliesslich deren Macro-Cashflow- und
Fair-Value-Hedge-Accounting Programm zuzüglich anderer Währungs-, Zins- und Kreditausfallderivaten, insoweit als diese jeweils sich auf das GESCHÄFT beziehen, wobei:
| |
i. |
those benefits and risks which arise from external transactions or Internal Transactions existing before the Effective Date are reflected in the Transfer Balance Sheet and shall be assumed with retroactive effect as of
the Effective Date, subject to any changes in such transactions arising until Closing (the aggregated fair value of such benefits and risks as of the second last day before the date of this Agreement, including any such changes, being reflected in
Annex 1f); |
diejenigen Nutzen und Risiken, die von externen oder INTERNEN
TRANSAKTIONEN, welche vor dem STICHTAG existieren, stammen, in der ÜBERTRAGUNGSBILANZ enthalten sind und rückwirkend auf den STICHTAG übernommen werden, vorbehältlich
von Änderungen bei solchen Transaktionen, die vor dem VOLLZUG auftreten (der Gesamtmarktwert von solchen Nutzen und Risiken am zweitletzten Tag vor dem Datum dieses VERTRAGS, einschliesslich solcher
Änderungen, sind in Anhang 1f reflektiert);
| |
ii. |
those benefits and risks which arise from external transactions or Internal Transactions occurring between the Effective Date and the second last day before the date of this Agreement are reflected (as their aggregate
fair value as of the second last day before the date of this Agreement) in Annex 1f and shall be assumed with retroactive effect as of the date they have occurred, subject to any changes in such transactions arising until Closing; and
|
diejenigen Nutzen und Risiken, welche von externen oder INTERNEN TRANSAKTIONEN stammen,
die zwischen dem STICHTAG und dem zweitletzten Tag vor dem Datum dieses VERTRAGES erfolgen, sind in Anhang 1f enthalten (mit deren Gesamtmarktwert am zweitletzten Tag vor dem Datum dieses
VERTRAGES) und werden rückwirkend ab dem Datum, an dem sie erfolgt sind, übernommen, vorbehältlich von Änderungen, die in solchen Transaktionen bis zum VOLLZUG auftreten; und
| |
iii. |
those benefits and risks which arise from external transactions or Internal Transactions occurring between the last day before the date of this Agreement and the Closing and entered into the ordinary course of business
(or as mutually agreed between the Parties) shall be assumed with effect as of the date they have occurred, subject to any changes in such transactions arising until Closing. |
diejenigen Nutzen und Risiken, die von externen Transaktionen oder INTERNEN TRANSAKTIONEN, die zwischen dem
letzten Tag vor dem Datum dieses VERTRAGS und dem VOLLZUG erfolgen, stammen, und welche im Rahmen des ordentlichen Geschäftsganges eingegangen wurden (oder auf welche sich die PARTEIEN gegenseitig
geeinigt haben), werden mit Wirkung des Datums, an welchem sie eingetreten sind, übernommen, vorbehältlich von Änderungen, die in solchen Transaktionen bis zum VOLLZUG auftreten.
| 33 |
The assumption of such benefits and risks shall only occur between the Parties, and the Parties undertake to promptly enter into the ISDA Master Agreement and into respective trades documented under the ISDA Master
Agreement in order to implement such assumption, provided, however, that if in relation to Internal Transactions any payments have already been settled or other performance has been made on an inter-divisional or inter-branch (or similar) basis by
the Closing, then such settlement shall be deemed to be made by the Parent to the Subsidiary or vice versa, as the case may be (it being understood that such settlement, is reflected in the Parent’s internal accounting systems in
accordance with Section 3.16). |
Die Übernahme solcher Nutzen und Risiken erfolgt nur zwischen den
PARTEIEN, und die PARTEIEN verpflichten sich, unverzüglich den ISDA-RAHMENVERTRAG und entsprechende Handelstransaktionen, die unter dem ISDA-RAHMENVERTRAG dokumentiert werden,
abzuschliessen, um diese Übernahme zu vollziehen. Dies jedoch unter der Voraussetzung, dass wenn in Bezug auf INTERNE TRANSAKTIONEN Zahlungen oder andere Leistungen bereits vor dem VOLLZUG auf einer
unternehmensbereichs- oder einer zweigniederlassungsübergreifenden (oder ähnlichen) Grundlage bezahlt bzw. geleistet wurden, die entsprechenden Leistungen, je nachdem, als Erfüllung von der MUTTERGESELLSCHAFT an die
TOCHTERGESELLSCHAFT bzw. umgekehrt gelten (wobei Einvernehmen darüber besteht, dass eine solche Erfüllung in den internen Buchhaltungssystemen der MUTTERGESELLSCHAFT in Übereinstimmung mit Ziffer 3.16
reflektiert ist).
26
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 3.13 |
Transfer of benefits and risks of internal repo and securities lending & borrowing transactions / Übertragung von Nutzen und Risiken von internen Repo- und
Wertpapierleihe-Transaktionen |
| 34 |
Subject to the Closing, the Subsidiary shall assume all benefits and risks of Internal Transactions that are (i) secured financing transactions (securities lending & borrowing, repo and reverse repo), and
(ii) recorded between a division or branch that is part of the Business on the one hand and a division or branch remaining with the Parent on the other, whereas: |
Vorbehältlich des VOLLZUGS übernimmt die TOCHTERGESELLSCHAFT alle Nutzen und Risiken von
INTERNEN TRANSAKTIONEN, die (i) besicherte Finanzierungstransaktionen (Wertpapierleihe, Repo und Reverse-Repo) darstellen, und (ii) die zwischen einem Unternehmensbereich oder einer Zweigniederlassung, der
oder die Teil des GESCHÄFTS ist, einerseits und einem Unternehmensbereich oder einer Zweigniederlassung, der oder die bei der MUTTERGESELLSCHAFT verbleibt, andererseits registriert wurden, wobei:
| |
i. |
those benefits and risks which arise from Internal Transactions existing before the Effective Date are reflected in the Transfer Balance Sheet and shall be assumed with retroactive effect as of the Effective Date,
subject to any changes in such transactions arising until Closing (the aggregated fair value of such benefits and risks as of the second last day before the date of this Agreement, including any such changes, being reflected in Annex 1f);
|
diejenigen Nutzen und Risiken, die von INTERNEN TRANSAKTIONEN stammen, die vor dem
STICHTAG existierten, in der ÜBERTRAGUNGSBILANZ enthalten sind und rückwirkend per STICHTAG Übernommen werden, vorbehaltlich von Änderungen, die in solchen Transaktionen
bis zum VOLLZUG auftreten (der Gesamtmarktwert von solchen Nutzen und Risiken am zweitletzten Tag vor dem Datum dieses VERTRAGS, einschliesslich solcher Änderungen, sind im Anhang 1f reflektiert);
| |
ii. |
those benefits and risks which arise from Internal Transactions occurring between the Effective Date and the second last day before the date of this Agreement are reflected (as their aggregate fair value as of the
second last day before the date of this Agreement) in Annex 1f and shall be assumed with retroactive effect as of the date they have occurred, subject to any changes in such transactions arising until Closing; and |
diejenigen Nutzen und Risiken, die von INTERNEN TRANSAKTIONEN stammen, die zwischen dem
STICHTAG und dem zweitletzten Tag vor dem Datum dieses VERTRAGES erfolgen, (mit deren Gesamtmarktwert am zweitletzten Tag vor dem Datum dieses VERTRAGES) in Anhang 1f enthalten sind und
rückwirkend per Datum übernommen werden, an welchem sie erfolgt sind, vorbehältlich von Änderungen, die in solchen Transaktionen bis zum VOLLZUG auftreten; und
| |
iii. |
those benefits and risks which arise from Internal Transactions occurring between the last day before the date of this Agreement and the Closing and entered into the ordinary course of business (or as mutually agreed
between the Parties) shall be assumed with effect as of the date they have occurred, subject to any changes in such transactions arising until Closing. |
diejenigen Nutzen und Risiken, die von INTERNEN TRANSAKTIONEN, die zwischen dem letzten Tag vor dem Datum
dieses VERTRAGS und dem VOLLZUG erfolgen, stammen und welche im Rahmen des ordentlichen Geschäftsganges eingegangen wurden (oder auf welche sich die PARTEIEN gegenseitig geeinigt haben) mit Wirkung
des Datums, an welchem sie eingetreten sind, übernommen werden, vorbehältlich von Änderungen, die in solchen Transaktionen bis zum VOLLZUG auftreten.
| 35 |
The assumption of such benefits and risks shall only occur between the Parties, and the Parties undertake to promptly enter into the GMRA and the
GMSLA and into appropriate trades documented under the GMRA and the GMSLA in order to implement such assumption, provided, however, that if in relation to such trades any payments have already been settled or other performance has been made on an
inter-divisional or inter-branch basis by the Closing, then such |
27
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
settlement shall be deemed to be made by the Parent to the Subsidiary or vice versa, as the case may be (it being understood that such settlement is reflected in the Parent’s internal
accounting systems in accordance with Section 3.16). |
Die Übernahme solcher Nutzen und Risiken erfolgt nur
zwischen den PARTEIEN, und die PARTEIEN verpflichten sich, unverzüglich das GMRA und das GMSLA und entsprechende, unter dem GMRA und dem GMSLA dokumentierte, Handelstransaktionen abzuschliessen, um diese
Übernahme zu implementieren, vorausgesetzt allerdings, dass wenn in Bezug auf solche Handelstransaktionen Zahlungen oder andere Leistungen bereits vor dem VOLLZUG auf einer unternehmensbereichs- oder einer
zweigniederlassungsübergreifenden Grundlage erfolgt sind, die entsprechende Erfüllung als Erfüllung durch die MUTTERGESELLSCHAFT an die TOCHTERGESELLSCHAFT bzw. im gegebenen Fall umgekehrt gelten sollen
(wobei Einvernehmen darüber besteht, dass eine solche Erfüllung in den internen Buchhaltungssystemen der MUTTERGESELLSCHAFT in Übereinstimmung mit ZIFF. 3.16 reflektiert ist).
| 3.14 |
Transfer of benefits and risks of internal money market transactions / Übertragung von Nutzen und Risiken von internen Geldmarkt-Transaktionen |
| 36 |
Subject to the Closing, the Subsidiary shall assume all benefits and risks of Internal Transactions that are (i) money market transactions and (ii) are recorded between a division or branch that is part of the
Business on the one hand and a division or branch remaining with the Parent on the other, whereas the main terms of such transactions that are currently outstanding (including their effective date) are disclosed in Annex 1f, it being
understood that those benefits and risks which arise from Internal Transactions existing before the Effective Date are also reflected in the Transfer Balance Sheet. |
Vorbehältlich des VOLLZUGS übernimmt die TOCHTERGESELLSCHAFT alle Nutzen und Risiken von
INTERNEN TRANSAKTIONEN, die (i) Geldmarkttransaktionen darstellen und (ii) zwischen einem Unternehmensbereich oder einer Zweigniederlassung, der oder die Teil des GESCHÄFTS ist, einerseits
und einem Unternehmensbereich oder einer Zweigniederlassung, der oder die bei der MUTTERGESELLSCHAFT verbleibt, andererseits verbucht werden, wobei die wichtigsten Konditionen solcher Transaktionen, die derzeit ausstehend sind,
(einschliesslich ihrem Gültigkeitsdatum) in Anhang 1f offengelegt sind, wobei Einvernehmen darüber besteht, dass diese Nutzen und Risiken, welche von INTERNEN TRANSAKTIONEN stammen, die bereits vor dem
STICHTAG existiert haben, auch in der ÜBERTRAGUNGSBILANZ enthalten sind.
| 37 |
The assumption of such benefits and risks shall only occur between the Parties, and the Parties undertake to promptly re- document such money market transactions (where required). |
Die Übernahme solcher Nutzen und Risiken erfolgt nur zwischen den PARTEIEN, und die PARTEIEN verpflichten
sich, solche Geldmarkttransaktionen unverzüglich neu zu dokumentieren (wo nötig).
| 3.15 |
Retention of market risk in connection with Client OTC-Transactions and treatment of Client ETD-Transactions / Rückbehalt des Marktrisikos im Zusammenhang mit
KUNDEN-OTC-TRANSAKTIONEN und Behandlung von KUNDEN-ETD-TRANSAKTIONEN |
| 38 |
Notwithstanding the Transfer of the Client OTC-Transactions, the Parent shall retain the full market risk (and related benefit) of the Client OTC-Transactions (but, for the avoidance of doubt, not the counterparty risk
(and related benefit) relating to the relevant client), whereas the retention of such risks relating to Client OTC-Transactions: |
Ungeachtet der ÜBERTRAGUNG der KUNDEN-OTC-TRANSAKTIONEN behält die
MUTTERGESELLSCHAFT das volle Marktrisiko (und den entsprechenden Nutzen) der KUNDEN-OTC-TRANSAKTIONEN (zur Klarstellung sei allerdings festgehalten, dass dies nicht für das Gegenpartei-Risiko (und
den entsprechenden Nutzen) mit Bezug auf den jeweiligen Kunden gilt), wobei der Rückbehalt solcher Risiken bezüglich KUNDEN-OTC-TRANSAKTIONEN:
| |
i. |
existing before the Effective Date (and which are, for the avoidance of doubt, reflected in the Transfer Balance Sheet) shall be assumed with retroactive effect as of the Effective Date; and |
die vor dem STICHTAG existieren (und für welche zur Klarstellung festgehalten sei, dass sie in der
ÜBERTRAGUNGSBILANZ enthalten sind), rückwirkend auf den STICHTAG übernommen werden; und
| |
ii. |
occurring between the Effective Date and the Closing shall be assumed with retroactive effect as of the date they have occurred; |
die zwischen dem STICHTAG und dem VOLLZUG auftreten, rückwirkend auf das Datum übernommen werden,
an dem sie aufgetreten sind.
28
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
in each case subject to any changes in such Client OTC-Transactions arising until Closing.
in jedem Fall unter dem Vorbehalt von Änderungen in solchen KUNDEN-OTC-TRANSAKTIONEN, die bis zum
VOLLZUG auftreten.
| 39 |
For this purpose, the Parties undertake to promptly enter into the ISDA Master Agreement and into appropriate trades documented under the ISDA Master Agreement in order to implement such retention, provided, however,
that if in relation to such trades any payments have already been settled or other performance has been made on an inter-divisional or inter-branch basis by the Closing, then such settlement shall be deemed to be made by the Parent to the Subsidiary
or vice versa, as the case may be (it being understood that such settlement is reflected in the Parent’s internal accounting systems in accordance with Section 3.16). |
Zu diesem Zweck verpflichten sich die PARTEIEN unverzüglich den ISDA-RAHMENVERTRAG und angemessene
Handelstransaktionen abzuschliessen, die gemäss dem ISDA-RAHMENVERTRAG dokumentiert sind, um diesen Rückbehalt zu implementieren, vorausgesetzt allerdings, dass falls in Bezug auf solche Handelstransaktionen Zahlungen oder
andere Leistungen bereits vor dem VOLLZUG auf einer unternehmensbereichs- oder einer zweigniederlassungsübergreifenden Grundlage bezahlt bzw. geleistet wurden, die entsprechende Erfüllung als Zahlungen von der
MUTTERGESELLSCHAFT an die TOCHTERGESELLSCHAFT bzw. umgekehrt gelten sollen (wobei Einvernehmen darüber besteht, dass eine solche Erfüllung in den internen Buchhaltungssystemen der
MUTTERGESELLSCHAFT in Übereinstimmung mit ZIFF. 3.16 reflektiert ist).
| 40 |
Notwithstanding the Transfer of the Client ETD-Transactions (and related counterparty risk), the Parent shall remain the party of the corresponding existing Broker ETD-Transactions (and related counterparty risk) but:
|
Unbesehen der ÜBERTRAGUNG der KUNDEN-ETD-TRANSAKTIONEN (und dem
verbundenen Gegenpartei-Risiko) bleibt die Muttergesellschaft Partei der entsprechenden bestehenden BROKER ETD-TRANSAKTIONEN (und dem verbundenen Gegenpartei-Risiko), wobei allerdings:
| |
i. |
from Effective Date until the Closing Date, the Subsidiary shall be put in the same position as if the Parties had entered into a broker relationship and concluded Broker ETD-Transactions under such relationship through
which the Subsidiary was backed for the Client ETD-Transactions; |
die TOCHTERGESELLSCHAFT zwischen dem
STICHTAG bis zum VOLLZUGSDATUM die gleiche Stellung einnimmt, wie wenn die PARTEIEN eine Broker-Beziehung eingegangen wären und in einer solchen Beziehung BROKER
ETD-TRANSAKTIONEN abgeschlossen hätten, durch welche die TOCHTERGESELLSCHAFT für die KUNDEN ETD-TRANSAKTIONEN abgesichert worden wäre;
| |
ii. |
with effect as of the first day after the Closing Date, the Parties undertake to enter into a broker relationship and new Broker ETD-Transactions documented under such relationship through which the Subsidiary is backed
for the Client ETD-Transactions. |
sich die PARTEIEN verpflichten, mit Wirkung auf den ersten Tag nach dem
VOLLZUGSDATUM eine Broker-Beziehung einzugehen und neue BROKER ETD-TRANSAKTIONEN abzuschliessen, die unter derjenigen Beziehung dokumentiert sind, durch welche die TOCHTERGESELLSCHAFT
für die KUNDEN-ETD-TRANSAKTIONEN besichert ist.
| 3.16 |
Transfer of intra-company cash balances, receivables and payables / Übertragung von gesellschaftsinternen Barguthaben, Forderungen und Verbindlichkeiten |
| 41 |
Any intra-company cash balances (including related cash debits and credits), receivables and payables that have been recorded on internal accounts of the Parent or otherwise in Parent’s accounting systems
(including on inter-ledger accounts) between (i) a business division or branch remaining with the Parent on the one hand and (ii) a business division or branch of the Business on the other shall be treated, by virtue of this Agreement and
subject to the Closing: |
Alle gesellschaftsinternen Barguthaben (einschliesslich damit zusammenhängender
Bargeldbelastungen und - gutschriften), Forderungen und Verbindlichkeiten, welche auf internen Konti der MUTTERGESELLSCHAFT oder in sonstigen Buchhaltungssystemen der MUTTERGESELLSCHAFT gebucht sind (einschliesslich auf
lnter-Ledger-Konti) zwischen (i) einem
29
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
Unternehmensbereich oder einer Zweigniesserlassung, der oder die bei der MUTTERGESELLSCHAFT verbleibt, einerseits und (ii) einem Unternehmensbereich oder einer
Zweigniederlassung, der oder die Teil des GESCHÄFTS ist, andererseits, sollen kraft dieses VERTRAGES und vorbehältlich des VOLLZUGS wie folgt behandelt werden:
| |
i. |
in case of a positive cash balance or other receivable credited to a business division or branch of the Business transferred hereunder, as a respective claim (receivable) by the Subsidiary against the Parent; and
|
im Fall eines positiven Barguthabens oder anderer Forderungen, welche einem Unternehmensbereich oder einer
Zweigniederlassung des GESCHÄFTS, welcher oder welche unter dem VERTRAG übertragen wird, gutgeschrieben wurden, als entsprechende Forderung der TOCHTERGESELLSCHAFT gegen die
MUTTERGESELLSCHAFT; und
| |
ii. |
in case of a positive cash balance or other receivable credited to a business division or branch remaining with the Parent, as a respective liability by the Subsidiary towards the Parent; |
im Fall eines positiven Barguthabens oder anderer Forderungen, welche einem Unternehmensbereich oder einer Zweigniederlassung, der oder die
bei der MUTTERGESELLSCHAFT verbleibt, gutgeschrieben wurden, als entsprechende Verbindlichkeit der TOCHTERGESELLSCHAFT gegenüber der MUTTERGESELLSCHAFT.
provided, however, that:
jedoch vorausgesetzt, dass:
| |
i. |
any such cash balances, receivables and payables existing at the balance sheet date of the Transfer Balance Sheet are reflected as a receivable or liability, as applicable, in the Transfer Balance Sheet, and shall be
assumed with retroactive effect as of the Effective Date; |
jegliche solche Barguthaben, Forderungen und
Verbindlichkeiten, welche am Bilanzstichtag der ÜBERTRAGUNGSBILANZ existieren, je nachdem als Forderung oder Verbindlichkeit in der ÜBERTRAGUNGSBILANZ enthalten sind und rückwirkend auf den
STICHTAG Übernommen werden;
| |
ii. |
any cash debits and credits related to such cash balances and any such receivables and payables which, in each case, have been recorded between the Effective Date and the Closing, have been so recorded in accordance
with (a) Sections 3.17 and 3.18, or (b) in the ordinary course of business and consistent with past practice, and shall be assumed with retroactive effect as of the date they have been recorded; and |
jegliche Bargeldbelastungen und -gutschriften, welche im Zusammenhang mit solchen Barguthaben stehen, sowie jegliche solche Forderungen und
Verbindlichkeiten, welche in alien Fällen zwischen dem STICHTAG und dem VOLLZUG verbucht wurden, derart gemäss (a) ZIFF. 3.17 und ZIFF. 3.18, oder (b) im ordentlichen
Geschäftsgang und im Einklang mit der bisherigen Praxis verbucht wurden, und rückwirkend auf den Tag übernommen werden, an dem sie verbucht wurden; und
| |
iii. |
if any such receivables or payables have already been settled on an inter-divisional or inter-branch basis between the Effective Date and the Closing, then such settlement shall be deemed to be made by the Parent to the
Subsidiary or vice versa, as the case may be. |
falls solche Forderungen oder Verbindlichkeiten bereits auf
unternehmensbereichs- oder zweigniederlassungs-übergreifender Grundlage zwischen dem STICHTAG und dem VOLLZUG bezahlt wurden, die entsprechenden Zahlungen, je nachdem, als Zahlungen von der
MUTTERGESELLSCHAFT an die TOCHTERGESELLSCHAFT oder umgekehrt, gelten.
| 42 |
The Parties shall appropriately re-document any claims and liabilities by the Subsidiary that exist at the Closing under the foregoing paragraph, including by crediting funds to newly created nostro/vostro accounts
between the Parties or as otherwise mutually agreed between the Parties. |
DIE PARTEIEN
dokumentieren sämtliche Forderungen und Verbindlichkeiten der TOCHTERGESELLSCHAFT entsprechend neu, welche gemäss vorstehendem Absatz beim VOLLZUG existieren, einschliesslich durch Tätigung von
Gutschriften auf neu eröffnete Nostro/Vostro-Konti zwischen den PARTEIEN oder wie anderweitig zwischen den PARTEIEN vereinbart.
30
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 3.17 |
Transfer of Cash Clearing Functions for Parent’s branches and subsidiaries / Übertragung von BUCHGELD-CLEARING-FUNKTIONEN für die
Zweigniederlassungen und Tochtergesellschaften der MUTTERGESELLSCHAFT |
| 43 |
The Subsidiary shall assume the cash clearing function of the Parent’s Zurich branch for the Parent’s non-Swiss branches (the “Cash Clearing Function”), and thus by virtue of this
Agreement and subject to the Closing, cash balances on internal accounts relating to the Cash Clearing Function held on behalf of non-Swiss branches of the Parent shall be treated in accordance with Section 3.16. |
Die TOCHTERGESELLSCHAFT übernimmt die Buchgeld-Clearing-Funktion der Zweigniederlassung der
MUTTERGESELLSCHAFT in Zürich für die nicht-schweizerischen Zweigniederlassungen der MUTTERGESELLSCHAFT (die
“BUCHGELD-CLEARING-FUNKTION”), und somit sind, kraft dieses VERTRAGES und vorbehältlich des
VOLLZUGS, Barguthaben auf internen Konti, welche im Zusammenhang mit der BUCHGELD-CLEARING-FUNKTION auf Rechnung der nicht-schweizerischen Zweigniederlassungen der
MUTTERGESELLSCHAFT gehalten werden, nach Massgabe von ZIFF. 3.15 zu behandeln.
| 44 |
The Parties undertake to, promptly after the Closing, appropriately document the relationship between the Subsidiary and the Parent’s non-Swiss branches in respect to the Cash Clearing Function through separate
account opening forms or otherwise. |
Die PARTEIEN verpflichten sich, unverzüglich nach dem
VOLLZUG die Beziehung zwischen der TOCHTERGESELLSCHAFT und den nicht-schweizerischen Zweigniederlassungen der MUTTERGESELLSCHAFT bezüglich der
BUCHGELD-CLEARING-FUNKTION durch separate Kontoeröffnungsformulare oder anderweitig zu dokumentieren.
| 45 |
For the avoidance of doubt, the Subsidiary also receives all cash related to the Cash Clearing Function by means of this Transfer, and it assumes cash clearing function in relation to the Parent’s subsidiaries by
means of this Transfer, in each case as set forth in the Inventory. |
Zur Klarstellung sei festgehalten, dass die
TOCHTERGESELLSCHAFT durch diese ÜBERTRAGUNG ebenfalls sämtliches Buchgeld erhält, das mit der BUCHGELD-CLEARING-FUNKTION in Verbindung steht, und dass sie mit
dieser ÜBERTRAGUNG BUCHGELD- CLEARING-FUNKTION bezüglich der Tochtergesellschaften der MUTTERGESELLSCHAFT übernimmt, jeweils wie im INVENTAR
festgehalten.
| 46 |
Furthermore, for the avoidance of doubt, costs arisen in connection with the Cash Clearing Function, if any, are allocated in accordance with Section 3.18. |
Zur Klarstellung sei weiter festgehalten, dass allfällige im Zusammenhang mit der
BUCHGELD-CLEARING-FUNKTION entstandene Kosten gemäss ZIFF. 3.18 verteilt werden.
| 3.18 |
Treatment of inter-divisional provision of services and delivery of goods / Behandlung der unternehmensbereichsübergreifenden Erbringung von Dienstleistungen bzw. Lieferung von Gütern
|
| 47 |
If, pursuant to past practice (including current inter-divisional or inter-branch service level agreements), (a) costs or revenues arisen in the Business for or from Internal Services Provision before the Effective
Date are to be allocated to a business division or branch remaining with the Parent or (b) costs or revenues arisen in such remaining division or branch for Internal Services Provision before the Effective Date are to be allocated to the
Business, and provided that such costs and revenues have been recorded as cash balances, receivables or payables on internal accounts or otherwise in the Parent’s accounting systems, then such cost or revenue allocation shall be treated in
accordance with Section 3.16. |
Falls gemäss bisheriger Praxis (einschliesslich gegenwärtigen Service Level
Agreements zwischen Unternehmensbereichen oder Zweigniederlassungen) (a) im GESCHÄFT vor dem STICHTAG aufgelaufene Kosten oder Umsätze für die INTERNE
DIENSTLEISTUNGSERBRINGUNG einem Unternehmensbereich oder einer Zweigniederlassung, der oder die bei der MUTTERGESELLSCHAFT verbleibt oder (b) in einem solchen verbleibenden Unternehmensbereich oder einer solchen
verbleibenden Zweigniederlassung vor dem STICHTAG aufgelaufene Kosten oder Umsätze für die INTERNE DIENSTLEISTUNGSERBRINGUNG dem GESCHÄFT zugewiesen werden, und
vorausgesetzt, dass solche Kosten und Umsätze als Barguthaben, Forderungen und Verbindlichkeiten auf internen Konti oder auf andere Weise in den Buchhaltungssystemen der MUTTERGESELLSCHAFT erfasst wurden, dann ist eine solche
Kosten- oder Umsatzzuweisung nach Massgabe von ZIFF. 3.15 zu behandeln.
31
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 48 |
Furthermore, any Internal Services Provision between the Business and a business division or branch remaining with the Parent between the Effective Date and the Closing shall be deemed to be a provision of services or
delivery of goods made under the terms of the MSA and SLA that have been or shall be entered into by the Parties as mentioned in Section 10.6, and that are, for purposes of this Section 3.18, to be applied as if they were effective as of
the Effective Date and as if the Transfer had already occurred on the Effective Date (except that where no SLA exists that would govern such provision of services or delivery of goods, then past practice shall be applied). As a result, respective
services and goods are to be compensated under such terms, subject to the Closing but with retroactive effect as of the date when the relevant service was provided or the relevant good was delivered on an inter-divisional or inter-branch basis;
provided, however, that if any such compensation has already been settled on an inter-divisional or inter-branch basis by the Closing, then such settlement shall be deemed to have been made by the Parent to the Subsidiary or vice versa, as
the case may be (it being understood that such settlement is reflected in the Parent’s internal accounting systems in accordance with Section 3.16) |
Darüber hinaus soll jede INTERNE DIENSTLEISTUNGSERBRINGUNG zwischen dem GESCHÄFT und
einem Unternehmensbereich oder einer Zweigniederlassung, der oder die bei der MUTTERGESELLSCHAFT verbleibt, zwischen dem STICHTAG und dem VOLLZUG als eine Erbringung von Dienstleistungen bzw. Lieferung
von Gütern gemäss den Bestimmungen des MSA und der SLA gelten, die von den PARTEIEN nach Massgabe von ZIFF. 10.6 abgeschlossen wurden bzw. abzuschliessen sind. Für die Zwecke dieser ZIFF.
3.18 sind diese Bestimmungen so anzuwenden, als wären sie ab dem STICHTAG bereits in Kraft und als wäre die ÜBERTRAGUNG bereits am STICHTAG erfolgt (ausser, dass dort die bisherige Praxis
angewandt wird, wo kein SLA existiert, das eine solche Erbringung von Dienstleistungen oder Lieferung von Gütern regeln würde). Als Folge davon sind entsprechende Dienstleistungen und Güter nach Massgabe dieser Bestimmungen zu
vergüten, vorbehältlich des VOLLZUGS, jedoch mit Rückwirkung ab dem Datum der unternehmensbereichs- oder zweigniederlassungsübergreifenden Erbringung bzw. Lieferung der Dienstleistungen und Güter. Dies jedoch
unter der Voraussetzung, dass wenn solche Vergütungen bereits vor dem VOLLZUG auf unternehmensbereichs- oder zweigniederlassungsübergreifender Grundlage bezahlt wurden, die entsprechenden Leistungen, je nachdem, als
Erfüllung von der MUTTERGESELLSCHAFT an die TOCHTERGESELLSCHAFT oder umgekehrt, gelten sollen (wobei Einvernehmen darüber besteht, dass diese Erfüllung in den internen Buchhaltungssystemen der
MUTTERGESELLSCHAFT in Übereinstimmung mit Ziffer 3.16 reflektiert ist).
| 4 |
Value and consideration / Wert und Vergütung |
| 49 |
According to the Transfer Balance Sheet the book value of the Transferred Assets amounts to CHF 326’452’272’000 while the book value of the Transferred Liabilities amounts to CHF
313’380’672’000. The positive difference, i.e. the net assets transferred hereunder, therefore amounts to CHF 13’071’600’000. |
Gemäss ÜBERTRAGUNGSBILANZ beläuft sich der Buchwert der ÜBERTRAGENEN
VERMÖGENSWERTE auf CHF 326’452’272’000, während der Buchwert der ÜBERTRAGENEN VERBINDLICHKEITEN CHF 313’380’672’000 beträgt. Der Überschuss, das
heisst das Nettovermögen, welches hierunter übertragen wird, beläuft sich somit auf CHF 13’071’600’000.
| 4.2 |
Consideration / Vergütung |
| 50 |
The Parent, being a 100% shareholder of the Subsidiary, will contribute the Business as an equity contribution to the Subsidiary. Thus, except for the assumption of the Transferred Liabilities and subject to the
Subsidiary’s other duties under the MA or this Agreement (including, for the avoidance of doubt, the assumption of the Subsidiary’s Joint and Several Liability), the Subsidiary shall not pay any consideration. |
Als 100% Aktionärin der TOCHTERGESELLSCHAFT Wird die MUTTERGESELLSCHAFT das
GESCHÄFT als Eigenkapital in die TOCHTERGESELLSCHAFT einbringen. Somit muss die TOCHTERGESELLSCHAFT, ausgenommen für die Übernahme der ÜBERTRAGENEN
VERBINDLICHKEITEN und vorbehältlich anderer Verpflichtungen gemäss FusG oder dem VERTRAG (einschliesslich, zur Klarstellung, die von der TOCHTERGESELLSCHAFT übernommene
SOLIDARHAFTUNG), keine Vergütung bezahlen.
32
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 4.3 |
Compensation of Subsidiary’s Joint and Several Liability / Entschädigung für die SOLIDARHAFTUNG DER
TOCHTERGESELLSCHAFT |
| 51 |
Notwithstanding Section 4.2 above, net assets transferred hereunder with a book value in the amount CHF 40’540’000 shall not be deemed to be an equity contribution but shall be deemed to be paid to the
Subsidiary as a one-off compensation for the value of the Subsidiary’s Joint and Several Liability. For the avoidance of doubt, both Parties acknowledge that the Subsidiary’s Joint and Several Liability is an inseparable part of the
Transfer, and thus neither the Transfer of the Business from the Parent to the Subsidiary nor the Subsidiary’s Joint and Several Liability is agreed herein (or may occur, be valid, or be consummated) independently from each other but both
constitute a necessary condition (conditio sine qua non) for each other. |
Ungeachtet der vorangehenden
ZIFF. 4.2. gilt das hierunter übertragene Nettovermögen mit einem Buchwert von CHF 40’540’000 nicht als Eigenkapitalzuschuss, sondern als einmalig an die TOCHTERGESELLSCHAFT ZU
leistende Entschädigung für den Wert der SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT. Zur Klarstellung sei darauf hingewiesen, dass beide PARTEIEN die SOLIDARHAFTUNG
DER TOCHTERGESELLSCHAFT als untrennbaren Teil der ÜBERTRAGUNG anerkennen, weshalb die ÜBERTRAGUNG des GESCHÄFTS von der MUTTERGESELLSCHAFT auf
die TOCHTERGESELLSCHAFT und die hierunter vereinbarte SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT nicht unabhängig voneinander vereinbart werden (oder erfolgen, gültig sein oder
vollzogen werden darf), sondern je eine notwendige Bedingung (conditio sine qua non) für einander darstellen.
| 5 |
Additional financing arrangements / Zusätzliche Finanzierungsvereinbarungen |
| 5.1 |
Loss-absorbing capital / Kapitalpuffer für Verluste |
| 52 |
In order to support the Subsidiary’s regulatory capital and in addition to the Transfer, the Parent undertakes to finance the Subsidiary through two debt instruments that are able to absorb losses and eligible as
additional tier 1 capital and tier 2 capital, respectively, under Swiss regulatory capital regulations in the amounts of CHF 1’500’000’000 additional tier 1 capital and CHF 2’500’000’000 tier 2 capital, respectively, at
prevailing market terms at the Effective Date. Such loans shall be paid out by the Parent to the Subsidiary at Closing but be deemed to be paid out retroactively as of the Effective Date, and they shall be made on such further terms as agreed
between the Parties and approved by FINMA in separate agreements. |
Die MUTTERGESELLSCHAFT verpflichtet sich
der TOCHTERGESELLSCHAFT - zur Stärkung deren regulatorischen Kapitals und zusätzlich zur ÜBERTRAGUNG - zwei Fremdkapitalinstrumente in den Beträgen von CHF 1’500’000’000
zusätzliches Kernkapital / Tier 1 Capital und CHF 2’500’000’000 Ergänzungskapital / Tier 2 Capital zu den herrschenden Marktkonditionen am STICHTAG zur Verfügung zu stellen (Kapitalpuffer für
Verluste), welche Verluste auffangen können und als zusätzliches Tier 1 bzw. Tier 2 Capital gemäss den in der Schweiz relevanten regulatorischen Anforderungen gelten. Diese Darlehen sollen der TOCHTERGESELLSCHAFT von
der MUTTERGESELLSCHAFT beim VOLLZUG ausbezahlt, jedoch rückwirkend als eine zum STICHTAG erfolgte Zahlung betrachtet werden, und gemäss solchen Konditionen erfolgen, wie sie von den
PARTEIEN in separaten Verträgen vereinbart und von der FINMA bewilligt werden.
| 5.2 |
Provision of additional funding / Bereitstellung zusätzlicher Finanzierung |
| 53 |
In order to support the Subsidiary’s funding needs and in addition to the Transfer, the Parent undertakes to finance the Subsidiary through unsecured short-term loans as listed, and pursuant to the terms set out,
in Annex 4. Such loans shall be paid out by the Parent to the Subsidiary at Closing but be deemed to have been paid out retroactively as of the effective date of each loan as specified in Annex 4 (being the date such loans would
reasonably have been required if the Closing occurred on the Effective Date), and they shall be made on such further terms as agreed between the Parties in the MCA. |
Um die Finanzierungsbedürfnisse der TOCHTERGESELLSCHAFT zu unterstützen und zusätzlich zur
ÜBERTRAGUNG verpflichtet sich die MUTTERGESELLSCHAFT, die TOCHTERGESELLSCHAFT durch unbesicherte kurzfristige Darlehen zu finanzieren, wie in Anhang 4 aufgeführt und gemäss den
dortigen Bestimmungen. Diese Darlehen werden der TOCHTERGESELLSCHAFT durch die MUTTERGESELLSCHAFT beim VOLLZUG ausbezahlt, gelten jedoch als rückwirkend auf den STICHTAG jedes
Darlehens wie in Anhang 4 spezifiziert ausbezahlt (als Datum, an dem diese Darlehen vernünftigerweise notwendig gewesen wären, falls der VOLLZUG am STICHTAG stattgefunden hätte), und sie werden
gemäss den weiteren Bestimmungen getätigt, wie sie zwischen den PARTEIEN im KREDITRAHMENVERTRAG vereinbart werden.
33
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 6 |
Approvals / Genehmigungen |
| 54 |
The board of directors of the Parent has approved the content of, and authorized to execute the Agreement and all related documents or instruments and to perform all acts on behalf of the Parent in connection with the
Agreement and the transactions contemplated thereby (including, without limitation, any documents expressly or impliedly referred to in the Agreement) as they shall think fit (see Annex 5a). |
Der Verwaltungsrat der MUTTERGESELLSCHAFT hat den Inhalt des VERTRAGES sowie dessen Unterzeichnung
(einschliesslich aller zugehörigen Dokumente und Instrumente) genehmigt. Ebenso hat er die Vornahme aller erforderlichen Erfüllungshandlungen wie für sinnvoll erachtet im Zusammenhang mit dem VERTRAG und den darin
vorgesehenen Transaktionen im Namen der MUTTERGESELLSCHAFT genehmigt (einschliesslich, jedoch nicht abschliessend, jener Dokumente, auf welche in diesem VERTRAG explizit oder implizit Bezug genommen wird, siehe
Anhang 5a).
| 55 |
The board of directors of the Subsidiary has approved the content of, and authorised to execute the Agreement and all related documents or instruments and to perform all such acts on behalf of the Subsidiary in
connection with the Agreement and the transactions contemplated thereby (including, without limitation, any documents expressly or impliedly referred to in the Agreement) as they shall think fit (see Annex 5b). |
Der Verwaltungsrat der TOCHTERGESELLSCHAFT hat den Inhalt des VERTRAGES sowie dessen Unterzeichnung
(einschliesslich aller zugehörigen Dokumente und Instrumente) genehmigt. Ebenso hat er die Vornahme aller erforderlichen Erfüllungshandlungen wie für sinnvoll erachtet im Zusammenhang mit dem VERTRAG und den darin
vorgesehenen Transaktionen im Namen der TOCHTERGESELLSCHAFT genehmigt (einschliesslich, jedoch nicht abschliessend, jener Dokumente, auf welche in diesem VERTRAG explizit oder implizit Bezug genommen wird, siehe
Anhang 5b).
| 56 |
The consummation of the Transfer will occur at the Closing Time. After the signing of this Agreement and of the Covered Bond Supplemental Agreement, and as soon as the FINMA has recognized that all conditions
(Bedingungen) of the FINMA Order are fulfilled in all respects except for the consummation of the Transfer and consequently the FINMA has issued a respective confirmation (Bescheinigung), the board of directors of the Parent shall
apply for the registration of the asset transfer according to this Agreement in the commercial registers of Zurich and Basel-Stadt. |
Der Vollzug der ÜBERTRAGUNG tritt zum VOLLZUGSZEITPUNKT ein. Nachdem dieser VERTRAG und
die COVERED-BOND- ZUSATZVEREINBARUNG unterzeichnet wurden und nachdem die FINMA anerkannt hat, dass alle Bedingungen der FINMA-VERFÜGUNG in jeglicher Hinsicht (ausser dem Vollzug der
ÜBERTRAGUNG) erfüllt wurden und die FINMA deshalb eine entsprechende Bescheinigung ausgestellt hat, meldet der Verwaltungsrat der MUTTERGESELLSCHAFT die Vermögensübertragung gemäss diesem
VERTRAG bei den Handelsregisterämtern des Kantons Zürich und Basel-Stadt zur Eintragung an.
| 57 |
The Parties undertake to use their best efforts to do everything, not to forbear anything and to support each other to ensure that the Closing can occur. |
Die PARTEIEN verpflichten sich, alles Erforderliche zu unternehmen, nichts zu unterlassen und sich gegenseitig zu
unterstützen, um den VOLLZUG zu ermöglichen.
| 58 |
The Parties undertake, at the Closing and, if necessary, thereafter, to execute any and all declarations, do any and all acts and enter into any and all contracts required for the full closing of this Agreement. In
particular, the Parent has prior to the Closing informed its contracting parties affected by the Transfer and in particular its clients of the assumption of the Transferred Contracts by the Subsidiary. |
Die PARTEIEN verpflichten sich, beim – oder wenn notwendig nach dem – VOLLZUG alle Handlungen
vorzunehmen, Erklärungen abzugeben und Verträge einzugehen, die der vollständige Vollzug des VERTRAGS erfordert. Die MUTTERGESELLSCHAFT hat vor dem VOLLZUG insbesondere alle ihre
Vertragspartner informiert, welche von der ÜBERTRAGUNG betroffen sind. Dies gilt vor allem auch in Bezug auf ihre Kunden hinsichtlich der Übernahme der ÜBERTRAGENEN VERTRÄGE durch die
TOCHTERGESELLSCHAFT.
34
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 59 |
Upon the entry of the Transfer into the commercial registers, the Subsidiary will apply for registration of the new owner for the Real Estate in the respective land registers. |
Nach der Eintragung der ÜBERTRAGUNG in die Handelsregister wird die TOCHTERGESELLSCHAFT die Eintragung
des neuen Eigentümers der GRUNDSTÜCKE bei den zustandigen Grundbuchämtern anmelden.
| 8 |
Retroactivity / Rückwirkung |
| 60 |
Irrespective of the Closing Date, all benefits, risks and opportunities of the Business will be for the account of the Subsidiary as from the Effective Date. Consequently, all relevant acts and transactions from the
Effective Date onwards are deemed to be made on behalf of the Subsidiary and will be booked in the accounts accordingly with the profits and losses generated in the Business from the Effective Date being recorded in the profit and loss statement of
the Subsidiary. |
Ungeachtet des VOLLZUGSDATUMS erfolgen alle Vorteile, Risiken und Chancen des
GESCHÄFTS der TOCHTERGESELLSCHAFT ab dem STICHTAG auf Rechnung der TOCHTERGESELLSCHAFT. Folglich sind alle relevanten Handlungen und Transaktionen vom STICHTAG an als
solche der TOCHTERGESELLSCHAFT zu betrachten und werden entsprechend den im GESCHÄFT generierten Gewinnen und Verlusten ab dem STICHTAG in der Gewinn- und Verlustrechnung der
TOCHTERGESELLSCHAFT verbucht.
| 9 |
Fiduciary solution / Fiduziarische Lösung |
| 61 |
In the event that the consummation of the Transfer with respect to certain Transferred Assets, Transferred Liabilities or Transferred Contracts does not occur by operation of the law pursuant to article 73 para. 2 MA
nor can be reasonably achieved by any further closing actions pursuant to section 7, the Parent will continue to be the owner of the respective Transferred Assets, the obligor of the respective Transferred Liabilities (it being understood that upon
Closing the Subsidiary shall also become a primary obligor of the respective Transferred Liabilities, to the extent possible) and/or a party to the respective Transferred Contracts in its own name but on behalf and at the risk of the Subsidiary,
i.e. on a fiduciary basis. The Parent will only exercise its rights and perform its duties in respect of such Transferred Assets or Transferred Liabilities or under such Transferred Contracts in accordance with the instructions of the Subsidiary,
provided, however, that in addition to the Subsidiary’s right to instruct the Parent at any time to terminate a Transferred Contract, the Parent retains the right to terminate a Transferred Contract at any time, it being understood that such
termination should not take place unreasonably and without prior consultation of Subsidiary. |
Falls der Vollzug der
ÜBERTRAGUNG in Bezug auf bestimmte ÜBERTRAGENE VERMÖGENSWERTE, ÜBERTRAGENE VERBINDLICHKEITEN oder ÜBERTRAGENE
VERTRÄGE weder von Gesetzes wegen gemäss Art. 73 Abs. 2 FUSG und auch nicht durch eine Vollzugshandlung gemäss ZIFF. 7 mit vernünftigem Aufwand erfolgen kann, wild die
MUTTERGESELLSCHAFT weiterhin Eigentümerin der entsprechenden ÜBERTRAGENEN VERMÖGENSWERTE, Schuldnerin der entsprechenden ÜBERTRAGENEN VERBINDLICHKEITEN
(wobei zur Klarstellung festgehalten sei, dass beim VOLLZUG die TOCHTERGESELLSCHAFT soweit als möglich auch ein Primärschuldner der entsprechenden ÜBERTRAGENEN
VERBINDLICHKEITEN wird) und/oder Partei der entsprechenden ÜBERTRAGENEN VERTRÄGE bleiben. Dabei tritt sie in ihrem eigenen Namen auf, handelt aber im Auftrag und auf Gefahr der
TOCHTERGESELLSCHAFT, das heisst auf fiduziarischer Grundlage. Die MUTTERGESELLSCHAFT wird ihre Rechte und Pflichten mit Bezug auf solche ÜBERTRAGENEN VERMÖGENSWERTE oder
ÜBERTRAGENEN VERBINDLICHKEITEN oder unter solchen ÜBERTRAGENEN VERTRÄGEN nach Massgabe der Anweisungen der TOCHTERGESELLSCHAFT ausüben, allerdings
vorausgesetzt, dass zusätzlich zum Recht der TOCHTERGESELLSCHAFT, die MUTTERGESELLSCHAFT jederzeit zur Beendigung eines ÜBERTRAGENEN VERTRAGES anzuweisen, die
MUTTERGESELLSCHAFT das Recht behält, einen ÜBERTRAGENEN VERTRAG jederzeit zu beenden, wobei Einvernehmen darüber besteht, dass eine solche Beendigung nicht unbegründet und nicht ohne
vorherige Konsultation mit der TOCHTERGESELLSCHAFT stattfinden soll.
| 62 |
Alternatively, the Parties may agree on other solutions corresponding economically to a transfer of the relevant Transferred Assets, Transferred Liabilities or Transferred Contracts, such as e.g., concluding
back-to-back contracts between the Parent and the Subsidiary. |
Alternativ können die PARTEIEN auch
ökonomisch mit einer Übertragung der ÜBERTRAGENEN VERMÖGENSWERTE, ÜBERTRaGENEN VERBINDLICHKEITEN oder ÜBERTRAGENEN
VERTRÄGE vergleichbare Formen vereinbaren, wie beispielsweise Back-to-Back- Verträge zwischen der MUTTERGESELLSCHAFT und der TOCHTERGESELLSCHAFT.
35
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 63 |
The Parent shall promptly transfer all (net) profits and assets generated under such fiduciary solution to the Subsidiary and the Subsidiary shall assume all costs and liabilities arising thereunder. If necessary from a
taxation viewpoint, the Subsidiary shall pay to the Parent at an arm’s length fee for the performance of its services. |
Die MUTTERGESELLSCHAFT überträgt unverzüglich alle (Netto-)Gewinne und Vermögenswerte, die sie aufgrund
solcher fiduziarischer Rechtsverhältnisse erzielt, an die TOCHTERGESELLSCHAFT, und die TOCHTERGESELLSCHAFT übernimmt alle im Zusammenhang mit den fiduziarischen Rechtsverhältnissen erwachsenen Kosten und
Verbindlichkeiten. Falls aus steuer-rechtlicher Sicht erforderlich, wird die TOCHTERGESELLSCHAFT der MUTTERGESELLSCHAFT ein marktübliches (‘at arm’s length’) Entgelt für die Dienste der
MUTTERGESELLSCHAFT entrichten.
| 64 |
The Parties shall co-operate in order to enable the transfer of such assets to the Subsidiary after the Closing Date. |
Die PARTEIEN werden für die Realisierung eines Übergangs solcher Vermögenswerte nach dem
VOLLZUGSDATUM auf die TOCHTERGESELLSCHAFT zusammenarbeiten.
| 10 |
Continuing co-operation / Fortdauernde Zusammenarbeit |
| 10.1 |
General continued co-operation / Generelle fortdauernde Zusammenarbeit |
| 65 |
As and to the extent permitted by applicable law and reasonably requested by the other Party in order to safeguard its legitimate interests, each Party undertakes to co-operate (and to cause its relevant subsidiaries to
co-operate) fully with the other Party and its subsidiaries after the Closing in respect of the Business and the businesses remaining with Parent, and in particular with regard to: (i) any regulatory notification or procedures required in
connection with the Transfer or otherwise; (ii) the filing of any tax declarations; (iii) third-party litigations and/or (iv) other proceedings having their origin before the Closing or in connection with the Transfer. Furthermore, as
long as either Party does not give due notice to the other Party to the contrary and to the extent permitted by applicable law, the Parties agree to use reasonable efforts to cooperate in respect to their ongoing businesses. |
Sofern und soweit unter dem anwendbaren Recht zulässig sowie von der anderen PARTEI zur Sicherstellung ihrer
begründeten Interessen verlangt, ist jede PARTEI nach dem VOLLZUG zur umfassenden Zusammenarbeit mit der anderen PARTEI sowie deren Tochtergesellschaften verpflichtet (ebenso zur entsprechenden
Veranlassung ihrer eigenen Tochtergesellschaften zur Zusammenarbeit). Dies gilt in Bezug auf das GESCHÄFT und die bei der TOCHTERGESELLSCHAFT verbleibenden Geschäfte und insbesondere mit Bezug auf:
(i) alle regulatorischen Notifikationen und Verfahren, die im Zusammenhang mit der ÜBERTRAGUNG oder anderweitig relevant sind; (ii) die Einreichung von Steuererklärungen; (iii) Gerichtsverfahren gegen
DRITTPARTEIEN und/oder (iv) andere Verfahren, die ihren Ursprung vor dem VOLLZUG oder im Zusammenhang mit dem GESCHÄFT haben. Weiter verpflichten sich die PARTEIEN, solange dass
keine PARTEI genügende gegenteilige Mitteilung an die andere Partei macht und soweit unter anwendbarem Recht zulässig, vernünftige Anstrengungen zu unternehmen, um bezüglich deren weiterlaufenden Geschäfte zu
kooperieren.
| 10.2 |
Confidentiality of business / Vertraulichkeit des Geschäfts |
| 66 |
The Parent acknowledges that after the Closing, all commercial information relating to the Business (the “Confidential Information”) will belong to the Subsidiary. |
Die MUTTERGESELLSCHAFT anerkennt, dass nach dem VOLLZUG alle Geschäftsinformationen betreffend das
GESCHÄFT (die “VERTRAULICHEN INFORMATIONEN”) der TOCHTERGESELLSCHAFT gehören.
| 67 |
The Parent shall (and the Parent shall ensure that all its other subsidiaries, directors, officers, employees, or agents will) keep the Confidential Information strictly confidential and shall not disclose or reveal it
in whole or in part to any Third Party and shall not make use of any such information which remain in its possession after the Closing. |
Die MUTTERGESELLSCHAFT wird die VERTRAULICHEN INFORMATIONEN vertraulich behandeln (und
sicherstellen, dass alle ihre anderen Tochtergesellschaften, Direktoren, Beauftragte, Angestellte und Agenten die VERTRAULICHEN INFORMATIONEN vertraulich behandeln) und weder vollständig noch teilweise
DRITTPARTEIEN offenlegen oder offenbaren und VERTRAULICHE INFORMATIONEN, die nach dem VOLLZUG in ihrem Besitz bleiben, nicht nutzen.
36
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 68 |
The foregoing undertakings shall be continuing obligations and shall remain in full force and effect provided that such undertakings shall not apply to such Confidential Information as: |
Die obigen Vertraulichkeitsverpflichtungen gelten fort und bleiben vollständig in Kraft, sofern die VERTRAULICHEN
INFORMATIONEN nicht.
| |
i. |
was at the time of being obtained by the Parent within the public domain; |
zum Zeitpunkt
der Kenntnisnahme durch die MUTTERGESELLSCHAFT allgemein bekannt waren;
| |
ii. |
after being obtained by the Parent comes within the public domain other than by reason of a breach of the undertakings contained in this Agreement; or |
nach dem Zeitpunkt der Kenntnisnahme durch die MUTTERGESELLSCHAFT allgemein bekannt werden, anders als durch Verletzung der
Verpflichtungen in diesem VERTRAG;
| |
iii. |
is required to be disclosed by any law or by an order of any court of competent jurisdiction; |
von Gesetzes wegen oder gerichtlicher Anordnung zuständiger Gerichte hin offengelegt werden müssen;
| |
iv. |
is required to be disclosed by the regulations of, or at the request of, any regulatory, supervisory or other governmental authority having jurisdiction over the Parent or any of its branches or subsidiaries; or
|
aufgrund regulatorischer Vorgaben oder auf Aufforderung von regulatorischen, Aufsichts- oder anderer staatlicher
Behörden, in deren Kompetenzbereich die MUTTERGESELLSCHAFT oder eine ihrer Zweigniederlassungen oder Tochtergesellschaften fällt, offengelegt werden müssen; oder
| |
v. |
is disclosed with the prior consent of the Subsidiary. |
aufgrund vorgängiger
Zustimmung der TOCHTERGESELLSCHAFT offengelegt werden.
| 69 |
For the avoidance of doubt, the release from confidentiality undertakings under this Agreement is without prejudice to any other confidentiality obligations under applicable law. |
Zur Klarstellung sei festgehalten, dass die Entbindung von Vertraulichkeitsverpflichtungen unter diesem VERTRAG andere
Vertraulichkeitsverpflichtungen unter anwendbarem Recht nicht präjudiziert.
| 10.3 |
Access to information after Closing / Zugang zu Informationen nach dam VOLLZUG |
| 70 |
After the Closing and subject to limitations under applicable laws, the Parent will give the Subsidiary access to, and at any time during normal business hours, provide the Subsidiary with all books, records and other
information in the possession of the Parent relating exclusively to the Business. |
Nach dem VOLLZUG und
vorbehältlich der Einschränkungen gemäss anwendbarem Recht gewährt die MUTTERGESELLSCHAFT der TOCHTERGESELLSCHAFT Zugang zu und stellt ihr jederzeit während den normalen Geschäftszeiten
alle Bücher, Aufzeichnungen und andere Informationen zur Verfügung, die sich im Besitz der MUTTERGESELLSCHAFT befinden und die sich ausschliesslich auf das GESCHÄFT beziehen.
| 10.4 |
Use of names after Closing / Verwendung von Namen nach dem VOLLZUG |
| 71 |
The Subsidiary shall have the right to use the name “UBS Switzerland AG” for any purpose, including the use as a brand name for any products produced or delivered or services provided. |
Die TOCHTERGESELLSCHAFT ist berechtigt, die Firma “UBS Switzerland AG” für alle Zwecke zu verwenden,
einschliesslich als Marke für ihre hergestellten oder gelieferten Produkte und angebotenen Dienstleistungen.
37
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 10.5 |
Participation in Cash Capital or Similar Stress Model / Teilnahme am CASH CAPITAL- ODER
ÄHNLICHEN STRESSMODELL |
| 72 |
In order to allow the Subsidiary to comply with regulatory requirements of funding liquidity risk management without needing to implement its own stress model, Parent gives to the Subsidiary the right to participate,
and to be included, in Parent’s cash capital model or similar stress model (the “Cash Capital or Similar Stress Model”) that monitors the group-wide centralized medium and long term funding approach by measuring the
amount of funding available in defined time buckets to fund the illiquid part of the assets, such model as currently existing and applied by Parent and subject to any changes the Parent may reasonably make to it in the future in accordance with
applicable regulatory requirements. The right to participate in the Cash Capital or Similar Stress Model starts as of the Closing but with retroactive effect as of the Effective Date. For so long as the Subsidiary participates in the Cash Capital or
Similar Stress Model, the Parent undertakes to use reasonable efforts in order to maintain directly or indirectly positive funding positions as measured by the Cash Capital or Similar Stress Model. In turn, the Subsidiary shall, with retroactive
effect as of the Effective Date, on a monthly basis compensate the Parent at the Group’s internal transfer pricing curve deemed to represent prevailing market rates for expenses due to the Subsidiary’s participation in the Cash Capital or
Similar Stress Model (resulting in respective additional funding needs by the Parent) to the extent that the Subsidiary has gaps in the Cash Capital or Similar Stress Model. |
Um es der TOCHTERGESELLSCHAFT ZU ermöglichen, die regulatorischen Anforderungen an das Risikomanagement
von Finanzierungsliquidität zu erfüllen, ohne ihr eigenes Stressmodell einführen zu müssen, räumt die MUTTERGESELLSCHAFT der TOCHTERGESELLSCHAFT das Recht ein, am gruppenweiten zentralisierten
Cash Capital-Modell oder einem ähnlichen Stressmodell der MUTTERGESELLSCHAFT (das “CASH CAPITAL- ODER ÄHNLICHE STRESSMODELL”),
teilzunehmen und darin aufgenommen zu werden, welches den zentralisierten, konzernweiten Bedarf an lang- und mittelfristigen Finanzierungsmöglichkeiten überwacht, indem es die verfügbaren Mittel in definierten
Zeitabschnitten misst, welche der Finanzierung illiquider Vermögenswerte dienen; so wie dieses Modell zur Zeit existiert und von der MUTTERGESELLSCHAFT angewandt wird und vorbehältlich von Änderungen, welche die
MUTTERGESELLSCHAFT daran in der Zukunft vernünftigerweise und in Übereinstimmung mit den anwendbaren regulatorischen Anforderungen vornehmen mag. Das Recht am CASH CAPITAL- ODER
ÄHNLICHEN STRESSMODELL teilzunehmen beginnt mit dem VOLLZUG aber rückwirkend auf den STICHTAG. Solange die TOCHTERGESELLSCHAFT am CASH
CAPITAL- ODER ÄHNLICHEN STRESSMODELL teilnimmt, verpflichtet sich die MUTTERGESELLSCHAFT vernünftige Anstrengungen zu unternehmen, um direkt oder indirekt eine
positive Cash Capital-Summe aufrecht zuerhalten, wie es unter dem CASH CAPITAL- ODER ÄHNLICHEM STRESSMODELL gemessen wird. Im Gegenzug vergütet die
TOCHTERGESELLSCHAFT rückwirkend per STICHTAG die MUTTERGESELLSCHAFT monatlich gestützt auf die internal transfer pricing-Kurve der GRUPPE, von der angenommen wird, dass sie die
herrschenden Marktkurse für Ausgaben gestützt auf die Teilnahme der TOCHTERGESELLSCHAFT am CASH-CAPITAL- ODER ÄHNLICHEN STRESSMODELL (welche zu
entsprechendem zusätzlichen Kapitalbedarf der MUTTERGESELLSCHAFT führt) darstellt, dies im Umfang, als dass die TOCHTERGESELLSCHAFT Lücken im CASH CAPITAL-
ODER ÄHNLICHEN STRESSMODELL aufweist.
| 10.6 |
Co-operation agreements / Kooperationsvereinbarungen |
| 73 |
The Parties agree to enter into co-operation agreements that allow the Subsidiary to continue the Business without interruption. Such agreements may specify or amend the co-operation agreed under this Agreement.
|
Die PARTEIEN vereinbaren, Kooperationsvereinbarungen abzuschliessen, die der
TOCHTERGESELLSCHAFT die Fortführung des GESCHÄFTS ohne Unterbrechung erlauben. Solche Vereinarungen können die Zusammenarbeit gemäss diesem VERTRAG spezifizieren oder ändern.
| 74 |
The Parties have entered into a Master Service Agreement (the “MSA”) under Swiss law which governs their overall outsourcing relationship whereby each of the Parties can act as service provider
and as service recipient under the MSA. As a framework agreement, the MSA governs service level contracts (the “SLC”) which are intercompany agreements regarding specific services between the parties to the MSA. Where
applicable, the SLC themselves reference in their key areas to pre-existing service level agreements (the “SLA”) which provide rules for the provision of services across business divisions of the Parent. |
Die PARTEIEN haben ein Master Service Agreement (das
“MSA”) unter Schweizer Recht geschlossen, welches alle Outsourcing Verhältnisse regelt und unter welchem jede PARTEI als
Dienstleistungserbringerin und als Dienstleistungsempfängerin handeln kann. Als Rahmenvertrag regelt das MSA Service Level Contracts (die “SLC”), die als zwischengesellschaftliche Verträge spezifische Serviceleistungen
zwischen den Parteien des MSA regeln. In deren Kernanwendungsbereichen verweisen die SLC allenfalls selber auf vorbestehende Service Level Agreements (die “SLA”), die Regeln für die Erbringung von Dienstleistungen zwischen
Unternehmensbereichen der MUTTERGESELLSCHAFT enthalten.
38
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 10.7 |
Passing on of payments and benefits, discharging of obligations / Weitergabe von Zahlungen und Vorteilen, Erfüllung von Verpflichtungen |
| 75 |
The Parent shall pass along to the Subsidiary all payments and benefits obtained from Third-Parties relating to Transferred Assets, Special Assets or Transferred Contracts and the Subsidiary shall pay, perform and
discharge on behalf of the Parent all Transferred Liabilities. |
Die MUTTERGESELLSCHAFT gibt alle Zahlungen
und Vorteile, die sie im Zusammenhang mit ÜBERTRAGENEN VERMÖGENSWERTEN, SPEZIELLEN VERMÖGENSWERTEN oder ÜBERTRAGENEN VERTRÄGEN von
DRITTPARTEIEN erhält, an die TOCHTERGESELLSCHAFT weiter. Die TOCHTERGESELLSCHAFT bezahlt, leistet und erfüllt im Auftrag der MUTTERGESELLSCHAFT alle
ÜBERTRAGENEN VERBINDLICHKEITEN.
| 76 |
The Subsidiary shall pass along to the Parent all payments and benefits wrongly obtained from Third Parties in connection with assets and contracts that remain with the Parent (except in relation to Special Assets).
|
Die TOCHTERGESELLSCHAFT gibt der MUTTERGESELLSCHAFT alle Zahlungen und Vorteile weiter, die
sie fälschlicherweise von DRITTPARTEIEN im Zusammenhang mit bei der MUTTERGESELLSCHAFT verbleibenden Vermögenswerten und Verträgen (ausser in Bezug auf SPEZIELLE
VERMOGENSWERTE) erhalten hat.
| 11 |
Representation and warranties / Zusicherungen und Gewährleistungen |
| 77 |
The Parent represents and warrants to the Subsidiary that: |
Die
MUTTERGESELLSCHAFT macht der TOCHTERGESELLSCHAFT folgende Zusicherungen und gibt folgende Gewährleistungen ab:
| |
i. |
the Transfer Balance Sheet has been correctly established in accordance with its applicable standard; and |
die ÜBERTRAGUNGSBILANZ wurde in Übereinstimmung mit dem anwendbaren Standard korrekt erstellt; und
| |
ii. |
no material adverse change in the Business (except for any Excluded Assets, Excluded Liabilities and Excluded Contracts but including Special Assets) has occurred between the Effective Date and the Closing Date.
|
zwischen dem STICHTAG und dem VOLLZUGSDATUM sind im GESCHÄFT
(ausgenommen AUSGENOMMENE VERMÖGENSWERTE, AUSGENOMMENE VERBINDLICHKEITEN und AUSGENOMMENE VERTRÄGE, aber einschliesslich SPEZIELLE
VERMÖGENSWERTE) keine wesentlichen nachteiligen Änderungen eingetreten.
| 78 |
Further representations and warranties are excluded. |
Darüber hinausgehende
Zusicherungen und Gewährleistungen sind ausgeschlossen.
| 79 |
The Parent undertakes to indemnify the Subsidiary for any loss, damage or cost resulting from the breach of a representation and warranty, provided, however, that such indemnification shall be due only if and to the
extent as a result of such loss, damage or cost, the Subsidiary does not meet anymore at any time until the first anniversary of the Closing Date the regulatory capital requirements pursuant to Swiss banking regulations. For the avoidance of doubt,
for purposes of determining or claiming such indemnification, the Subsidiary shall not be required to take alternative actions to meet such regulatory capital requirements, and any re-capitalization received by the Subsidiary from Third Parties that
are not affiliated to the Parent shall be disregarded. |
Die MUTTERGESELLSCHAFT verpflichtet sich, die
TOCHTERGESELLSCHAFT für alle Verluste, Schäden oder Kosten, die aus einer Verletzung der Zusicherungen und Gewährleistungen entstehen, schadlos zu halten. Diese Verpflichtung zur Schadloshaltung
39
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
besteht nur und im Umfang als die TOCHTERGESELLSCHAFT aufgrund solcher Verluste, Schäden oder Kosten zu einem Zeitpunkt bis zum ersten Jahrestag des
VOLLZUGSDATUM die regulatorischen Kapitalanforderungen gemäss Schweizer Bankengesetzgebung nicht mehr erfüllt. Zur Klarstellung sei darauf hingewiesen, dass die Bestimmung oder Geltendmachung von Ansprüchen auf
Schadloshaltung nicht von der Vornahme alternativer Massnahmen durch die TOCHTERGESELLSCHAFT abhängig ist, welche die Wiederherstellung der regulatorischen Kapitalanforderungen sicherstellen sollen, und Kapital, das
ausschliesslich der TOCHTERGESELLSCHAFT von DRITTPARTEIEN, die nicht mit der MUTTERGESELLSCHAFT verbunden sind, zur Sanierung zur Verfügung gestellt wird, wird nicht berücksichtigt.
| 80 |
The Subsidiary’s claim to be indemnified for a breach of representations and warranties under this Section shall be forfeited (verwirkt), (i) unless the breach has been notified within 3 (three) months
after the date on which the Subsidiary has obtained sufficient knowledge of the breach and gives rise to an indemnification claim under this Section at the latest, but in any case (ii) after the second anniversary of the Closing Date. This
Section shall, to the extent permissible, replace and exclude any time limitations imposed by law. |
Der Anspruch der
TOCHTERGESELLSCHAFT auf Schadloshaltung wegen Verletzung der Zusicherungen und Gewährleistungen in dieser ZIFF. verwirkt, (i) sofern die Verletzung nicht innerhalb von 3 (drei) Monaten nach dem Zeitpunkt, in
welchem die TOCHTERGESELLSCHAFT genügend Kenntnis von der Verletzung, die Anlass für einen Schadloshaltungsanspruch unter dieser ZIFF. gibt, erhalten hat, anzeigt wird, in jedem Fall aber (ii) zwei Jahre
nach dem VOLLZUGSDATUM. Soweit zülassig, ersetzt die vorliegende Regelung sämtliche gesetzlichen Regeln, die die Geltendmachung von Ansprüchen wegen Verletzung von Zusicherungen und Gewährleistungen
beschränken.
| 81 |
The remedies of the Subsidiary set out above are exclusive of any other legal rights. In particular, the following rights are excluded to the largest extent admissible under Swiss law: a) The right to rescind this
Agreement under art. 23 ff. CO; b) the right to claim damages under art. 97 ff. (CO, and, c) (should a court held it applicable) any similar or additional remedies under purchase law or a similar law (including, e.g. the rights to rescind or to
claim a reduction of the purchase price under art. 195, 196 and 205 CO). |
Die oben beschriebenen
Wiedergutmachungsansprüche schliessen die Geltendmachung anderer Rechte aus. Sofern und soweit unter Schweizer Recht zulässig, sind insbesondere die folgenden Rechte ausgeschlossen: a) Das Recht, diesen VERTRAG gemäss
Art. 23 ff. OR anzufechten; b) das Recht auf Schadenersatz gemäss Art. 97 ff. OR, und c) (sollte dies ein Gericht für anwendbar erklären) sämtliche vergleichbaren oder zusätzlichen Wiedergutmachungsmassnahmen gemäss
Kauf- oder ähnlichem Recht (einschliesslich z.B. das Recht auf Rückabwicklung oder Minderung des Kaufpreises gemäss Art. 195, 196 und 205 OR).
| 12 |
Liability, securing of claims and indemnification / Haftung, Besicherung von Ansprüchen und Schadloshaltung |
| 12.1 |
Joint and several liability of the Parent / SOLIDARHAFTUNG DER MUTTERGESELLSCHAFT |
| 82 |
The Parties acknowledge that pursuant to art. 75 MA, the Parent will, together with the Subsidiary, be jointly and severally liable for the Transferred Liabilities (the “Parent’s Joint and Several
Liability”). In accordance with the applicable legal provisions, the Parent’s Joint and Several Liability shall be time-barred after a maximum of three years counted from the publication of the Closing in the SHAB or, if
a claim becomes due only thereafter, counted from the due date of such claim. |
Die Parteien anerkennen, dass die
MUTTERGESELLSCHAFT nach Massgabe von Art. 75 FusG zusammen mit der TOCHTERGESELLSCHAFT für die ÜBERTRAGENEN VERBINDLICHKEITEN solidarisch haftet (die
“SOLIDARHAFTUNG DER MUTTERGESELLSCHAFT”). Gemäss den anwendbaren gesetzlichen Bestimmungen verjährt die SOLIDARHAFTUNG DER
MUTTERGESELLSCHAFT spätestens drei Jahre nach Veröffentlichung des VOLLZUGS im SHAB oder, wenn die Forderung erst nach der Veröffentlichung fällig wird, so beginnt die Verjährung mit deren
Fälligkeit.
| 83 |
For the avoidance of doubt, the Parent is only jointly and severally liable for such liabilities the cause of which has been set before the Closing Time, and nothing herein shall be construed as an extension to the
Parent’s Joint and Several Liability arising under art. 75 MA. |
Zur Klarstellung sei festgehalten, dass die
MUTTERGESELLSCHAFT nur für solche Verbindlichkeiten solidarisch haftbar ist, die ihre Ursache vor dem VOLLZUGSZEITPUNKT haben, und nichts hierin gilt als Erweiterung der SOLIDARHAFTUNG
DER MUTTERGESELLSCHAFT unter Art. 75 FusG.
40
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 12.2 |
Joint and several liability of the Subsidiary / SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT |
| 84 |
The Parties agree that subject to the Closing, the Subsidiary shall, together with the Parent, be jointly and severally liable for the Remaining Liabilities (the “Subsidiary’s Joint and Several
Liability”). To the Subsidiary’s Joint and Several Liability, art. 75 para. 1 and 2 MA shall apply mutatis mutandis; thus, the Subsidiary shall be liable for the Remaining Liabilities on the same terms and to the same extent as
if art. 75 MA was applicable to the Subsidiary in respect of the Remaining Liabilities, and the Subsidiary’s Joint and Several Liability shall be time-barred after a maximum of three years counted from the publication of the Closing in the SHAB
or, if a claim becomes due only after such date, counted from the due date of such claim. |
Die PARTEIEN
vereinbaren, dass unter Vorbehalt des VOLLZUGS die TOCHTERGESELLSCHAFT zusammen mit der MUTTERGESELLSCHAFT solidarisch haftbar ist für die VERBLEIBENDEN
VERBINDLICHKEITEN (die “SOLIDARHAFTUNG DER
TOCHTERGESELLSCHAFT”). Auf die SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT finden Art. 75 Abs. 1 und 2
FUSG mutatis mutandis Anwendung; folglich ist die TOCHTERGESELLSCHAFT für die VERBLEIBENDEN VERBINDLICHKEITEN unter den gleichen Bedingungen und im gleichen Umfang solidarisch haftbar,
wie wenn Art. 75 FUSG hinsichtlich der VERBLEIBENDEN VERBINDLICHKEITEN auf die TOCHTERGESELLSCHAFT anwendbar wäre. Die solidarische Haftung der TOCHTERGESELLSCHAFT
verjährt spätestens drei Jahre nach Veröffentlichung des VOLLZUGS im SHAB oder, wenn die Forderung erst nach der Veröffentlichung fällig wird, so beginnt die Verjährung mit deren Fälligkeit.
| 85 |
For the avoidance of doubt, where law or contract provide for more than one due date for a Remaining Liability that is not already due at the Closing Time, the prescription period shall start on the first such due date
after the Closing Time (it being understood that a due date shall include any date on which satisfaction may be sought by the creditor of the Remaining Liability, such as a maturity, termination, call, redemption, exercise or similar date,
irrespective of whether the relevant claim actually becomes due or not). |
Zur Klarstellung sei festgehalten, dass dort, wo
Gesetz oder Vertrag mehr als ein Fälligkeitsdatum für eine VERBLEIBENDE VERBINDLICHKEIT, die zum VOLLZUGSZEITPUNKT nicht bereits fällig ist, vorsehen, die Verjährungsfrist am ersten
Fälligkeitsdatum nach dem VOLLZUGSZEITPUNKT beginnt (wobei Einvernehmen darüber besteht, dass ein Fälligkeitsdatum jedes Datum einschliesst, an welchem der Gläubiger der VERBLEIBENDEN
VERBINDLICHKEIT Erfüllung verlangen kann, wie ein Fälligkeits-, Beendigungs-, Kaufoptions-, Rückgabe-, Ausübungs- oder ähnliches Datum, ungeachtet dessen, ob die massgebende Forderung tatsächlich
fällig wird oder nicht).
| 86 |
Art. 136 para. 1 CO (which extends the effects of an interruption of the prescription against one joint and several obligor to certain other joint and several obligors) shall be excluded to the extent permissible.
|
Art. 136 Abs. 1 OR (welcher die Wirkung einer Verjährungsunterbrechung gegen einen Solidarschuldner auf bestimmte
andere Solidarschuldner ausdehnt) ist, soweit zulässig, ausgeschlossen.
| 87 |
Subsidiary’s Joint and Several Liability is agreed for the benefit of any and all creditors (including their successors and assigns) of the Remaining Liabilities who each may, in respect of their Remaining
Liabilities, seek performance from the Subsidiary independently (art. 112 para. 2 CO). The Parties agree that the rights of the creditors of the Remaining Liabilities hereunder shall be irrevocable, and not subject to amendment or waiver solely
among the Parties, as from the Closing Time, provided, however, that the Subsidiary may agree with any creditor of a Remaining Liability at any time to amend or waive the Subsidiary’s Joint and Several Liability to such creditor in respect of
such Remaining Liability. Furthermore, the Subsidiary’s Joint and Several Liability is subject to its replacement (as the case may be) by a Separate Instrument in accordance with Section 12.7. |
Die SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT wird zu Gunsten sämtlicher Gläubiger der
VERBLEIBENDEN VERBINDLICHKEITEN (einschliesslich deren Rechtsnachfolger und Zessionare) vereinbart, welche hinsichtlich deren jeweiligen VERBLEIBENDEN VERBINDLICHKEITEN von der
TOCHTERGESELLSCHAFT je selbständig Erfüllung verlangen können (Art. 112 Abs. 2 OR). Die PARTEIEN vereinbaren, dass die Rechte der Gläubiger der VERBLEIBENDEN
VERBINDLICHKEITEN unter dieser Vereinbarung
41
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
unwiderruflich sind und ab dem VOLLZUGSZEITPUNKT nicht Gegenstand einer Änderung oder eines Verzichts, die lediglich zwischen den PARTEIEN vereinbart wurden,
sein können. Dabei kann die TOCHTERGESELLSCHAFT aber mit einem Gläubiger einer VERBLEIBENDEN VERBINDLICHKEIT zu einem beliebigen Zeitpunkt vereinbaren, die SOLIDARHAFTUNG
DER TOCHTERGESELLSCHAFT hinsichtlich des jeweiligen Gläubigers und der jeweiligen VERBLEIBENDEN VERBINDLICHKEIT zu ändern oder auszuschliessen. Ausserdem steht die
SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT unter dem Vorbehalt, dass sie gemäss ZIFF. 12.7 durch ein SEPARATES INSTRUMENT (gegebenenfalls) ersetzt wird.
| 88 |
For the avoidance of doubt, the Subsidiary’s Joint and Several Liability shall not extend to any Excluded Remaining Liability. |
Zur Klarstellung sei festgehalten, dass die SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT auf
AUSGESCHLOSSENE VERBLEIBENDE VERBINDLICHKEITEN keine Anwendung findet.
| 89 |
For the avoidance of doubt, the assumption of the Subsidiary’s Joint and Several Liability shall not be deemed an acknowledgement of any Remaining Liability by the Subsidiary or be construed to cause the
Subsidiary’s liability to exceed the Parent’s liability in respect of any Remaining Liability; therefore, the assumption by the Subsidiary of its Joint and Several Liability shall not defeat, impair or limit in any way any right or remedy
of the Parent or the Subsidiary to contest or dispute the validity or amount of any Remaining Liability or to assert any other defense to, or bring any claim arising from or related to, any such Remaining Liability the Subsidiary or the Parent might
have. In particular, if any of the Remaining Liabilities is satisfied (in full or part) through payment, realization of collateral or set-off by the Parent or a Third Party, then the Subsidiary’s Joint and Several Liability for such Remaining
Liability shall extinguish accordingly as well, and in no case shall a creditor of a Remaining Liability be entitled to be satisfied in an aggregate amount exceeding the relevant Remaining Liability. In furtherance of the foregoing, the
Subsidiary’s Joint and Several Liability: |
Zur Klarstellung sei festgehalten, dass die Übernahme der
SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT nicht als Anerkennung der TOCHTERGESELLSCHAFT von VERBLEIBENDEN VERBINDLICHKEITEN zu verstehen oder so auszulegen ist,
dass die Haftung der TOCHTERGESELLSCHAFT die Haftung der MUTTERGESELLSCHAFT in Bezug auf die VERBLEIBENDEN VERBINDLICHKEITEN übersteigen könnte. Die Übernahme der
SOLIDARHAFTUNG durch die TOCHTERGESELLSCHAFT soll deshalb auf keine Weise Rechte oder Rechtsbehelfe, welche die TOCHTERGESELLSCHAFT oder die MUTTERGESELLSCHAFTEN haben könnten,
vereiteln, beinträchtigen oder beschränken, um die Gültigkeit oder die Höhe einer VERBLEIBENDEN VERBINDLICHKEIT anzufechten oder zu bestreiten oder andere Einwendungen oder Einreden gegen eine
VERBLEIBENDE VERBINDLICHKEIT, oder einen Anspruch aus oder im Zusammenhang mit einer VERBLEIBENDEN VERBINDLICHKEIT, geltend zu machen, welche die TOCHTERGESELLSCHAFT oder die
MUTTERGESELLSCHAFT haben könnten. Insbesondere, wenn die MUTTERGESELLSCHAFT oder eine DRITTPARTEI eine der VERBLEIBENDEN VERBINDLICHKEITEN durch Zahlung, die Verwertung
von Sicherheiten oder Verrechnung (ganz oder teilweise) erfüllt, dann erlöscht auch die SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT für solche VERBLEIBENDE
VERBINDLICHKEITEN entsprechend. In keinem Fall soll ein Gläubiger einer VERBLEIBENDEN VERBINDLICHKEIT berechtigt sein, über einen Gesamtbetrag hinaus befriedigt zu werden, der die Höhe der
relevanten VERBLEIBENDEN VERBINDLICHKEIT übersteigt. Zur Unterstützung des Vorstehenden soll die SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT folgenden
Einschränkungen unterstellt sein.
| |
i. |
in connection with Nettable Parent Arrangements shall be subject to the limitations contained in Section 12.3; |
im Zusammenhang mit den NETTINGFÄHIGEN VEREINBARUNGEN MIT DER
MUTTERGESELLSCHAFT den Einschränkungen gemäss ZIFF. 12.3;
| |
ii. |
in connection with deposits and other obligations with a balance shall be subject to the limitations contained in Section 12.4; |
im Zusammenhang mit den Bankguthaben und anderen Verpflichtungen mit einem Kontostand den Einschränkungen gemäss
ZIFF. 12.4;
| |
iii. |
for secured Remaining Liabilities shall be subject to the limitations contained in Section 12.5; and |
für gesicherte VERBLEIBENDE VERBINDLICHKEITEN den Einschränkungen gemäss ZIFF.
12.5; und
| |
iv. |
in connection with Commitments shall be subject to the limitations contained in Section 12.6. |
im Zusammenhang mit KREDITZUSAGEN den Einschränkungen gemäss ZIFF. 12.6.
42
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 90 |
Furthermore, for the avoidance of doubt, the Subsidiary’s Joint and Several Liability shall not serve as a waiver to due process, and in particular not as an acknowledgement of any judgment obtained against, or
settlement agreed by, the Parent after the Closing Time. Unless expressly otherwise agreed with a creditor of a Remaining Liability, the adjudication of Subsidiary’s Joint and Several Liability against Subsidiary shall be solely governed by
Section 13.8 (Dispute resolution), and the agreement by the Subsidiary to its Joint and Several Liability shall not include the consent to any jurisdiction, arbitration or similar provision to which the Parent may have agreed in relation to any
Remaining Liability, nor shall it include the consent to any other action, declaration or agreement that the Parent may have made in or with a view of any suit or proceedings. |
Darüber hinaus sei zur Klarstellung festgehalten, dass die SOLIDARHAFTUNG DER
TOCHTERGESELLSCHAFT nicht als Verzicht auf ein ordnungsgemässes Verfahren gilt und insbesondere nicht als Anerkennung eines Urteils gegen oder eines Vergleichs mit der MUTTERGESELLSCHAFT nach dem
VOLLZUGSZEITPUNKT. Sofern nicht anderweitig ausdrücklich mit einem Gläubiger einer VERBLEIBENDEN VERBINDLICHKEIT übereingekommen, ist die Beurteilung der SOLIDARHAFTUNG
DER TOCHTERGESELLSCHAFT gegen die TOCHTERGESELLSCHAFT ausschliesslich im Abschnitt 13.8 (Streitbeilegung) geregelt, und das Einverständnis der TOCHTERGESELLSCHAFT eine
SOLIDARHAFTUNG zu übernehmen beinhaltet nicht die Zustimmung zu einer Gerichtsstands-, Schiedsgerichts- oder ähnlichen Klausel, welcher die MUTTERGESELLSCHAFT gegebenenfalls mit Bezug auf eine
VERBLEIBENDE VERBINDLICHKEIT zugestimmt hat, noch beinhaltet sie die Zustimmung zu irgendeiner anderen Handlung, Erklärung oder Vereinbarung, welche die MUTTERGESELLSCHAFT gegebenenfalls im Rahmen
oder im Hinblick auf eine Klage oder ein Verfahren vorgenommen hat.
| 12.3 |
Treatment of positions subject to netting, set-off or similar rules / Behandlung von Positionen, die Gegenstand von Netting-, Varrechnungs- oder ähnlichen Regelungen sind
|
| 91 |
In case at any time the Subsidiary is able to net (as defined at the end of this Section) any Transferred Liability (other than any Transferred Liability that the Subsidiary reasonably and expressly disputes), the
Subsidiary undertakes to immediately make use of such ability in order to limit Parent’s exposure under its Joint and Several Liability to the fullest extent possible (and before netting any other obligation that it may have to the relevant
Third Party), and it hereby authorizes the Parent to exercise any such right to net the Transferred Liabilities on its behalf. |
Falls die TOCHTERGESELLSCHAFT zu irgendeinem Zeitpunkt in der Lage ist, eine ÜBERTRAGENE
VERBINDLICHKEIT (abgesehen von ÜBERTRAGENEN VERBINDLICHKEITEN, deren Bestand die TOCHTERGESELLSCHAFT vernünftigerweise und ausdrücklich bestreitet) zu netten (gemäss
Definition am Ende dieser ZIFFER), verpflichtet sich die TOCHTERGESELLSCHAFT, davon unverzüglich Gebrauch zu machen, um das Haftungsrisiko der MUTTERGESELLSCHAFT unter deren
SOLIDARHAFTUNG im weitest möglichen Umfang zu beschränken (und vor dem Netting irgend einer anderen Verpflichtung, die sie möglicherweise gegenüber der betreffenden DRITTPARTEI hat), und die
TOCHTERGESELLSCHAFT ermächtigt hiermit die MUTTERGESELLSCHAFT, jegliche solche Netting-Rechte betreffend ÜBERTRAGENE VERBINDLICHKEITEN an ihrer statt auszuüben.
| 92 |
In case at any time the Parent is able to net any Remaining Liability (other than any Remaining Liability that the Parent reasonably and expressly disputes), the Parent undertakes to immediately make use of such ability
in order to limit Subsidiary’s exposure under its Joint and Several Liability to the fullest extent possible (and before netting any other obligation that it may have to the relevant Third Party), and it hereby authorizes the Subsidiary to
exercise any such right to net the Remaining Liabilities on its behalf. |
Falls die MUTTERGESELLSCHAFT zu
irgendeinem Zeitpunkt in der Lage ist, eine VERBLEIBENDE VERBINDLICHKEIT (abgesehen von VERBLEIBENDEN VERBINDLICHKEITEN, deren Bestand die MUTTERGESELLSCHAFT
vernünftigerweise und ausdrücklich bestreitet) zu netten, verpflichtet sich die MUTTERGESELLSCHAFT, davon unverzüglich Gebrauch zu machen, um das Haftungsrisiko der TOCHTERGESELLSCHAFT unter deren
SOLIDARHAFTUNG im weitest möglichen Umfang zu beschränken (und vor dem Netting irgend einer anderen Verpflichtung, die sie möglicherweise gegenüber der betreffenden DRITTPARTEI hat), und die
MUTTERGESELLSCHAFT ermächtigt die TOCHTERGESELLSCHAFT hiermit, jegliche solche Netting-Rechte betreffend VERBLEIBENDE VERBINDLICHKEITEN an ihrer statt auszuüben.
43
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 93 |
The above authorizations are granted for an indefinite period of time and shall remain in effect also in case of the principal’s dissolution, bankruptcy, or other insolvency or regulatory proceedings.
|
Die vorstehenden Ermächtigungen werden auf unbestimmte Zeit erteilt und bleiben auch im Falle der Auflösung
oder des Konkurses des Ermächtigenden oder anderer Insolvenz- oder aufsichtsrechtlicher Verfahren wirksam.
| 94 |
In addition, to the extent that the Parent is party to any master agreement (such as derivatives or swap master agreement, master repurchase agreement or master securities lending agreement) or other agreement or
arrangement with a counterparty under which the Parent’s obligations towards such counterparty are subject to mandatory or permitted netting against any other transaction or other obligation that the counterparty or any other person may have to
the Parent (a “Nettable Parent Arrangement”), the Subsidiary’s total Joint and Several Liability to such counterparty for the Remaining Liabilities under such Nettable Parent Arrangement shall be limited to the lesser of:
|
Zudem, soweit die MUTTERGESELLSCHAFT Partei eines Rahmenvertrags (wie etwa eines Derivat- oder Swap-
Rahmenvertrags, eines Repurchase-Rahmenvertrags oder eines Securities-Lending-Rahmenvertrags), eines anderen Vertrags oder einer Vereinbarung mit einer Gegenpartei ist, unter welchem/r die Verpflichtungen der MUTTERGESELLSCHAFT
gegenüber einer solchen Gegenpartei Gegenstand eines zwingenden oder erlaubten Nettings mit anderen Transaktionen oder Verpflichtungen sind, welche die Gegenpartei oder eine andere Person gegenüber der MUTTERGESELLSCHAFT
haben könnte (eine “NETTINGFÄHIGE VEREINBARUNG MIT DER MUTTERGESELLSCHAFT”), ist die gesamte
SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT gegenüber einer solchen Gegenpartei für VERBLEIBENDE VERBINDLICHKEITEN unter einer solchen NETTINGFÄHIGEN
VEREINBARUNG MIT DER MUTTERGESELLSCHAFT beschränkt auf den geringeren Betrag von Folgendem:
| |
i. |
the outstanding amount of the Remaining Liabilities to such counterparty calculated as if such Remaining Liabilities were the only transactions or obligations outstanding between the Parent and such counterparty under
the Nettable Parent Arrangement; and |
der ausstehende Betrag der VERBLEIBENDEN
VERBINDLICHKEITEN gegenüber einer solchen Gegenpartei, berechnet unter der Annahme, dass diese VERBLEIBENDEN VERBINDLICHKEITEN die einzigen ausstehenden Transaktionen oder Verpflichtungen zwischen
der MUTTERGESELLSCHAFT und einer solchen Gegenpartei unter der NETTINGFÄHIGEN VEREINBARUNG MIT DER MUTTERGESELLSCHAFT sind; und
| |
ii. |
the net amount due to such counterparty in respect of all transactions between the Parent and such counterparty under such Nettable Parent Arrangement, including all transactions or other obligations between the Parent
and such counterparty, whether entered into or incurred before, at or after the Closing Time, that the Parent is entitled to net. |
der Nettobetrag, der einer solchen Gegenpartei gestützt auf sämtliche Transaktionen zwischen der
MUTTERGESELLSCHAFT und dieser Gegenpartei unter einer solchen NETTINGFÄHIGEN VEREINBARUNG MIT DER MUTTERGESELLSCHAFT geschuldet ist, einschliesslich aller
Transaktionen oder anderer Verpflichtungen zwischen der MUTTERGESELLSCHAFT und der Gegenpartei, welche die MUTTERGESELLSCHAFT netten kann, ungeachtet dessen, ob diese vor, zum oder nach dem
VOLLZUGSZEITPUNKT abgeschlossen wurden oder aufgelaufen sind.
| 95 |
For purposes of this Section, to “net” a liability or obligation means to set off, apply anything against, exercise a right of recoupment against or otherwise reduce such liability or obligation, either under
an agreement (including under a single transaction, under the terms of a master agreement or any other arrangement, including a Nettable Parent Agreement) or generally, whether under the rules of a clearing or other relevant organization, pursuant
to applicable rules of law or otherwise; and “netting” shall be construed accordingly. |
Im Sinne dieser
ZIFFER bedeutet “zu netten” eine Verbindlichkeit oder eine Verpflichtung zu verrechnen, irgendetwas dagegen zur Anwendung zu bringen, ein Ausgleichsrecht auszuüben oder diese Verbindlichkeit oder Verpflichtung auf
andere Weise zu reduzieren, sei es unter einem Vertrag (einschliesslich unter einer einzelnen Transaktion, nach den Vorschriften eines Rahmenvertrags oder eine anderen Vereinbarung, einschliesslich einer NETTINGFÄHIGEN
VEREINBARUNG MIT DER MUTTERGESELLSCHAFT) oder allgemein, ob nach den Vorschriften einer Clearing- oder einer anderen relevanten Organisation, gemäss anwendbaren gesetzlichen Regeln
oder auf andere Weise; und “Netting” ist entsprechend zu verstehen.
44
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 12.4 |
Treatment of deposits and other obligations with a balance / Behandlung von Bankguthaben und anderer Verpflichtungen mit einem Saldo |
| 96 |
Without prejudice to any other limitations (including those contained in Section 12.3 above), the Subsidiary’s Joint and Several Liability for any Remaining Liabilities that are subject to, or the result of,
balancing (such as obligations resulting from current accounts, deposits, prime brokerage credit balances, and securities held in a securities account) shall be limited as follows: |
Vorbehältlich anderer Beschränkungen (einschliesslich derjenigen gemäss ZIFF. 12.3 vorstehend) ist die
SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT für sämtliche VERBLEIBENDEN VERBINDLICHKEITEN, die Gegenstand oder Resultat einer Saldoziehung sind (wie etwa
Verpflichtungen, die aus einem Kontokorrent, Bankguthaben, Prime Brokerage Kreditguthaben und aus Wertschriften, die in einem Wertschriftendepot gehalten werden, herrühren), wie folgt beschränkt:
| |
i. |
any increase of the balance after (or at) the Closing Time shall never increase the amount subject to the Subsidiary’s Joint and Several Liability; |
eine Erhöhung des Saldos nach dem (oder zum) VOLLZUGSZEITPUNKT führt nie zu einer Erhöhung des Betrags, der
von der SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT erfasst ist;
| |
ii. |
any decrease of the balance after (or at) the Closing Time (whether a balance has been drawn in an account statement or whether only single entries are posted in the account that reduce the balance on a calculatory
basis) shall decrease the amount subject to the Subsidiary’s Joint and Several Liability, and never be subject to a subsequent increase (first-in, first-out principle), and |
jede Reduktion des Saldos nach dem (oder zum) VOLLZUGSZEITPUNKT (ungeachtet dessen, ob eine Saldoziehung mittels Kontoauszug
oder lediglich einzelne Posten im Konto eingesetzt werden, welche den Saldo rechnerisch reduzieren) reduziert den Betrag, der von der SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT erfasst ist, und eine
nachträgliche Erhöhung findet nie statt (“first-in, first-out”-Grundsatz); und
| |
iii. |
in case a Swiss-law-governed Remaining Liability extinguishes in relation to the Parent by novation occurring as a result of the acknowledgement of a balance or otherwise, the Subsidiary’s Joint and Several
Liability for such Remaining Liability shall extinguish as well, and no Joint and Several Liability shall arise for Parent’s new obligation that novated the Remaining Liability. |
falls eine VERBLEIBENDE VERBINDLICHKEIT, auf die Schweizer Recht anwendbar ist, im Verhältnis zur
MUTTERGESELLSCHAFT durch Novation, basierend auf einer Anerkennung eines Saldos oder auf andere Weise erlöscht, so erlöscht auch die SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT
für diese VERBLEIBENDE VERBINDLICHKEIT, und es entsteht keine SOLIDARHAFTUNG für die neue Verpflichtung der MUTTERGESELLSCHAFT, welche an Stelle der VERBLEIBENDEN
VERBINDLICHKEIT getreten ist.
| 97 |
In addition to the prescription period pursuant to Section 12.2, any claims under the Subsidiary’s Joint and Several Liability concerning deposits or that are otherwise subject to, or the result of, balancing
must be brought against the Subsidiary within three years as of the first date after the Closing Time at which the deposit or other balance may be withdrawn and shall otherwise be forfeited (verwirkt). |
Zusätzlich zur Verjährungsfrist gemäss ZIFF. 12.2 müssen sämtliche Ansprüche gestützt auf
die SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT in Bezug auf Kontoguthaben, oder die auf andere Weise Gegenstand oder Resultat einer Saldoziehung sind, innerhalb von drei Jahren nach dem Zeitpunkt, an welchem
das Kontoguthaben oder ein anderes Guthaben nach dem VOLLZUGSZEITPUNKT frühestens abgehoben werden könnte, gegen die TOCHTERGESELLSCHAFT geltend gemacht werden. Andernfalls verwirken diese Ansprüche.
45
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 12.5 |
Treatment of secured obligations / Behandlung von besicherten Verpflichtungen |
| 98 |
In case any Remaining Liability is secured in full or part by any security of whatever nature at the time a creditor of such Remaining Liability seeks satisfaction from the Subsidiary, the Subsidiary shall have the
right to require such creditor, as a condition precedent to satisfying the Subsidiary’s Joint and Several Liability for such Remaining Liability and in such form as the Subsidiary may reasonably require: |
Für den Fall, dass eine VERBLEIBENDE VERBINDLICHKEIT zum Zeitpunkt, in dem ein Gläubiger dieser
VERBLEIBENDEN VERBINDLICHKEIT von der TOCHTERGESELLSCHAFT Befriedigung verlangt, ganz oder teilweise durch irgendeine Art von Sicherheit besichert ist, hat die TOCHTERGESELLSCHAFT das
Recht, als aufschiebende Bedingung für die Erfüllung der SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT für diese VERBLEIBENDE VERBINDLICHKEIT und in einer Form,
welche die TOCHTERGESELLSCHAFT vernünftigerweise fordern darf, zu verlangen:
| |
i. |
to assign the claim corresponding to such Remaining Liability against the Parent to the Subsidiary; and |
dass der Anspruch, welcher dieser VERBLEIBENDEN VERBINDLICHKEIT gegenüber der
MUTTERGESELLSCHAFT entgegensteht, der TOCHTERGESELLSCHAFT abgetreten wird; und
| |
ii. |
to consent to the transfer of the security securing such Remaining Liability (including, if reasonably required by the Subsidiary, the release and transfer of the respective collateral to the Subsidiary),
|
dass der Übertragung der Sicherheit, welche diese VERBLEIBENDE VERBINDLICHKEIT
sichert, zugestimmt wird (einschliesslich die Freigabe und Übertragung der entsprechenden Sicherheit an die TOCHTERGESELLSCHAFT, sofern vernünftigerweise von der TOCHTERGESELLSCHAFT benötigt),
whereby each of (i) and (ii) is required to take effect upon satisfaction of such Remaining Liability by the Subsidiary; in the event
that such creditor only asks for partial satisfaction of a Remaining Liability, then such assignment and transfer shall be partial accordingly. For the avoidance of doubt, the Subsidiary shall have the right to refuse satisfaction of its Joint and
Several Liability for such Remaining Liability as long as the creditor of such Remaining Liability refuses such assignment and such consent to transfer, respectively, or otherwise frustrates mala fide the transfer of the security to the
Subsidiary (including through an undue early release or waiver of its security); however, such creditor shall not be required to do anything which is not under its control in order to effect such assignment or transfer.
wobei sowohl (i) als auch (ii) nach Erfüllung dieser VERBLEIBENDEN VERBINDLICHKEIT durch die
TOCHTERGESELLSCHAFT wirksam werden; falls der entsprechende Gläubiger nur partielle Erfüllung einer VERBLEIBENDEN VERBINDLICHKEIT fordert, erfolgt auch die Abtretung und Übertragung
entsprechend nur im gleichen Umfang. Zur Klarstellung sei festgehalten, dass die TOCHTERGESELLSCHAFT das Recht hat, die Erfüllung ihrer SOLIDARHAFTUNG für solche VERBLEIBENDEN
VERBINDLICHKEITEN zu verweigern, solange der Gläubiger einer solchen VERBLEIBENDEN VERBINDLICHKEIT die Abtretung bzw. die Zustimmung zur Übertragung verweigert oder bösgläubig die
Übertragung der Sicherheit auf die TOCHTERGESELLSCHAFT anderweitig vereitelt (einschliesslich durch eine schuldhafte vorzeitige Freigabe der Sicherheit oder durch Verzicht darauf); ein Gläubiger ist jedoch nicht
verpflichtet, etwas zu tun, das nicht seiner Kontrolle unterliegt, um die Abtretung oder Übertragung zu bewirken.
| 99 |
The Parent hereby consents, with benefit for the Subsidiary and any relevant Third Party, to any such assignment and transfer, and to any subrogation occurring by operation of law in connection with the
Subsidiary’s satisfaction of its Joint and Several Liability, and hereby waives, to the fullest extent possible, any legal or contractual rights it may have against such assignment and transfer, or such subrogation, and agrees to promptly
repeat its consent to such assignment and transfer, or subrogation, in such other form as the Subsidiary may reasonably require. |
Die MUTTERGESELLSCHAFT stimmt hiermit zugunsten der TOCHTERGESELLSCHAFT und jeder relevanten
DRITTPARTEI einer solchen Abtretung und Übertragung zu, sowie jeder Subrogation von Gesetzes wegen, die im Zusammenhang mit der Erfüllung der SOLIDARHAFTUNG DER
TOCHTERGESELLSCHAFT eintritt, und die MUTTERGESELLSCHAFT verzichtet hiermit, im weitest möglichen Umifang, auf sämtliche gesetzlichen oder vertraglichen Rechte, welche sie gegen eine solche Abtretung,
Übertragung oder Subrogation geltend machen könnte, und erklärt sich damit einverstanden, ihre Zustimmung zu dieser Abtretung, Übertragung oder Subrogation unverzüglich, in der Form, wie sie von der
TOCHTERGESELLSCHAFT vernünftigerweise verlangt werden kann, zu wiederholen.
| 100 |
In case the Parent wishes to agree with any creditor of any secured Transferred Liability that such creditor assigns the claim corresponding to such
Transferred Liability to the Parent and consents to the transfer of the security securing such Transferred Liability upon the Parent’s satisfaction of its Joint and Several Liability, or if the Parent wishes to avail itself of any subrogation
occurring by operation of law in connection with the Parent’s satisfaction of its Joint and |
46
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
Several Liability, the Subsidiary hereby consents, with benefit for the Parent and any relevant Third Party, to any such assignment and transfer, or to any such subrogation, and hereby waives, to
the fullest extent possible, any legal or contractual rights it may have against such assignment and transfer, or such subrogation, and agrees to promptly repeat its consent to such assignment and transfer, or subrogation, in such other form as the
Parent may reasonably require. |
Falls die MUTTERGESELLSCHAFT wünscht, mit einem Gläubiger einer
besicherten ÜBERTRAGENEN VERBINDLICHKEIT zu vereinbaren, dass ein solcher Gläubiger den dieser ÜBERTRAGENEN VERBINDLICHKEIT gegenüberstehenden Anspruch an die
MUTTERGESELLSCHAFT abtritt und zustimmt, dass die Sicherheit, welche die ÜBERTRAGENE VERBINDLICHKEIT besichert, nach Erfüllung ihrer SOLIDARHAFTUNG übertragen wird, oder
falls die MUTTERGESELLSCHAFT wünscht, sich auf eine Subrogation von Gesetzes wegen zu berufen, die im Zusammenhang mit der Erfüllung der SOLIDARHAFTUNG DER MUTTERGESELLSCHAFT
erfolgt, stimmt die TOCHTERGESELLSCHAFT hiermit zugunsten der MUTTERGESELLSCHAFT und jeder relevanten DRITTPARTEI einer solchen Abtretung, Übertragung oder Subrogation zu, und sie verzichtet hiermit,
im weitest möglichen Umfang, auf sämtliche gesetzlichen oder vertraglichen Rechte, welche sie gegen eine solche Abtretung, Übertragung oder Subrogation geltend machen könnte, und sie erklärt sich damit einverstanden, ihre
Zustimmung zu dieser Abtretung, Übertragung oder Subrogation unverzüglich in der Form, wie sie von der MUTTERGESELLSCHAFT vernünftigerweise verlangt werden kann, zu wiederholen.
| 12.6 |
Treatment of undrawn commitments / Behandlung nicht gezogener Kreditzusagen |
| 101 |
In case any Remaining Liability is an undrawn commitment (a “Commitment”) pursuant to which the Parent has (subject to certain conditions, as the case may be) to finance (such as by providing credits,
loans or the like) a Third Party (the “Borrower”), the Subsidiary shall have the right, each as a condition precedent to satisfying the Subsidiary’s Joint and Several Liability for such Commitment. |
Falls eine VERBLEIBENDE VERBINDLICHKEIT eine nicht gezogene Kreditzusage (eine
“KREDITZUSAGE”) darstellt, gemäss welcher die MUTTERGESELLSCHAFT (gegebenenfalls unter bestimmten Bedingungen) verpflichtet ist, eine DRITTPARTEI (den
“DARLEHENSNEHMER”) zu finanzieren (wie etwa durch die Gewährung von Krediten, Darlehen oder ähnlichem), so hat die TOCHTERGESELLSCHAFT das Recht, je als aufschiebende Bedingung
für die Erfüllung der SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT betreffend eine solche KREDITZUSAGE:
| |
i. |
to become a party to the relevant Financing Arrangement with substantially the same rights as the Parent but without needing to assume any material additional obligations beyond Subsidiary’s obligations under
Subsidiary’s Joint and Several Liability, or, if this is not reasonably feasible (it being understood that the Parties shall undertake reasonable efforts to achieve such accession to the relevant Financing Arrangement), |
Partei der jeweiligen FINANZIERUNGSVEREINBARUNG mit den im Wesentlichen gleichen Rechten wie die
MUTTERGESELLSCHAFT zu werden, ohne jedoch dazu verpflichtet zu sein, zusätzliche wesentliche Verpflichtungen zu übernehmen, die über die Verpflichtungen der TOCHTERGESELLSCHAFT gemäss der
SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT hinaus gehen; oder, falls dies nicht in zumutbarer Weise möglich ist (wobei Einvernehmen darüber besteht, dass die PARTEIEN vernünftige
Anstrengungen unternehmen, um den Beitritt zur jeweiligen FINANZIERUNGSVEREINBARUNG zu bewirken),
| |
ii. |
to require such Borrower to enter, in such form as the Subsidiary may reasonably require, into credit or similar contractual documentation and, if applicable, collateral and similar arrangements, expressly giving to the
Subsidiary substantially the same rights as the Parent has under the relevant Financing Arrangement but without needing to assume any material additional obligations beyond Subsidiary’s obligations under Subsidiary’s Joint and Several
Liability. |
vom jeweiligen DARLEHENSNEHMER zu verlangen, in der Form, wie es die
TOCHTERGESELLSCHAFT vernünftigerweise verlangen kann, eine Kredit- oder ähnliche vertragliche Dokumentation einzugehen und, sofern anwendbar, auch Sicherungs- und ähnliche Vereinbarungen abzuschliessen, die der
TOCHTERGESELLSCHAFT ausdrücklich im Wesentlichen die gleichen Rechte geben, wie sie die MUTTERGESELLSCHAFT unter der jeweiligen FINANZIERUNGSVEREINBARUNG hat, ohne dass die
TOCHTERGESELLSCHAFT jedoch dazu verpflichtet wird, zusätzliche wesentliche Verpflichtungen zu übernehmen, welche über die Verpflichtungen gemäss der SOLIDARHAFTUNG DER
TOCHTERGESELLSCHAFT hinausgehen.
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 12.7 |
Implementation of Joint and Several Liabilities by Separate Instruments / Implementierung der SOLIDARHAFTUNGEN durch SEPARATE
INSTRUMENTE |
| 102 |
In furtherance of the intention of the Parties to ensure that the Joint and Several Liability of each Party is given full effect under the laws of certain relevant jurisdictions, the Parties agree to enter into the
following Separate Instruments at or immediately after the Closing, which will, if expressly so provided by their terms, (i) replace the Subsidiary’s Joint and Several Liability under this Agreement in relation to the Remaining Liabilities
they cover, and (ii) (for the avoidance of doubt) go beyond the terms of the Subsidiary’s Joint and Several Liability or limit them if deemed necessary by the Parties in view of the specific needs such Separate Instruments seek to address:
|
Zur Förderung der Absicht der PARTEIEN, dass die SOLIDARHAFTUNG jeder
PARTEI nach dem Recht gewisser relevanter Jurisdiktionen vollständig Wirkung entfalten soll, vereinbaren die PARTEIEN, beim VOLLZUG oder kurz nach dem VOLLZUG die nachfolgend
aufgeführten SEPARATEN INSTRUMENTE abzuschliessen. Diese sollen, sofern in deren Bestimmungen ausdrücklich so vorgesehen, (i) die unter diesem VERTRAG geregelte SOLIDARHAFTUNG
DER TOCHTERGESELLSCHAFT für die davon erfassten VERBLEIBENDEN VERBINDLICHKEITEN ersetzen und (ii)(zur Klarstellung) über die Bestimmungen der SOLIDARHAFTUNG
DER TOCHTERGESELLSCHAFT hinausgehen oder diese einschränken, wenn dies von den PARTEIEN im Hinblick auf die spezifischen Bedürfnisse, denen solche SEPARATEN
INSTRUMENTE gerecht werden sollen, für notwendig erachtet wird:
| |
i. |
the Covered Bond Supplemental Agreement; |
die
COVERED-BOND-ZUSATZVEREINBARUNG;
| |
ii. |
the NY Assumption Agreement; |
der NY-ÜBERNAHMEVERTRAG;
| |
iii. |
the UK Assumption Agreement; |
der UK-ÜBERNAHMEVERTRAG;
| |
iv. |
the Supplemental US Indentures. |
die
ZUSATZ-US-ANLEIHEVERTRÄGE.
| 103 |
In addition, each Party may request the other Party to enter into further Separate Instruments in such form as the requesting Party reasonably requires, provided that: |
Darüber hinaus kann jede PARTEI von der anderen PARTEI verlangen, weitere angemessene
SEPARATE INSTRUMENTE, in einer Form wie es die fordernde PARTEI vernünftigerweise verlangt, abzuschliessen, sofern:
| |
i. |
the other Party’s liability under the Separate Instrument is in substance equivalent to or lesser than such Party’s Joint and Several Liability; |
die Haftung der anderen PARTEI gemäss SEPARATEM INSTRUMENT im Wesentlichen gleichwertig
oder kleiner ist als die SOLIDARHAFTUNG dieser PARTEI;
| |
ii. |
the Separate Instrument is governed by the law of the underlying Transferred Liability or Remaining Liability; and |
auf das SEPARATE INSTRUMENT dasjenige Recht anwendbar ist, das auf die zugrundeliegende
ÜBERTRAGENE VERBINDLICHKEIT oder VERBLEIBENDE VERBINDLICHKEIT angewendet wird; und
| |
iii. |
the requesting Party bears the costs incurred by the other Party in connection with the entering into the Separate Instrument. |
die ersuchende PARTEI die Kosten übernimmt, die der anderen PARTEI im Zusammenhang mit dem Abschluss des
SEPARATEN INSTRUMENTS erwachsen.
| 104 |
For the avoidance of doubt, no Third Party shall be allowed to seek double payment or satisfaction under both a Separate Instrument and the Joint and
Several Liability. To the extent a Separate Instrument does not, on its terms, replace the relevant Joint and Several Liability or |
48
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
otherwise specify its relationship vis-à-vis the relevant Joint and Several Liability, a Third Party shall have the right to invoke alternatively, but not cumulatively, a Party’s
liability under such Separate Instrument or under the Joint and Several Liability, respectively, and any payment under one liability shall reduce the other liability accordingly. |
Zur Klarstellung sei festgehalten, dass es keiner DRITTPARTEI erlaubt ist, Doppelzahlung oder Befriedigung sowohl
gestützt auf ein SEPARATES INSTRUMENT als auch die SOLIDARHAFTUNG zu verlangen. Im Umfang, in welchem ein SEPARATES INSTRUMENT gemäss seinen Bestimmungen nicht die
entsprechende SOLIDARHAFTUNG ersetzt oder anderweitig das Verhältnis gegenüber der entsprechenden SOLIDARHAFTUNG spezfiziert, hat die DRITTPARTEI das Recht, sich alternativ, nicht jedoch
kumulativ, auf die Haftung einer PARTEI gemäss SEPARATEM INSTRUMENT beziehungsweise gemäss SOLIDARHAFTUNG ZU berufen. Zahlungen unter einer Haftung reduzieren die
andere Haftung entsprechend.
| 105 |
To the extent not otherwise addressed by a Separate Instrument, the rights and authorizations of a Party under this Agreement with respect to (i) positions subject to netting, set-off or similar rules (Section
12.3) and (ii) indemnification and procedure for Third Party claims (Sections 12.9 and 12.11) shall apply in relation to such Separate Instrument in the same way as for the underlying Joint and Several Liability. |
Soweit nichts anderes durch ein SEPARATES INSTRUMENT bestimmt wird, sind die Rechte und Ermächtigungen
einer PARTEI unter diesem VERTRAG bezüglich (i) Positionen, die Gegenstand von Netting, Verrechnung oder ähnlichen Regelungen sind (ZIFF. 12.3) und (ii) Schadloshaltung und Verfahren
bei Ansprüchen einer DRITTPARTEI (ZIFF. 12.9 und 12.11) in gleicher Weise auf diese SEPARATEN INSTRUMENTE anwendbar wie auf die unterliegende SOLIDARHAFTUNG selbst.
| 12.8 |
Duty to secure claims with respect to Transferred Liabilities / Verpflichtung zur Sicherstellung von Ansprüchen bezüglich ÜBERTRAGENEN
VERBINDLICHKEITEN |
| 106 |
The Parties acknowledge that both Parties are under a duty pursuant to art. 75 MA to secure Transferred Liabilities provided that the legal requirements for such duty are met. The Subsidiary shall indemnify the Parent
for any and all costs arising in connection with this duty. |
Die PARTEIEN anerkennen, dass sie beide
gemäss Art. 75 FUSG verpflichtet sind, ihre ÜBERTRAGENEN VERBINDLICHKEITEN sicherzustellen, vorausgesetzt, die rechtlichen Voraussetzungen für eine solche Verpflichtung sind erfüllt.
Die TOCHTERGESELLSCHAFT hat die MUTTERGESELLSCHAFT für alle aus dieser Verpflichtung entstehende Kosten schadlos zu halten.
| 12.9 |
Indemnification in connection with Joint and Several Liabilities / Schadloshaltung bei SOLIDARHAFTUNG |
| 107 |
The Parent shall have a right of full recourse against the Subsidiary, and the Subsidiary shall indemnify the Parent for any and all costs and losses arising in connection with claims brought against, or payments made
by, the Parent as a result of Parent’s Joint and Several Liability. |
Die MUTTERGESELLSCHAFT hat ein
vollständiges Rückgriffsrecht gegen die TOCHTERGESELLSCHAFT und die TOCHTERGESELLSCHAFT hat die MUTTERGESELLSCHAFT für sämtliche Kosten und Verluste schadlos zu halten, welche aus
Ansprüchen gegen die MUTTERGESELLSCHAFT, oder aus Zahlungen seitens der MUTTERGESELLSCHAFT, aufgrund der SOLIDARHAFTUNG DER MUTTERGESELLSCHAFT entstanden sind.
| 108 |
The Subsidiary shall have a right of full recourse against the Parent, and the Parent shall indemnify the Subsidiary for any and all costs and losses arising in connection with claims brought against, or payments made
by, the Subsidiary as a result of Subsidiary’s Joint and Several Liability. |
Die TOCHTERGESELLSCHAFT
hat ein vollständiges Rückgriffsrecht gegen die MUTTERGESELLSCHAFT und die MUTTERGESELLSCHAFT hat die TOCHTERGESELLSCHAFT für sämtliche Kosten und Verluste schadlos zu halten, welche
aus Ansprüchen gegen die TOCHTERGESELLSCHAFT, oder aus Zahlungen seitens der TOCHTERGESELLSCHAFT, aufgrund der SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT entstanden sind.
| 12.10 |
Indemnification for other claims / Schadloshaltung für andere Ansprüche |
| 109 |
In addition to the foregoing, the Subsidiary shall indemnify the Parent for any and all costs and losses arising in connection with claims of Third
Parties against the Parent to the extent they have their origin within the Business (other than in relation to any Excluded Liability, with the exception of those Excluded Liabilities which are part of a Special Asset) and the Patent shall
|
49
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
indemnify the Subsidiary for any and all costs and losses arising in connection with claims of Third Parties brought against the Subsidiary but having their origin within the businesses of the
Parent not transferred hereunder (and including for costs and losses arising in connection with claims of Third Parties in relation to any Excluded Liability, with the exception of those Excluded Liabilities which are part of a Special Asset).
|
Zusätzlich zum Vorstehenden hat die TOCHTERGESELLSCHAFT die MUTTERGESELLSCHAFT
für sämtliche Kosten und Verluste schadlos zu halten, welche im Zusammenhang mit Ansprüchen von DRITTPARTEIEN gegen die MUTTERGESELLSCHAFT resultieren, und zwar insoweit, als dass diese Ansprüche
ihren Ursprung im GESCHÄFT haben (ausser in Bezug auf eine AUSGENOMMENE VERBINDLICHKEIT, davon ausgenommen diejenigen AUSGENOMMENEN VERBINDLICHKEITEN, die Teil eines
SPEZIELLEN VERMÖGENSWERTS sind). Die MUTTERGESELLSCHAFT verpflichtet sich, die TOCHTERGESELLSCHAFT für sämtliche Kosten und Verluste schadlos zu halten, welche im
Zusammenhang mit Ansprüchen von DRITTPARTEIEN gegen die TOCHTERGESELLSCHAFT entstanden sind, ihren Ursprung jedoch in den mit diesem VERTRAG nicht übertragenen Geschäften der
MUTTERGESELLSCHAFT haben (und einschliesslich für Kosten und Verluste im Zusammenhang mit Ansprüchen von DRITTPARTEIEN in Bezug auf eine AUSGENOMMENE VERBINDLICHKEIT, ausgenommen
diejenigen AUSGENOMMENEN VERBINDLICHKEITEN, die Teil eines SPEZIELLEN VERMÖGENSWERTS sind).
| 110 |
However, the Parties need not indemnify each other for any taxes, duties, levies, or any other charges of a public law nature which are imposed on a Party, except that the foregoing paragraph shall apply where both
Parties are jointly and severally liable under applicable law for such taxes, duties, levies, or other charges of a public law nature. |
Die PARTEIEN haben sich allerdings gegenseitig nicht für Steuern, Abgaben oder andere Gebühren öffentlichen
Rechts schadlos zu halten, welcher einer PARTEI auferlegt werden, mit der Ausnahme, dass der vorstehende Absatz dann anwendbar ist, wenn gemäss anwendbarem Recht beide PARTEIEN für solche Steuern, Abgaben oder
andere Gebühren öffentlichen Rechts solidarisch haftbar sind.
| 12.11 |
Procedure for Third Party claims / Verfahren bei Ansprüchen einer DRITTPARTEI |
| 111 |
In case of any claim brought or threatened by a Third Party, including claims brought by any public authority, against one Party (such Party the “Indemnified Party”) which is subject to an obligation of
indemnification by the other Party under this Agreement, the Indemnified Party shall give the other Party a notice of such Third Party claim or proceeding within reasonable time. Failure to give such notice shall not, however, affect the Indemnified
Party’s right to indemnification except to the extent the other Party is prejudiced by such failure. The other Party shall then have 20 Business Days after receipt of such notice to notify the Indemnified Party that it elects to conduct and
control the defence of such Third Party claims (the “Notice of Defence”). If the other Party does not give a Notice of Defence, the Indemnified Party shall have the right to defend or settle such claim or proceeding in its exclusive
discretion and the other Party shall, upon request from the Indemnified Party, promptly indemnify the Indemnified Party. |
Werden von einer DRITTPARTEI, einschliesslich Behörden, Ansprüche gegen eine PARTEI (eine solche
PARTEI die “ENTSCHÄDIGTE PARTEI”) angedroht oder geltend gemacht, und unterliegen diese Ansprüche gemäss vorliegendem VERTRAG
einer Pflicht zur Schadloshaltung durch die andere PARTEI, informiert die ENTSCHÄDIGTE PARTEI die andere PARTEI innerhalb nützlicher Frist über solche Ansprüche oder
Verfahren von DRITTPARTEIEN. Das Unterlassen einer solchen Mitteilung hat indes keine Auswirkung auf das Recht auf Schadloshaltung der ENTSCHÄDIGTEN PARTEI, es sei denn, die andere
PARTEI werde durch das Unterlassen der Mitteilung beeinträchtigt. Die andere PARTEI hat nach Erhalt einer solchen Mitteilung 20 WERKTAGE Zeit, die ENTSCHÄDIGTE
PARTEI darüber zu unterrichten, dass sie die Verteidigung gegen solche Ansprüche von DRITTPARTEIEN führen und kontrollieren will (die
“VERTEIDIGUNGSANZEIGE”). Falls die andere PARTEI keine solche VERTEIDIGUNGSANZEIGE abgibt, hat die ENTSCHADIGTE PARTEI das
Recht, nach ihrem alleinigen Ermessen über die Verteidigung oder einen Vergleich des Anspruchs oder Verfahrens zu entscheiden und hält auf Ersuchen der ENTSCHÄDIGTEN PARTEI die
ENTSCHÄDIGTE PARTEI unverzüglich schadlos.
| 12.12 |
Reduction of the exposure under the Subsidiary’s Joint and Several Liability / Haftungsreduktion unter der SOLIDARHAFTUNG DER
TOCHTERGESELLSCHAFT |
| 112 |
The Parent undertakes to use best efforts to reduce the amount of the Remaining Liabilities for which the Subsidiary is liable under the
Subsidiary’s Joint and Several Liability in accordance |
50
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
with the limits set by FINMA in the FINMA Order for the years 2020 to 2025. Should the Parent fail to reduce such amount to or below such limits, it undertakes (a) to provide collateral in
such manner, form and extent that are sufficient under FINMA’s requirements, or (b) to fund the Subsidiary with capital in such form and extent that are sufficient under FINMA’s requirements (and if required by the Subsidiary, with
equity in the form of share capital or reserves). The Parent further undertakes to hold the Subsidary harmless for any costs and losses arising in connection with the excess of such limits. Should FINMA impose further liquidity requirements on the
Subsidiary in connection with the Subsidiary’s Joint and Several Liability, the Parent undertakes to provide the Subsidiary with sufficient liquidity to comply with such requirements and to hold the Subsidary harmless for any costs and losses
arising in connection with such requirements. |
Die MUTTERGESELLSCHAFT verpflichtet sich, alles
Erforderliche zu unternehmen, um die Höhe der VERBLEIBENDEN VERBINDLICHKEITEN, für welche die TOCHTERGESELLSCHAFT unter der SOLIDARHAFTUNG DER
TOCHTERGESELLSCHAFT haftet, in Übereinstimmung mit den durch die FINMA in der FINMA-Verfügung auferlegten Limiten für die Jahre 2020 bis 2025 zu verringern. Falls die MUTTERGESELLSCHAFT es versäumt,
diesen Betrag auf oder unter diese Limiten zu verringern, verpflichtet sie sich, (a) Sicherheiten in solcher Art, Form und Umfang zu erbringen, die den Anforderungen der FINMA genügen, oder (b) die TOCHTERGESELLSCHAFT
in solcher Form und Umfang mit Kapital zu versorgen, das den Anforderungen der FINMA genügt (und falls von der TOCHTERGESELLSCHAFT verlangt, mit Eigenkapital in der Form von Aktienkapital oder Reserven). Die
MUTTERGESELLSCHAFT verpflichtet sich weiter, die TOCHTERGESELLSCHAFT für alle Kosten und Verluste, die im Zusammenhang mit der Überschreitung solcher Limiten entstehen, schadlos zu halten. Falls die FINMA an
die TOCHTERGESELLSCHAFT weitere Liquiditätsanforderungen im Zusammenhang mit der SOLIDARHAFTUNG DER TOCHTERGESELLSCHAFT stellt, verpflichtet sich die MUTTERGESELLSCHAFT,
die TOCHTERGESELLSCHAFT mit genügend Liquidität zu versorgen, um solchen Anforderungen zu entsprechen, und die TOCHTERGESELLSCHAFT für alle Kosten und Verluste im Zusammenhang mit solchen Anforderungen
schadlos zu halten.
| 12.13 |
Acknowledgement of FINMA resolution powers / Anerkennung der Abwicklungskompetenzen der FINMA |
| 113 |
The Parties acknowledge, and any Third Party asserting a Party’s Joint and Several Liability is hereby cautioned, that the liability and indemnification arrangements under this Agreement (including a Party’s
Joint and Several Liability) are subject to the powers of FINMA (or any other Swiss authority that is competent under Swiss law) in case of financial distress, resolution or similar circumstances and in accordance with applicable Swiss law
(including protective measures pursuant to art. 26 Banking Act and any measures that result in the partial or complete write-down of claims or conversion of claims into equity pursuant to art. 31 para. 3 Banking Act and art. 47 ff. Banking
Insolvency Ordinance (section 3 ‘Corporate Actions’) at the relevant time). The rights and obligations under this Agreement (including the Subsidiary’s Joint and Several Liability) shall be construed in accordance with, and are
subject to, any such powers. |
Die PARTEIEN nehmen zur Kenntnis, und jede DRITTPARTEI, welche
die SOLIDARHAFTUNG einer PARTEI in Anspruch nimmt wird darauf hingewiesen, dass die Haftungs- und Schadloshaltungsvereinbarungen unter diesem VERTRAG (einschliesslich der SOLIDARHAFTUNG
einer PARTEI) im Falle von finanziellen Schwierigkeiten, Abwicklung oder ähnlichen Umständen den Kompetenzen der FINMA (oder jeder anderen Schweizer Behörde, die unter Schweizer Recht zuständig ist) im Einklang mit
anwendbarem Schweizer Recht untersteht (einschliesslich Schutzmassnahmen nach Art. 26 BankG und aller Massnahmen, welche die vollständige oder teilweise Reduktion von Forderungen oder die Umwandlung von Forderungen in Eigenkapital zum
relevanten Zeitpunkt nach Art. 31 Abs. 3 BankG und Art. 47 ff. BIV-FINMA (3. Abschnitt ‘Kapitalmassnahmen’) zur Folge haben). Die Rechte und Pflichten unter diesem VERTRAG (einschliesslich der SOLIDARHAFTUNG
der TOCHTERGESELLSCHAFT) sind in Übereinstimmung mit und unter Vorbehalt solcher Kompetenzen auszulegen.
| 13 |
Miscellaneous provisions / Sonstige Bestimmungen |
| 114 |
Each Party shall bear its own costs incurred in relation to this Agreement and the Transfer (including fees of attorneys, experts and advisors), it being understood that preparation work for the Transfer and costs
arising out of this preparation shall be borne by the Parent. |
Jede PARTEI trägt ihre eigenen Kosten,
welche aufgrund dieses VERTRAGES und der ÜBERTRAGUNG anfallen (einschliesslich Anwaltskosten, Kosten für Gutachter und Berater), wobei Einvernehmen darüber besteht, dass die Kosten für
Vorbereitungsarbeiten sowie für die Vorbereitung der ÜBERTRAGUNG von der MUTTERGESELLSCHAFT getragen werden.
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 115 |
Notary fees, land registry fees and the fees of the commercial registers which are related to the execution, notarization and registration in the commercial registers and the relevant land registers shall be borne
equally by both Parties. |
Notariats-, Grundbuch- und Handelsregistergebühren, welche in Zusammenhang mit dem Vollzug,
der Beurkundung und der Eintragung in die Handelsregister und die betroffenen Grundbücher anfallen, werden von beiden PARTEIEN zu gleichen Teilen getragen.
| 116 |
Each Party shall bear all taxes incurred by it in connection with the Transfer and for which each Party is statutory liable, if any. |
Jede PARTEI hat allfällige Steuern und Abgaben, welche aufgrund der ÜBERTRAGUNG anfallen und
für welche die PARTEI von Gesetzes wegen haftet, selbst zu tragen.
| 13.2 |
Amendments and modifications / Ergänzungen und Änderungen |
| 117 |
This Agreement, including this present Section 13.2, may only be amended or modified by a document in writing duly executed by the Parties (and, if applicable, notarized in a public deed, but only if the amendments
or modifications relate to parts of this Agreement which mandatorily require to be notarized in a public deed). The Parties agree that they jointly negotiated and prepared this Agreement and that it shall not be construed against any Party on the
grounds that such Party prepared it. |
Änderungen oder Ergänzungen dieses VERTRAGES
einschliesslich der vorliegenden ZIFF. 13.2 bedürfen zu ihrer Gültigkeit der Schriftform (und gegebenenfalls der öffentlichen Beurkundung, aber nur, falls die Änderungen oder Ergänzungen Teile dieses
VERTRAGES betreffen, welche zwingend der öffentlichen Beurkundung bedürfen). Die PARTEIEN sind sich einig, dass sie diesen VERTRAG gemeinsam ausgehandelt und vorbereitet haben, und dass dieser
VERTRAG nicht gegen eine PARTEI auszulegen ist, mit der Begründung, besagte PARTEI habe diesen vorbereitet oder entworfen.
| 13.3 |
Entire Agreement / Abschliessender Vertrag |
| 118 |
This Agreement together with the Annexes and all documents it refers to constitutes the entire agreement between the Parties with respect to the subject matter of this Agreement and shall replace all other prior
agreements or understandings of the Parties relating thereto. All references to this Agreement shall be deemed to include the Annexes hereto. |
Dieser VERTRAG einschliesslich der Anhänge und sämtlicher Dokumente, auf die er sich bezieht, stellt den gesamten
VERTRAG zwischen den PARTEIEN in Bezug auf den Gegenstand dieses VERTRAGS dar und ersetzt sämtliche diesbezüglichen vorhergehenden Vereinbarungen und Absprachen zwischen den
PARTEIEN. Alle Verweise auf diesen VERTRAG schliessen die Anhänge mit ein.
| 13.4 |
Transfer and assignment / Übertragung und Abtretung |
| 119 |
No Party may transfer or assign, in whole or in part, this Agreement or any of its rights or obligations under this Agreement to any person without the prior written consent of the other Party, which shall not be
unreasonably withheld. Any transfer or assignment made without such approval shall be null and void. |
Keine
PARTEI darf diesen VERTRAG oder einzelne Rechte und Pflichten daraus ohne vorherige schriftliche Zustimmung der Gegenpartei ganz oder teilweise an eine andere Person abtreten oder übertragen. Die schriftliche
Zustimmung soll nicht ungerechtfertigt verweigert werden. Übertragungen oder Abtretungen, welche ohne schriftliche Zustimmung erfolgen, sind ungültig.
| 13.5 |
Severability / Salvatorische Klausel |
| 120 |
If a provision of this Agreement should be or become invalid in whole or in part, or if one or several of the Transferred Assets or Transferred
Liabilities of the Business could not be transferred, or if this Agreement should contain a contractual gap, this shall not affect the validity of the remaining provisions. Instead of the invalid provision, such reasonable provision shall apply
|
52
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
which, as far as legally permissible, best reflects the Parties’ intentions. For the purpose of filling a contractual gap such reasonable provision shall apply which the Parties would have
intended in view of the scope and purpose of this Agreement had they considered the issue. |
Sollte eine Bestimmung dieses
VERTRAGES gänzlich oder teilweise unwirksam oder nichtig sein oder werden, oder falls eine oder mehrere der ÜBERTRAGENEN VERMÖGENSWERTE oder ÜBERTRAGENEN
VERBINDLICHKEITEN des GESCHÄFTES nicht übertragen werden können, oder falls dieser VERTRAG eine vertragliche Lücke enthält, so berührt dies die Gültigkeit der
übrigen Bestimmungen nicht. An die Stelle der unwirksamen oder nichtigen Bestimmung soll, in rechtlich zulässiger Weise, eine angemessene Regelung treten, welche den wirklichen Willen der PARTEIEN wiedergibt. Liegt eine
vertragliche Lücke vor, so soll diese von einer Bestimmung ersetzt werden, welche die PARTEIEN nach dem Sinn und Zweck dieses VERTRAGES bestimmt hätten, wenn dieser Punkt von ihnen bedacht worden wäre.
| 13.6 |
Notices / Mitteilungen |
| 121 |
All notices in connection with this Agreement shall be given to the following addresses, or to such other address as communicated by either Party from time to time: |
Alle Mitteilungen im Zusammenhang mit dem Vertrag sind an folgende Adressen zu richten, oder an eine andere, von einer Partei gelegentlich
mitgeteilte Adresse:
| |
i. |
If to the Parent: / An die MUTTERGESELLSCHAFT: |
UBS AG
P.O. Box
8098 Zurich
Switzerland
| |
ii. |
If to the Subsidiary: / An die TOCHTERGESELLSCHAFT: |
UBS Switzerland AG
P.O. Box
8098 Zurich
Switzerland
| 13.7 |
Governing law / Anwendbares Recht |
| 122 |
Subject to Section 12.2 (different applicable law in relation to the prescription of certain Remaining Liabilities), this Agreement shall be governed by and construed by the substantive laws of Switzerland (to the
exclusion of Swiss Private International Law and of international treaties, in particular the Vienna Convention on the International Sale of Goods dated 11 April 1980). |
Vorbehältlich ZIFF. 12.2 dieses VERTRAGES (andere anwendbare Rechtsordnung in Bezug auf die
Verjährung von gewissen VERBLEIBENDEN VERBINDLICHKEITEN), untersteht der vorliegende VERTRAG dem schweizerischen materiellen Recht unter Ausschluss des Kollisionsrechts und internationaler Abkommen,
insbesondere des Übereinkoinmens der Vereinten Nationen über Verträge über den internationalen Warenkauf vom 11. April 1980.
| 13.8 |
Dispute resolution / Streitbeilegung |
| 123 |
All disputes arising out of or in connection with this Agreement, including disputes on its conclusion, binding effect, amendment and termination, shall be subject to the exclusive jurisdiction of the competent courts
for the City of Zurich (Zurich 1), Switzerland. |
Für Streitigkeiten in Zusammenhang mit diesem
VERTRAG, einschliesslich Streitigkeiten über dessen Abschluss, bindende Wirkung, Anderung und Beendigung, sind ausschliesslich die Gerichte der Stadt Zürich (Zürich 1), Schweiz, zuständig.
(Signatures on next page)
(Unterschriften auf der nächsten Seite)
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Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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| Signatures |
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| Zurich, 12 June 2015 |
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| UBS AG |
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| Michel Demaré |
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Isabelle Romy |
| Vice-Chairman of the Board of Directors |
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Member of the Board of Directors |
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| Zurich, 12 June 2015 |
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| UBS Switzerland AG |
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| Sergio Ermotti |
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Luzius Cameron |
| Chairman of the Board of Directors |
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Company Secretary |
Diese Urkunde (samt Beilagen) enthält den mir mitgeteilten Parteiwillen. Sie ist von den erschienen Personen selbst
gelesen, von ihnen anschliessend als richtig anerkannt und unterzeichnet worden.
Zürich, 12. Juni 2015
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NOTARIAT HOTTINGEN-ZÜRICH |
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Roman Sandmayr, Notar |
54
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 1a
Transfer balance sheet /
Anhang 1a
Übertragungsbilanz
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
Transfer balance sheet as per 31 March 2015 (Swiss GAAP). Based on interim rules of the FINMA circular
15/1 “Rechnungslegung Banken” applicable as of 1 January 2015, the transfer balance sheet was established in accordance with the accounting rules for Swiss banks as in force until 31 December 2014 (Banking Act/Swiss Banking
Ordinance/FINMA circular 08/2 “Rechnungslegung Banken”).
ÜBERTRAGUNGSBILANZ per 31. März 2015 (Swiss GAAP).
Gestützt auf die Übergangsbestimmungen des FINMA Rundschreibens 15/1 “Rechnungslegung Banken”, anwendbar seit 1. Januar 2015, wurde die ÜBERTRAGUNGSBILANZ gemäss den bis 31. Dezember 2014 anwendbaren
Rechnungslegungsvorschriften für Schweizer Banken (Bankengesetz/Bankenverordnung/FINMA Rundschreiben 08/2 “Rechnungslegung Banken”) erstellt.
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CHF thousand / |
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| |
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CHF Tausend |
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| ASSETS / AKTIVEN |
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|
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| Liquid Assets / Flüssige Mittel |
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|
30’563’681 |
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| Money Market paper / Forderungen aus Geldmarktpapieren |
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5’825’118 |
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| Due from banks / Forderungen gegenüber Banken |
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62’404’630 |
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| Due from customers / Forderungen gegenüber Kunden |
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44’118’661 |
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| Mortgage loans / Hypothekarforderungen |
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151’121’144 |
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| Trading balances in securities and precious metals / Handelsbestände in Wertschriften und Edelmetallen |
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2’762’180 |
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| Financial Investments / Finanzanlagen |
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20’268’801 |
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| Investment in subsidiaries and other participations / Tochtergesellschaften und andere Beteiligungen |
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42’192 |
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| Fixed Assets / Sachanlagen |
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|
5’272’084 |
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| Accrued income and prepaid expenses / Rechnungsabgrenzungen |
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|
281’455 |
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| Positive replacement values / Positive Wiederbeschaffungswerte |
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|
3’092’359 |
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| Other assets / Sonstige Aktiven |
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|
699’966 |
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|
|
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| Total Assets / Total Aktiven |
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|
326’452’272 |
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| LIABILITIES / FREMDKAPITAL |
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| Money market papers issued / Verpflichtungen aus Geldmarktpapieren |
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36’278 |
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| Due to banks / Verpflichtungen gegenüber Banken |
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59’287’378 |
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| Trading portfolio liabilities / Verpflichtungen aus Handelsbeständen |
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190’572 |
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| Due to customers on savings and deposit accounts / Verpflichtungen gegenüber Kunden in Spar- und Anlageform |
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96’542’270 |
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| Other amounts due to customers / Übrige Verpflichtungen gegenüber Kunden |
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142’032’446 |
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| Medium term notes / Kassenobligationen |
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539’129 |
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| Bonds issued and loans from central mortgage institutions / Anleihen und Pfandbriefdarlehen |
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7’864’712 |
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| Financial liabilities designated at fair value / Zum Marktwert bewertete finanzielle Verpflichtungen |
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0 |
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| Accruals and deferred income / Rechnungsabgrenzungen |
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360’190 |
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| Negative replacement values / Negative Wiederbeschaffungswerte |
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2’759’623 |
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| Other liabilities / Sonstige Passiven |
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3’594’422 |
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| Allowances and provisions / Wertberichtigungen und Rückstellungen |
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173’653 |
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| Total Liabilities / Total Fremdkapital |
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313’380’672 |
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| Net Assets / Nettovermögen |
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13’071’600 |
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2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
Note: By virtue of Sections 3.10 and 3.12 to 3.18, the Transfer Balance Sheet includes items of which
beneficial (but not legal) ownership is transferred or which reflect a transfer of intra-company positions (without prior independent legal existence).
Hinweis: Gemäss den ZIFF. 3.10 und 3.12 bis 3.18 enthält die ÜBERTRAGUNGSBILANZ Positionen, an denen
das wirtschaftliche (nicht aber das rechtliche) Eigentum übertragen wird oder welche eine Übertragung von gesellschaftsinternen Positionen (ohne vorherige unabhängige rechtliche Existenz) reflektieren.
Addendum: Contingent liabilities to be disclosed in the notes to the financial statements /
Addendum: Eventualverbindlichkeiten, welche im Anhang der Jahresrechnung offenzulegen sind
Irrevocable commitments and contingent liabilities /
Unwiderrufliche Zusagen und Eventualverpflichtungen
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CHF thousand /
CHF Tausend |
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| Contingent liabilities / Eventualverpflichtungen |
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7’782’136 |
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| of which: Guarantees to third parties related to subsidiaries / davon: Garantien an Dritte im Zusammenhang mit
Tochtergesellschaften |
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9’349 |
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| of which: credit guarantees and similar instruments / davon: Kreditsicherungsgarantien und ähnliche Instrumente |
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2’894’672 |
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| of which: performance guarantees and similar instruments / davon: Ausführungsgarantien und ähnliche
Instrumente |
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2’413’308 |
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| of which: documentary credits / davon: Dokumentenakkreditive |
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2’464’808 |
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| Irrevocable commitments / Unwiderrufliche Zusagen |
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7’783’743 |
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| of which: loan commitments / davon: Kreditzusagen |
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6’916’133 |
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| of which: underwriting commitments / davon: Emissionszusagen |
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0 |
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| of which: payment commitment related to deposit insurance / davon: Zahlungsverpflichtung gegenüber der
Einlagensicherung |
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867’610 |
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| Forward starting transactions / ln der Zukunft beginnende
Transaktionen1 |
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880’756 |
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| of which: reverse repurchase agreements / davon Reverse-Repurchase-Geschäfte |
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732’529 |
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| of which: securities borrowing agreements / davon: Geschäfte mit geborgten Wertschriften |
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0 |
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| of which: repurchase agreements / davon: Repurchase-Geschäfte |
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148’227 |
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| Liabilities for calls on shares and other equities / Einzahlungs- und Nachschussverpflichtungen |
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37’481 |
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| 1 |
Cash to be paid in the future by either UBS or the counterparty / |
Zahlungen, welche
entweder von UBS oder der Gegenpartei in der Zukunft geleistet werden.
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
Annex 1b
Real estate /
Anhang 1b
GRUNDSTÜCKE
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| Notariat Hottingen-Zürich |
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| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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| SAP No. |
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Canton |
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City |
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Postal
code CH |
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Street |
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Parcel identification |
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Landregister District |
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Landregister |
| SAP Nr. |
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Kanton |
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Stadt |
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PLZ |
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Strasse |
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Parzellennummer |
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Grundbuchkreis |
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Grundbuchamt |
| 245738 |
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NE |
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St-Blaise |
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2072 |
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ES Fourmillères |
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4180 |
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Arrondissement du Littoral et du Val-de-Travers |
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Neuchâtel, Saint-Blaise |
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| 245739 |
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VS |
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Niedergesteln |
|
3942 |
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Hanuwäg 3, Oberdorfstrasse 10 |
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262, STWE 263/1 |
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Leuk |
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|
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| 245742 |
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ZH |
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Affoltern am Albis |
|
8910 |
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Breitenstrasse |
|
2749 |
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Affoltern |
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| 245749 |
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SO |
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Balsthal |
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4710 |
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Holderacker (6’610 m2) |
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3799 |
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Thal-Gäu, Balsthal |
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| 245753 |
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AG |
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Leibstadt |
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5325 |
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Furlänge |
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115, 444, 995 |
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Zurzach, Leibstadt |
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| 245761 |
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TI |
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Giornico |
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6745 |
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Via piazza Fontana 7 |
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765, 766, 768 |
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Distretto di Leventina |
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Faido, Giornico |
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| 245773 |
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VD |
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Le Sentier |
|
1347 |
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Grand-Rue 17 |
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STWE 1169-9 |
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Jura-Nord Vaudois, Le Chenit |
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| 245774 |
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VS |
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Fiesch |
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3984 |
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Furkastrasse |
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STWE 1419/3 |
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Kreis Brig |
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Brig |
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| 245782 |
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TI |
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Ponte Tresa |
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6988 |
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Via Privata Monte Oliveto 4 |
|
389, 6308 |
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Lugano, Ponte Tresa |
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|
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| 245783 |
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VS |
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Bourg-St-Pierre |
|
1946 |
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Raveire |
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5049, Parcelle 903 |
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|
Martigny |
|
|
|
|
|
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|
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| 245785 |
|
TI |
|
Sobrio |
|
6749 |
|
Zona villa Sobrio |
|
371 |
|
Distretto di Leventina |
|
Faido, Sobrio |
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| 245791 |
|
FR |
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Fribourg |
|
1700 |
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Beaumont 16 |
|
21195 |
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La Sarine, Fribourg |
|
|
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|
|
|
|
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| 245792 |
|
JU |
|
Montavon |
|
2857 |
|
Route Principale 113 A |
|
377 et 389 |
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|
Delémont, Boécourt |
|
|
|
|
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| 245801 |
|
VS |
|
Savièse |
|
1965 |
|
Diolly-Golette |
|
9241 |
|
|
|
Sion |
|
|
|
|
|
|
|
|
| 245814 |
|
VS |
|
Monthey |
|
1870 |
|
AUX SEMILLES, PARC. 2650 |
|
2650 |
|
|
|
Monthey |
2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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| SAP No. |
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Canton |
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City |
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Postal
code CH |
|
Street |
|
Parcel identification |
|
Landregister District |
|
Landregister |
| SAP Nr. |
|
Kanton |
|
Stadt |
|
PLZ |
|
Strasse |
|
Parzellennummer |
|
Grundbuchkreis |
|
Grundbuchamt |
| 245817 |
|
GR |
|
Lostallo |
|
6558 |
|
Pedorlin |
|
3 |
|
Circondario del Moesano |
|
Roveredo, Lostallo |
|
|
|
|
|
|
|
|
| 245818 |
|
GR |
|
Mesocco |
|
6563 |
|
Doira |
|
591 |
|
Circondario del Moesano |
|
Mesocco |
|
|
|
|
|
|
|
|
| 245989 |
|
TI |
|
Bodio TI |
|
6743 |
|
Chiossetto |
|
1091 |
|
Distretto di Leventina |
|
Faido, Bodio |
|
|
|
|
|
|
|
|
| 246019 |
|
BE |
|
Nidau |
|
2560 |
|
Burgermoos_Beundenring |
|
1156 |
|
|
|
Nidau |
|
|
|
|
|
|
|
|
| 246020 |
|
TI |
|
Colla |
|
6951 |
|
nucleo |
|
2091 |
|
|
|
Lugano |
|
|
|
|
|
|
|
|
| 246044 |
|
BE |
|
Roggwil BE |
|
4914 |
|
Grünauweg 11 |
|
STWE 2418-4 |
|
|
|
Emmental-Oberaargau, Roggwil |
|
|
|
|
|
|
|
|
| 246050 |
|
ZH |
|
Pfaffhausen |
|
8118 |
|
Zürich-Fussweg 2c |
|
STWE 4248, 4269, 4270, 4271 |
|
|
|
Dübendorf |
|
|
|
|
|
|
|
|
| 246051 |
|
TI |
|
Ponte Cremenaga |
|
6996 |
|
Via Fornasette |
|
475 |
|
|
|
Lugano |
|
|
|
|
|
|
|
|
| 246052 |
|
JU |
|
Alle |
|
2942 |
|
La Terrière 14 |
|
112 |
|
|
|
Delémont, Alle |
|
|
|
|
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|
|
| 246053 |
|
NE |
|
Gorgier |
|
2023 |
|
Rue du Centre 20 |
|
2725, 5633 |
|
Arrondissement du Littoral et du Val-de-Travers |
|
Neuchâtel, Gorgier |
|
|
|
|
|
|
|
|
| 246058 |
|
GR |
|
Arvigo |
|
6543 |
|
Fondarvigh, Casa Palma |
|
163 |
|
|
|
Arvigo |
|
|
|
|
|
|
|
|
| 246059 |
|
GR |
|
Tamins |
|
7015 |
|
Pradamalerstrasse 1 |
|
493 |
|
Domat/Ems |
|
Domat/Ems, Tamins |
|
|
|
|
|
|
|
|
| 246060 |
|
GR |
|
Tamins |
|
7015 |
|
Pradamalerstrasse 3 |
|
494 |
|
Domat/Ems |
|
Domat/Ems, Tamins |
|
|
|
|
|
|
|
|
| 246063 |
|
VS |
|
Grengiols |
|
3993 |
|
Eggen |
|
3465 |
|
Kreis Brig |
|
Brig (Grengiols) |
|
|
|
|
|
|
|
|
| 246064 |
|
LU |
|
Luzern |
|
6006 |
|
Schlösslihalde 20 |
|
3219 |
|
|
|
Luzern |
|
|
|
|
|
|
|
|
| 246067 |
|
VS |
|
Leukerbad |
|
3954 |
|
Haus Golf A |
|
63128, 63125 |
|
|
|
Leuk |
|
|
|
|
|
|
|
|
| 246070 |
|
VD |
|
Gryon |
|
1882 |
|
Route de Solalex |
|
STWE 1998-7 |
|
|
|
Aigle-Riviera |
|
|
|
|
|
|
|
|
| 246071 |
|
BS |
|
Basel |
|
4056 |
|
Julia Gauss-Strasse 13 |
|
STWE 2572-15 |
|
|
|
Basel-Stadt |
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| SAP No. |
|
Canton |
|
City |
|
Postal
code CH |
|
Street |
|
Parcel identification |
|
Landregister District |
|
Landregister |
| SAP Nr. |
|
Kanton |
|
Stadt |
|
PLZ |
|
Strasse |
|
Parzellennummer |
|
Grundbuchkreis |
|
Grundbuchamt |
| 246072 |
|
VS |
|
Grächen |
|
3925 |
|
Bina |
|
STWE 765/15, 765/22, 765/23 |
|
|
|
Brig |
|
|
|
|
|
|
|
|
| 246171 |
|
VD |
|
Blonay |
|
1807 |
|
Ch. de la Foge 6 |
|
2360, 2361 |
|
|
|
Vevey |
|
|
|
|
|
|
|
|
| 246173 |
|
SG |
|
Flawil |
|
9230 |
|
St. Gallerstrasse 45 |
|
762 |
|
|
|
Flawil |
|
|
|
|
|
|
|
|
| 246174 |
|
FR |
|
Vuisternens-dt-Romont |
|
1687 |
|
Condémine 22 |
|
471 |
|
|
|
De la Broye |
|
|
|
|
|
|
|
|
| 246175 |
|
SG |
|
Gossau |
|
9200 |
|
Neuchlenstrasse 37e |
|
S21306, M631161, M31163 |
|
|
|
Gossau |
|
|
|
|
|
|
|
|
| 246176 |
|
NE |
|
Montmollin |
|
2037 |
|
Ch. Des Puits 17 |
|
767, 535 |
|
|
|
Le Locle, Montmollin |
|
|
|
|
|
|
|
|
| 246177 |
|
JU |
|
Bressaucourt |
|
2904 |
|
Aux Closes 31 |
|
118 |
|
|
|
Delémont, Porrentruy |
|
|
|
|
|
|
|
|
| 246178 |
|
SO |
|
Flumenthal |
|
4534 |
|
Allmendstrasse 9 |
|
644, 647 |
|
|
|
Region Solothurn |
|
|
|
|
|
|
|
|
| 246179 |
|
VS |
|
Charat |
|
1906 |
|
Rte du Simplon 31 |
|
4716 |
|
|
|
Martigny |
This position is included in the transfer balance sheet as part of financial investments (subject to movements since the
Effective Date).
Diese Position ist in der Transferbilanz als Teil der finanziellen Vermögenswerte enthalten (unter Vorbehalt von Bewegungen
seit dem STICHTAG).
As of 11 June 2015.
Per 11. Juni 2015.
4
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 1c
Securities and participations /
Anhang 1c
Wertschriften und Beteiligungen
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12 Juni.
2015
| I. |
Mortgage notes / Schuldbriefe |
|
|
|
|
|
|
|
|
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| SAP Nr. |
|
Canton |
|
City |
|
Postal
code CH |
|
Street |
|
Parcel
identification |
|
Owner |
|
Nominal
Amount
(CHF) |
|
|
Title |
|
Rank |
|
Date of
establishment |
|
Landregister
District |
|
Landregister |
| SAP Nr. |
|
Kanton |
|
Stadt |
|
PLZ |
|
Strasse |
|
Parzellennummer |
|
Inhaber |
|
Nominalwert
(CHF) |
|
|
Titel |
|
Rang |
|
Ausstellungsdatum |
|
Grundbuchkreis |
|
Grundbuchamt |
| 245738 |
|
NE |
|
St-Blaise |
|
2072 |
|
ES Fourmillères |
|
4180 |
|
UBS AG |
|
|
8’400’000 |
|
|
Inhaber |
|
1 |
|
30.11.1992 |
|
Arrondissement du Littoral et du Val-de-Travers |
|
Neuchâtel, Saint-Blaise |
| 245749 |
|
SO |
|
Balsthal |
|
4710 |
|
Holderacker (6’610 m2) |
|
3799 |
|
UBS AG |
|
|
550’000 |
|
|
Namen |
|
1 |
|
22.10.1985 |
|
|
|
Thal-Gäu, Balsthal |
| 245753 |
|
AG |
|
Leibstadt |
|
5325 |
|
Furlänge |
|
115, 444, 995 |
|
UBS AG |
|
|
650’000 |
|
|
Inhaber |
|
1 |
|
09.10.1992 |
|
|
|
Zurzach, Leibstadt |
| 245761 |
|
TI |
|
Giornico |
|
6745 |
|
Via piazza Fontana 7 |
|
765, 766, 768 |
|
UBS AG |
|
|
45’000 |
|
|
Inhaber |
|
1 |
|
21.04.1980 |
|
Distretto di Leventina |
|
Faido, Giornico |
| 245761 |
|
TI |
|
Giornico |
|
6745 |
|
Via piazza Fontana 7 |
|
765, 766, 768 |
|
UBS AG |
|
|
55’000 |
|
|
Inhaber |
|
2 |
|
20.07.1989 |
|
Distretto di Leventina |
|
Faido, Giornico |
| 245761 |
|
TI |
|
Giornico |
|
6745 |
|
Via piazza Fontana 7 |
|
765, 766, 768 |
|
UBS AG |
|
|
100’000 |
|
|
Inhaber |
|
3 |
|
30.05.1996 |
|
Distretto di Leventina |
|
Faido, Giornico |
| 245773 |
|
VD |
|
Le Sentier |
|
1347 |
|
Grand-Rue 17 |
|
STWE 1169-9 |
|
UBS AG |
|
|
1’286’001 |
|
|
Inhaber |
|
1 |
|
26.12.2012 |
|
|
|
Jura-Nord Vaudois, Le Chenit |
| 245782 |
|
TI |
|
Ponte Tresa |
|
6988 |
|
Via Privata Monte Oliveto 4 |
|
389, 6308 |
|
UBS AG |
|
|
260’000 |
|
|
Inhaber |
|
1 |
|
25.02.1985 |
|
|
|
Lugano, Ponte Tresa |
| 245782 |
|
TI |
|
Ponte Tresa |
|
6988 |
|
Via Privata Monte Oliveto 4 |
|
389, 6308 |
|
UBS AG |
|
|
131’000 |
|
|
Inhaber |
|
2 |
|
05.11.2008 |
|
|
|
Lugano, Ponte Tresa |
2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| SAP Nr. |
|
Canton |
|
City |
|
Postal
code CH |
|
Street |
|
Parcel
identification |
|
Owner |
|
Nominal
Amount
(CHF) |
|
|
Title |
|
Rank |
|
Date of
establishment |
|
Landregister
District |
|
Landregister |
| SAP Nr. |
|
Kanton |
|
Stadt |
|
PLZ |
|
Strasse |
|
Parzellennummer |
|
Inhaber |
|
Nominalwert
(CHF) |
|
|
Titel |
|
Rang |
|
Ausstellungsdatum |
|
Grundbuchkreis |
|
Grundbuchamt |
| 245785 |
|
TI |
|
Sobrio |
|
6749 |
|
Zona villa Sobrio |
|
371 |
|
UBS AG |
|
|
200’000 |
|
|
Inhaber |
|
1 |
|
13.07.1998 |
|
Distretto di Leventina |
|
Faido, Sobrio |
| 245785 |
|
TI |
|
Sobrio |
|
6749 |
|
Zona villa Sobrio |
|
371 |
|
UBS AG |
|
|
40’000 |
|
|
Inhaber |
|
2 |
|
02.10.1998 |
|
Distretto di Leventina |
|
Faido, Sobrio |
| 245785 |
|
TI |
|
Sobrio |
|
6749 |
|
Zona villa Sobrio |
|
371 |
|
UBS AG |
|
|
50’000 |
|
|
Inhaber |
|
3 |
|
28.06.2000 |
|
Distretto di Leventina |
|
Faido, Sobrio |
| 245791 |
|
FR |
|
Fribourg |
|
1700 |
|
Beaumont 16 |
|
21195 |
|
UBS AG |
|
|
750’000 |
|
|
Inhaber |
|
1 |
|
10.11.2008 |
|
|
|
La Sarine, Fribourg |
| 245791 |
|
FR |
|
Fribourg |
|
1700 |
|
Beaumont 16 |
|
21195 |
|
UBS AG |
|
|
250’000 |
|
|
Inhaber |
|
2 |
|
12.07.2012 |
|
|
|
La Sarine, Fribourg |
| 245791 |
|
FR |
|
Fribourg |
|
1700 |
|
Beaumont 16 |
|
21195 |
|
UBS AG |
|
|
156’000 |
|
|
Inhaber |
|
2 |
|
12.07.2012 |
|
|
|
La Sarine, Fribourg |
| 245792 |
|
JU |
|
Montavon |
|
2857 |
|
Route Principale 113 A |
|
377, 389 |
|
UBS AG |
|
|
10’000 |
|
|
Namen |
|
1 |
|
19.11.1963 |
|
|
|
Delémont, Boécourt |
| 245792 |
|
JU |
|
Montavon |
|
2857 |
|
Route Principale 113 A |
|
377, 389 |
|
UBS AG |
|
|
65’000 |
|
|
Namen |
|
2 |
|
26.08.1965 |
|
|
|
Delémont, Boécourt |
| 245792 |
|
JU |
|
Montavon |
|
2857 |
|
Route Principale 113 A |
|
377, 389 |
|
UBS AG |
|
|
75’000 |
|
|
Namen |
|
3 |
|
07.11.1969 |
|
|
|
Delémont, Boécourt |
| 245792 |
|
JU |
|
Montavon |
|
2857 |
|
Route Principale 113 A |
|
377, 389 |
|
UBS AG |
|
|
400’000 |
|
|
Inhaber |
|
4 |
|
09.11.1972 |
|
|
|
Delémont, Boécourt |
| 245792 |
|
JU |
|
Montavon |
|
2857 |
|
Route Principale 113 A |
|
377, 389 |
|
UBS AG |
|
|
60’000 |
|
|
Namen |
|
5 |
|
04.09.1996 |
|
|
|
Delémont, Boécourt |
| 245817 |
|
GR |
|
Lostallo |
|
6558 |
|
Pedorlin |
|
3 |
|
UBS AG |
|
|
500’000 |
|
|
Inhaber |
|
1 |
|
12.05.2009 |
|
Circondario del Moesano |
|
Roveredo, Lostallo |
| 245989 |
|
TI |
|
Bodio TI |
|
6743 |
|
Chiossetto |
|
1091 |
|
UBS AG |
|
|
230’000 |
|
|
Inhaber |
|
1 |
|
08.03.1977 |
|
Distretto di Leventina |
|
Faido, Bodio |
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| SAP Nr. |
|
Canton |
|
City |
|
Postal
code CH |
|
Street |
|
Parcel
identification |
|
Owner |
|
Nominal
Amount
(CHF) |
|
|
Title |
|
Rank |
|
Date of
establishment |
|
Landregister
District |
|
Landregister |
| SAP Nr. |
|
Kanton |
|
Stadt |
|
PLZ |
|
Strasse |
|
Parzellennummer |
|
Inhaber |
|
Nominalwert
(CHF) |
|
|
Titel |
|
Rang |
|
Ausstellungsdatum |
|
Grundbuchkreis |
|
Grundbuchamt |
| 245989 |
|
TI |
|
Bodio TI |
|
6743 |
|
Chiossetto |
|
1091 |
|
UBS AG |
|
|
160’000 |
|
|
Inhaber |
|
1 |
|
08.03.1977 |
|
Distretto di Leventina |
|
Faido, Bodio |
| 245989 |
|
TI |
|
Bodio TI |
|
6743 |
|
Chiossetto |
|
1091 |
|
UBS AG |
|
|
60’000 |
|
|
Inhaber |
|
1 |
|
24.07.1989 |
|
Distretto di Leventina |
|
Faido, Bodio |
| 245989 |
|
TI |
|
Bodio TI |
|
6743 |
|
Chiossetto |
|
1091 |
|
UBS AG |
|
|
50’000 |
|
|
Inhaber |
|
2 |
|
24.07.1989 |
|
Distretto di Leventina |
|
Faido, Bodio |
| 245989 |
|
TI |
|
Bodio TI |
|
6743 |
|
Chiossetto |
|
1091 |
|
UBS AG |
|
|
80’000 |
|
|
Inhaber |
|
3 |
|
03.11.2004 |
|
Distretto di Leventina |
|
Faido, Bodio |
| 246020 |
|
TI |
|
Colla |
|
6951 |
|
nucleo |
|
2091 |
|
UBS AG |
|
|
350’000 |
|
|
Inhaber |
|
1 |
|
21.06.2007 |
|
|
|
Lugano |
| 246044 |
|
BE |
|
Roggwil BE |
|
4914 |
|
Grünauweg 11 |
|
STWE2418-4 |
|
UBS AG |
|
|
50’000 |
|
|
Inhaber |
|
2 |
|
21.05.2014 |
|
|
|
Emmental-Oberaargau, Roggwil |
| 246044 |
|
BE |
|
Roggwil BE |
|
4914 |
|
Grünauweg 11 |
|
STWE2418-4 |
|
UBS AG |
|
|
50’000 |
|
|
Inhaber |
|
3 |
|
21.05.2014 |
|
|
|
Emmental-Oberaargau, Roggwil |
| 246044 |
|
BE |
|
Roggwil BE |
|
4914 |
|
Grünauweg 11 |
|
STWE2418-4 |
|
UBS AG |
|
|
125’000 |
|
|
Inhaber |
|
4 |
|
21.05.2014 |
|
|
|
Emmental-Oberaargau, Roggwil |
| 246051 |
|
TI |
|
Ponte Cremenaga |
|
6996 |
|
Via Fornasette |
|
475 |
|
UBS AG |
|
|
485’000 |
|
|
Inhaber |
|
1 |
|
29.01.2009 |
|
|
|
Lugano |
| 246051 |
|
TI |
|
Ponte Cremenaga |
|
6996 |
|
Via Fornasette |
|
475 |
|
UBS AG |
|
|
75’000 |
|
|
Inhaber |
|
2 |
|
29.01.2009 |
|
|
|
Lugano |
4
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| SAP Nr. |
|
Canton |
|
City |
|
Postal
code CH |
|
Street |
|
Parcel
identification |
|
Owner |
|
Nominal
Amount
(CHF) |
|
|
Title |
|
Rank |
|
Date of
establishment |
|
Landregister
District |
|
Landregister |
| SAP Nr. |
|
Kanton |
|
Stadt |
|
PLZ |
|
Strasse |
|
Parzellennummer |
|
Inhaber |
|
Nominalwert
(CHF) |
|
|
Titel |
|
Rang |
|
Ausstellungsdatum |
|
Grundbuchkreis |
|
Grundbuchamt |
| 246051 |
|
TI |
|
Ponte Cremenaga |
|
6996 |
|
Via Fornasettte |
|
475 |
|
UBS AG |
|
|
50’000 |
|
|
Inhaber |
|
3 |
|
19.02.2009 |
|
|
|
Lugano |
| 246051 |
|
TI |
|
Ponte Cremenaga |
|
6996 |
|
Via Fornasette |
|
475 |
|
UBS AG |
|
|
77’000 |
|
|
Inhaber |
|
4 |
|
24.11.2009 |
|
|
|
Lugano |
| 246052 |
|
JU |
|
Alle |
|
2942 |
|
La Terrière 14 |
|
112 |
|
UBS AG |
|
|
400’000 |
|
|
Inhaber |
|
1 |
|
25.06.1969 |
|
|
|
Delémont, Alle |
| 246052 |
|
JU |
|
Alle |
|
2942 |
|
La Terrière 14 |
|
112 |
|
UBS AG |
|
|
100’000 |
|
|
Inhaber |
|
2 |
|
25.09.1980 |
|
|
|
Delémont, Alle |
| 246052 |
|
JU |
|
Alle |
|
2942 |
|
La Terrière 14 |
|
112 |
|
UBS AG |
|
|
128’000 |
|
|
Inhaber |
|
3 |
|
03.12.1981 |
|
|
|
Delémont, Alle |
| 246053 |
|
NE |
|
Gorgier |
|
2023 |
|
Rue du Centre 20 |
|
2725, 5633 |
|
UBS AG |
|
|
200’000 |
|
|
Inhaber |
|
1 |
|
04.08.1958 |
|
Arrondissement du Littoral et du Val-de-Travers |
|
Neuchâtel, Gorgier |
| 246053 |
|
NE |
|
Gorgier |
|
2023 |
|
Rue du Centre 20 |
|
2725, 5633 |
|
UBS AG |
|
|
250’000 |
|
|
Inhaber |
|
1 |
|
13.04.1987 |
|
Arrondissement du Littoral et du Val-de-Travers |
|
Neuchâtel, Gorgier |
| 246053 |
|
NE |
|
Gorgier |
|
2023 |
|
Rue du Centre 20 |
|
2725, 5633 |
|
UBS AG |
|
|
80’000 |
|
|
Inhaber |
|
2 |
|
09.07.1979 |
|
Arrondissement du Littoral et du Val-de-Travers |
|
Neuchâtel, Gorgier |
5
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| SAP Nr. |
|
Canton |
|
City |
|
Postal
code CH |
|
Street |
|
Parcel
identification |
|
Owner |
|
Nominal
Amount
(CHF) |
|
|
Title |
|
Rank |
|
Date of
establishment |
|
Landregister
District |
|
Landregister |
| SAP Nr. |
|
Kanton |
|
Stadt |
|
PLZ |
|
Strasse |
|
Parzellennummer |
|
Inhaber |
|
Nominalwert
(CHF) |
|
|
Titel |
|
Rang |
|
Ausstellungsdatum |
|
Grundbuchkreis |
|
Grundbuchamt |
| 246053 |
|
NE |
|
Gorgier |
|
2023 |
|
Rue du Centre 20 |
|
2725, 5633 |
|
UBS AG |
|
|
65’000 |
|
|
Inhaber |
|
3 |
|
30.09.1987 |
|
Arrondissement du Littoral et du Val-de-Travers |
|
Neuchâtel, Gorgier |
| 246059 |
|
GR |
|
Tamins |
|
7015 |
|
Pradamalerstrasse 1 |
|
493 |
|
UBS AG |
|
|
887’000 |
|
|
Register- schuldbrief |
|
1 |
|
02.02.2012 |
|
Domat/Ems |
|
Domat/Ems, Tamins |
| 246060 |
|
GR |
|
Tamins |
|
7015 |
|
Pradamalerstrasse 3 |
|
494 |
|
UBS AG |
|
|
887’000 |
|
|
Register- schuldbrief |
|
1 |
|
02.02.2012 |
|
Domat/Ems |
|
Domat/Ems, Tamins |
| 246070 |
|
VD |
|
Gryon |
|
1882 |
|
Route de Solalex |
|
STWE 1998-7 |
|
UBS AG |
|
|
427’000 |
|
|
Inhaber |
|
1 |
|
02.12.2014 |
|
|
|
Aigle-Riviera |
| 246071 |
|
BS |
|
Basel |
|
4056 |
|
Julia Gauss-Strasse 13 |
|
STWE 2572-15 |
|
UBS AG |
|
|
300’000 |
|
|
Inhaber |
|
2 |
|
05.01.2015 |
|
|
|
Basel-Stadt |
| 246072 |
|
VS |
|
Grächen |
|
3925 |
|
Bina |
|
STWE 765/15 765/22 765/23 |
|
UBS AG |
|
|
330’000 |
|
|
Inhaber |
|
1 |
|
15.09.2008 |
|
|
|
Brig |
| 246171 |
|
VD |
|
Blonay |
|
1807 |
|
Ch. de la Foge 6 |
|
2360, 2361 |
|
UBS AG |
|
|
730’000 |
|
|
Inhaber |
|
1 |
|
12.05.2010 |
|
|
|
Vevey |
| 246171 |
|
VD |
|
Blonay |
|
1807 |
|
Ch. de la Foge 6 |
|
2360, 2361 |
|
UBS AG |
|
|
136’000 |
|
|
Inhaber |
|
2 |
|
04.01.2011 |
|
|
|
Vevey |
| 246174 |
|
FR |
|
Vuisternens-dt-Romont |
|
1687 |
|
Condémine 22 |
|
471 |
|
UBS AG |
|
|
600’000 |
|
|
Porteur |
|
1 |
|
20.12.2010 |
|
|
|
De la Broye |
| 246175 |
|
SG |
|
Gossau |
|
9200 |
|
Neuchlenstrasse 37e |
|
S21306, M631161, M31163 |
|
UBS AG |
|
|
550’000 |
|
|
Register- schuldbrief |
|
1 |
|
18.05.2015 |
|
|
|
Gossau |
6
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| SAP Nr. |
|
Canton |
|
City |
|
Postal
code CH |
|
Street |
|
Parcel
identification |
|
Owner |
|
Nominal
Amount
(CHF) |
|
|
Title |
|
Rank |
|
Date of
establishment |
|
Landregister
District |
|
Landregister |
| SAP Nr. |
|
Kanton |
|
Stadt |
|
PLZ |
|
Strasse |
|
Parzellennummer |
|
Inhaber |
|
Nominalwert
(CHF) |
|
|
Titel |
|
Rang |
|
Ausstellungsdatum |
|
Grundbuchkreis |
|
Grundbuchamt |
| 246176 |
|
NE |
|
Montmollin |
|
2037 |
|
Ch. Des Puits 17 |
|
767, 535 |
|
UBS AG |
|
|
400’000 |
|
|
Inhaber |
|
1 |
|
06.12.1955 |
|
|
|
Le Locle, Montmollin |
| 246176 |
|
NE |
|
Montmollin |
|
2037 |
|
Ch. Des Puits 17 |
|
767, 535 |
|
UBS AG |
|
|
15’000 |
|
|
Inhaber |
|
1 |
|
06.12.1955 |
|
|
|
Le Locle, Montmollin |
| 246176 |
|
NE |
|
Montmollin |
|
2037 |
|
Ch. Des Puits 17 |
|
767, 535 |
|
UBS AG |
|
|
15’000 |
|
|
Inhaber |
|
1 |
|
04.05.1961 |
|
|
|
Le Locle, Montmollin |
| 246177 |
|
JU |
|
Bressaucourt |
|
2904 |
|
Aux Closes 31 |
|
118 |
|
UBS AG |
|
|
6’500 |
|
|
Namen |
|
1 |
|
22.12.1961 |
|
|
|
Delémont, Porrentruy |
| 246177 |
|
JU |
|
Bressaucourt |
|
2904 |
|
Aux Closes 31 |
|
118 |
|
UBS AG |
|
|
10’000 |
|
|
Namen |
|
2 |
|
09.06.1964 |
|
|
|
Delémont, Porrentruy |
| 246177 |
|
JU |
|
Bressaucourt |
|
2904 |
|
Aux Closes 31 |
|
118 |
|
UBS AG |
|
|
10’000 |
|
|
Namen |
|
3 |
|
11.01.1966 |
|
|
|
Delémont, Porrentruy |
| 246177 |
|
JU |
|
Bressaucourt |
|
2904 |
|
Aux Closes 31 |
|
118 |
|
UBS AG |
|
|
17’000 |
|
|
Namen |
|
4 |
|
09.09.1970 |
|
|
|
Delémont, Porrentruy |
| 246178 |
|
SO |
|
Flumenthal |
|
4534 |
|
Allmendstrasse 9 |
|
644, 647 |
|
UBS AG |
|
|
220’000 |
|
|
Inhaber |
|
1 |
|
03.05.1979 |
|
|
|
Region Solothurn |
| 246178 |
|
SO |
|
Flumenthal |
|
4534 |
|
Allmendstrasse 9 |
|
644, 647 |
|
UBS AG |
|
|
115’000 |
|
|
Inhaber |
|
2 |
|
06.07.1979 |
|
|
|
Region Solothurn |
| 246178 |
|
SO |
|
Flumenthal |
|
4534 |
|
Allmendstrasse 9 |
|
644, 647 |
|
UBS AG |
|
|
50’000 |
|
|
Namen |
|
3 |
|
27.06.1991 |
|
|
|
Region Solothurn |
| 246178 |
|
SO |
|
Flumenthal |
|
4534 |
|
Allmendstrasse 9 |
|
644, 647 |
|
UBS AG |
|
|
5’000 |
|
|
Inhaber |
|
4 |
|
27.10.2005 |
|
|
|
Region Solothurn |
7
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| SAP Nr. |
|
Canton |
|
City |
|
Postal
code CH |
|
Street |
|
Parcel
identification |
|
Owner |
|
Nominal
Amount
(CHF) |
|
|
Title |
|
Rank |
|
Date of
establishment |
|
Landregister
District |
|
Landregister |
| SAP Nr. |
|
Kanton |
|
Stadt |
|
PLZ |
|
Strasse |
|
Parzellennummer |
|
Inhaber |
|
Nominalwert
(CHF) |
|
|
Titel |
|
Rang |
|
Ausstellungsdatum |
|
Grundbuchkreis |
|
Grundbuchamt |
| 246178 |
|
SO |
|
Flumenthal |
|
4534 |
|
Allmendstrasse 9 |
|
644, 647 |
|
UBS AG |
|
|
45’000 |
|
|
Inhaber |
|
5 |
|
22.02.2007 |
|
|
|
Region Solothurn |
| 246179 |
|
VS |
|
Charat |
|
1906 |
|
Rte du Simplon 31 |
|
4716 |
|
UBS AG |
|
|
1’350’000 |
|
|
Inhaber |
|
1 |
|
07.09.2009 |
|
|
|
Martigny |
| 246179 |
|
VS |
|
Charat |
|
1906 |
|
Rte du Simplon 31 |
|
4716 |
|
UBS AG |
|
|
850’000 |
|
|
Register- schuldbrief |
|
2 |
|
05.10.2012 |
|
|
|
Martigny |
Mortgage notes related to Annex 1b: Real estate.
Schuldbriefe im Zusammenhang mit Anhang 1b: Grundstücke.
As of 11 June 2015.
Per 11. Juni 2015.
8
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| II. |
Participations / Beteiligungen |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Holdings |
|
Domicile |
|
Security type |
|
Voting right |
|
|
Number of
shares |
|
|
Nominal Value
in CHF |
|
| Beteiligungen |
|
Sitzland |
|
Wertschriftenart |
|
Stimmrechte |
|
|
Anzahl
Aktien |
|
|
Nominalwert
(in CHF) |
|
| Subsidiaries and Equity Holdings / Tochtergesellschaften und Beteiligungen |
|
|
|
|
|
|
|
|
|
|
|
|
| Subsidiaries |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| TopCard Service AG |
|
CH |
|
Bearer shares |
|
|
100.00 |
% |
|
|
300 |
|
|
|
500 |
|
| UBS Card Center AG |
|
CH |
|
Bearer shares |
|
|
100.00 |
% |
|
|
40,000 |
|
|
|
2.5 |
|
| UBS Hypotheken AG |
|
CH |
|
Registered shares |
|
|
98.00 |
% |
|
|
98 |
|
|
|
1’000 |
|
| Equity Holdings |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Pfandbriefbank schweizerischer Hypothekarinstitute AG |
|
CH |
|
Registered shares |
|
|
8.37 |
% |
|
|
66,931 |
|
|
|
1’000 |
|
| VISA Europe Ltd. |
|
UK |
|
Subscriber share |
|
|
n/a |
|
|
|
1 |
|
|
EUR |
10 |
|
This position is included in the transfer balance sheet as part of investment in subsidiaries and other participations
(subject to movements since the Effective Date).
Diese Position ist in der Transferbilanz als Teil der Investitionen in Tochtergesellschaften und
andere Beteiligungen enthalten (unter Vorbehalt von Bewegungen seit dem STICHTAG).
As of 11. June 2015.
Per 11. Juni 2015.
9
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| III. |
Bills of exchange / Wechsel |
|
|
|
|
|
|
|
|
|
| Number / Description |
|
Startdate |
|
Enddate |
|
Amount (CHF) |
|
| Nummer / Beschreibung |
|
Laufzeit-Beginn |
|
Laufzeit-Ende |
|
Betrag (CHF) |
|
| A0005 |
|
03.06.2015 |
|
04.09.2015 |
|
|
6’000’000 |
|
| B0001 |
|
24.02.2015 |
|
04.02.2016 |
|
|
15’050 |
|
| B0004 |
|
24.02.2015 |
|
04.03.2016 |
|
|
15’050 |
|
| B0006 |
|
24.02.2015 |
|
04.04.2016 |
|
|
15’050 |
|
| B0007 |
|
24.02.2015 |
|
04.08.2016 |
|
|
15’050 |
|
| B0008 |
|
24.02.2015 |
|
05.07.2016 |
|
|
15’050 |
|
| B0009 |
|
17.03.2014 |
|
04.09.2015 |
|
|
15’050 |
|
| B0010 |
|
24.02.2015 |
|
04.09.2016 |
|
|
15’050 |
|
| B0011 |
|
24.02.2015 |
|
05.10.2016 |
|
|
15’050 |
|
| B0013 |
|
24.02.2015 |
|
04.11.2016 |
|
|
15’050 |
|
| B0015 |
|
24.02.2015 |
|
05.05.2016 |
|
|
15’050 |
|
| B0028 |
|
17.03.2014 |
|
05.10.2015 |
|
|
15’050 |
|
| B0031 |
|
17.03.2014 |
|
04.11.2015 |
|
|
15’050 |
|
| B0032 |
|
17.03.2014 |
|
05.12.2015 |
|
|
15’050 |
|
| B0034 |
|
17.03.2014 |
|
05.07.2015 |
|
|
15’050 |
|
10
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
|
|
| Number / Description |
|
Startdate |
|
|
Enddate |
|
|
Amount (CHF) |
|
| Nummer / Beschreibung |
|
Laufzeit-Beginn |
|
|
Laufzeit-Ende |
|
|
Betrag (CHF) |
|
| B0035 |
|
|
17.03.2014 |
|
|
|
04.01.2016 |
|
|
|
15’050 |
|
| B0036 |
|
|
17.03.2014 |
|
|
|
04.08.2015 |
|
|
|
15’050 |
|
| B0037 |
|
|
24.02.2015 |
|
|
|
04.06.2016 |
|
|
|
15’050 |
|
| C0000 |
|
|
29.05.2015 |
|
|
|
25.03.2016 |
|
|
|
436’000 |
|
| D0001 |
|
|
29.04.2015 |
|
|
|
01.08.2015 |
|
|
|
4’136 |
|
| D0002 |
|
|
08.05.2015 |
|
|
|
15.08.2015 |
|
|
|
4’916 |
|
| D0010 |
|
|
04.06.2015 |
|
|
|
05.09.2015 |
|
|
|
5’075 |
|
| D0032 |
|
|
25.03.2015 |
|
|
|
04.07.2015 |
|
|
|
3’648 |
|
| D0037 |
|
|
15.04.2015 |
|
|
|
18.07.2015 |
|
|
|
4’631 |
|
| D0074 |
|
|
17.03.2015 |
|
|
|
20.06.2015 |
|
|
|
2’970 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Subtotal |
|
|
|
|
|
|
|
|
|
|
6’717’226 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Promissory note issued on 20 December 2011 in the amount of USD 34’613’648 to the order of UBS SA, Via Cantonale 18,
6928 Manno, Switzerland, with a company in Sofia, Bulgaria, as acceptor and a Bulgarian citizen as a note guarantor |
|
|
n/a |
|
|
|
n/a |
|
|
|
32’146’817 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Total |
|
|
|
|
|
|
|
|
|
|
38’864’043 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
This position is included in the transfer balance sheet as part of money market papers (subject to movements since the
Effective Date).
Diese Position ist in der Transferbilanz als Teil der Geldmarktpapiere enthalten (unter Vorbehalt von Bewegungen seit dem
Stichtag).
As of 10 June 2015.
Per 10.
Juni 2015.
11
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 1c IV
Various Securities /
Anhang 1c IV
Diverse Wertschriften
(pages 1-70 / Seiten 1-70)
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
As of 10 June 2015.
Per 10. Juni 2015.
Content / Inhalt
2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni 2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Bonds / Anleihen |
|
|
|
|
|
|
| 4 Austria 16 |
|
AT0000A011T9 |
|
Straight Bond |
|
275’000’000.000 |
| 3.2 Austria 17 |
|
AT0000A0GLY4 |
|
Straight Bond |
|
250’000’000.000 |
| 2.25 PFBK 16 S394 |
|
CH0022515024 |
|
Straight Bond |
|
65’500’000.000 |
| 2 Pfandbrief15 S362 |
|
CH0022569070 |
|
Straight Bond |
|
5’000’000.000 |
| 2.5 PFZTR 16 S365 |
|
CH0024722008 |
|
Straight Bond |
|
6’700’000.000 |
| 3 PFBK 17 S403 |
|
CH0025915056 |
|
Straight Bond |
|
78’500’000.000 |
| 2.875 PFBK 19 S416 |
|
CH0029450126 |
|
Straight Bond |
|
20’000’000.000 |
| 2.25 PFZTR 15 |
|
CH0048637034 |
|
Straight Bond |
|
20’000’000.000 |
| 1.875 PFBK 15 S504 |
|
CH0105847948 |
|
Straight Bond |
|
40’000’000.000 |
| 2 PFBK 16 S507 |
|
CH0107106301 |
|
Straight Bond |
|
80’000’000.000 |
| 1.75 PFZTR 17 S401 |
|
CH0111825805 |
|
Straight Bond |
|
2l’000’000.000 |
| 1.25 PB 16 S515 |
|
CH0115357466 |
|
Straight Bond |
|
20’500’000.000 |
| 1.875 PB 20 S518 |
|
CH0115967389 |
|
Straight Bond |
|
20’000’000.000 |
| 1.125 PFZTR 16 S402 |
|
CH0116706661 |
|
Straight Bond |
|
28’000’000.000 |
| 1.625 PFZTR 17 S407 |
|
CH0124656213 |
|
Straight Bond |
|
60’000’000.000 |
| 1.125 PFBK 17 S555 |
|
CH0135176318 |
|
Straight Bond |
|
80’000’000.000 |
| 0.625 PFBZT 16 S416 |
|
CH0144279038 |
|
Straight Bond |
|
40’000’000.000 |
| 0.625 PFBK 17 S561 |
|
CH0147144346 |
|
Straight Bond |
|
111’000’000.000 |
| 0.375 PFBK 16 S568 |
|
CH0187380917 |
|
Straight Bond |
|
40’000’000.000 |
| 0.25 PFBK 16 S570 |
|
CH0192241237 |
|
Straight Bond |
|
37’000’000.000 |
| 0.375 PFBK 18 S573 |
|
CH0194273162 |
|
Straight Bond |
|
50’000’000.000 |
| 0.5 PFBK 19 S575 |
|
CH0197368654 |
|
Straight Bond |
|
43’000’000.000 |
| 0.375 PFBK 18 S577 |
|
CH0201297212 |
|
Straight Bond |
|
30’000’000.000 |
| 0.25 PFBK 17 S578 |
|
CH0204002726 |
|
Straight Bond |
|
95’000’000.000 |
| 0.5 Pfbk 18 S.579 |
|
CH0206074871 |
|
Straight Bond |
|
50’000’000.000 |
| 0.5 PFZTR 18 S430 |
|
CH0206368174 |
|
Straight Bond |
|
45’000’000.000 |
| 0.5 PFBK 19 S.582 |
|
CH0214365618 |
|
Straight Bond |
|
15’000’000.000 |
| 0.25 PFTZR 3.6 S434 |
|
CH0218517867 |
|
Straight Bond |
|
25’000’000.000 |
| 0.25 PFZTR 16 S.437 |
|
CH0222136100 |
|
Straight Bond |
|
10’000’000.000 |
| 1.125 PFZTR 20 S438 |
|
CH0222136506 |
|
Straight Bond |
|
20’000’000.000 |
| 0.375 PFTZR 17 S439 |
|
CH0225941464 |
|
Straight Bond |
|
15’000’000.000 |
| 0.25 PFZTR 17 S.441 |
|
CH0229571655 |
|
Straight Bond |
|
20’000’000.000 |
| 0.25 PFZTR 18 S.443 |
|
CH0235475339 |
|
Straight Bond |
|
17’000’000.000 |
| 0.25 PFZTR 18 S446 |
|
CH0240623741 |
|
Straight Bond |
|
15’000’000.000 |
| 0.5 PFZTR 20 S.448 |
|
CH0242595277 |
|
Straight Bond |
|
30’000’000.000 |
| 0.125 PFTZR 19 S453 |
|
CH0253609082 |
|
Straight Bond |
|
35’000’000.000 |
| 0.375 PB 21 S 597 |
|
CH0255678325 |
|
Straight Bond |
|
20’000’000.000 |
| 0.25 PFZTR 2.0 S.455 |
|
CH0256434595 |
|
Straight Bond |
|
44’000’000.000 |
| 3.25 FRG 15 |
|
DE0001135283 |
|
Straight Bond |
|
73’000’000.000 |
| 4 BRD 16 |
|
DE0001135309 |
|
Straight Bond |
|
250’000’000.000 |
| 4.25 BRD 17 |
|
DE0001135333 |
|
Straight Bond |
|
50’000’000.000 |
| 1.75 ERG 15 |
|
DE0001141588 |
|
Straight Bond |
|
65’000’000.000 |
| 2 FRG 16 |
|
DE0001141596 |
|
Straight Bond |
|
500’000’000.000 |
| 2.75 FRG 16 |
|
DE0001141604 |
|
Straight Bond |
|
124’000’000.000 |
| 1.25 FRG 16 S 161 |
|
DE0001141612 |
|
Straight Bond |
|
200’000’000.000 |
| 0.05 KfW 17 EMTN |
|
DE000A11QTA8 |
|
Straight Bond |
|
120’000’000.000 |
| 3.125 KfW 16 EMTN |
|
DE000A1H36V3 |
|
Straight Bond |
|
157’088’000.000 |
| 3 FMS 18 EMTN |
|
DE000A1K0GG5 |
|
Straight Bond |
|
61’000’000.000 |
| 1.875 FMS EMTN |
|
DE000A1K0M44 |
|
Straight Bond |
|
126’300’000.000 |
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Bonds / Anleihen |
|
|
|
|
|
|
| 2 KfW 16 |
|
DE000A1K0UB7 |
|
Straight Bond |
|
88’487’000.000 |
| 1.375 KfW 17 EMTN |
|
DE000A1MBB54 |
|
Straight Bond |
|
50’000’000.000 |
| 0.5 KfW 16 |
|
DE000A1MBCB3 |
|
Straight Bond |
|
123’815’000.000 |
| 0.25 KredWieder 15 |
|
DE000A1R07U5 |
|
Straight Bond |
|
56’400’000.000 |
| 0.5 KfW 16 |
|
DE000A1RET56 |
|
Straight Bond |
|
114’750’000.000 |
| 2.5 EU 15 EMTN |
|
EU000A1GKVZ9 |
|
Straight Bond |
|
365’884’000.000 |
| 3.25 EU 18 EMTN |
|
EU000A1GN002 |
|
Straight Bond |
|
50’000’000.000 |
| 2.75 EU 16 EMTN |
|
EU000A1GRYT1 |
|
Straight Bond |
|
263’805’000.000 |
| 3.875 Finland 17 |
|
FI0001006066 |
|
Straight Bond |
|
50’000’000.000 |
| 4.375 Finland 19 |
|
FI0001006306 |
|
Straight Bond |
|
25’000’000.000 |
| 1.75 Finland 16 |
|
FI4000018049 |
|
Straight Bond |
|
50’000’000.000 |
| 1.875 Finland 17 |
|
FI4000029715 |
|
Straight Bond |
|
185’000’000.000 |
| 3 Fce FBT 15 |
|
FR0010216481 |
|
Straight Bond |
|
200’000’000.000 |
| 3 CADES 16 |
|
FR0011008366 |
|
Straight Bond |
|
11’479’000.000 |
| 4.5 Netherlands 17 |
|
NL0006007239 |
|
Straight Bond |
|
150’000’000.000 |
| 4 Netherlands 18 |
|
NL0006227316 |
|
Straight Bond |
|
150’000’000.000 |
| 4 Niederlandse 19 |
|
NL0009086115 |
|
Straight Bond |
|
25’000’000.000 |
| 2.5 Netherlands 17 |
|
NL0009819671 |
|
Straight Bond |
|
150’000’000.000 |
| 1.25 Netherlands18S |
|
NL0010200606 |
|
Straight Bond |
|
210’000’000.000 |
| 1.25 Netherlands 19 |
|
NL0010514246 |
|
Straight Bond |
|
100’000’000.000 |
| 0.5 Netherland17DTC |
|
NL0010661930 |
|
Straight Bond |
|
535’000’000.000 |
| 2.5 Asian 16 Nts |
|
US045167BZ51 |
|
Straight Bond |
|
47’000’000.000 |
| 1.875 Asian 18 SMTN |
|
US045167CB74 |
|
Straight Bond |
|
20’000’000.000 |
| 0.75 ADB 17 SrN |
|
US045167CZ43 |
|
Straight Bond |
|
25’000’000.000 |
| 2.625 Coun 16 SrN |
|
US222213AB67 |
|
Straight Bond |
|
25’000’000.000 |
| 4.875 BEI 16 |
|
US298785DU77 |
|
Straight Bond |
|
30’000’000.000 |
| 5.125 EIB 16 N |
|
US298785DY99 |
|
Straight Bond |
|
265’524’000.000 |
| 4.875 EIB 17 N |
|
US298785EA05 |
|
Straight Bond |
|
50’000’000.000 |
| 2.25 EIB 16 Nt |
|
US298785FK77 |
|
Straight Bond |
|
205’192’000.000 |
| 2.5 EIB 16 Nts |
|
US298785FN17 |
|
Straight Bond |
|
200’000’000.000 |
| 2.125 EIB 16 Sr |
|
US298785FQ48 |
|
Straight Bond |
|
51’674’000.000 |
| 1.25 EIB 16 Sr |
|
US298785FS04 |
|
Straight Bond |
|
145’337’000.000 |
| 0.625 EIB 16 Nts |
|
US298785GB69 |
|
Straight Bond |
|
222’117’000.000 |
| 1.5 EDC 18 |
|
US30216BEJ70 |
|
Straight Bond |
|
25’000’000.000 |
| 1 FMS 17 Nts |
|
US30254WAA71 |
|
Straight Bond |
|
115’800’000.000 |
| 0.625 FMS 16 SrN |
|
US30254WAB54 |
|
Straight Bond |
|
198’740’000.000 |
| 1.125 FMS SrN |
|
US30254WAC38 |
|
Straight Bond |
|
46’700’000.000 |
| 0.875 CA Govt 17 |
|
US427028AA35 |
|
Straight Bond |
|
34’000’000.000 |
| 4.25 Inter 15 MTN 8 |
|
US4581X0AH11 |
|
Straight Bond |
|
11’000’000.000 |
| 0.875 Inter 16 MTN |
|
US4581X0CB23 |
|
Straight Bond |
|
100’000’000.000 |
| 1 lnter17MTN 54 469 |
|
US4581X0CG10 |
|
Straight Bond |
|
93’000’000.000 |
| 0.625 Inter 16 MTN |
|
US4581X0CJ58 |
|
Straight Bond |
|
153’500’000.000 |
| 5 World Bank 16 |
|
US4590568Y65 |
|
Straight Bond |
|
26’462’000.000 |
| 2.125 World 16 |
|
US459058BB88 |
|
Straight Bond |
|
226’l26’000.000 |
| 0.50 IBRD 16 |
|
US459058CX99 |
|
Straight Bond |
|
138’423’000.000 |
| 0.375 IBRD 15 Sr |
|
US459058DG57 |
|
Straight Bond |
|
300’000’000.000 |
| 0.5 World Bank16Nts |
|
US459058DM26 |
|
Straight Bond |
|
218’969’000.000 |
| 1 World BK 18 |
|
US459058EJ87 |
|
Straight Bond |
|
20’000’000.000 |
| 4.375 Kred 18 SrN |
|
US500769CR31 |
|
Straight Bond |
|
50’000’000.000 |
4
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Bonds / Anleihen |
|
|
|
|
|
|
| 2.625 kred 16 |
|
US500769EG57 |
|
Straight Bond |
|
233’524’000.000 |
| 2 KFW 16 MTN |
|
US500769EM26 |
|
Straight Bond |
|
20’000’000.000 |
| 1.25 Kred 16 SrN |
|
US500769ES95 |
|
Straight Bond |
|
50’000’000.000 |
| 1.25 Kred 17 SrN |
|
US500769EY63 |
|
Straight Bond |
|
38’000’000.000 |
| 0.5 KFW 16 Nts |
|
US500769GE81 |
|
Straight Bond |
|
123’000’000.000 |
| 2.125 Neder17 S SrN |
|
US63983UAD46 |
|
Straight Bond |
|
15’000’000.000 |
| 5 Nor17MTN C 6 |
|
US65562QAF28 |
|
Straight Bond |
|
20’000’000.000 |
| 0.50 NIB 16 |
|
US65562QAU94 |
|
Straight Bond |
|
21’250’000.000 |
| 4.875 Oester 16 Nts |
|
US676167AS87 |
|
Straight Bond |
|
62’000’000.000 |
| 0.75 Oest 16 Nts |
|
US676167BJ79 |
|
Straight Bond |
|
25’000’000.000 |
| 0.25 US Tr Nts 16 |
|
US912828B824 |
|
Straight Bond |
|
100’000’000.000 |
| 4.5 US Tr Nts16 B16 |
|
US912828EW61 |
|
Straight Bond |
|
100’000’000.000 |
| 4.875 US TR Nts 16E |
|
US912828FQ84 |
|
Straight Bond |
|
300’000’000.000 |
| 2.625 US Tr Nts 16 |
|
US912828KR03 |
|
Straight Bond |
|
75’000’000.000 |
| 2.625 US Tr Nts 16 |
|
US912828KS85 |
|
Straight Bond |
|
200’000’000.000 |
| 2.375 US Tr Nts 16 |
|
US912828KT68 |
|
Straight Bond |
|
75’000’000.000 |
| 3.25 US Tr Nts 16 |
|
US912828KZ29 |
|
Straight Bond |
|
100’000’000.000 |
| 2.125 US Tr Nts 15 |
|
US912828PM60 |
|
Straight Bond |
|
325’000’000.000 |
| 2 US Tr Nts 16 |
|
US912828PS31 |
|
Straight Bond |
|
300’000’000.000 |
| 2 US Trs Nts 16 |
|
US912828QF01 |
|
Straight Bond |
|
800’000’000.000 |
| 2.125 US Tr Nts 16 |
|
US912828QJ23 |
|
Straight 3ond |
|
100’000’000.000 |
| 1.75 US Tr Nts 16 |
|
US912828QP82 |
|
Straight Bond |
|
900’000’000.000 |
| 1.5 US Tr Nts 16 |
|
US912828QR49 |
|
Straight Bond |
|
500’000’000.000 |
| 1.5 US Tr Nts 16 |
|
US912828QX17 |
|
Straight Bond |
|
400’000’000.000 |
| 1 US Tr Nts 16 |
|
US912828RF91 |
|
Straight Bond |
|
200’000’000.000 |
| 1.375 US Tr Nts 19 |
|
US912828SH49 |
|
Straight Bond |
|
250’000’000.000 |
| 0.625 US Tr Nts 17 |
|
US912828TM25 |
|
Straight Bond |
|
150’000’000.000 |
| 1 US Tr Nts 19 |
|
US912828TN08 |
|
Straight Bond |
|
100’000’000.000 |
| 1 US Tr Nts 19 |
|
US912828TR12 |
|
Straight Bond |
|
50’000’000.000 |
| 0.5 US Tr Nts 16 |
|
US912828VG29 |
|
Straight Bond |
|
300’000’000.000 |
| 0.625 US Tr Nts 16 |
|
US912828VL14 |
|
Straight Bond |
|
450’000’000.000 |
| 0.625 US Tr Nts 16 |
|
US912828VR83 |
|
Straight Bond |
|
300’000’000.000 |
| 0.875 US Tr Nts 16 |
|
US912828VW78 |
|
Straight Bond |
|
75’000’000.000 |
| 0.375 US Tr Nts 16 |
|
US912828WM87 |
|
Straight Bond |
|
175’000’000.000 |
| 0.5 US Tr Nts 16 |
|
US912828WQ91 |
|
Straight Bond |
|
200’000’000.000 |
| 3.375 NWB 16 EMTN |
|
XS0241164176 |
|
Straight Bond |
|
40’000’000.000 |
| 4.125 BNG 16 |
|
XS0259231974 |
|
Straight Bond |
|
34’999’000.000 |
| 5.125 Counci 17EMTN |
|
XS0296595670 |
|
Straight Bond |
|
34’222’000.000 |
| 3.75 Landw 16 EMTN |
|
XS0412896861 |
|
Straight Bond |
|
43’200’000.000 |
| 3.125 EIB 17 |
|
XS0490739686 |
|
Straight Bond |
|
75’000’000.000 |
| 3.125 Landw 16 EMTN |
|
XS0504937250 |
|
Straight Bond |
|
100’000’000.000 |
| 2 Landw Rent 15EMTN |
|
XS0517904560 |
|
Straight Bond |
|
95’204’000.000 |
| 1.75 BNG 15 |
|
XS0546548636 |
|
Straight Bond |
|
50’000’000.000 |
| 2.5 BNG 16 |
|
XS0576210289 |
|
Straight Bond |
|
100’000’000.000 |
| 2.25 Finla 16 Reg-S |
|
XS0605995561 |
|
Straight Bond |
|
46’500’000.000 |
| 2.875 EIB 16 |
|
XS0630398534 |
|
Straight Bond |
|
30’340’000.000 |
| 3 NWB 16 Reg-S |
|
XS0647624609 |
|
Straight Bond |
|
48’515’000.000 |
| 1.125 Republic 17 |
|
XS0778360122 |
|
Straight Bond |
|
33’000’000.000 |
| 1.375 Kommunalba 17 |
|
XS0791136202 |
|
Straight Bond |
|
29’850’000.000 |
5
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Bonds / Anleihen |
|
|
|
|
|
|
| 0.75 Net Rail 17 |
|
XS0837730653 |
|
Straight Bond |
|
41’250’000.000 |
| 0.875 Sweden18Reg-S |
|
XS0882814386 |
|
Straight Bond |
|
130’000’000.000 |
| 0.625 Ldkr Baden 16 |
|
XS0889239876 |
|
Straight Bond |
|
95’000’000.000 |
| 0.5 Bk England 16-S |
|
XS0904729927 |
|
Straight Bond |
|
100’000’000.000 |
| 0.5 Kommuninv 16 |
|
XS0919401678 |
|
Straight Bond |
|
45’000’000.000 |
| 0.875 NetRail18EMTN |
|
XS0932218935 |
|
Straight Bond |
|
150’000’000.000 |
| 1.125 Kommunalban18 |
|
XS0934609875 |
|
Straight Bond |
|
45’000’000.000 |
| 0.875 Kommun16 EMTN |
|
XS0956066442 |
|
Straight Bond |
|
15’000’000.000 |
| 0.875 Kommuna16EMTN |
|
XS0975579342 |
|
Straight Bond |
|
47’500’000.000 |
| 0.875 Bk England 17 |
|
XS1045278410 |
|
Straight Bond |
|
100’000’000.000 |
| 0.875 Ldkr Ba17EMTN |
|
XS1046485923 |
|
Straight Bond |
|
60’000’000.000 |
| 0.75 Sweden 17Reg-S |
|
XS1048518945 |
|
Straight Bond |
|
55’000’000.000 |
| 1 Kommuninv I Sv 17 |
|
XS1053517394 |
|
Straight Bond |
|
65’000’000.000 |
| 0.875 Sweden 17EMTN |
|
XS1071827643 |
|
Straight Bond |
|
30’000’000.000 |
| 0.5 Ldkr Baden 16 |
|
XS1072857920 |
|
Straight Bond |
|
190’000’000.000 |
| 0.625 BNG 16 Reg-S |
|
XS1087922305 |
|
Straight Bond |
|
75’000’000.000 |
| 0.5 NWB 16 Reg-S |
|
XS1105489071 |
|
Straight Bond |
|
100’000’000.000 |
| 1.25 NWB 17 EMTN |
|
XS1109821352 |
|
Straight Bond |
|
40’000’000.000 |
| 1 Sweden 17 EMTN |
|
XS1135379656 |
|
Straight Bond |
|
65’000’000.000 |
| 0.5 BNG 16 EMTN |
|
XS1136104418 |
|
Straight Bond |
|
143’000’000.000 |
| 1.125 North Rhine17 |
|
XS1140544450 |
|
Straight Bond |
|
20’000’000.000 |
| 1.25 NWB 18 Reg-S |
|
XS1167316220 |
|
Straight Bond |
|
50’000’000.000 |
| 0.875 Sweden 18EMTN |
|
XS1171709857 |
|
Straight Bond |
|
154’700’000.000 |
| 0.625 Ldkr Baden 17 |
|
XS1172874320 |
|
Straight Bond |
|
50’000’000.000 |
| 1 Kommuninv I Sve18 |
|
XS1173233237 |
|
Straight Bond |
|
15’000’000.000 |
| 1.625 Landw R20EMTN |
|
XS1190529989 |
|
Straight Bond |
|
20’000’000.000 |
| 2.5 Landw 16 SrN |
|
US515110BD57 |
|
Callable Bond with fixed Coupon |
|
75’000’000.000 |
| 1 NRW.BANK 17EMTN |
|
XS1070002594 |
|
Callable Bond with fixed Coupon |
|
25’000’000.000 |
| 0 BRD 16 |
|
DE0001137479 |
|
Zero Bond |
|
150’000’000.000 |
| 0 Netherlands18 DTC |
|
NL0011005137 |
|
Zero Bond |
|
50’000’000.000 |
6
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Equities/
Beteiligungspapiere |
|
|
|
|
|
|
| OC Oerlikon Corp. N |
|
CH0000816824 |
|
Common Stock |
|
881.000 |
| Aryzta N |
|
CH0043238366 |
|
Common Stock |
|
2’300.000 |
| SFS Group N |
|
CH0239229302 |
|
Common Stock |
|
8’000.000 |
| Molecular Partn N |
|
CH0256379097 |
|
Common Stock |
|
4’000.000 |
| A.G.L (M) |
|
IL0005410118 |
|
Common Stock |
|
75.000 |
| Imvest |
|
IT0004670532 |
|
Common Stock |
|
11’200.000 |
| Fairfield Aerium A |
|
LU0211962823 |
|
Common Stock |
|
0.001 |
| Acheron Portfolio A |
|
LU0327662697 |
|
Common Stock |
|
0.750 |
| Roy.Philips |
|
NL0000009538 |
|
Common Stock |
|
1.500 |
| IDGC Center |
|
RU000A0JPPL8 |
|
Common Stock |
|
794.000 |
| Alcatel Teletas |
|
TRAALCTL91H9 |
|
Common Stock |
|
0.386 |
| Turkiye Vakiflar |
|
TREVKFB00019 |
|
Common Stock |
|
2.843 |
| Alaska Pac Engy |
|
US0117583072 |
|
Common Stock |
|
4’278.000 |
| Anviron Hldg |
|
US03734A1043 |
|
Common Stock |
|
8’000.000 |
| Biozoom |
|
US09072T1007 |
|
Common Stock |
|
7’500.000 |
| China Gold |
|
US16938L1061 |
|
Common Stock |
|
10’000.000 |
| China MediaExp |
|
US1694421009 |
|
Common Stock |
|
3’000.000 |
| Cross Atlantic Com |
|
US22743P1003 |
|
Common Stock |
|
3’461’012.000 |
| Enzyme Envir Sols |
|
US2941131052 |
|
Common Stock |
|
818’266.000 |
| Intl Power Group |
|
US46018A1007 |
|
Common Stock |
|
55’043.000 |
| Kingslake Energy |
|
US4963661057 |
|
Common Stock |
|
4’305’000.000 |
| Lifeline Biotech |
|
US53219E8084 |
|
Common Stock |
|
814’703.000 |
| MitoPharm |
|
US60671V2025 |
|
Common Stock |
|
14.000 |
| Mobilestream Oil |
|
US60743B1017 |
|
Common Stock |
|
44’000.000 |
| RCC Holdings |
|
US7493181017 |
|
Common Stock |
|
3’000’000.000 |
| Santana Mining |
|
US80280R1032 |
|
Common Stock |
|
230.000 |
| Shot Spirits |
|
US8253572056 |
|
Common Stock |
|
32’000.000 |
| Smokefree Innt |
|
US8326731077 |
|
Common Stock |
|
1’898’467.000 |
| Spongetech Delivery |
|
US8491091034 |
|
Common Stock |
|
245’824.000 |
| Utd Parcel Ser -B- |
|
US9113121068 |
|
Common Stock |
|
10’000.000 |
| Zicix |
|
US98953T1079 |
|
Common Stock |
|
27’836.000 |
| Solidum CHF Pfd-1 |
|
BMG827361368 |
|
Preferred shares |
|
0.001 |
7
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Floating Rate Note / Floater |
|
|
|
|
|
|
| CDA Hous16 42 |
|
CA13509PCV37 |
|
Floating Rate Note |
|
100’000’000.000 |
| Bertelsmann G |
|
DE0005229900 |
|
Floating Rate Note |
|
3.440 |
| 0 KfW 16 FRN EMTN |
|
DE000A1K0UK8 |
|
Floating Rate Note |
|
91’972’000.000 |
| 0.051 LandwRent15 |
|
XS0459180500 |
|
Floating Rate Note |
|
75’000’000.000 |
| 0.116 Landw Rent16 |
|
XS0524678884 |
|
Floating Rate Note |
|
55’425’000.000 |
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Hybrid Securities / Hybridanleihen |
|
|
|
|
|
|
| UBSA&QCHF Ct 20 UBS |
|
CH0024685908 |
|
Hybrid Security |
|
0.500 |
| GPrty Ct 15 UBSI |
|
DE000UB0EC45 |
|
Hybrid Security |
|
0.750 |
| GPrty Ct 15 UBSI |
|
DE000UB0EC52 |
|
Hybrid Security |
|
0.500 |
8
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Money Market /
Geldmarktpapiere |
|
|
|
|
|
|
| 0 Belgium 16 |
|
BE0312728976 |
|
Money Market |
|
50’000’000.000 |
| 0 BRD 15 |
|
DE0001119311 |
|
Money Market |
|
105’000’000.000 |
| 0 BRD 16 |
|
DE0001119394 |
|
Money Market |
|
48’000’000.000 |
| 0 BRD 16 |
|
DE0001119410 |
|
Money Market |
|
250’000’000.000 |
| 0 FRG 16 T-B |
|
DE0001119451 |
|
Money Market |
|
50’000’000.000 |
| 0 Finland 15 TB |
|
FI4000153754 |
|
Money Market |
|
100’000’000.000 |
| 2.25 BTAN 25.2.16 |
|
FR0119105809 |
|
Money Market |
|
150’000’000.000 |
| Fce FTB 9.12.15 |
|
FR0122599485 |
|
Money Market |
|
191’000’000.000 |
| 0 Fce FTB 6.1.16 |
|
FR0122775457 |
|
Money Market |
|
401’000’000.000 |
| 0 Fce FTB 3.2.16 |
|
FR0122775465 |
|
Money Market |
|
150’000’000.000 |
| 0 Fce FTB 2.3.16 |
|
FR0122775473 |
|
Money Market |
|
300’000’000.000 |
| 0 UNEDIC 15 CP |
|
FR0122855226 |
|
Money Market |
|
45’000’000.000 |
| 0 Fce FTB 31.3.16 |
|
FR0122945936 |
|
Money Market |
|
225’000’000.000 |
| Fce FTB 6.5.15 |
|
FR0122945944 |
|
Money Market |
|
300’000’000.000 |
| 0 CADES 15 CP |
|
FR0122945977 |
|
Money Market |
|
100’000’000.000 |
| 0 UK Tsy Bill 15 |
|
GB00BDNNDG38 |
|
Money Market |
|
150’000’000.000 |
| 0 UK Tsy Bill 15 |
|
GB00BDNNY048 |
|
Money Market |
|
84’500’000.000 |
| 0 UK Tsy Bill 15 |
|
GB00BDNP2B72 |
|
Money Market |
|
100’000’000.000 |
| 0 UK Tsy Bill 15 |
|
GB00BDNP5301 |
|
Money Market |
|
50’000’000.000 |
| 0 UK Tsy Bill 15 |
|
GB00BDNP9055 |
|
Money Market |
|
500’000’000.000 |
| 0 UK Tsy Bill 15 |
|
GB00BDNPM287 |
|
Money Market |
|
5’250’000.000 |
| 0 UK Tsy Bill 15 |
|
GB00BDNPR781 |
|
Money Market |
|
50’700’000.000 |
| 0 NWB 15 ECP |
|
XS1191309993 |
|
Money Market |
|
100’000’000.000 |
| 0 Ldkr Bad 15 ECP |
|
XS1193096978 |
|
Money Market |
|
100’000’000.000 |
| 0 ACOSS 15 ECP |
|
XS1218921549 |
|
Money Market |
|
100’000’000.000 |
| 0 Acoss 15 ECP-S |
|
XS1241532396 |
|
Money Market |
|
100’000’000.000 |
| 0 ACOSS 15 ECP |
|
XS1243890974 |
|
Money Market |
|
100’000’000.000 |
| 0 Council 15 ECP |
|
XS1245245128 |
|
Money Market |
|
100’000’000.000 |
9
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Am Selection Hold A |
|
ANN0427P1040 |
|
Trust Share |
|
0.005 |
| Eur Select Hold -A- |
|
ANN3123U1044 |
|
Trust Share |
|
0.001 |
| Global Sel Hold -B- |
|
ANN3582A1026 |
|
Trust Share |
|
0.005 |
| LW Latin |
|
ANN5538P1094 |
|
Trust Share |
|
0.010 |
| Permal Emerging -A |
|
ANN6940Y1002 |
|
Trust Share |
|
0.001 |
| Permal Fixed Inc N |
|
ANNG94171326 |
|
Trust Share |
|
0.001 |
| Permal European -A- |
|
ANNG941M1054 |
|
Trust Share |
|
0.005 |
| Perm Inv HId -A-NV |
|
ANN6941Q1068 |
|
Trust Share |
|
0.012 |
| Permal Inv Hold -A- |
|
ANNG941Q1308 |
|
Trust Share |
|
0.009 |
| Permal Japan Hld-A- |
|
ANN694241046 |
|
Trust Share |
|
0.001 |
| Permal Fixed Inc A |
|
ANN6942G1077 |
|
Trust Share |
|
0.007 |
| Pet.Eq.Euroland C B |
|
BE0058182792 |
|
Trust Share |
|
0.524 |
| KBC Eq Trends C |
|
BE0167243154 |
|
Trust Share |
|
0.001 |
| Can E B Gl Fin CC |
|
BE0174812181 |
|
Trust Share |
|
0.001 |
| KBC Eq.Fd.High DivC |
|
BE0940704951 |
|
Trust Share |
|
0.001 |
| Can S Eu ST Bd CC |
|
BE0945490317 |
|
Trust Share |
|
0.001 |
| Can S Eu CB CC |
|
BE0945493345 |
|
Trust Share |
|
0.002 |
| Pet.Eq.Agrivalue CF |
|
BE0948504387 |
|
Trust Share |
|
0.175 |
| Equity Fund World C |
|
BE6213775529 |
|
Trust Share |
|
0.001 |
| Man AHL Divrs Fut-B |
|
BMG0122Q1087 |
|
Trust Share |
|
0.012 |
| Athena Guar Fut18-3 |
|
BMG0600J1053 |
|
Trust Share |
|
0.543 |
| Aurum Std USD-Rstr |
|
BMG0630A1080 |
|
Trust Share |
|
0.010 |
| Aurum Inv Euro Part |
|
BMG0693H1079 |
|
Trust Share |
|
0.015 |
| Brummer USD-Inv-C |
|
BMG1745P1059 |
|
Trust Share |
|
0.014 |
| Brummer EUR-Inv-B |
|
BMG1745P1216 |
|
Trust Share |
|
0.012 |
| DR AllWeather |
|
BMG2921N1048 |
|
Trust Share |
|
0.001 |
| DR AllWthr Inst |
|
BMG2921N1204 |
|
Trust Share |
|
0.001 |
| DR DebtMaster |
|
BMG2921N1873 |
|
Trust Share |
|
0.199 |
| DR Meteor Opp |
|
BMG2921N1956 |
|
Trust Share |
|
0.001 |
| Dr Funds-Sp Inv |
|
BMG2921N2038 |
|
Trust Share |
|
0.008 |
| Go Glob RPNV |
|
BMG3032V1000 |
|
Trust Share |
|
0.009 |
| Dynamic RPNV |
|
BMG3032V4988 |
|
Trust Share |
|
0.004 |
| Em Mng Global Qlt |
|
BMG3981L1037 |
|
Trust Share |
|
0.018 |
| Harbour Hldgs-A-1 |
|
BMG428541368 |
|
Trust Share |
|
4.015 |
| Harbour Hldgs-B-1 |
|
BMG428542507 |
|
Trust Share |
|
0.979 |
| Harmony USD-P-SS |
|
BMG430345063 |
|
Trust Share |
|
0.001 |
| Harmony EUR-B-SS |
|
BMC430345303 |
|
Trust Share |
|
0.001 |
| Harmony Capit SS-D |
|
BMG430345550 |
|
Trust Share |
|
0.001 |
| Man AHL Div Fut-A |
|
BMG5777T1099 |
|
Trust Share |
|
0.020 |
| Man AP 2XL EUR D-B |
|
BMG579491108 |
|
Trust Share |
|
3.000 |
| China A Sh Fd |
|
BMG605411021 |
|
Trust Share |
|
0.922 |
| Nektar-Inv-A |
|
BMG6412S1180 |
|
Trust Share |
|
0.002 |
| Nektar-B |
|
BMG6412S1347 |
|
Trust Share |
|
0.002 |
| Orbis Global Equity |
|
BMG6766G1087 |
|
Trust Share |
|
0.184 |
| Orbis Optimal USD |
|
BMG6766M1055 |
|
Trust Share |
|
0.025 |
| Pioneer Diver USD-A |
|
BMG7100L2172 |
|
Trust Share |
|
0.018 |
| SPARX Long-Short-1 |
|
BMG830621287 |
|
Trust Share |
|
0.416 |
| Taiwan Opport Fd |
|
BMG866001065 |
|
Trust Share |
|
0.892 |
10
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Tewksbury Invest-B |
|
BMG8763B1081 |
|
Trust Share |
|
0.001 |
| Alpha L/S Eq O EUR |
|
BSP0185N1335 |
|
Trust Share |
|
0.001 |
| Challenger Fd -8- |
|
BSP252651364 |
|
Trust Share |
|
0.003 |
| Chronoval Glb B/EUR |
|
BSP253541127 |
|
Trust Share |
|
0.010 |
| Chron Excalib F/EUR |
|
BSP253541465 |
|
Trust Share |
|
0.820 |
| Em Val Opp Fd 7B7 |
|
BSP3710T4760 |
|
Trust Share |
|
0.001 |
| Emerg Val Opp 5B2 |
|
BSP3718E1336 |
|
Trust Share |
|
3.015 |
| Enterprise Fund -E- |
|
BSP373301006 |
|
Trust Share |
|
0.002 |
| Enterprise Q |
|
BSP373303168 |
|
Trust Share |
|
325.050 |
| Moore Glb Invmt A |
|
BSP697121007 |
|
Trust Share |
|
0.001 |
| Moore Gbl Inv F/CHF |
|
BSP697121916 |
|
Trust Share |
|
0.006 |
| Moore Mac Man A |
|
BSP6971K1002 |
|
Trust Share |
|
0.016 |
| Ocean TTP I/USD |
|
BSP734501013 |
|
Trust Share |
|
0.001 |
| Pharmainv A/Init/06 |
|
BSP783321065 |
|
Trust Share |
|
0.014 |
| Pharmainves A/05/08 |
|
BSP783321222 |
|
Trust Share |
|
0.007 |
| World Gold EUR/NV |
|
BSP9885N1032 |
|
Trust Share |
|
0.022 |
| Twr Al-Eq Lw VI EUR |
|
CH0147438359 |
|
Trust Share |
|
0.582 |
| IIG Trade Oppor. |
|
CWN4419K1499 |
|
Trust Share |
|
0.006 |
| P&C G1b Gold Natur |
|
CY0000091013 |
|
Trust Share |
|
0.902 |
| Sydinv Int-Far East |
|
DK0016259187 |
|
Trust Share |
|
0.320 |
| Jyske Int Port Stab |
|
DK0016262058 |
|
Trust Share |
|
0.021 |
| Jyske Int Port Grow |
|
DK0016262215 |
|
Trust Share |
|
0.500 |
| Sel Nor Amer In A |
|
FI0008811435 |
|
Trust Share |
|
0.010 |
| JOM Silkkitie |
|
FI4000003470 |
|
Trust Share |
|
0.003 |
| SSGA Austria I.P 4D |
|
FR0000018137 |
|
Trust Share |
|
0.001 |
| SSGA Sing.I.Eq.P 4D |
|
FR0000018426 |
|
Trust Share |
|
0.001 |
| SSGA Norw.I.Eq.P 4D |
|
FR0000018434 |
|
Trust Share |
|
0.001 |
| SSGA He.Ca.ldx P 4D |
|
FR0000018673 |
|
Trust Share |
|
0.001 |
| AXA Aedifican A 4D |
|
FR0000170193 |
|
Trust Share |
|
0.011 |
| AXA Aedifican A 4D |
|
FR0000172041 |
|
Trust Share |
|
0.048 |
| Comgest Japan |
|
FR0000281495 |
|
Trust Share |
|
0.001 |
| Magellan C |
|
FR0000292278 |
|
Trust Share |
|
0.171 |
| Renaissance Europe |
|
FR0000295230 |
|
Trust Share |
|
0.001 |
| SSGA Wld Idx Eq.-I- |
|
FR0010482901 |
|
Trust Share |
|
0.002 |
| SS.EIdx Eq.l USD |
|
FR0010588020 |
|
Trust Share |
|
0.001 |
| SSGA No.Idx Eq.I |
|
FR0010588244 |
|
Trust Share |
|
0.003 |
| SSGA Sw.Idx Eq.I |
|
FR0010588301 |
|
Trust Share |
|
0.002 |
| UBAM CV Eur.AHC |
|
FR0010928259 |
|
Trust Share |
|
0.002 |
| UBAM C.10-40 AHD |
|
FR0011168764 |
|
Trust Share |
|
0.001 |
| UBAM Conv.Eu.AHC |
|
FR0011168822 |
|
Trust Share |
|
0.001 |
| Neuf Mde Selec C |
|
FR0011560119 |
|
Trust Share |
|
0.001 |
| Lloyds High Inc GBP |
|
GB0001094027 |
|
Trust Share |
|
0.737 |
| Thread UK GBP-Ret- |
|
GB0001529782 |
|
Trust Share |
|
0.729 |
| Thr UK Sel GBP-Ret- |
|
GB0001530236 |
|
Trust Share |
|
3.038 |
| Thre UK Sml GBP-Ret |
|
GB0001530343 |
|
Trust Share |
|
0.886 |
| FIM Lng-Inv Por USD |
|
GB0001568517 |
|
Trust Share |
|
7.416 |
| GAM UK Div GBP-A-Ac |
|
GB0002426426 |
|
Trust Share |
|
0.110 |
| GAM Glb Div GBP-A- |
|
GB0002426533 |
|
Trust Share |
|
0.010 |
11
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| GAM Gb Div GBP-A-Ac |
|
GB0002426640 |
|
Trust Share |
|
0.013 |
| Thr Gl Sel USD-1-Ac |
|
GB0002769312 |
|
Trust Share |
|
4.887 |
| Thre Amer USD-1-Acc |
|
GB0002769429 |
|
Trust Share |
|
1.000 |
| Growth Mgt USD |
|
GB0002923240 |
|
Trust Share |
|
0.353 |
| Fidel Amer GBP Acc |
|
GB0003865176 |
|
Trust Share |
|
0.470 |
| Fid Special Sit Acc |
|
GB0003875100 |
|
Trust Share |
|
0.010 |
| BNY Mel Nw Hgr Inc |
|
GB0006779218 |
|
Trust Share |
|
0.115 |
| Hend Wr Se GBP-A-Ac |
|
GB0007686321 |
|
Trust Share |
|
2.300 |
| Lazrd Eur Alp Re In |
|
GB0008468844 |
|
Trust Share |
|
0.699 |
| Capri Cash Pls |
|
GB0030031701 |
|
Trust Share |
|
0.080 |
| Nemrod Divers Hldgs |
|
GB0030035017 |
|
Trust Share |
|
0.001 |
| Black Nem Eu PRP-A- |
|
GB0030035124 |
|
Trust Share |
|
0.104 |
| Aris Eur Agr Se PRP |
|
GB0030276538 |
|
Trust Share |
|
0.006 |
| Thread Amer Sel -2- |
|
GB0030809809 |
|
Trust Share |
|
6.070 |
| M&G Nor Am EUR-A-Ac |
|
GB0030926959 |
|
Trust Share |
|
9.314 |
| M&G Gl Bas Ac-A EUR |
|
GB0030932676 |
|
Trust Share |
|
0.821 |
| M&G Gl Ld Acc-A-EUR |
|
GB0030934490 |
|
Trust Share |
|
1.130 |
| Lyxo/Wint Cap Mgt-B |
|
GB0031421364 |
|
Trust Share |
|
0.006 |
| Lyxor/Paulson Int-B |
|
GB0031534737 |
|
Trust Share |
|
0.002 |
| Lyxor Resou Offsh-B |
|
GB0031753360 |
|
Trust Share |
|
0.002 |
| M&G3 Recov EUR-A-Ac |
|
GB0032139684 |
|
Trust Share |
|
0.191 |
| Fidelity UK Corp Gr |
|
GB0033146563 |
|
Trust Share |
|
0.129 |
| Aber Em Mk GBP-A-Ac |
|
GB0033228197 |
|
Trust Share |
|
0.852 |
| Dimens Emg Mkts-Ac |
|
GB0033772624 |
|
Trust Share |
|
0.201 |
| Fst Glb Em Mkt Ac-A |
|
GB0033873919 |
|
Trust Share |
|
2.780 |
| Fst Grt Ch GBP-A-Ac |
|
GB0033874107 |
|
Trust Share |
|
0.159 |
| API Glb Ast Bld USD |
|
GB00B00YXM43 |
|
Trust Share |
|
0.024 |
| Lyxor/Bridgwater -B |
|
GB00B02KKD01 |
|
Trust Share |
|
0.007 |
| UBS Wlth Gl Prp GBP |
|
GB00B0386L39 |
|
Trust Share |
|
0.352 |
| UBS WI GI Pr EUR-C- |
|
GB00B0386M46 |
|
Trust Share |
|
0.891 |
| UBS Wlth Gl CHF-Ac |
|
GB00B0386N52 |
|
Trust Share |
|
0.377 |
| UBS Wlth Gbl USD-A- |
|
GB00B0386P76 |
|
Trust Share |
|
0.177 |
| JO UK Eq GBP-B-Acc |
|
GB00B03KR831 |
|
Trust Share |
|
0.998 |
| Lyxor/Alt USD-B-Acc |
|
GB00B03TCX07 |
|
Trust Share |
|
0.002 |
| F&C Pr Gr&In GBP-A- |
|
GB00B06KZT77 |
|
Trust Share |
|
0.590 |
| Kgd Cp Gb CHF Ptg-C |
|
GB00B082RK63 |
|
Trust Share |
|
0.002 |
| Trd Pn Eur-Ret-Ac |
|
GB00B0PHJS66 |
|
Trust Share |
|
2.327 |
| Dan Hed DKK-Obl Acc |
|
GB00B0XNFJ97 |
|
Trust Share |
|
0.011 |
| Aber Prop Shar Ac-A |
|
GB00B0XWNM59 |
|
Trust Share |
|
9.120 |
| Emi Glb Suk USD Ins |
|
GB00B1223452 |
|
Trust Share |
|
0.015 |
| Stenham Asia USD Fd |
|
GB00B12DZV90 |
|
Trust Share |
|
0.004 |
| RECM G1b USD-A-Acc |
|
GB00B12W4642 |
|
Trust Share |
|
0.011 |
| Lyx/Sand Pls Off-B- |
|
GB00B1688D32 |
|
Trust Share |
|
0.007 |
| Prt Gr Gl Op EUR AC |
|
GB00B16KPY96 |
|
Trust Share |
|
0.013 |
| M&G Optim Inc-A-Acc |
|
GB00B1H05155 |
|
Trust Share |
|
0.057 |
| M&G Nor Am USD-A-Ac |
|
GB00B1RXYR32 |
|
Trust Share |
|
0.096 |
| M&G Nor Am USD-C-Ac |
|
GB00B1RXYS49 |
|
Trust Share |
|
1.926 |
| M&G Opt EUR-A-H-Ac |
|
GB00B1VMCY93 |
|
Trust Share |
|
1.641 |
12
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| M&G Opt EUR-C-H-Acc |
|
GB00B1VMD022 |
|
Trust Share |
|
0.009 |
| M&G Nor Am EUR-A-Ac |
|
GB00B2QWD268 |
|
Trust Share |
|
0.067 |
| M&G Gl Div EUR-A-Ac |
|
GB00B39R2S49 |
|
Trust Share |
|
0.021 |
| M&G Gl Div USD-A-Ac |
|
GB00B39R2V77 |
|
Trust Share |
|
0.022 |
| M&G Gb Em EUR-A-Ac |
|
GB00B3FFXZ60 |
|
Trust Share |
|
0.383 |
| M&G Gb Em EUR-C-Ac |
|
GB00B3FFY088 |
|
Trust Share |
|
0.660 |
| M&G Gb Emg USD-A-Ac |
|
GB00B3FFY203 |
|
Trust Share |
|
1.731 |
| M&G Gb Emg USD-C-Ac |
|
GB00B3FFY310 |
|
Trust Share |
|
3.532 |
| Thrd High EUR-1-Ac |
|
GB00B42R2118 |
|
Trust Share |
|
0.216 |
| M&G Inv Rec GBP-I- |
|
GB00B4VSCB59 |
|
Trust Share |
|
0.999 |
| M&G Opt USD-A-H-Acc |
|
GB00B4WS3X34 |
|
Trust Share |
|
1.076 |
| M&G Rec GBP-I-Acc |
|
GB00B4X1L373 |
|
Trust Share |
|
0.057 |
| M&G Nor Am EUR-C-Ac |
|
GB00B4XS0L96 |
|
Trust Share |
|
3.220 |
| M&G Opt USD-C-H-Acc |
|
GB00B50N1C28 |
|
Trust Share |
|
0.010 |
| M&G Dyn EUR-A-Ac |
|
GB00B56H1S45 |
|
Trust Share |
|
0.037 |
| Van US Eq In GBP-Ac |
|
GB00B5B71Q71 |
|
Trust Share |
|
0.005 |
| Hen Cr Alp USD-A-Ac |
|
GB00B603K666 |
|
Trust Share |
|
0.120 |
| Schr Abs UK P2/EUR |
|
GB00B6456719 |
|
Trust Share |
|
12.037 |
| Thnd In UK GBP-Z-Ac |
|
GB00B84PM559 |
|
Trust Share |
|
0.295 |
| CF Od Opus GBP-A-Ac |
|
GB00B87YPX87 |
|
Trust Share |
|
11.000 |
| M&G Opt CHF-A-H-Acc |
|
GB00B8CS6N28 |
|
Trust Share |
|
0.049 |
| M&G Op Inc EUR-A-H- |
|
GB00B933FW56 |
|
Trust Share |
|
0.015 |
| Thrd Am Se EUR-Z-Ac |
|
GB00B978R535 |
|
Trust Share |
|
0.330 |
| M&G Alloc EUR-A-Acc |
|
GB00BBCR3283 |
|
Trust Share |
|
0.019 |
| M&G Opt In USD-A-H- |
|
GB00BK6MCN62 |
|
Trust Share |
|
0.130 |
| M&G Opt SGD-A-H-Ac |
|
GB00BQSC1T56 |
|
Trust Share |
|
0.021 |
| M&G Opti USD-A-H M- |
|
GB00BSKRTM18 |
|
Trust Share |
|
0.027 |
| Th Pan USD-Ret-1-Ac |
|
GB00BTN28564 |
|
Trust Share |
|
0.103 |
| St Renminbi A USD |
|
GG00B284YJ47 |
|
Trust Share |
|
0.006 |
| Strat St Renm A GBP |
|
GG00B284YK51 |
|
Trust Share |
|
0.001 |
| Strat St Renm A EUR |
|
GG00B284YN82 |
|
Trust Share |
|
0.002 |
| Ash USD-30/4/13 Con |
|
GG00B284ZN57 |
|
Trust Share |
|
0.001 |
| Man Di A USD-TrA-Ac |
|
GG00B29ZYR48 |
|
Trust Share |
|
2.000 |
| Man Di A USD-TrB-Ac |
|
GG00B29ZZ042 |
|
Trust Share |
|
10.658 |
| SPL Sec Ven GBP Ac |
|
GG00B2R4PB46 |
|
Trust Share |
|
0.255 |
| Man Di B EUR-TrA-Ac |
|
GG00B3CTZB13 |
|
Trust Share |
|
1.000 |
| Man Di C CHF-TrA-Ac |
|
GG00B3CTZD37 |
|
Trust Share |
|
12.000 |
| Man Di B EUR-TrB-Ac |
|
GG00B3CZNT35 |
|
Trust Share |
|
21.010 |
| Man Di C CHF-TrB-Ac |
|
GG00B3CZNV56 |
|
Trust Share |
|
7.620 |
| FIM DInamic USD Acc |
|
GG00B3WHMS19 |
|
Trust Share |
|
0.003 |
| Sten Grw USD-Acc |
|
GG00B55V5W96 |
|
Trust Share |
|
0.001 |
| Strat Renmi CHF-B- |
|
GG00B6QFL742 |
|
Trust Share |
|
0.004 |
| Strat Ren Bd USD-B- |
|
GG00B77KDD54 |
|
Trust Share |
|
0.002 |
| DX Evol DXE EUR Acc |
|
GG00B81T0455 |
|
Trust Share |
|
0.037 |
| DX Evol DXE USD Acc |
|
GG00B81T0M36 |
|
Trust Share |
|
0.010 |
| Ash Global Opp USD |
|
GG00BV0M1R63 |
|
Trust Share |
|
0.600 |
| Find Park Ame USD |
|
IE0002458671 |
|
Trust Share |
|
0.009 |
| PIMCO Rtn Bd Ins Ac |
|
IE0002460867 |
|
Trust Share |
|
0.026 |
13
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Van US500 USD-In-Ac |
|
IE0002639668 |
|
Trust Share |
|
0.130 |
| Van US500 St USD-Ac |
|
IE0002639775 |
|
Trust Share |
|
3.782 |
| Alnz China USD-A- |
|
IE0002817751 |
|
Trust Share |
|
0.081 |
| Alz Korea EUR-A- |
|
IE0002817868 |
|
Trust Share |
|
0.156 |
| GAM Euro EUR-Ord- |
|
IE0002987208 |
|
Trust Share |
|
0.008 |
| GAM Star Asia EUR |
|
IE0002994667 |
|
Trust Share |
|
0.004 |
| GAM St AP GBP-Ord- |
|
IE0003000563 |
|
Trust Share |
|
0.641 |
| GAM Jap EUR-Acc- |
|
IE0003012535 |
|
Trust Share |
|
0.017 |
| GAM Jap JPY-Acc- |
|
IE0003014572 |
|
Trust Share |
|
0.358 |
| RIC As Pac USD-A-Ac |
|
IE0003506973 |
|
Trust Share |
|
0.007 |
| Invesco Korea Eqt-A |
|
IE0003713199 |
|
Trust Share |
|
0.020 |
| Invesco Korea Eqt-A |
|
IE0003842543 |
|
Trust Share |
|
0.044 |
| Jan Hg Yld USD-A-Ac |
|
IE0004446971 |
|
Trust Share |
|
0.021 |
| Ins Cas USD-Core-Ac |
|
IE0004810143 |
|
Trust Share |
|
0.010 |
| Jan US Sht USD-A-Ac |
|
IE0004858563 |
|
Trust Share |
|
0.008 |
| PIMCO Rtn Bnd Invst |
|
IE0005300136 |
|
Trust Share |
|
0.157 |
| PIMCO Rtn Bd lnv Ac |
|
IE0005300243 |
|
Trust Share |
|
5.731 |
| PIM US Hg USD-Iv-Ac |
|
IE0005300805 |
|
Trust Share |
|
0.007 |
| Pimco Euro Bnd Invs |
|
IE0005304559 |
|
Trust Share |
|
0.017 |
| PlMCO Eur Bd Inv Ac |
|
IE0005304773 |
|
Trust Share |
|
0.592 |
| GAM Euro USD-Ord-Ac |
|
IE0005616481 |
|
Trust Share |
|
0.010 |
| Van Pac ExJp In USD |
|
IE0007218849 |
|
Trust Share |
|
0.010 |
| Van Jpn EUR-Inst-Ac |
|
IE0007286036 |
|
Trust Share |
|
0.010 |
| Van In Eu Stk Inx |
|
IE0007987690 |
|
Trust Share |
|
0.036 |
| Va Eu Stk Ind Ins |
|
IE0007987708 |
|
Trust Share |
|
0.011 |
| Fst State gb Gwt-I- |
|
IE0008368742 |
|
Trust Share |
|
0.002 |
| Jan Gl Lif USD-A-Ac |
|
IE0009355771 |
|
Trust Share |
|
0.006 |
| Mel Gl Al In San-A- |
|
IE0030524734 |
|
Trust Share |
|
0.002 |
| Mel Gl Al In EUR-B |
|
IE0030524841 |
|
Trust Share |
|
0.105 |
| Verit Glb Foc USD-A |
|
IE0030741650 |
|
Trust Share |
|
0.010 |
| PIMCO Emg Bd Ac Ins |
|
IE0030759645 |
|
Trust Share |
|
0.003 |
| Polar Cap Japan Fd |
|
IE0030972586 |
|
Trust Share |
|
4.801 |
| Jan US Sht Trm-B- |
|
IE0031119542 |
|
Trust Share |
|
0.834 |
| Trd F&C Hg In GBP-A |
|
IE0031221728 |
|
Trust Share |
|
0.462 |
| GS Euro Liquid Acc |
|
IE0031296019 |
|
Trust Share |
|
0.001 |
| UBS Sel USD-Inv-Ac |
|
IE0031437316 |
|
Trust Share |
|
0.157 |
| EV US Yld USD-A2 |
|
IE0031519493 |
|
Trust Share |
|
0.176 |
| LM Roy Sm USD-A- |
|
IE0031619046 |
|
Trust Share |
|
0.062 |
| PIMCO Rtn Bnd Acc-A |
|
IE0032303764 |
|
Trust Share |
|
0.008 |
| Parus Fund USD |
|
IE0032544847 |
|
Trust Share |
|
0.008 |
| Franklin Flt Rate-A |
|
IE0032578035 |
|
Trust Share |
|
0.612 |
| Trd F&C Em EUR-A- |
|
IE0032605770 |
|
Trust Share |
|
0.197 |
| Magna East EUR-C- |
|
IE0032812996 |
|
Trust Share |
|
0.146 |
| PIM Gl EUR- Ins-Acc |
|
IE0032876397 |
|
Trust Share |
|
0.017 |
| JO Hamb Cont EUR-B |
|
IE0033009014 |
|
Trust Share |
|
0.112 |
| UOB Gl Para USD-B- |
|
IE0033459359 |
|
Trust Share |
|
0.007 |
| Pimco Rl Rtn Inv Ac |
|
IE0033591961 |
|
Trust Share |
|
0.006 |
| Pim Glb Re USD-lnv |
|
IE0033592043 |
|
Trust Share |
|
0.012 |
14
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| LM Bw GFI USD-A-S |
|
IE0033637442 |
|
Trust Share |
|
0.059 |
| Pim Tot-Ac In Eu Hd |
|
IE0033989843 |
|
Trust Share |
|
0.016 |
| PIM Glb Inv Acc Ins |
|
IE0034085260 |
|
Trust Share |
|
0.820 |
| Vangrd US Inv-Ac |
|
IE0034156459 |
|
Trust Share |
|
0.010 |
| LM Royce USD-A- |
|
IE0034390439 |
|
Trust Share |
|
0.002 |
| Nat LS Mlt USD-R/D- |
|
IE00B00P2J79 |
|
Trust Share |
|
0.009 |
| PIM Tot Ret Inv acc |
|
IE00B0105X63 |
|
Trust Share |
|
0.857 |
| Mellon Sanctry II-A |
|
IE00B01CC644 |
|
Trust Share |
|
0.007 |
| Mell San II EUR-B- |
|
IE00B01CC750 |
|
Trust Share |
|
0.015 |
| Mell San ll CHF-D- |
|
IE00B01CCB90 |
|
Trust Share |
|
0.001 |
| GLG Glb DL/USD |
|
IE00B01D8Z85 |
|
Trust Share |
|
0.001 |
| GLG Glb Eq D/H/EUR |
|
IE00B01D9B17 |
|
Trust Share |
|
0.020 |
| GLG Eurp Eqty D H |
|
IE00B01D9D31 |
|
Trust Share |
|
0.008 |
| GLG Erpn Eqty D/EUR |
|
IE00B01D9G61 |
|
Trust Share |
|
0.005 |
| Veritas Asia GBP-A- |
|
IE00B02T6J57 |
|
Trust Share |
|
0.001 |
| Veritas Asia USD-A- |
|
IE00B02T6L79 |
|
Trust Share |
|
0.013 |
| Veritas Asia EUR-A |
|
IE00B02ZFR42 |
|
Trust Share |
|
0.005 |
| Rus Glb USD-EH-B-Ac |
|
IE00B036K821 |
|
Trust Share |
|
0.039 |
| Vanguard US Opp-Inv |
|
IE00B03HCW31 |
|
Trust Share |
|
0.020 |
| Tenax Financials-A- |
|
IE00B047Y266 |
|
Trust Share |
|
0.001 |
| Ver GI Eq Inc GBP-A |
|
IE00B04TTW78 |
|
Trust Share |
|
0.011 |
| Wellington Gl Hlt-A |
|
IE00B0590K11 |
|
Trust Share |
|
0.015 |
| Pm Gb Gr USD-Inv-Ac |
|
IE00B05K1Q71 |
|
Trust Share |
|
0.007 |
| Advance Emg Mkt -A- |
|
IE00B05KMT78 |
|
Trust Share |
|
0.008 |
| PIM Gl Inv EUR-H-Ac |
|
IE00B063CF11 |
|
Trust Share |
|
0.015 |
| PREFF Pan-Eu Real-D |
|
IE00B06YB912 |
|
Trust Share |
|
0.005 |
| Trd F&C Hg In EUR-A |
|
IE00B0BYXQ73 |
|
Trust Share |
|
0.687 |
| Trd F&C Hg In GBP-A |
|
IE00B0BYYC03 |
|
Trust Share |
|
1.107 |
| Trd F&C Hg In USD-A |
|
IE00B0BYZ839 |
|
Trust Share |
|
4.188 |
| DCI Invmt Grd A |
|
IE00B0GZN096 |
|
Trust Share |
|
0.422 |
| DCI Invmt Grd B/EUR |
|
IE00B0GZPH03 |
|
Trust Share |
|
0.003 |
| DCI Invmt Grd C/CHF |
|
IE00B0GZQ883 |
|
Trust Share |
|
1.148 |
| Inv Con Eq EUR-E-Ac |
|
IE00B0H1Q632 |
|
Trust Share |
|
0.020 |
| DCI Invmt Grd A/USD |
|
IE00B0H4TQ32 |
|
Trust Share |
|
0.004 |
| GAM Wor Eq USD-Ord |
|
IE00B0HF2Z67 |
|
Trust Share |
|
0.008 |
| PIMCO Gl Tot Retr-E |
|
IE00B0M2Y900 |
|
Trust Share |
|
0.191 |
| iSh Eu In Li EUR-Ac |
|
IE00B0M62X26 |
|
Trust Share |
|
0.007 |
| Arg Pan Eu EUR-A- |
|
IE00B0S5SH97 |
|
Trust Share |
|
0.063 |
| Arg Pan Eu GBP-A- |
|
IE00B0S5SK27 |
|
Trust Share |
|
0.135 |
| PIMCO Em Mk-Ins CHF |
|
IE00B0TWNK73 |
|
Trust Share |
|
0.024 |
| Verit Asian GBP-B- |
|
IE00B0WFLD21 |
|
Trust Share |
|
0.002 |
| Veritas Asia USD-B- |
|
IE00B0WFLF45 |
|
Trust Share |
|
0.001 |
| Veritas Asia-B-EUR |
|
IE00B0WFLG51 |
|
Trust Share |
|
0.521 |
| Ver Gb Eq In GBP-B- |
|
IE00B0WFLHG8 |
|
Trust Share |
|
0.008 |
| Ver G Eql In USD-B- |
|
IE00B0WFLJ82 |
|
Trust Share |
|
0.068 |
| Pim Euro Bd -E- Acc |
|
IE00B11XYY66 |
|
Trust Share |
|
0.043 |
| Pim Gl Inv-E-EUR Ac |
|
IE00B11XZ434 |
|
Trust Share |
|
0.374 |
| Pim Tot Rt Bd-E-Acc |
|
IE00B11XZ988 |
|
Trust Share |
|
0.196 |
15
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Pim Tot Rtn-E-Ac EU |
|
IE00B11XZB05 |
|
Trust Share |
|
0.321 |
| BNY EMD Loc EUR -A- |
|
IE00B11YFH93 |
|
Trust Share |
|
1.077 |
| BNY EMD Loc Cur-A- |
|
IE00B11YFM47 |
|
Trust Share |
|
0.261 |
| Sec In Zen USD-A-Ac |
|
IE00B12L9003 |
|
Trust Share |
|
0.001 |
| NB Hi Yl USD-l-Ac |
|
IE00B12VW565 |
|
Trust Share |
|
0.309 |
| NB Hi Yl USD-A-Ac |
|
IE00B12VW672 |
|
Trust Share |
|
8.856 |
| NB Hi Yl EUR-A-Ac |
|
IE00B12VWB25 |
|
Trust Share |
|
0.293 |
| Pimco Div Inc-Ins |
|
IE00B138GV00 |
|
Trust Share |
|
0.016 |
| PIM Divers Incom-E- |
|
IE00B193MK07 |
|
Trust Share |
|
0.149 |
| LM Roy Sm USD-A-Ac |
|
IE00B19Z4B17 |
|
Trust Share |
|
0.552 |
| LM Ry Sm EUR-A-Ac |
|
IE00B19Z4C24 |
|
Trust Share |
|
0.001 |
| LM Cbr Ag USD-A-Ac |
|
IE00B19Z9Q15 |
|
Trust Share |
|
0.064 |
| LM Cbr Agg USD-A-Ac |
|
IE00B19Z9Z06 |
|
Trust Share |
|
0.046 |
| LM Cbr Agg EUR-A-Ac |
|
lE00B19ZB094 |
|
Trust Share |
|
0.002 |
| LM Cbr App USD-A-Ac |
|
IE00B1BXHZ80 |
|
Trust Share |
|
0.001 |
| Pm Yl USD-E-RT-Ac |
|
IE00B1D7YM41 |
|
Trust Share |
|
0.012 |
| TT Intl Eur Eqty-B- |
|
IE00B1DPRZ29 |
|
Trust Share |
|
0.031 |
| GaveKal Know USD-A- |
|
IE00B1DS1042 |
|
Trust Share |
|
0.018 |
| Lontana Cerrado -I- |
|
IE00B1DT0H77 |
|
Trust Share |
|
0.001 |
| ACPI Glb USD-A-Acc |
|
IE00B1FQCD60 |
|
Trust Share |
|
0.001 |
| ACPI Glb EUR-B-Acc |
|
IE00B1FQCF84 |
|
Trust Share |
|
0.001 |
| ACPI Glb Fx GBP-C- |
|
IE00B1FQCG91 |
|
Trust Share |
|
0.005 |
| NB Hi Yl GBP-A- |
|
IE00B1G9WG75 |
|
Trust Share |
|
0.010 |
| NB Hgh Yld USD-A- |
|
IE00B1G9WM36 |
|
Trust Share |
|
0.010 |
| Lz Em Mkt-Inst- USD |
|
IE00B1L6MF22 |
|
Trust Share |
|
0.051 |
| PIM Tot Rt SGD-E-Ac |
|
IE00B1LHWR71 |
|
Trust Share |
|
0.031 |
| Atl Target Italy-A- |
|
IE00B1V6R242 |
|
Trust Share |
|
0.033 |
| Atlante Euro Flex-A |
|
IE00B1V6R465 |
|
Trust Share |
|
0.019 |
| GAM China Eq USD-Ac |
|
IE00B1W3WR42 |
|
Trust Share |
|
5.912 |
| Dim Eur Val GBP |
|
IE00B1W6CX94 |
|
Trust Share |
|
0.008 |
| SSGA Liq USD-I-Acc |
|
IE00B1XG4657 |
|
Trust Share |
|
0.030 |
| Nat LS High USD-S/D |
|
IE00B1YN1G43 |
|
Trust Share |
|
0.134 |
| Na LS EUR-H-S/A-Ac |
|
IE00B1Z6CV40 |
|
Trust Share |
|
0.053 |
| Nat LS USD-S/A-Ac |
|
IE00B23XDW28 |
|
Trust Share |
|
0.086 |
| LM WA Gbl EUR-A-Ac |
|
IE00B23Z7J34 |
|
Trust Share |
|
0.001 |
| LM Ry Sm USD-Pre-Ac |
|
IE00B23Z8S99 |
|
Trust Share |
|
0.495 |
| LM Royce USD-Pm-Ac |
|
IE00B23ZBZ74 |
|
Trust Share |
|
0.002 |
| LM US PI USD-Pr-Acc |
|
IE00B241B875 |
|
Trust Share |
|
0.003 |
| Kam Hi Yl Gb USD-A- |
|
IE00B2496206 |
|
Trust Share |
|
0.010 |
| Black Eu Bd-A-US Hg |
|
IE00B28Q7L38 |
|
Trust Share |
|
0.010 |
| Atlante EUR-I-Acc |
|
IE00B28YL824 |
|
Trust Share |
|
0.014 |
| Kam Hi Yld EUR-A-Ac |
|
IE00B296X584 |
|
Trust Share |
|
0.010 |
| BNY LT Glb USD-A-Ac |
|
IE00B29M2J34 |
|
Trust Share |
|
5.268 |
| Prus As Sm USD-A-Ac |
|
IE00B2PKN210 |
|
Trust Share |
|
0.010 |
| Salar EUR-A1-Acc |
|
IE00B2PLHB10 |
|
Trust Share |
|
0.017 |
| Salar A1/USD |
|
IE00B2PLHH71 |
|
Trust Share |
|
0.010 |
| LM WA Asn USD-A-Ac |
|
IE00B2Q1FD82 |
|
Trust Share |
|
0.002 |
| TT Europ EUR-D-Acc |
|
IE00B2R0SD52 |
|
Trust Share |
|
0.040 |
16
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| PIM Inv Cr USD-E- |
|
IE00B2R34T20 |
|
Trust Share |
|
0.219 |
| PIM Gl Yd EUR-In-Ac |
|
IE00B2R34Y72 |
|
Trust Share |
|
0.013 |
| DCI Enhnd Med A/USD |
|
IE00B39RT380 |
|
Trust Share |
|
0.084 |
| Atlante Asia-A-Acc |
|
IE00B3BM9X16 |
|
Trust Share |
|
0.025 |
| GAM Con USD-Inst-Ac |
|
IE00B3CTFV14 |
|
Trust Share |
|
0.170 |
| GAM Con EUR-Inst-Ac |
|
IE00B3CTFW21 |
|
Trust Share |
|
0.010 |
| GAM SUSAC EUR-In-Ac |
|
IE00B3CTH599 |
|
Trust Share |
|
0.478 |
| E.I Str Chi USD-Ac |
|
IE00B3DKH950 |
|
Trust Share |
|
0.001 |
| E.I Str Chi EUR-Ac |
|
IE00B3DKHB71 |
|
Trust Share |
|
0.003 |
| DCI Enhnd Med B/EUR |
|
IE00B3F44720 |
|
Trust Share |
|
0.148 |
| Pol Cap Jpn JPY-I- |
|
IE00B3FH9W18 |
|
Trust Share |
|
0.359 |
| PIM Un USD-Ins-Ac |
|
IE00B3FNF987 |
|
Trust Share |
|
0.501 |
| PIM Inv -E-Acc |
|
IE00B3K7XK29 |
|
Trust Share |
|
0.220 |
| Pol Jpn USD-R-Hdg |
|
IE00B3K8Z218 |
|
Trust Share |
|
0.402 |
| PIM Gl Inv USD-Inv |
|
IE00B3KQH184 |
|
Trust Share |
|
0.085 |
| UBS Gl USD-I-B-Ac |
|
IE00B3L69P50 |
|
Trust Share |
|
0.011 |
| SW Mitchel B/EUR |
|
IE00B3LKSX80 |
|
Trust Share |
|
0.004 |
| UBS Glb Em GBP-P-Ac |
|
IE00B3M75S25 |
|
Trust Share |
|
0.431 |
| Chey Convert D2/EUR |
|
IE00B3M96P23 |
|
Trust Share |
|
0.099 |
| ACPI Em Mk EUR-E-Ac |
|
IE00B3MC6Z15 |
|
Trust Share |
|
0.006 |
| PIM Unco USD-Inv-Ac |
|
IE00B3MQX419 |
|
Trust Share |
|
0.032 |
| Hep Yac US Eq USD-A |
|
IE00B3N32X37 |
|
Trust Share |
|
0.111 |
| DCI Invmt Grd B/EUR |
|
IE00B3N6HK40 |
|
Trust Share |
|
0.014 |
| GLG Eup CHF-DN H-Ac |
|
IE00B3N8Z959 |
|
Trust Share |
|
0.001 |
| PIM Un CHF-E-Hdg-Ac |
|
IE00B3NHMY62 |
|
Trust Share |
|
0.248 |
| Pol Jpn USD-I-Hdq |
|
IE00B3NMNX73 |
|
Trust Share |
|
0.016 |
| Cr Mgd Fut CHF-H-Ac |
|
IE00B3PT4X32 |
|
Trust Share |
|
0.025 |
| UBS IrI USD-I-B-Ac |
|
IE00B3PY8696 |
|
Trust Share |
|
0.005 |
| Asp Di EUR-C-Ins-Ac |
|
IE00B3Q12S92 |
|
Trust Share |
|
0.001 |
| ACPI Glob USD-D-Acc |
|
IE00B3Q71795 |
|
Trust Share |
|
0.005 |
| PIM Unc EUR-Inv-Ac |
|
IE00B3QDZQ43 |
|
Trust Share |
|
0.261 |
| FundLogic Ind A/USD |
|
IE00B3QVSM51 |
|
Trust Share |
|
0.004 |
| Nom US Hig EUR-A-Ac |
|
IE00B3RW6Z61 |
|
Trust Share |
|
0.002 |
| Nom US Hig USD-A-Ac |
|
IE00B3RW7J78 |
|
Trust Share |
|
0.005 |
| Nomu US Hi USD-I-Ac |
|
IE00B3RW8498 |
|
Trust Share |
|
0.001 |
| Pol Cap Jpn JPY-R- |
|
IE00B3S0VG50 |
|
Trust Share |
|
1.007 |
| PIMCO Glbl CHF-E-Ac |
|
IE00B3SL5777 |
|
Trust Share |
|
0.018 |
| PIM Unco USD-Inv- |
|
IE00B3V1X819 |
|
Trust Share |
|
0.016 |
| MW TOPS EUR-A-Acc |
|
IE00B3V2GW93 |
|
Trust Share |
|
0.022 |
| MW TOPS GBP-A-Acc |
|
IE00B3V2HM60 |
|
Trust Share |
|
0.002 |
| Nomura Jap JPY-A-Ac |
|
IE00B3VTHJ49 |
|
Trust Share |
|
0.001 |
| Crown LGT Mgd G/CHF |
|
IE00B3W4QT19 |
|
Trust Share |
|
0.002 |
| DCI Enhnd B/EUR |
|
IE00B3XSG698 |
|
Trust Share |
|
0.644 |
| PIMCO Unco USD-E-Ac |
|
IE00B3Y6DR28 |
|
Trust Share |
|
0.228 |
| Ins EUR EUR-Pre-Acc |
|
IE00B3ZJFC95 |
|
Trust Share |
|
0.340 |
| CA Gen Mac CHF-K-Ac |
|
IE00B40JD496 |
|
Trust Share |
|
0.006 |
| Secto Heal USD-A-Ac |
|
IE00B40JDW74 |
|
Trust Share |
|
0.002 |
| Lazard Instl GBP |
|
IE00B40NP344 |
|
Trust Share |
|
0.025 |
17
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| DCI Enhnd Sht A/USD |
|
IE00B40P7348 |
|
Trust Share |
|
0.426 |
| NC Wealth Nat GBP-D |
|
IE00B40Z9H20 |
|
Trust Share |
|
0.021 |
| NC Nat Bd USD-A- |
|
IE00B410WP56 |
|
Trust Share |
|
0.411 |
| Gug Gl GHY USD-A-Ac |
|
IE00B416DC74 |
|
Trust Share |
|
0.004 |
| Gam Cat CHF-Ord-Acc |
|
IE00B416MD15 |
|
Trust Share |
|
0.013 |
| MW TOPS USD-A-Acc |
|
IE00B41LP825 |
|
Trust Share |
|
0.055 |
| MW TOPS EUR-B- |
|
IE00B41LPR15 |
|
Trust Share |
|
0.002 |
| Laz Em USD-Ret-Acc |
|
IE00B42CK898 |
|
Trust Share |
|
1.027 |
| DCI Enhnd C/CHF |
|
IE00B42MCJ42 |
|
Trust Share |
|
0.068 |
| MW TOPS USD-D-Acc |
|
IE00B42WFT52 |
|
Trust Share |
|
0.528 |
| Nevsky USD/NI |
|
IE00B42ZNM31 |
|
Trust Share |
|
0.011 |
| Polar Cap Gl USD-R- |
|
IE00B433M743 |
|
Trust Share |
|
0.005 |
| MS PSAM USD-I-Acc |
|
IE00B44LF788 |
|
Trust Share |
|
0.004 |
| MW TOPS GBP-D-Acc |
|
IE00B44RGX92 |
|
Trust Share |
|
0.018 |
| MW TOPS EUR-D-Acc |
|
IE00B44XJK54 |
|
Trust Share |
|
0.156 |
| MS PSAM EUR-I-Acc |
|
IE00B45QDY52 |
|
Trust Share |
|
0.001 |
| Laz Em GBP-Ret-Acc |
|
IE00B45W5W54 |
|
Trust Share |
|
0.044 |
| PIMCO Unco USD-E- |
|
IE00B464K924 |
|
Trust Share |
|
0.043 |
| Sha Str BraUSD-E-Ac |
|
IE00B469XC19 |
|
Trust Share |
|
0.004 |
| NB Hgh Yld USD-A- |
|
IE00B4KRFX62 |
|
Trust Share |
|
0.942 |
| SWMC Eurp B/EUR |
|
IE00B4LH9995 |
|
Trust Share |
|
0.002 |
| ACPI Ind USD-A2-AC |
|
IE00B4MBWS07 |
|
Trust Share |
|
0.004 |
| Mont Wan USD-Ins-Ac |
|
IE00B4MFRC16 |
|
Trust Share |
|
2.542 |
| Div Dy Sol USD-G-Ac |
|
IE00B4N7TW07 |
|
Trust Share |
|
0.001 |
| NC Wea Nat SGD-Ins- |
|
IE00B4NVFJ12 |
|
Trust Share |
|
0.010 |
| Gam St Cat EUR-Ins- |
|
IE00B4P5W348 |
|
Trust Share |
|
0.030 |
| Win Glb Eq USD-Z-Ac |
|
IE00B4PCFY71 |
|
Trust Share |
|
0.004 |
| SW Mitchel Sm B/CHF |
|
IE00B4PGPK55 |
|
Trust Share |
|
0.001 |
| ACPI Ind EUR-B3-Ac |
|
IE00B4PHZK86 |
|
Trust Share |
|
0.001 |
| Laz Emr USD-Inst-Ac |
|
IE00B4PRR915 |
|
T rust Share |
|
1.415 |
| Vert China USD-A- |
|
IE00B4QQFR16 |
|
Trust Share |
|
0.002 |
| AAM Al Ausonio-A-Ac |
|
IE00B4R18099 |
|
Trust Share |
|
0.002 |
| PIM Un EUR-Ins-Ac |
|
IE00B4R5BP74 |
|
Trust Share |
|
0.307 |
| Nom Jap St USD-I-Ac |
|
IE00B4S5JV84 |
|
Trust Share |
|
0.002 |
| HSBC Adv EUR Acc |
|
IE00B4T7Y304 |
|
Trust Share |
|
0.010 |
| SW Mitchel B/USD |
|
IE00B4TH6019 |
|
Trust Share |
|
0.001 |
| Odey Sw EUR-I-Acc |
|
IE00B4WC4097 |
|
Trust Share |
|
0.005 |
| Pol Cap Jp EUR-I-Hg |
|
IE00B506DH05 |
|
Trust Share |
|
0.096 |
| Atl Gr Asi EUR-I-Ac |
|
IE00B50NJG20 |
|
Trust Share |
|
0.004 |
| Cheyn Glb GC-D1/EUR |
|
IE00B511RX85 |
|
Trust Share |
|
0.020 |
| NB High Yld SGD-A- |
|
IE00B513D147 |
|
Trust Share |
|
0.085 |
| Con Eqty USD-Inv-Ac |
|
IE00B51RNK56 |
|
Trust Share |
|
0.019 |
| Salar EUR-E2-Acc |
|
IE00B520G822 |
|
Trust Share |
|
0.010 |
| Polar North USD-I- |
|
IE00B531PK96 |
|
Trust Share |
|
0.095 |
| Atlan Trg EUR-A-Ac |
|
IE00B53QWG92 |
|
Trust Share |
|
0.013 |
| NB Gr Chi USD-A-Ac |
|
IE00B543WZ88 |
|
Trust Share |
|
0.007 |
| Odey Giano EUR Acc |
|
IE00B547H229 |
|
Trust Share |
|
0.010 |
| Fundlo MS AIg I/EUR |
|
IE00B549D646 |
|
Trust Share |
|
0.001 |
18
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| GLG Eqt USD-IN H-Ac |
|
IE00B54VK141 |
|
Trust Share |
|
0.005 |
| Pol Cap Jp EUR-R-Hg |
|
IE00B550VK60 |
|
Trust Share |
|
0.041 |
| GLG Eurp Eq DN/EUR |
|
IE00B5591813 |
|
Trust Share |
|
0.001 |
| GLG Eurp DN/H/USD |
|
IE00B55G5T10 |
|
Trust Share |
|
0.002 |
| GLG Japan I/H/USD |
|
IE00B5646799 |
|
Trust Share |
|
0.013 |
| GLG Japan D/H/EUR |
|
IE00B5648R31 |
|
Trust Share |
|
0.016 |
| GLG Japan D/JPY |
|
IE00B5649C52 |
|
Trust Share |
|
0.001 |
| GLG Jap Co JPY-I-Ac |
|
IE00B5649G90 |
|
Trust Share |
|
0.003 |
| GLG Japan D/H/USD |
|
IE00B56CKP98 |
|
Trust Share |
|
0.042 |
| Atlante EUR-A-Acc |
|
IE00B56Y2Z99 |
|
Trust Share |
|
0.004 |
| GLG Japan I/H/EUR |
|
IE00B578XK25 |
|
Trust Share |
|
0.001 |
| Atl Tr ltl EUR-I-Ac |
|
IE00B57Z8L94 |
|
Trust Share |
|
0.015 |
| GAM Glb Rat USD-Ord |
|
IE00B5982S18 |
|
Trust Share |
|
0.010 |
| GAM Gl Rat USD-A-Ac |
|
IE00B59GB660 |
|
Trust Share |
|
0.010 |
| GAM Glb Ra EUR-A-Ac |
|
IE00B59GC072 |
|
Trust Share |
|
0.019 |
| GAM St Di FX USD-Ac |
|
IE00B5B2QS94 |
|
Trust Share |
|
0.010 |
| PIMCO Unco EUR-E-Ac |
|
IE00B5B5L056 |
|
Trust Share |
|
0.693 |
| GAM Loc CHF-Ord-Acc |
|
IE00B5BCDZ51 |
|
Trust Share |
|
0.020 |
| PIM Gl Bd GBP-E- |
|
IE00B5BG2273 |
|
Trust Share |
|
0.108 |
| UBS Gl USD-I-1-Ac |
|
IE00B5BGP398 |
|
Trust Share |
|
0.005 |
| GAM Glb Rat USD Ac |
|
IE00B5BJ0779 |
|
Trust Share |
|
0.040 |
| GAM Emrg CHF-Acc |
|
IE00B5BN2L77 |
|
Trust Share |
|
0.030 |
| Stryx Reserve EUR |
|
IE00B5KQZR41 |
|
Trust Share |
|
0.010 |
| FL MS PSAM EUR-C-Ac |
|
IE00B5KY0S47 |
|
Trust Share |
|
0.001 |
| UBS Gl USD-I-2-Ac |
|
IE00B5L05M09 |
|
Trust Share |
|
0.008 |
| I-B-acc (EUR) |
|
IE00B5L0CB82 |
|
Trust Share |
|
0.001 |
| Nat LS EUR-R/A-Acc |
|
IE00B5L92821 |
|
Trust Share |
|
0.011 |
| UBS Gl Em SGD-P-Ac |
|
IE00B5LN9509 |
|
Trust Share |
|
0.006 |
| Nat LS HI USD-R/D |
|
IE00B5LW8F04 |
|
Trust Share |
|
2.915 |
| Polar North EUR-I- |
|
IE00B5NRXC53 |
|
Trust Share |
|
0.235 |
| FL MS PSAM USD-P-Ac |
|
IE00B5SGLM38 |
|
Trust Share |
|
0.002 |
| UBS Gl Em USD-P-Ac |
|
IE00B5T8QC31 |
|
Trust Share |
|
0.036 |
| GAM St Tech USD-Acc |
|
IE00B5THWW23 |
|
Trust Share |
|
0.030 |
| GAM Emrg Mkt USD-Ac |
|
IE00B5V4MS78 |
|
Trust Share |
|
0.070 |
| GAM Dynmc USD-Acc |
|
IE00B5V8M567 |
|
Trust Share |
|
0.020 |
| NB Hi Yd CHF-A-Ac |
|
IE00B5YDJD53 |
|
Trust Share |
|
0.345 |
| GLG Alp EUR-DN H-Ac |
|
IE00B5ZNKR51 |
|
Trust Share |
|
0.032 |
| CA Gen Mac USD-I-Ac |
|
IE00B60FPB25 |
|
Trust Share |
|
0.001 |
| GLG Al Sl USD-B-Ac |
|
IE00B6116G19 |
|
Trust Share |
|
0.002 |
| Polar North GBP-I- |
|
IE00B615SX48 |
|
Trust Share |
|
0.062 |
| CA Gen Mac EUR-B-Ac |
|
IE00B616QL19 |
|
Trust Share |
|
0.003 |
| ACPI Em Mk GBP-F-Ac |
|
IE00B618H921 |
|
Trust Share |
|
0.001 |
| ACPI Gl Fx EUR-E-Ac |
|
IE00B61D4S58 |
|
Trust Share |
|
0.021 |
| ACPI Em Mk USD-A-Ac |
|
IE00B61KDS97 |
|
Trust Share |
|
0.003 |
| Shn Fn HI USD-A-Ac |
|
IE00B62KTH91 |
|
Trust Share |
|
0.014 |
| Pim EM Cor EUR-E-Ac |
|
IE00B62MZF51 |
|
Trust Share |
|
0.508 |
| PIMCO Unco GBP-E-Ac |
|
IE00B62Z3J44 |
|
Trust Share |
|
0.011 |
| GAM Kyns USD-A-Acc |
|
IE00B632MM04 |
|
Trust Share |
|
0.020 |
19
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| FL MS PSAM USD-C-Ac |
|
IE00B63LR882 |
|
Trust Share |
|
0.003 |
| Rus Str USD-DH-B-Ac |
|
IE00B643SZ75 |
|
Trust Share |
|
0.009 |
| MW TOPS A/USD |
|
IE00B64DFP60 |
|
Trust Share |
|
0.001 |
| ACPI Em Mk USD-D-Ac |
|
IE00B64S7Y42 |
|
Trust Share |
|
0.005 |
| KBI In Wat EUR-H-Ac |
|
IE00B64V3N43 |
|
Trust Share |
|
0.122 |
| GLG Japan I/H/GBP |
|
IE00B64XDT64 |
|
Trust Share |
|
0.006 |
| MW Glb Opp EUR-A-Ac |
|
IE00B64Z2H35 |
|
Trust Share |
|
0.089 |
| Adelphi Erpn D/EUR |
|
IE00B65NG183 |
|
Trust Share |
|
0.007 |
| Chey Convert I2/EUR |
|
IE00B66KDQ29 |
|
Trust Share |
|
0.001 |
| Cr Mgd Fut EUR-C-Ac |
|
IE00B66MZ845 |
|
Trust Share |
|
0.009 |
| Cr Mgd Fut USD-B-Ac |
|
IE00B66PKW27 |
|
Trust Share |
|
0.002 |
| DCI Dive One GBP-A- |
|
IE00B684PL17 |
|
Trust Share |
|
0.303 |
| Cr Mgd Fut EUR-F-Ac |
|
IE00B68JQ242 |
|
Trust Share |
|
0.002 |
| Aspect Div-USD-A-Ac |
|
IE00B68SRM84 |
|
Trust Share |
|
0.003 |
| Pim EM Cor USD-E-Ac |
|
IE00B6QRWH71 |
|
Trust Share |
|
0.100 |
| Atl Low Co EUR-A-Ac |
|
IE00B6R52H01 |
|
Trust Share |
|
0.001 |
| Hep Opp De USD-I-Ac |
|
IE00B6RSJ564 |
|
Trust Share |
|
0.020 |
| GAM St EUR-Ins-Acc |
|
IE00B6TLWG59 |
|
Trust Share |
|
0.030 |
| NB High Yld EUR-I2- |
|
IE00B6TSGL97 |
|
Trust Share |
|
0.012 |
| Polar North EUR-I- |
|
IE00B6TT5J34 |
|
Trust Share |
|
0.177 |
| Kam Ab Ret EUR-C-Ac |
|
IE00B6TYL671 |
|
Trust Share |
|
0.013 |
| NC Weal Nat USD-Ord |
|
IE00B6VQXN27 |
|
Trust Share |
|
0.070 |
| GAM St USD-Ins-Acc |
|
IE00B6WYL972 |
|
Trust Share |
|
0.140 |
| BNY Abst USD-T- |
|
IE00B6YQBR91 |
|
Trust Share |
|
0.002 |
| Bab Cap Eur-TrC-Acc |
|
IE00B6YX4X70 |
|
Trust Share |
|
0.002 |
| Bab Cap Eur-Tr-C |
|
IE00B6YX4Y87 |
|
Trust Share |
|
0.002 |
| Bab Cap USD-TrC-Acc |
|
IE00B6YX5129 |
|
Trust Share |
|
0.002 |
| Bab Cap C/USD/Dis |
|
IE00B6YX5236 |
|
Trust Share |
|
0.001 |
| Rus St Yld EUR-B-Ac |
|
IE00B72WMF11 |
|
Trust Share |
|
0.001 |
| Hep Opp De USD-A-Ac |
|
IE00B76BMG52 |
|
Trust Share |
|
0.060 |
| NB US Mu USD-A-1-Ac |
|
IE00B775SV38 |
|
Trust Share |
|
0.011 |
| Bab Hi Yld USD-TrD- |
|
IE00B78MRR26 |
|
Trust Share |
|
0.001 |
| Chey Convert D4/CHF |
|
IE00B79H1N00 |
|
Trust Share |
|
0.004 |
| DCI Enhnd Med C/CHF |
|
IE00B7CPYS73 |
|
Trust Share |
|
0.003 |
| Polar Asian USD-A- |
|
IE00B7D5M829 |
|
Trust Share |
|
0.001 |
| NB Sh Hi USD-A-Ac |
|
IE00B7FN4D31 |
|
Trust Share |
|
0.022 |
| DCI Enhnd B/EUR |
|
IE00B7JRY313 |
|
Trust Share |
|
0.008 |
| Neu Gl SF USD-A-Ac |
|
IE00B7JT2L16 |
|
Trust Share |
|
0.024 |
| Pim Inc. USD-E-Acc |
|
IE00B7KFL990 |
|
Trust Share |
|
0.404 |
| BNY EMD Lc Cu USD-W |
|
IE00B7RFHJ47 |
|
Trust Share |
|
0.105 |
| NC China USD-Ord-Ac |
|
IE00B7TWVK27 |
|
Trust Share |
|
0.020 |
| NB High Yld AUD-A- |
|
IE00B7VR8263 |
|
Trust Share |
|
0.143 |
| Kam Hi Yld CHF-A-Ac |
|
IE00B8188H17 |
|
Trust Share |
|
0.218 |
| Pim EM Cor CHF-E-Ac |
|
IE00B83PHY03 |
|
Trust Share |
|
0.242 |
| BNY EMD Lo Cu EUR-W |
|
IE00B83TY525 |
|
Trust Share |
|
0.655 |
| Lyxor Tiedema A/CHF |
|
IE00B84HYP51 |
|
Trust Share |
|
0.005 |
| PIM Gl Inc EUR-E-Ac |
|
IE00B84J9L26 |
|
Trust Share |
|
0.103 |
| Sand Cap USD-H-Acc |
|
IE00B85KB857 |
|
Trust Share |
|
0.027 |
20
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS Glb EUR-I-B-Acc |
|
IE00B85KLG36 |
|
Trust Share |
|
0.003 |
| NB High EUR-I2-Acc |
|
IE00B86LQM64 |
|
Trust Share |
|
0.809 |
| Gam Str Cat USD-QO- |
|
IE00B87CXQ12 |
|
Trust Share |
|
0.040 |
| NB High Yld HKD-A- |
|
IE00B87ZP976 |
|
Trust Share |
|
0.082 |
| Neu Gl Se Fl USD-A- |
|
IE00B8809337 |
|
Trust Share |
|
0.193 |
| NB High Yld USD-I2- |
|
IE00B8BBXZ30 |
|
Trust Share |
|
0.056 |
| Lyxor Tiedem EB/EUR |
|
IE00B8BS6228 |
|
Trust Share |
|
0.009 |
| Lyxor Tiedema A/USD |
|
IE00B8HSRJ09 |
|
Trust Share |
|
0.038 |
| Marketfie Dub A1/UR |
|
IE00B8J33G20 |
|
Trust Share |
|
0.001 |
| Algb Fi Cd EUR-R-Ac |
|
IE00B8J38129 |
|
Trust Share |
|
0.006 |
| PIM Glb In USD-Ins- |
|
IE00B8JDQ960 |
|
Trust Share |
|
0.019 |
| PlM Glb Inv USD-E- |
|
IE00B8K7V925 |
|
Trust Share |
|
1.564 |
| PIM Glb Inv EUR-E- |
|
IE00B8N0MW85 |
|
Trust Share |
|
0.021 |
| NB High USD-I2-Acc |
|
IE00B8QBJF01 |
|
Trust Share |
|
1.608 |
| Atlante EUR-MC-Acc |
|
IE00B8S75Y75 |
|
Trust Share |
|
0.005 |
| Bab Cap E/EUR/Acc |
|
IE00B8W6PX94 |
|
Trust Share |
|
0.009 |
| Bab Cap E/EUR/Dist |
|
IE00B8W6PY02 |
|
Trust Share |
|
0.005 |
| Bab Cap E/USD |
|
IE00B8W6Q923 |
|
Trust Share |
|
0.016 |
| Bab Cap E/USD |
|
IE00B8W6QC56 |
|
Trust Share |
|
0.019 |
| Lyxor Tiedema I/USD |
|
IE00B905SX62 |
|
Trust Share |
|
0.010 |
| BNY LT Glb EUR-W-Ac |
|
IE00B90PV268 |
|
Trust Share |
|
0.781 |
| PIM Glb In SGD-Adm- |
|
IE00B91RQ825 |
|
Trust Share |
|
0.239 |
| PIM Glb In USD-Adm- |
|
IE00B91X6F72 |
|
Trust Share |
|
0.190 |
| NB Hg Yd AUD-T- |
|
IE00B9276R08 |
|
Trust Share |
|
0.011 |
| NB High Yld USD-T- |
|
IE00B9276V44 |
|
Trust Share |
|
0.097 |
| Glb Inv Inc HKD-E- |
|
IE00B92ZW543 |
|
Trust Share |
|
0.087 |
| Pol Jpn CHF-R- |
|
IE00B94HF377 |
|
Trust Share |
|
0.030 |
| Hep Yack USD-I1-Acc |
|
IE00B94T1N53 |
|
Trust Share |
|
0.040 |
| MW TOPS USD-F- |
|
IE00B95DZC31 |
|
Trust Share |
|
0.002 |
| PIM Cre Ab USD-E-Ac |
|
IE00B95GFL15 |
|
Trust Share |
|
0.012 |
| MW TOPS EUR-F |
|
IE00B95P7G77 |
|
Trust Share |
|
0.005 |
| Atl Eva Eu EUR-I-Ac |
|
IEooB98CMV56 |
|
Trust Share |
|
0.147 |
| Neu Gl Se SGD-A- |
|
IE00B98XTX94 |
|
Trust Share |
|
0.009 |
| NB EM LC USD-A-Ac |
|
IE00B99K7H95 |
|
Trust Share |
|
0.026 |
| Lyxor Tiedema A/EUR |
|
IE00B9DCSJ09 |
|
Trust Share |
|
0.001 |
| Glb Inv Inc. SGD-E- |
|
IE00B9HH6X13 |
|
Trust Share |
|
0.012 |
| Neu Gl Sen AUD-A- |
|
IE00B9JF3J89 |
|
Trust Share |
|
0.024 |
| Atl Swi Eq CHF-I-Ac |
|
IE00B9KKW407 |
|
Trust Share |
|
0.173 |
| Atl Eva US USD-I-Ac |
|
IE00B9KL2L09 |
|
Trust Share |
|
0.105 |
| KBI In Wat USD-A-Ac |
|
IE00B9KR3V52 |
|
Trust Share |
|
0.119 |
| BNY LT Gl USD-W-Acc |
|
IE00BB7N4C80 |
|
Trust Share |
|
0.274 |
| MW TOPS CHF-A-Acc |
|
IE00BBP6LG21 |
|
Trust Share |
|
0.001 |
| MW TOPS CHF-D-Acc |
|
IE00BBP6LH38 |
|
Trust Share |
|
0.007 |
| Le Ma Op USD-Pre-Ac |
|
IE00BC9S3W16 |
|
Trust Share |
|
0.001 |
| Legg We Ma USD-A-Ac |
|
IE00BC9S3Z47 |
|
Trust Share |
|
0.622 |
| SW Mitchel C/EUR |
|
IE00BC9SB949 |
|
Trust Share |
|
0.016 |
| NB Hg Yie CHF-I2-Ac |
|
IE00BCDYX925 |
|
Trust Share |
|
1.530 |
| PIM Gl Eur EUR-S-Ac |
|
IE00BCRX0X83 |
|
Trust Share |
|
0.221 |
21
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| PIM Gl Inv EUR-S-Ac |
|
IE00BCRX1138 |
|
Trust Share |
|
0.233 |
| PIM Gl Inv CHF-S-Ac |
|
IE00BCRX1245 |
|
Trust Share |
|
0.052 |
| PIM Tot Rt USD-S-Ac |
|
IE00BCRX1351 |
|
Trust Share |
|
0.626 |
| ACPI Gl Cr GBP-F-Ac |
|
IE00BCRY5R01 |
|
Trust Share |
|
0.018 |
| UBS Gb Em USD-F-Acc |
|
IE00BCZQHP08 |
|
Trust Share |
|
11.168 |
| DCI Enhnd C/CHF |
|
IE00BD052767 |
|
Trust Share |
|
0.288 |
| Gem L&C Gr GBP-X-Ac |
|
IE00BDV09N52 |
|
Trust Share |
|
0.001 |
| Gem L&C St GBP-X- |
|
IE00BDV09S08 |
|
Trust Share |
|
0.001 |
| Gem Gbl Co GBP-X- |
|
IE00BDV0B170 |
|
Trust Share |
|
0.001 |
| Gem Gbl Ba GBP-X- |
|
IE00BDV0B519 |
|
Trust Share |
|
0.001 |
| NB Ab Ret USD-A-Ac |
|
IE00BF10B228 |
|
Trust Share |
|
0.011 |
| Res UK Fi In GBP-B- |
|
IE00BFN0KH80 |
|
Trust Share |
|
0.023 |
| Re UK Fix GBP-B-Acc |
|
IE00BFN0KJ05 |
|
Trust Share |
|
0.004 |
| Res UK Fi In GBP-C- |
|
IE00BFN0KL27 |
|
Trust Share |
|
0.003 |
| Res UK Fi In GBP-D |
|
IE00BFN0KN41 |
|
Trust Share |
|
0.001 |
| Res Gl Fix USD-B- |
|
IE00BFN0KR88 |
|
Trust Share |
|
0.009 |
| Res Gl Fix USD-B-Ac |
|
IE00BFN0KS95 |
|
Trust Share |
|
0.003 |
| Res Gl Fix USD-C-Ac |
|
IE00BFN0KT03 |
|
Trust Share |
|
0.002 |
| Res Gl Fix USD-C- |
|
IE00BFN0KV25 |
|
Trust Share |
|
0.002 |
| Res Gl Fix EUR-B-Ac |
|
IE00BFN0L193 |
|
Trust Share |
|
0.002 |
| Res Gl Eq GBP-B- |
|
IE00BFN0L862 |
|
Trust Share |
|
0.020 |
| Res Gl Eq GBP-B-Ac |
|
IE00BFN0L979 |
|
Trust Share |
|
0.006 |
| Res Gl Eq GBP-C-Ac |
|
IE00BFN0LB93 |
|
Trust Share |
|
0.001 |
| PIM Cap Se USD-E-Ac |
|
IE00BFRSV866 |
|
Trust Share |
|
0.041 |
| Vang EUR-Ins Pls-Ac |
|
IE00BGCC4585 |
|
Trust Share |
|
0.200 |
| HI Core Ucits I/EUR |
|
IE00BGQYH392 |
|
Trust Share |
|
0.001 |
| DCI Invmt Grd A/USD |
|
IE00BGQYH954 |
|
Trust Share |
|
0.052 |
| PIMCO Cap Se USD-M- |
|
IE00BH3X8443 |
|
Trust Share |
|
0.079 |
| Leg Ma Op Bd USD-A- |
|
IE00BH57VP65 |
|
Trust Share |
|
0.007 |
| Irid US Eq USD-I-Ac |
|
IE00BH7HW517 |
|
Trust Share |
|
0.006 |
| Rus Ac USD-Ins-C-Ac |
|
IE00BH7Y7M45 |
|
Trust Share |
|
0.014 |
| LM Wes Op EUR-A-Acc |
|
IE00BHBFD143 |
|
Trust Share |
|
0.008 |
| PI Eu Ag EUR-Ins- |
|
IE00BHBX0Z19 |
|
Trust Share |
|
0.428 |
| PI Eu Hi USD-Ins-Ac |
|
IE00BHBX1032 |
|
Trust Share |
|
1.448 |
| PIM Eur Hi USD-Ins- |
|
IE00BHBX1149 |
|
Trust Share |
|
0.071 |
| GAM Opp USD-Ord-M- |
|
IE00BJ0JSQ15 |
|
Trust Share |
|
0.020 |
| Leg Ma Opp GBP-A-Ac |
|
IE00BJGZXY69 |
|
Trust Share |
|
0.003 |
| Leg Ma Opp CHF-A-Ac |
|
IE00BJGZXZ76 |
|
Trust Share |
|
0.005 |
| Leg Ma Opp USD-X-Ac |
|
IE00BJVDNR83 |
|
Trust Share |
|
0.003 |
| Hep Op DM USD-IF-Ac |
|
IE00BK019270 |
|
Trust Share |
|
0.163 |
| Bab Cap C/SGD/Dis |
|
IE00BKWBW829 |
|
Trust Share |
|
0.001 |
| Bab Cap C/CAD/Acc |
|
IE00BKWBW936 |
|
Trust Share |
|
0.001 |
| Bab Cap E/SGD/Dis |
|
IE00BKWP5G39 |
|
Trust Share |
|
0.001 |
| Atlan Euro USD-B-Ac |
|
IE00BLS06V19 |
|
Trust Share |
|
0.012 |
| LM Br Opp USD-Pr-Ac |
|
IE00BMMV5W18 |
|
Trust Share |
|
0.050 |
| Hor Eu Sel EUR-A-Ac |
|
IE00BP0S8370 |
|
Trust Share |
|
0.010 |
| LM We Mac Op USD-A- |
|
IE00BPBG5G23 |
|
Trust Share |
|
0.024 |
| UBS O’Con P-PF/USD |
|
IE00BRJ6HR31 |
|
Trust Share |
|
0.026 |
22
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS O’Con P-PF/EUR |
|
IE00BRJ6HS48 |
|
Trust Share |
|
0.002 |
| UBS O’Con P-PF/CHF |
|
IE00BRJ6HT54 |
|
Trust Share |
|
0.002 |
| UBS Eq USD-P-PF-Acc |
|
IE00BSSWB440 |
|
Trust Share |
|
0.044 |
| UBS Eqt EUR-P-PF-Ac |
|
IE00BSSWB770 |
|
Trust Share |
|
0.008 |
| UBS Eq SGD-P-PF-Acc |
|
IE00BSSWBH72 |
|
Trust Share |
|
0.003 |
| Atl Eur Ab EUR-A-Ac |
|
IE00BSXNJB58 |
|
Trust Share |
|
0.009 |
| Legg Mas Instl/USD |
|
IE00BVG1NV55 |
|
Trust Share |
|
0.003 |
| UBS O’Con P-PF/JPY |
|
IE00BVYJ5044 |
|
Trust Share |
|
0.004 |
| Gug GHY USD-A II-Ac |
|
IE00BVYPNG42 |
|
Trust Share |
|
0.003 |
| MW Japan B/USD |
|
IE00BWCH4119 |
|
Trust Share |
|
0.033 |
| Glb Ass Prog Gr USD |
|
IM00B425YG44 |
|
Trust Share |
|
0.026 |
| LODH Macqri Inf CHF |
|
JE00B1R20X86 |
|
Trust Share |
|
0.010 |
| LODH Macq Infrastr |
|
JE00B1R20Y93 |
|
Trust Share |
|
0.002 |
| LODH Macq Infr-USD- |
|
JE00B1R20Z01 |
|
Trust Share |
|
0.001 |
| Growth Cr USD |
|
JE00B3KTX754 |
|
Trust Share |
|
0.006 |
| Make Glb Dyn EUR Ac |
|
JE00B3MX9Z58 |
|
Trust Share |
|
0.005 |
| Make Glb Def CHF-Ac |
|
JE00B4VLX996 |
|
Trust Share |
|
0.005 |
| Make Glb Dyn CHF-Ac |
|
JE00B5SX1L39 |
|
Trust Share |
|
0.003 |
| Make Glb Def EUR Ac |
|
JE00B60VPQ50 |
|
Trust Share |
|
0.001 |
| Lyx Win USD-HU-Acc |
|
JE00B618J306 |
|
Trust Share |
|
0.001 |
| Abs Octane B EUR |
|
KYG0062R1323 |
|
Trust Share |
|
2.904 |
| Abs East West B EUR |
|
KYG0062T1206 |
|
Trust Share |
|
3.863 |
| Abs Cap Val B/EUR |
|
KYG006671245 |
|
Trust Share |
|
2.459 |
| Abs Cap Val B USD |
|
KYG006671328 |
|
Trust Share |
|
0.949 |
| AHL A1/A Evol/USD |
|
KYG012291061 |
|
Trust Share |
|
4.126 |
| AHP Asia Opp B |
|
KYG0123S1295 |
|
Trust Share |
|
0.018 |
| Albatross Arbtr EUR |
|
KYG0151T1638 |
|
Trust Share |
|
0.040 |
| Albatross Arbtr CHF |
|
KYG0151T1711 |
|
Trust Share |
|
0.080 |
| Albatross Wldwd CHF |
|
KYG0151T1893 |
|
Trust Share |
|
0.029 |
| ALPS Funds Glb SP A |
|
KYG0227P1046 |
|
Trust Share |
|
0.006 |
| Allblue A/USD NR |
|
KYG022982584 |
|
Trust Share |
|
0.007 |
| Alphacore Cap B |
|
KYG032351192 |
|
Trust Share |
|
0.006 |
| AlphaGen Octanis A |
|
KYG033021091 |
|
Trust Share |
|
0.002 |
| Anaxis Sab Sty Arb |
|
KYG036581042 |
|
Trust Share |
|
0.010 |
| Anaxis Sab Sty Arb |
|
KYG036581125 |
|
Trust Share |
|
0.003 |
| Alve Priv Eq |
|
KYG0368Y1044 |
|
Trust Share |
|
0.001 |
| Pathfinder Mlti B |
|
KYG041821201 |
|
Trust Share |
|
0.012 |
| Pathfinder Multi C |
|
KYG041821383 |
|
Trust Share |
|
0.002 |
| Pathfinder Multi D |
|
KYG041821466 |
|
Trust Share |
|
0.033 |
| Arden Alt A/1/NI |
|
KYG0458C1033 |
|
Trust Share |
|
0.001 |
| Arden Altern B/1 |
|
KYG0458C1454 |
|
Trust Share |
|
0.271 |
| Arden Altern Adv B |
|
KYG0458C1520 |
|
Trust Share |
|
0.002 |
| Aris M-S I/EUR 1104 |
|
KYG0535L1344 |
|
Trust Share |
|
0.003 |
| Assured Fund D USD |
|
KYG0585W1399 |
|
Trust Share |
|
0.045 |
| Assured Fund D EUR |
|
KYG0585W1621 |
|
Trust Share |
|
0.078 |
| Assured Fd E/CHF |
|
KYG0585W1886 |
|
Trust Share |
|
0.003 |
|
|
KYG0676A1031 |
|
Trust Share |
|
0.001 |
| Blueshield Fund -C- |
|
KYG1193R1240 |
|
Trust Share |
|
0.840 |
23
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Blueshield Fund -B- |
|
KYG1193R1323 |
|
Trust Share |
|
0.050 |
| BNY Mello L/S/02/07 |
|
KYG1205A1922 |
|
Trust Share |
|
0.003 |
| BIAG Ciran CY A/CHF |
|
KYG1261G1091 |
|
Trust Share |
|
0.003 |
| Blackrock Al l/CHF |
|
KYG132191373 |
|
Trust Share |
|
0.004 |
| Bres Bra Eq Hdg USD |
|
KYG1332B1059 |
|
Trust Share |
|
0.001 |
| Bres Bra Eq Hdg USD |
|
KYG1332B1133 |
|
Trust Share |
|
0.002 |
| Blue Oak Divers A1 |
|
KYG1350W1069 |
|
Trust Share |
|
0.003 |
| Bluetrend B/USD |
|
KYG1366F1054 |
|
Trust Share |
|
0.005 |
| Brevan Howard B/EUR |
|
KYG162141355 |
|
Trust Share |
|
0.001 |
| BTG Pactual Inf |
|
KYG1662B1059 |
|
Trust Share |
|
0.400 |
| Budapest SP 1 -A- |
|
KYG167421018 |
|
Trust Share |
|
0.002 |
| Budapest SP 2 -A- |
|
KYG167421190 |
|
Trust Share |
|
0.003 |
| Budapest SP 3 -A- |
|
KYG167421273 |
|
Trust Share |
|
0.003 |
| BTG Pac Star I/USD |
|
KYG1677J1013 |
|
Trust Share |
|
0.001 |
| Cap-Endur A/Bal SP |
|
KYG1845L1032 |
|
Trust Share |
|
0.002 |
| First Latam 3/Distr |
|
KYG186811330 |
|
Trust Share |
|
0.006 |
| Cap Strgy Vel B/USD |
|
KYG1871A1206 |
|
Trust Share |
|
0.003 |
| Cassiopeia D/CHF |
|
KYG1997Z1321 |
|
Trust Share |
|
0.002 |
| Cepheus Fund EUR |
|
KYG202541192 |
|
Trust Share |
|
0.009 |
| Cheyne Spec K/USD |
|
KYG210061043 |
|
Trust Share |
|
0.013 |
| China Alpha II HKD |
|
KYG211491108 |
|
Trust Share |
|
0.002 |
| Clarit G4 Bra Eq Va |
|
KYG2182A1711 |
|
Trust Share |
|
0.007 |
| CPIM Struct Cre AQ |
|
KYG2485Q1212 |
|
Trust Share |
|
0.001 |
| Gbl Com Agr USD |
|
KYG250781096 |
|
Trust Share |
|
0.007 |
| Defined Lon Sel/USD |
|
KYG270094660 |
|
Trust Share |
|
0.010 |
| Defined Lon Sel/GBP |
|
KYG270094827 |
|
Trust Share |
|
0.002 |
| Diamond Growth -B1- |
|
KYG275701038 |
|
Trust Share |
|
0.075 |
| Diapa Ag NGMO A |
|
KYG275901018 |
|
Trust Share |
|
0.010 |
| Diapason Com C/USD |
|
KYG276051078 |
|
Trust Share |
|
0.007 |
| Diapason Rogers -A- |
|
KYG2861T1031 |
|
Trust Share |
|
0.009 |
| Dia Rogr Comd B/EUR |
|
KYG2861T1114 |
|
Trust Share |
|
0.073 |
| Dia Rog Comd C/USD |
|
KYG2861T1296 |
|
Trust Share |
|
0.005 |
| Dia Rog Comd D/CHF |
|
KYG2861T1379 |
|
Trust Share |
|
0.015 |
| Diapason Agri A |
|
KYG2862G1001 |
|
Trust Share |
|
0.016 |
| Diapason Agri C/USD |
|
KYG2863J1031 |
|
Trust Share |
|
0.006 |
| EVI Cay FI-Rt Inc C |
|
KYG291633454 |
|
Trust Share |
|
22.323 |
| Eddington 3Alpha B1 |
|
KYG292441030 |
|
Trust Share |
|
0.001 |
| Efficent Div S/SP |
|
KYG2939V1225 |
|
Trust Share |
|
0.014 |
| Eighteen Fd -D- |
|
KYG295211380 |
|
Trust Share |
|
0.011 |
| Firebird Avrora Fd |
|
KYG3460H1020 |
|
Trust Share |
|
0.406 |
| Fortune MAP A EURO |
|
KYG3642M1446 |
|
Trust Share |
|
0.645 |
| FA SP020 Sea Fd EUR |
|
KYG3692G2292 |
|
Trust Share |
|
0.004 |
| GAM Tal Emrg A/EUR |
|
KYG376071018 |
|
Trust Share |
|
0.017 |
| Perenn Reg USD |
|
KYG378822251 |
|
Trust Share |
|
0.004 |
| Gavea Fund -A/1- |
|
KYG3899Z1037 |
|
Trust Share |
|
0.003 |
| GCM Litt SP3/3/150 |
|
KYG3901A1388 |
|
Trust Share |
|
0.002 |
| GLG Europ L/S -I- |
|
KYG391901892 |
|
Trust Share |
|
0.001 |
| GLG Mkt Neut J/RE |
|
KYG3919M2077 |
|
Trust Share |
|
1.191 |
24
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Glb Asset Strgy |
|
KYG3919U1269 |
|
Trust Share |
|
0.051 |
| GLG Alpha Sel L/EUR |
|
KYG3921K2158 |
|
Trust Share |
|
0.003 |
| GLG Em Mkt E/EUR |
|
KYG392431378 |
|
Trust Share |
|
0.195 |
| Global Vision -USD- |
|
KYG3935W1069 |
|
Trust Share |
|
0.020 |
| Gold 2000 |
|
KYG397021240 |
|
Trust Share |
|
0.006 |
| Granada Eurp A/EUR |
|
KYG405081061 |
|
Trust Share |
|
0.025 |
| GT Strat As All A/1 |
|
KYG4101D1043 |
|
Trust Share |
|
0.001 |
| HFS Discov B/USD/RE |
|
KYG443841328 |
|
Trust Share |
|
0.001 |
| ARC BRIC+ ROFF C03 |
|
KYG4641C1116 |
|
Trust Share |
|
11.457 |
| III Fund/1 |
|
KYG4707Y1061 |
|
Trust Share |
|
0.005 |
| CPM Eq Strgy P/EUR |
|
KYG4817N1079 |
|
Trust Share |
|
0.001 |
| Irongate A2/ EUR |
|
KYG4948V1014 |
|
Trust Share |
|
0.006 |
| Jabca Glb Bal D1/UR |
|
KYG498731051 |
|
Trust Share |
|
0.859 |
| JABCAP Glb D2/RE |
|
KYG498731390 |
|
Trust Share |
|
0.005 |
| Jabca Glb S1/CHF/UR |
|
KYG498731473 |
|
Trust Share |
|
0.010 |
| Jabcap Gbl Bal ZS |
|
KYG498731887 |
|
Trust Share |
|
0.005 |
| Jabcap Gb D1/USD/UR |
|
KYG498761082 |
|
Trust Share |
|
27.022 |
| Jabcap Glb Co E1/UR |
|
KYG498761165 |
|
Trust Share |
|
58.258 |
| Jabcap Glb Co F1/UR |
|
KYG498761249 |
|
Trust Share |
|
4.649 |
| Jabca Glb S1/CHF/UR |
|
KYG498761405 |
|
Trust Share |
|
15.476 |
| Jabcap Gbl Cnv ZZ R |
|
KYG498761652 |
|
Trust Share |
|
0.001 |
| Jabcap Mlt Strat A1 |
|
KYG4987Y1070 |
|
Trust Share |
|
0.403 |
| Jabcap Mlt Strat B1 |
|
KYG4987Y1153 |
|
Trust Share |
|
3.434 |
| Jabcap D1/USD/NI |
|
KYG4987Y1310 |
|
Trust Share |
|
0.033 |
| Jabcap Mlt Strat B2 |
|
KYG4987Y1807 |
|
Trust Share |
|
0.002 |
| Jabcap Mlt Strat L |
|
KYG4987Y2482 |
|
Trust Share |
|
0.002 |
| Jabcap Mlt Strat L |
|
KYG4987Y2557 |
|
Trust Share |
|
0.004 |
| Jabcap Emea D1/UR |
|
KYG4989A1076 |
|
Trust Share |
|
19.211 |
| Jabcap Emea X1/UR |
|
KYG4989A1159 |
|
Trust Share |
|
0.003 |
| Jabcap Emea -E1- UR |
|
KYG4989A1233 |
|
Trust Share |
|
0.001 |
| Jabcap EMEA ZZ/NNI |
|
KYG4989A1563 |
|
Trust Share |
|
0.001 |
| JABCAP Evn D1/USD |
|
KYG4989W1096 |
|
Trust Share |
|
4.304 |
| JABCAP Evn S/CHF |
|
KYG4989W1583 |
|
Trust Share |
|
0.002 |
| Jade Capital A |
|
KYG500111086 |
|
Trust Share |
|
0.010 |
| Jupi Ellip 2 SP/EUR |
|
KYG503501184 |
|
Trust Share |
|
0.001 |
| Just Better Value |
|
KYG5203Z1090 |
|
Trust Share |
|
0.117 |
| Kairos Multi E2 |
|
KYG520901425 |
|
Trust Share |
|
0.006 |
| IFP Capi Gl GDF EUR |
|
KYG522861460 |
|
Trust Share |
|
0.038 |
| Kinetics Fund A/A |
|
KYG5255U1720 |
|
Trust Share |
|
0.001 |
| Kondor A/USD |
|
KYG530941015 |
|
Trust Share |
|
0.007 |
| Lansdowne R/EUR/RE |
|
KYG5378B1352 |
|
Trust Share |
|
0.003 |
| Lansdow Dev Mkt EUR |
|
KYG5378Q1082 |
|
Trust Share |
|
0.007 |
| Lansdow Dev Mkt GBP |
|
KYG5378Q1165 |
|
Trust Share |
|
0.003 |
| Lansdow Dev Mkt USD |
|
KYG5378Q1249 |
|
Trust Share |
|
0.001 |
| Larch Lane Abs -A |
|
KYG5379H1074 |
|
Trust Share |
|
0.001 |
| FCM Eurp Front EUR |
|
KYG539361116 |
|
Trust Share |
|
0.146 |
| LC Equity CHF |
|
KYG542051027 |
|
Trust Share |
|
0.015 |
| Leeds Master Fd A |
|
KYG543251089 |
|
Trust Share |
|
0.092 |
25
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Lege Artis B/EUR |
|
KYG5441G1038 |
|
Trust Share |
|
0.020 |
| Lege Artis H/CHF |
|
KYG5441G1293 |
|
Trust Share |
|
0.015 |
| Managed Growth -A- |
|
KYG548531253 |
|
Trust Share |
|
0.001 |
| Liongate Sel A/USD |
|
KYG5522A1085 |
|
Trust Share |
|
0.070 |
| L&C Germ Real USD i |
|
KYG5569M2547 |
|
Trust Share |
|
0.001 |
| L&C Germ Real EUR i |
|
KYG5569M2620 |
|
Trust Share |
|
0.147 |
| L&C UK Public USD i |
|
KYG5569M2885 |
|
Trust Share |
|
0.002 |
| LVI Gbl Bds CHF S1 |
|
KYG5723P1101 |
|
Trust Share |
|
0.001 |
| Maga Smaller A/EUR |
|
KYG5766F1028 |
|
Trust Share |
|
0.020 |
| Magnitude A/Ini/RE |
|
KYG5769M1208 |
|
Trust Share |
|
0.003 |
| Mangart B USD |
|
KYG579061105 |
|
Trust Share |
|
0.001 |
| Man Abs ISI11/USD |
|
KYG580005901 |
|
Trust Share |
|
0.001 |
| Maoming SPV USD |
|
KYG580481029 |
|
Trust Share |
|
0.001 |
| Marco Polo Pure A |
|
KYG581391094 |
|
Trust Share |
|
0.001 |
| Diamond Neutral A1 |
|
KYG5822F1046 |
|
Trust Share |
|
0.110 |
| Diamond Neutral AQ1 |
|
KYG5822F1616 |
|
Trust Share |
|
0.010 |
| Blackrock Nat I/USD |
|
KYG6026F1063 |
|
Trust Share |
|
0.002 |
| MFO Divers C/CHF |
|
KYG6064E1364 |
|
Trust Share |
|
0.001 |
| Millennium Multi D |
|
KYG6161P1256 |
|
Trust Share |
|
0.620 |
| Nextar B/1/RE |
|
KYG650041067 |
|
Trust Share |
|
0.008 |
| Northwest Chi -A- |
|
KYG6670Q1192 |
|
Trust Share |
|
0.001 |
| SAC Ass Gbl Eng USD |
|
KYG667401049 |
|
Trust Share |
|
0.001 |
| Numen Credit A/EUR |
|
KYG668211025 |
|
Trust Share |
|
5.483 |
| O’Connor GMSA J EUR |
|
KYG673381227 |
|
Trust Share |
|
0.007 |
| O’Connor GMSA A1 |
|
KYG673381631 |
|
Trust Share |
|
0.009 |
| OC GMSA J/1/USD |
|
KYG673382050 |
|
Trust Share |
|
0.027 |
| O’ Con Glb MS EOP/1 |
|
KYG673383538 |
|
Trust Share |
|
0.006 |
| O’Connor FIM1/EUR |
|
KYG673383876 |
|
Trust Share |
|
0.285 |
| O’Connor FIM1/CHF |
|
KYG673383959 |
|
Trust Share |
|
0.003 |
| 1798 Fund St A1/EUR |
|
KYG675281516 |
|
Trust Share |
|
0.003 |
| Olympia Star I USD |
|
KYG6763W1069 |
|
Trust Share |
|
0.007 |
| Overlook Perf C/EUR |
|
KYG680402065 |
|
Trust Share |
|
0.002 |
| Palm Trend A |
|
KYG688291031 |
|
Trust Share |
|
0.003 |
| Palm Trend G |
|
KYG688291601 |
|
Trust Share |
|
0.006 |
| Palm Trend H |
|
KYG688291783 |
|
Trust Share |
|
0.001 |
| Palm Trend J |
|
KYG688291940 |
|
Trust Share |
|
0.001 |
| Palmyra Fund |
|
KYG6882T1094 |
|
Trust Share |
|
0.010 |
| P&C Glo The Inv EUR |
|
KYG695741044 |
|
Trust Share |
|
0.001 |
| Penjing Asia H/GBP |
|
KYG699051424 |
|
Trust Share |
|
0.076 |
| Pitagora Fd -E- |
|
KYG710411185 |
|
Trust Share |
|
0.005 |
| Plat G Div A/USD |
|
KYG712661605 |
|
Trust Share |
|
0.149 |
| Platinum Prem EUR |
|
KYG712711111 |
|
Trust Share |
|
1’787.545 |
| Platinum Prem USD |
|
KYG712711293 |
|
Trust Share |
|
0.009 |
| Platinum Mav En USD |
|
KYG713451055 |
|
Trust Share |
|
0.006 |
| Platinum Mav En EUR |
|
KYG713451139 |
|
Trust Share |
|
0.535 |
| Premium Design |
|
KYG7222H1020 |
|
Trust Share |
|
0.098 |
| Premium Design |
|
KYG7222H1103 |
|
Trust Share |
|
0.007 |
| Prestige Alt Fin EU |
|
KYG722711101 |
|
Trust Share |
|
0.002 |
26
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Primores Div B/CHF |
|
KYG7244U1316 |
|
Trust Share |
|
0.002 |
| Primores Div B/EUR |
|
KYG7244U2140 |
|
Trust Share |
|
0.001 |
| Primores Opp-B- CHF |
|
KYG7244U2553 |
|
Trust Share |
|
0.001 |
| Primores Opp-A- EUR |
|
KYG7244U2637 |
|
Trust Share |
|
0.001 |
| Rainbow |
|
KYG7357E1061 |
|
Trust Share |
|
0.011 |
| Reconstruct Cap II |
|
KYG741521028 |
|
Trust Share |
|
0.895 |
| Ram Syst M/S B/EUR |
|
KYG753781106 |
|
Trust Share |
|
0.040 |
| RBR Europ L/S CHF |
|
KYG7551J1094 |
|
Trust Share |
|
0.045 |
| Scien Glb A/Ini/USD |
|
KYG789741215 |
|
Trust Share |
|
1.051 |
| Sciens IG SPV |
|
KYG7897F1000 |
|
Trust Share |
|
0.024 |
| Thesee Bra Eurobond |
|
KYG797221077 |
|
Trust Share |
|
0.012 |
| Selectinvest ARV FQ |
|
KYG8006V1279 |
|
Trust Share |
|
0.001 |
| Select Arv II P(A) |
|
KYG800751805 |
|
Trust Share |
|
0.013 |
| Select ARV II MC EA |
|
KYG8008A1470 |
|
Trust Share |
|
0.016 |
| Sharpe Funds -Art- |
|
KYG8069P1404 |
|
Trust Share |
|
0.010 |
| Shenandoah A/I/USD |
|
KYG809411005 |
|
Trust Share |
|
0.014 |
| Silver Shield EUR |
|
KYG8135V1133 |
|
Trust Share |
|
0.008 |
| Soundview Prem F |
|
KYG828141153 |
|
Trust Share |
|
0.003 |
| SGL-B-1-USD |
|
KYG8402A1159 |
|
Trust Share |
|
0.006 |
| Stable Alpha II J |
|
KYG8403J1076 |
|
Trust Share |
|
0.001 |
| Stable Alp J/SGD/RE |
|
KYG8407A1287 |
|
Trust Share |
|
0.006 |
| Star Designated |
|
KYG8438A1058 |
|
Trust Share |
|
2.255 |
| Star Designated |
|
KYG8438A1132 |
|
Trust Share |
|
0.001 |
| Superfund HF SPC |
|
KYG858741088 |
|
Trust Share |
|
0.031 |
| Swiss Cap Strgy C |
|
KYG8624M1116 |
|
Trust Share |
|
0.002 |
| Tarchon Hold X/SP |
|
KYG867331137 |
|
Trust Share |
|
0.001 |
| TB Global Perfom |
|
KYG869891039 |
|
Trust Share |
|
0.010 |
| Top Crystal EUR |
|
KYG892361067 |
|
Trust Share |
|
0.002 |
| Tomac2 Fd -A- |
|
KYG8946F1090 |
|
Trust Share |
|
0.010 |
| Tulip Trend Fund A |
|
KYG912381087 |
|
Trust Share |
|
0.010 |
| Tulip Trend B/EUR |
|
KYG912381160 |
|
Trust Share |
|
0.008 |
| Tulip Trend Fund C |
|
KYG912381244 |
|
Trust Share |
|
0.003 |
| Tulip Trend D/USD |
|
KYG912381327 |
|
Trust Share |
|
0.023 |
| Tulip Trend G/CHF |
|
KYG912381657 |
|
Trust Share |
|
0.052 |
| Tulip Trend H/CHF |
|
KYG912381731 |
|
Trust Share |
|
0.002 |
| UBS Gbl Alpha Fe B |
|
KYG916411039 |
|
Trust Share |
|
0.010 |
| UBS Gbl AI EUR/1 |
|
KYG916411112 |
|
Trust Share |
|
0.419 |
| UBS GAS B1 |
|
KYG916461109 |
|
Trust Share |
|
0.047 |
| UBS Glb Alpha J |
|
KYG916461448 |
|
Trust Share |
|
0.145 |
| UBS NAS J/1 |
|
KYG9165D1300 |
|
Trust Share |
|
0.082 |
| UBS NAS B1 |
|
KYG9165D1631 |
|
Trust Share |
|
0.005 |
| UBS NAS C/1 |
|
KYG9165D3389 |
|
Trust Share |
|
0.009 |
| UBS-NAS-D-USD |
|
KYG9165D3462 |
|
Trust Share |
|
0.017 |
| UBS Spec Situ J |
|
KYG9166D1473 |
|
Trust Share |
|
0.016 |
| UBS-SS-C-1-USD |
|
KYG9166D2794 |
|
Trust Share |
|
0.176 |
| UBS-MMAC-A-USD |
|
KYG916851002 |
|
Trust Share |
|
0.086 |
| UBS-MMAC-A-GBP |
|
KYG916851184 |
|
Trust Share |
|
0.066 |
| UBS-MMAC-A-EUR |
|
KYG916851267 |
|
Trust Share |
|
0.040 |
27
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS-MMAC-A-CHF |
|
KYG916851341 |
|
Trust Share |
|
0.012 |
| UBS MMAF/EOP EUR A |
|
KYG916862983 |
|
Trust Share |
|
0.012 |
| UBS GAS GBP B/1 |
|
KYG9170S1066 |
|
Trust Share |
|
0.050 |
| UBS AFA Trad USD/J |
|
KYG9172P1000 |
|
Trust Share |
|
0.022 |
| UBS AFA Trading J |
|
KYG9172P1182 |
|
Trust Share |
|
0.023 |
| UBS AFA Trad CHF/J |
|
KYG9172P1265 |
|
Trust Share |
|
0.009 |
| UBS Ren Divers SP A |
|
KYG9177W1006 |
|
Trust Share |
|
0.126 |
| UBS Ren Divers SP A |
|
KYG9177W1188 |
|
Trust Share |
|
0.003 |
| UBS Ren Divers SP A |
|
KYG9177W1345 |
|
Trust Share |
|
0.002 |
| UBS Ren Divers SP A |
|
KYG9177W1675 |
|
Trust Share |
|
0.006 |
| UBS Ren Fixed A/CHF |
|
KYG9177W1758 |
|
Trust Share |
|
0.001 |
| UBS Ren Fixed A/EUR |
|
KYG9177W1832 |
|
Trust Share |
|
0.001 |
| UBS Ren Fixed A/JPY |
|
KYG9177W2095 |
|
Trust Share |
|
0.002 |
| UBS Ren Fixed A/USD |
|
KYG9177W2335 |
|
Trust Share |
|
0.082 |
| UBS USD A-midst/HKD |
|
KYG9177W3655 |
|
Trust Share |
|
0.002 |
| UBS USD A-midst/USD |
|
KYG9177W3812 |
|
Trust Share |
|
0.007 |
| UBS EUR H/Y A/USD |
|
KYG9177W4075 |
|
Trust Share |
|
0.002 |
| UBS EUR A-mdist/HKD |
|
KYG9177W4232 |
|
Trust Share |
|
0.003 |
| UBS EUR A-mdist/USD |
|
KYG9177W4315 |
|
Trust Share |
|
0.002 |
| UBS Cay Chin A2/USD |
|
KYG9179K1206 |
|
Trust Share |
|
0.001 |
| UBS Event Dvn K EUR |
|
KYG918021190 |
|
Trust Share |
|
0.006 |
| UBS Event Dvn K CHF |
|
KYG918021273 |
|
Trust Share |
|
0.003 |
| UBS Relative K CHF |
|
KYG9180P1265 |
|
Trust Share |
|
0.001 |
| UBS-GXA-J-EUR |
|
KYG9190W1116 |
|
Trust Share |
|
0.003 |
| UBS-GXA-J-CHF |
|
KYG9190W1298 |
|
Trust Share |
|
0.006 |
| UBS-GXA-J-GBP |
|
KYG9190W1371 |
|
Trust Share |
|
0.004 |
| Unifortune Prem EUR |
|
KYG9201L1041 |
|
Trust Share |
|
0.310 |
| Unifortune Spe EUR |
|
KYG920261065 |
|
Trust Share |
|
0.003 |
| UR Gold Fd |
|
KYG9299S1104 |
|
Trust Share |
|
0.957 |
| Vallea EUR/Ini |
|
KYG9315A1013 |
|
Trust Share |
|
0.002 |
| Value Partn Class B |
|
KYG931701018 |
|
Trust Share |
|
0.002 |
| Val Ptnrs P/Acc/USD |
|
KYG9319N1097 |
|
Trust Share |
|
0.017 |
| Val Ptnr P/MDis/USD |
|
KYG9319N1170 |
|
Trust Share |
|
0.098 |
| Val Ptnr P/MDis/HKD |
|
KYG9319N1337 |
|
Trust Share |
|
0.381 |
| Vantage Gl Inv Fd |
|
KYG9320H1092 |
|
Trust Share |
|
0.046 |
| VANTAGE HORIZON |
|
KYG9320Y1026 |
|
Trust Share |
|
0.018 |
| Vantage World Eq |
|
KYG932251039 |
|
Trust Share |
|
0.021 |
| Vela As A/USD |
|
KYG9330A1022 |
|
Trust Share |
|
0.002 |
| Waterfront M-S A |
|
KYG9472P1072 |
|
Trust Share |
|
0.010 |
| Reichmuth Matt3-CHF |
|
Ll0101138464 |
|
Trust Share |
|
0.003 |
| LGT SU Cat Bo EUR B |
|
Ll0102679219 |
|
Trust Share |
|
0.002 |
| LGT BF G InfL EUR A |
|
Ll0114576429 |
|
Trust Share |
|
0.001 |
| LGT BF GllnfL USD B |
|
Ll0148578037 |
|
Trust Share |
|
0.003 |
| LGT BF GllnfL CHF B |
|
Ll0148578045 |
|
Trust Share |
|
0.001 |
| SigCap-OcConCsY |
|
Ll0211376939 |
|
Trust Share |
|
0.600 |
| CPM GlbUndFd |
|
Ll0213676195 |
|
Trust Share |
|
0.008 |
| BGF Jap Sm Opp A2C |
|
LU0006061252 |
|
Trust Share |
|
0.140 |
| BGF US Sm Opp A2C |
|
LU0006061336 |
|
Trust Share |
|
0.043 |
28
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| BNPPL1 Eq Eu CC |
|
LU0010012721 |
|
Trust Share |
|
0.034 |
| JPMLF USD Liq AC |
|
LU0011815304 |
|
Trust Share |
|
0.001 |
| BGF Gl Opp A2C |
|
LU0011850046 |
|
Trust Share |
|
0.054 |
| BGF Em Eu A2C |
|
LU0011850392 |
|
Trust Share |
|
0.267 |
| Amund I C USD IC |
|
LU0011875464 |
|
Trust Share |
|
0.016 |
| Hend Hor Eurol A2C |
|
LU0011889846 |
|
Trust Share |
|
0.094 |
| Ab Gl Asia P Eq A2C |
|
LU0011963245 |
|
Trust Share |
|
0.566 |
| Ab Gl Aus Eq A2C |
|
LU0011963328 |
|
Trust Share |
|
0.006 |
| Ab Gl Jap Eq A2C |
|
LU0011963674 |
|
Trust Share |
|
0.012 |
| JB Mbd Eur Bd BC |
|
LU0012197660 |
|
Trust Share |
|
0.001 |
| JB Mst Eur Foc BC |
|
LU0026740844 |
|
Trust Share |
|
0.093 |
| JB Mst Swiss BC |
|
LU0026741651 |
|
Trust Share |
|
0.066 |
| JB Mst Gl Eq In BC |
|
LU0026742386 |
|
Trust Share |
|
0.014 |
| Inv P Eu Eq AC |
|
LU0028118809 |
|
Trust Share |
|
0.515 |
| Inv Nipp Sm/M Eq AC |
|
LU0028119526 |
|
Trust Share |
|
0.010 |
| Inv USD Res AC |
|
LU0028121183 |
|
Trust Share |
|
0.003 |
| UBAM Dyn USD AC |
|
LU0029761532 |
|
Trust Share |
|
0.017 |
| Fr TI Eu AD |
|
LU0029868097 |
|
Trust Share |
|
0.579 |
| Fr TI Gl Bd AD |
|
LU0029871042 |
|
Trust Share |
|
0.890 |
| Fr TI US Gov AD |
|
LU0029872446 |
|
Trust Share |
|
0.021 |
| Fr TI Gl Eur AD |
|
LU0029873410 |
|
Trust Share |
|
0.841 |
| Fr TI Gl Sm Co AD |
|
LU0029874061 |
|
Trust Share |
|
0.126 |
| Fr TI Asia Gr AD |
|
LU0029875118 |
|
Trust Share |
|
0.014 |
| Fr TI Em Mkt Bd AD |
|
LU0029876355 |
|
Trust Share |
|
0.039 |
| J B MCa M GBP B |
|
LU0032254376 |
|
Trust Share |
|
0.001 |
| J B MCa MM CHF B |
|
LU0032254533 |
|
Trust Share |
|
0.012 |
| MFSMF GHY A1 |
|
LU0035377810 |
|
Trust Share |
|
0.021 |
| Vontobel US Eq AD |
|
LU0035763456 |
|
Trust Share |
|
0.001 |
| Vontobel US Eq BC |
|
LU0035765741 |
|
Trust Share |
|
0.001 |
| JB Mst Sw Sm Md BC |
|
LU0038279179 |
|
Trust Share |
|
0.013 |
| JB Mst Sw Sm Md AD |
|
LU0038279252 |
|
Trust Share |
|
0.002 |
| HSBC Gl Chin Eq AD |
|
LU0039217434 |
|
Trust Share |
|
0.013 |
| Comgest Europe BC |
|
LU0039989081 |
|
Trust Share |
|
0.003 |
| Vonto Em M Eq BC |
|
LU0040507039 |
|
Trust Share |
|
0.022 |
| UBS L Str Fix USD P |
|
LU0042745397 |
|
Trust Share |
|
0.004 |
| UBAM NB US Eq AC |
|
LU0045841987 |
|
Trust Share |
|
0.007 |
| Hend H Eu Sm A2C |
|
LU0046217351 |
|
Trust Share |
|
0.115 |
| BGF USD HY Bd A1D |
|
LU0046675905 |
|
Trust Share |
|
0.030 |
| BGF USD HY Bd A2C |
|
LU0046676465 |
|
Trust Share |
|
0.099 |
| BGF Em M A2C |
|
LU0047713382 |
|
Trust Share |
|
0.393 |
| Av I Em M Eq I BC |
|
LU0047882062 |
|
Trust Share |
|
0.752 |
| ACMB India Gr AX |
|
LU0047987325 |
|
Trust Share |
|
0.006 |
| JB Mco Bal CHF BC |
|
LU0047988216 |
|
Trust Share |
|
0.650 |
| JB Mst Germ V BC |
|
LU0048167497 |
|
Trust Share |
|
0.416 |
| SISF Asian Op AD |
|
LU0048388663 |
|
Trust Share |
|
0.016 |
| Fid America AD |
|
LU0048573561 |
|
Trust Share |
|
0.076 |
| Fid ASEAN AD |
|
LU0048573645 |
|
Trust Share |
|
0.822 |
| Fid Australia AD |
|
LU0048574536 |
|
Trust Share |
|
1.992 |
29
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Fid Emerg Mkts AD |
|
LU0048575426 |
|
Trust Share |
|
0.012 |
| Fid Euro Growth AD |
|
LU0048578792 |
|
Trust Share |
|
6.955 |
| Fid Euro Bond AD |
|
LU0048579097 |
|
Trust Share |
|
0.022 |
| Fid Germany AD |
|
LU0048580004 |
|
Trust Share |
|
0.637 |
| Fid Gr China AD |
|
LU0048580855 |
|
Trust Share |
|
0.042 |
| Fid Iberia AD |
|
LU0048581077 |
|
Trust Share |
|
0.030 |
| Fid Italy Fund AD |
|
LU0048584766 |
|
Trust Share |
|
0.020 |
| Fid Malaysia AD |
|
LU0048587868 |
|
Trust Share |
|
0.059 |
| Fid Nordic AD |
|
LU0048588080 |
|
Trust Share |
|
0.012 |
| Fid Thailand AD |
|
LU0048621477 |
|
Trust Share |
|
0.958 |
| Inv Gr Ch Eq AC |
|
LU0048816135 |
|
Trust Share |
|
0.014 |
| Ab Liq L USD A2 |
|
LU0049014870 |
|
Trust Share |
|
0.011 |
| Fidelity Pacific AD |
|
LU0049112450 |
|
Trust Share |
|
0.171 |
| Raif Swiss Obli BC |
|
LU0049809055 |
|
Trust Share |
|
0.002 |
| BGF Eur Bd A2C |
|
LU0050372472 |
|
Trust Share |
|
0.896 |
| Jeff Um Gl Cv Bd BC |
|
LU0050621282 |
|
Trust Share |
|
0.050 |
| JPMF China JPMAD |
|
LU0051755006 |
|
Trust Share |
|
0.534 |
| Fid Eur Bal AD |
|
LU0052588471 |
|
Trust Share |
|
0.443 |
| Inv Gl Leis AC |
|
LU0052864419 |
|
Trust Share |
|
0.040 |
| JPMF Amer Eq AD |
|
LU0053666078 |
|
Trust Share |
|
0.027 |
| JPMF Eu Eq AD |
|
LU0053685029 |
|
Trust Share |
|
1.653 |
| JPMF Em Mk Eq AD |
|
LU0053685615 |
|
Trust Share |
|
0.670 |
| JPMF L Am Eq AD |
|
LU0053687314 |
|
Trust Share |
|
0.212 |
| JPMF Jap Eq JPMAD |
|
LU0053696224 |
|
Trust Share |
|
0.011 |
| SISF Gl Cor Bd AD |
|
LU0053903380 |
|
Trust Share |
|
0.919 |
| Fid Asia Sp Sit AD |
|
LU0054237671 |
|
Trust Share |
|
1.850 |
| BGF Gl Sm A2C |
|
LU0054578231 |
|
Trust Share |
|
0.030 |
| Fid Switzerld AD |
|
LU0054754816 |
|
Trust Share |
|
0.793 |
| Fid Indonesia AD |
|
LU0055114457 |
|
Trust Share |
|
0.419 |
| BGF Wld Gold A2RFC |
|
LU0055631609 |
|
Trust Share |
|
0.610 |
| BGF Wld Techno A2C |
|
LU0056508442 |
|
Trust Share |
|
0.190 |
| ACMB Il Health C A |
|
LU0058720904 |
|
Trust Share |
|
0.001 |
| JSS In SPB EUR PD |
|
LU0058892943 |
|
Trust Share |
|
1.666 |
| JPMF India JPMAD |
|
LU0058908533 |
|
Trust Share |
|
0.960 |
| Fid Eu Sm AD |
|
LU0061175625 |
|
Trust Share |
|
0.009 |
| Fid Korea AD |
|
LU0061324488 |
|
Trust Share |
|
0.019 |
| Thr L Em M Dbt AUC |
|
LU0061474614 |
|
Trust Share |
|
0.009 |
| SISF Asian Op CD |
|
LU0062906986 |
|
Trust Share |
|
0.603 |
| BGF As Tig Bd A1D |
|
LU0063728728 |
|
Trust Share |
|
0.890 |
| BGF As Tig Bd A2C |
|
LU0063729296 |
|
Trust Share |
|
0.260 |
| Nordea 1 Eur Val-BP |
|
LU0064319337 |
|
Trust Share |
|
0.004 |
| N1 Swe. Bd BPC |
|
LU0064320186 |
|
Trust Share |
|
0.021 |
| N1 SEK Reserve BPC |
|
LU0064321663 |
|
Trust Share |
|
0.029 |
| N1 As Foc Eq BPC |
|
LU0064675985 |
|
Trust Share |
|
0.050 |
| Fid Eur Cash AD |
|
LU0064964074 |
|
Trust Share |
|
0.018 |
| GS Japan D |
|
LU0065003666 |
|
Trust Share |
|
0.937 |
| Fr TI H Yld AD |
|
LU0065014192 |
|
Trust Share |
|
0.023 |
| HSBC Gl Indi Eq AD |
|
LU0066902890 |
|
Trust Share |
|
0.210 |
30
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Davis Global A |
|
LU0067889476 |
|
Trust Share |
|
0.071 |
| Fid S East Asia AD |
|
LU0069452877 |
|
Trust Share |
|
0.045 |
| Parv Eq Jap Sm CC |
|
LU0069970746 |
|
Trust Share |
|
0.003 |
| Alger Amer A Gr A |
|
LU0070176184 |
|
Trust Share |
|
0.146 |
| JPMLF EUR Liq AC |
|
LU0070177232 |
|
Trust Share |
|
0.001 |
| JPMLF GBP Liq AC |
|
LU0070177588 |
|
Trust Share |
|
0.011 |
| JPMIF GC Bal AC |
|
LU0070211940 |
|
Trust Share |
|
0.028 |
| JPMIF Gl Bal AC |
|
LU0070212591 |
|
Trust Share |
|
0.016 |
| JHMIF US S Eq AC |
|
LU0070214290 |
|
Trust Share |
|
0.090 |
| JPMIF Jap S Eq AC |
|
LU0070214613 |
|
Trust Share |
|
0.015 |
| Fr TI M Beacon AC |
|
LU0070302665 |
|
Trust Share |
|
0.005 |
| UBS L Eq US Opp PC |
|
LU0070848113 |
|
Trust Share |
|
0.068 |
| UBS LB USD HY PC |
|
LU0070848972 |
|
Trust Share |
|
0.837 |
| Pictet-IndEq-P USD |
|
LU0070964530 |
|
Trust Share |
|
0.001 |
| Hend H Gl Tech A2C |
|
LU0070992663 |
|
Trust Share |
|
1.760 |
| BGF US B Val A2C |
|
LU0072461881 |
|
Trust Share |
|
0.168 |
| BGF Eu Val A2C |
|
LU0072462186 |
|
Trust Share |
|
0.030 |
| BGF As Drag A2C |
|
LU0072462343 |
|
Trust Share |
|
0.670 |
| BGF Gl All A2C |
|
LU0072462426 |
|
Trust Share |
|
5.116 |
| MSIF Em Debt AC |
|
LU0073230004 |
|
Trust Share |
|
0.286 |
| MSIF US Prop AC |
|
LU0073233958 |
|
Trust Share |
|
0.074 |
| MSIF US Prop BC |
|
LU0073234097 |
|
Trust Share |
|
0.784 |
| MSIF Eur Bd AC |
|
LU0073254285 |
|
Trust Share |
|
0.566 |
| MSIF Eu C HY Bd IC |
|
LU0073255688 |
|
Trust Share |
|
0.011 |
| Baring Russia AC |
|
LU0073418229 |
|
Trust Share |
|
0.020 |
| UBAM Swiss Eq AC |
|
LU0073503921 |
|
Trust Share |
|
0.002 |
| BGF Wld Min A2C |
|
LU0075056555 |
|
Trust Share |
|
3.486 |
| Parv Eq L Am CC |
|
LU0075933415 |
|
Trust Share |
|
0.001 |
| N1 N.Amer. Val BPC |
|
LU0076314649 |
|
Trust Share |
|
0.750 |
| Fid Amer Gr AD |
|
LU0077335932 |
|
Trust Share |
|
0.007 |
| MSIF As Prop AC |
|
LU0078112413 |
|
Trust Share |
|
2.344 |
| Fr TI Thailand AC |
|
LU0078275988 |
|
Trust Share |
|
0.741 |
| N1 NOK Reserve BPC |
|
LU0078812822 |
|
Trust Share |
|
0.604 |
| Pictet-JpEqS-I JPY |
|
LU0080998981 |
|
Trust Share |
|
0.001 |
| JB Mbd Em Bd Eur BC |
|
LU0081394404 |
|
Trust Share |
|
0.039 |
| ACTIO Croiss Pl C |
|
LU0081797945 |
|
Trust Share |
|
0.011 |
| KBC Bd Em Mkt C |
|
LU0082283374 |
|
Trust Share |
|
0.001 |
| SISF USD Bd BD |
|
LU0083284470 |
|
Trust Share |
|
0.020 |
| Fid Eu Aggr AD |
|
LU0083291335 |
|
Trust Share |
|
0.139 |
| NIFLI Em Eu RAC |
|
LU0084288595 |
|
Trust Share |
|
0.012 |
| Rob L-o-r DHEURC |
|
LU0084302339 |
|
Trust Share |
|
0.009 |
| R Cap As-Pac Eq DC |
|
LU0084617165 |
|
Trust Share |
|
0.024 |
| R Cap H Y Bd DHC |
|
LU0085136942 |
|
Trust Share |
|
0.053 |
| SISF Lat Amer AD |
|
LU0086394185 |
|
Trust Share |
|
0.152 |
| Parv Bd Eur Md CC |
|
LU0086914362 |
|
Trust Share |
|
0.010 |
| N1 Nor. Bd BPC |
|
LU0087209911 |
|
Trust Share |
|
0.100 |
| AWF F Ital AC |
|
LU0087656699 |
|
Trust Share |
|
0.007 |
| JPMLF USD Liq CC |
|
LU0038277610 |
|
Trust Share |
|
0.003 |
31
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| JB Mco All Dyn PD |
|
LU0088432280 |
|
Trust Share |
|
0.088 |
| JB Mco Viva Ausg PD |
|
LU0088432793 |
|
Trust Share |
|
0.025 |
| Fid Eur Blue AD |
|
LU0088814487 |
|
Trust Share |
|
0.014 |
| JPMLF EUR Liq CC |
|
LU0088882138 |
|
Trust Share |
|
0.004 |
| Hend H Eu Pr Eq A2C |
|
LU0088927925 |
|
Trust Share |
|
0.031 |
| GS US Fix D |
|
LU0089313992 |
|
Trust Share |
|
0.643 |
| Pictet-Bio-P USD |
|
LU0090689299 |
|
Trust Share |
|
0.003 |
| BGF Em Eu E2C |
|
LU0090830497 |
|
Trust Share |
|
0.009 |
| BGF Eu E2C |
|
LU0090830901 |
|
Trust Share |
|
0.010 |
| BNP P ICash GBP IC |
|
LU0090883421 |
|
Trust Share |
|
0.005 |
| BNP P ICash USD IC |
|
LU0090884072 |
|
Trust Share |
|
0.012 |
| SISF Eur Eq AD |
|
LU0091115906 |
|
Trust Share |
|
0.009 |
| SISF Eur Eq CD |
|
LU0091116201 |
|
Trust Share |
|
0.009 |
| SISF Asia Bd AR AD |
|
LU0091253459 |
|
Trust Share |
|
0.119 |
| HBF Swed Sh Ass AC |
|
LU0092798577 |
|
Trust Share |
|
0.010 |
| BGF Eur M A2C |
|
LU0093502762 |
|
Trust Share |
|
4.031 |
| BGF Eur M E2C |
|
LU0093503141 |
|
Trust Share |
|
0.013 |
| BGF Eur Sh Bd A2C |
|
LU0093503810 |
|
Trust Share |
|
5.208 |
| BGF Eur Sh Bd E2C |
|
LU0093504115 |
|
Trust Share |
|
0.008 |
| MCG LM Japan |
|
LU0094044905 |
|
Trust Share |
|
0.442 |
| Ab Gl Wld Eq A2C |
|
LU0094547139 |
|
Trust Share |
|
0.086 |
| MFSMF EU Res A1 |
|
LU0094557526 |
|
Trust Share |
|
0.183 |
| MFSMF Gl Eq A1 |
|
LU0094560744 |
|
Trust Share |
|
0.006 |
| Pictet-JaEqO-PJPY |
|
LU0095053426 |
|
Trust Share |
|
0.001 |
| Parv Cv Bd Asia CC |
|
LU0095613583 |
|
Trust Share |
|
0.003 |
| Oyster Euro Opp |
|
LU0096450555 |
|
Trust Share |
|
0.006 |
| BGF US Gr A2RFC |
|
LU0097036916 |
|
Trust Share |
|
0.069 |
| JSS In S Eq Gl PD |
|
LU0097427784 |
|
Trust Share |
|
0.001 |
| Fr TI US Eq AC |
|
LU0098860363 |
|
Trust Share |
|
0.004 |
| Fr TI Income AD |
|
LU0098860793 |
|
Trust Share |
|
0.040 |
| Franklin Income NC |
|
LU0098864514 |
|
Trust Share |
|
0.005 |
| Carmig Gr Eu AC |
|
LU0099161993 |
|
Trust Share |
|
0.001 |
| JB Mco S Inc CHF BC |
|
LU0099839291 |
|
Trust Share |
|
0.057 |
| JB Mco Bal EUR BC |
|
LU0099841354 |
|
Trust Share |
|
0.001 |
| JB Mbd Eur G Bd AD |
|
LU0100842532 |
|
Trust Share |
|
0.305 |
| Parv Bd Eur Md IC |
|
LU0102020350 |
|
Trust Share |
|
0.002 |
| GS Eu CORE Eq D |
|
LU0102219945 |
|
Trust Share |
|
5.798 |
| NIFLI As PR Eq RAC |
|
LU0103015565 |
|
Trust Share |
|
0.320 |
| KBC Bd Inf-L Bd C |
|
LU0103555248 |
|
Trust Share |
|
0.001 |
| Vitruv Eu Eq BC |
|
LU0103754361 |
|
Trust Share |
|
0.001 |
| Vitruvius Jap |
|
LU0103754957 |
|
Trust Share |
|
0.709 |
| JPMLF USD Liq BC |
|
LU0103813043 |
|
Trust Share |
|
0.001 |
| JPMLF GBP Liq PD |
|
LU0103815337 |
|
Trust Share |
|
1.540 |
| Ind Exp Sm XCC |
|
LU0104337620 |
|
Trust Share |
|
1.000 |
| Pictet-Water-P EUR |
|
LU0104884860 |
|
Trust Share |
|
0.020 |
| BNY MC EE Di CC |
|
LU0105925696 |
|
Trust Share |
|
0.008 |
| SISF Euro Eq AC |
|
LU0106235293 |
|
Trust Share |
|
1.344 |
| SISF Euro Eq BCR |
|
LU0106235376 |
|
Trust Share |
|
0.008 |
32
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| SISF Euro Eq CCR |
|
LU0106235459 |
|
Trust Share |
|
3.221 |
| SISF Italian Eq -A- |
|
LU0106238719 |
|
Trust Share |
|
0.010 |
| SISF Japan Eq ACR |
|
LU0106239873 |
|
Trust Share |
|
0.020 |
| SISF Swiss Eq ACR |
|
LU0106244287 |
|
Trust Share |
|
0.050 |
| SISF Swiss Eq CCR |
|
LU0106244444 |
|
Trust Share |
|
0.005 |
| SISF UK Eq -A- CAP |
|
LU0106244527 |
|
Trust Share |
|
0.040 |
| SISF Em M D AR AC |
|
LU0106253197 |
|
Trust Share |
|
0.005 |
| SISF Em M D AR CC |
|
LU0106253437 |
|
Trust Share |
|
0.020 |
| SISF Glob Bond ACR |
|
LU0106256372 |
|
Trust Share |
|
0.040 |
| SISF Gl Cor Bd AC |
|
LU0106258311 |
|
Trust Share |
|
1.290 |
| SISF Gl Cor Bd CC |
|
LU0106258741 |
|
Trust Share |
|
0.080 |
| SISF Asian Op AC |
|
LU0106259558 |
|
Trust Share |
|
0.061 |
| SISF Asian Op CC |
|
LU0106259988 |
|
Trust Share |
|
0.014 |
| SISF Em Europe-A- |
|
LU0106817157 |
|
Trust Share |
|
0.010 |
| BGF Wld Fin A2C |
|
LU0106831901 |
|
Trust Share |
|
0.270 |
| Parv Bd Eur NC |
|
LU0107072935 |
|
Trust Share |
|
0.001 |
| JPMF Eu St Va AD |
|
LU0107398884 |
|
Trust Share |
|
0.563 |
| JB Mbd Lo Em Bd AD |
|
LU0107851205 |
|
Trust Share |
|
0.001 |
| JB Mbd Lo Em Bd CC |
|
LU0107852435 |
|
Trust Share |
|
0.004 |
| Oyster Wrld Opp EUR |
|
LU0107988841 |
|
Trust Share |
|
0.002 |
| JB Mco Grow CHF BC |
|
LU0108178970 |
|
Trust Share |
|
0.006 |
| Can Eq L Biotec CC |
|
LU0108459040 |
|
Trust Share |
|
0.003 |
| Fr TI US Opp AC |
|
LU0109391861 |
|
Trust Share |
|
0.020 |
| Fr TI Bio Disc AC |
|
LU0109394709 |
|
Trust Share |
|
0.044 |
| Fr TI H Yld NC |
|
LU0109402817 |
|
Trust Share |
|
0.016 |
| Franklin Europ AC |
|
LU0109981661 |
|
Trust Share |
|
0.009 |
| Fid Europ H Y AD |
|
LU0110060430 |
|
Trust Share |
|
0.095 |
| CIF Gl H Inc O B |
|
LU0110450813 |
|
Trust Share |
|
0.122 |
| Parv Cv Bd Eu PC |
|
LU0111466198 |
|
Trust Share |
|
0.010 |
| Pictet-Bio-R USD |
|
LU0112497440 |
|
Trust Share |
|
0.001 |
| SISF Euro Corp ACR |
|
LU0113257694 |
|
Trust Share |
|
0.157 |
| SISF Eu Corp Bd CC |
|
LU0113258742 |
|
Trust Share |
|
4.255 |
| Man CE EUR |
|
LU0114314536 |
|
Trust Share |
|
0.961 |
| Fid Gl Health AD |
|
LU0114720955 |
|
Trust Share |
|
0.009 |
| Fid Gl Health EC |
|
LU0114721177 |
|
Trust Share |
|
0.016 |
| Fid Gl Cons Ind AD |
|
LU0114721508 |
|
Trust Share |
|
0.099 |
| Fid Gl Fin Serv EC |
|
LU0114722738 |
|
Trust Share |
|
0.008 |
| Fid Gl Indust AD |
|
LU0114722902 |
|
Trust Share |
|
0.036 |
| Fr TI Gr Eur AC |
|
LU0114760746 |
|
Trust Share |
|
0.030 |
| CIF Gl Eq B |
|
LU0114998999 |
|
Trust Share |
|
0.006 |
| JPMIF Gl HY Bd AC |
|
LU0115096736 |
|
Trust Share |
|
0.005 |
| BNY MC EHY Bd CC |
|
LU0115290974 |
|
Trust Share |
|
0.020 |
| JPMIF Gl Financials |
|
LU0115528548 |
|
Trust Share |
|
0.520 |
| JPMIF Gl Fin CC |
|
LU0115530361 |
|
Trust Share |
|
0.670 |
| Fid America EC |
|
LU0115759606 |
|
Trust Share |
|
0.010 |
| Fid Eu Gr EC |
|
LU0115764192 |
|
Trust Share |
|
0.007 |
| JPMF As Pa In JPMAD |
|
LU0117844026 |
|
Trust Share |
|
0.141 |
| JPMF India JPMDC |
|
LU0117881739 |
|
Trust Share |
|
0.003 |
33
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| JPMF Eu Eq JPMAD |
|
LU0117904960 |
|
Trust Share |
|
0.730 |
| JPMF Eu Sm JPMAD |
|
LU0117905421 |
|
Trust Share |
|
0.706 |
| JPMF L Am Eq JPMAD |
|
LU0117907989 |
|
Trust Share |
|
0.006 |
| MSIF Em Eu MEA AC |
|
LU0118140002 |
|
Trust Share |
|
0.092 |
| BRGF Eur Bd EC |
|
LU0118255248 |
|
Trust Share |
|
0.393 |
| BGF Gl Gov Bd A1D |
|
LU0118256485 |
|
Trust Share |
|
0.009 |
| BRGF Eur Bd A1D |
|
LU0118259232 |
|
Trust Share |
|
0.010 |
| GIF Gl H Inc O X |
|
LU0118863298 |
|
Trust Share |
|
0.020 |
| JPMF Gl Dyn AD |
|
LU0119067295 |
|
Trust Share |
|
0.114 |
| Fid Eu Dyn Gr AD |
|
LU0119124781 |
|
Trust Share |
|
0.040 |
| NN L Pat Def PC |
|
LU0119196938 |
|
Trust Share |
|
0.002 |
| MSIF Gl Brds IC |
|
LU0119620176 |
|
Trust Share |
|
0.009 |
| Inv P Eu Str Eq AC |
|
LU0119750205 |
|
Trust Share |
|
0.059 |
| Inv P Eu Str Eq CC |
|
LU0119753134 |
|
Trust Share |
|
0.040 |
| Vonto US D Mo BC |
|
LU0120690226 |
|
Trust Share |
|
0.002 |
| Prif Str CHF A |
|
LU0122275745 |
|
Trust Share |
|
0.001 |
| BGF Wld Energ A2C |
|
LU0122376428 |
|
Trust Share |
|
2.886 |
| BGF Wld Energ EC |
|
LU0122377152 |
|
Trust Share |
|
0.090 |
| BGF Wld Health A2C |
|
LU0122379950 |
|
Trust Share |
|
0.984 |
| BGF Wld Health EC |
|
LU0122380701 |
|
Trust Share |
|
0.009 |
| JB Mst EE Foc AD |
|
LU0122455131 |
|
Trust Share |
|
0.001 |
| JB Mst EE Foc BC |
|
LU0122455214 |
|
Trust Share |
|
0.002 |
| JB Mst Cent Euro CC |
|
LU0122455990 |
|
Trust Share |
|
0.001 |
| Fr TI Eu Gr AC |
|
LU0122612848 |
|
Trust Share |
|
0.012 |
| GS Eu CORE Eq AD |
|
LU0122972895 |
|
Trust Share |
|
0.449 |
| GS Gl H Yld AD |
|
LU0122975302 |
|
Trust Share |
|
0.018 |
| Inv Energy AC |
|
LU0123357419 |
|
Trust Share |
|
0.027 |
| BGF New Energ 2C |
|
LU0124384867 |
|
Trust Share |
|
0.695 |
| MFSMF Eu Sm Co A1 |
|
LU0125944966 |
|
Trust Share |
|
0.004 |
| MFSMF Em M Dbt A1 |
|
LU0125948108 |
|
Trust Share |
|
1.447 |
| MFSMF Em M Dbt A2 |
|
LU0125948280 |
|
Trust Share |
|
0.011 |
| MFSMF Em M Dbt B2 |
|
LU0125948520 |
|
Trust Share |
|
0.013 |
| MFSMF Eu Val A1 |
|
LU0125951151 |
|
Trust Share |
|
0.168 |
| MFSMF US Val A1 |
|
LU0125979160 |
|
Trust Share |
|
0.015 |
| Fourp Info Tech RC |
|
LU0127700903 |
|
Trust Share |
|
0.043 |
| Pictet-GED-P USD |
|
LU0128467544 |
|
Trust Share |
|
0.207 |
| Pictet-GFD-Pdy USD |
|
LU0128468609 |
|
Trust Share |
|
0.006 |
| Pictet-GED-I USD |
|
LU0128469243 |
|
Trust Share |
|
0.282 |
| Pictet-GED-R USD |
|
LU0128469839 |
|
Trust Share |
|
0.074 |
| Pictet-USGvt Bd-P |
|
LU0128488383 |
|
Trust Share |
|
0.001 |
| Pictet-STMM EUR P |
|
LU0128494191 |
|
Trust Share |
|
0.001 |
| Pictet-STMM EUR R |
|
LU0128495834 |
|
Trust Share |
|
0.003 |
| Pictet-STMM USD I |
|
LU0128497707 |
|
Trust Share |
|
0.004 |
| Pictet-STMM CHF I |
|
LU0128499158 |
|
Trust Share |
|
0.038 |
| Franklin Asian AC |
|
LU0128522157 |
|
Trust Share |
|
0.261 |
| Fr TI Em Mkt AC |
|
LU0128522744 |
|
Trust Share |
|
0.007 |
| Fr TI Eu AC |
|
LU0128523122 |
|
Trust Share |
|
2.000 |
| Fr TI Gl AC |
|
LU0128525929 |
|
Trust Share |
|
0.003 |
34
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| R Cap Km M Eq MC |
|
LU0128640439 |
|
Trust Share |
|
0.003 |
| JPMF Eu St Va CC |
|
LU0129445192 |
|
Trust Share |
|
0.232 |
| JPMFF Em Mk Eq CC |
|
LU0129488242 |
|
Trust Share |
|
0.060 |
| Prif A U USD A |
|
LU0129763305 |
|
Trust Share |
|
0.004 |
| NIFLI H Gl Eq RAC |
|
LU0130103400 |
|
Trust Share |
|
0.005 |
| Pictet-East EU-PEUR |
|
LU0130728842 |
|
Trust Share |
|
0.001 |
| Pictet-Em Mkts-PUSD |
|
LU0130729220 |
|
Trust Share |
|
0.001 |
| Pictet-Eu Idx-R EUR |
|
LU0130731713 |
|
Trust Share |
|
0.006 |
| Pictet-EuEqS-P EUR |
|
LU0130731986 |
|
Trust Share |
|
0.001 |
| Pictet-US Id-R USD |
|
LU0130733172 |
|
Trust Share |
|
0.006 |
| Fr TI H Yld AC |
|
LU0131126228 |
|
Trust Share |
|
0.008 |
| Parv Bd Eur Co CC |
|
LU0131210360 |
|
Trust Share |
|
0.010 |
| BNPPL1 Di Wd St CC |
|
LU0132151621 |
|
Trust Share |
|
0.023 |
| Fid US HY AD |
|
LU0132282301 |
|
Trust Share |
|
8.194 |
| Fid US HY AD |
|
LU0132385534 |
|
Trust Share |
|
0.010 |
| Ab Gl Em Eq A2C |
|
LU0132412106 |
|
Trust Share |
|
1.493 |
| Aber Se Em Ma B A1D |
|
LU0132413252 |
|
Trust Share |
|
0.280 |
| Aber Se Em Ma B A2C |
|
LU0132414144 |
|
Trust Share |
|
0.151 |
| JB Mp RSAM SuWa BC |
|
LU0133061175 |
|
Trust Share |
|
0.006 |
| T.R Pr Gl HY Bd AC |
|
LU0133082254 |
|
Trust Share |
|
0.017 |
| T R Pr US B Chi ACR |
|
LU0133085943 |
|
Trust Share |
|
0.015 |
| T.R Pr US Lg Va AC |
|
LU0133099654 |
|
Trust Share |
|
1.230 |
| Oyst Ital Opp NL |
|
LU0133192608 |
|
Trust Share |
|
0.001 |
| SISF Jap Sm A1C |
|
LU0133712611 |
|
Trust Share |
|
0.010 |
| SISF Asian Op A1C |
|
LU0133713346 |
|
Trust Share |
|
0.018 |
| SISF USD Bd A1C |
|
LU0133715127 |
|
Trust Share |
|
0.010 |
| Sant AM Braz Eq AC |
|
LU0134702512 |
|
Trust Share |
|
0.007 |
| JPMLF USD Liq MD |
|
LU0135702214 |
|
Trust Share |
|
8.748 |
| JPMLF GBP Liq MD |
|
LU0135704772 |
|
Trust Share |
|
1.654 |
| JPMLF GRP Liq RD |
|
LU0135706397 |
|
Trust Share |
|
0.200 |
| SISF Eur Liq BC |
|
LU0136043550 |
|
Trust Share |
|
0.011 |
| Vonto Em M Eq CC |
|
LU0137006218 |
|
Trust Share |
|
0.001 |
| Fr TI Eu S-M Gr AC |
|
LU0138075311 |
|
Trust Share |
|
0.007 |
| Sup Gr B GCT EUR |
|
LU0138077283 |
|
Trust Share |
|
0.097 |
| Vontobel New Po BC |
|
LU0138259048 |
|
Trust Share |
|
0.002 |
| Spinv Gl Val RC |
|
LU0138501191 |
|
Trust Share |
|
0.003 |
| Pet L Bd H Y BC |
|
LU0138645519 |
|
Trust Share |
|
0.001 |
| Hend H Amer Eq A2C |
|
LU0138820294 |
|
Trust Share |
|
0.950 |
| Hend H Europ Eq A2C |
|
LU0138821268 |
|
Trust Share |
|
0.077 |
| Spinv Securus RC |
|
LU0139791205 |
|
Trust Share |
|
0.001 |
| Spinv Procedo RC |
|
LU0139792278 |
|
Trust Share |
|
0.001 |
| Fr TI M Eu AC |
|
LU0140363002 |
|
Trust Share |
|
0.008 |
| SISF Gr China AC |
|
LU0140636845 |
|
Trust Share |
|
0.009 |
| Target Asia Lux ACR |
|
LU0141108950 |
|
Trust Share |
|
0.788 |
| N1 EU HY EUR Bl |
|
LU0141799097 |
|
Trust Share |
|
0.038 |
| N1 Eu HY Bd BPC |
|
LU0141799501 |
|
Trust Share |
|
1.347 |
| T.R Pr Gl FG Eq AC |
|
LU0143551892 |
|
Trust Share |
|
2.929 |
| International Equit |
|
LU0144356200 |
|
Trust Share |
|
0.001 |
35
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| D Inv I Top As LCC |
|
LU0145648290 |
|
Trust Share |
|
0.095 |
| DWS Inv Euro Bds LC |
|
LU0145655824 |
|
Trust Share |
|
0.159 |
| D Inv I Eur Sh FCC |
|
LU0145657366 |
|
Trust Share |
|
0.589 |
| BNY MC EC Bd CC |
|
LU0145975222 |
|
Trust Share |
|
0.010 |
| UBS L MM USD PC |
|
LU0146075105 |
|
Trust Share |
|
0.016 |
| UBAM Corp USD IC |
|
LU0146925176 |
|
Trust Share |
|
0.001 |
| BGF US Gr EC |
|
LU0147387970 |
|
Trust Share |
|
0.020 |
| BRGF Gl All C2C |
|
LU0147395726 |
|
Trust Share |
|
0.290 |
| BGF Gl All EC |
|
LU0147396450 |
|
Trust Share |
|
0.180 |
| BGF US B Val C2C |
|
LU0147417470 |
|
Trust Share |
|
0.750 |
| BGF US B Val E2C |
|
LU0147417710 |
|
Trust Share |
|
0.008 |
| NIFLI US Res RAC |
|
LU0147925118 |
|
Trust Share |
|
0.209 |
| Pictet-Jpld-R JPY |
|
LU0148537748 |
|
Trust Share |
|
0.005 |
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36
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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| Security Short Name |
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Security ID |
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Wertschrift Typ |
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Anzahl Stücke |
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Wertpapierfonds |
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37
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
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Wertpapierfonds |
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0.027 |
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0.648 |
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0.003 |
38
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
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Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
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Wertpapierfonds |
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0.008 |
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0.036 |
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0.070 |
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LU0188501257 |
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0.012 |
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LU0188501331 |
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3.130 |
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LU0200680600 |
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LU0200685666 |
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0.005 |
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LU0201071890 |
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Trust Share |
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LU0201324851 |
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Trust Share |
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Trust Share |
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0.511 |
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Trust Share |
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0.004 |
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Trust Share |
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0.017 |
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Trust Share |
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0.010 |
39
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| SISF US Sm&M Eq AC |
|
LU0205193047 |
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Trust Share |
|
0.010 |
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|
LU0205193989 |
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Trust Share |
|
0.020 |
| Fid As P Div AD |
|
LU0205439572 |
|
Trust Share |
|
0.458 |
| BlueB HY Bd R |
|
LU0206510082 |
|
Trust Share |
|
0.060 |
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|
LU0206594326 |
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Trust Share |
|
0.001 |
| Dinvest Sel III AE |
|
LU0206595307 |
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Trust Share |
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0.003 |
| BlueB Em Bd R |
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LU0206733890 |
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Trust Share |
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0.074 |
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|
LU0208853274 |
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Trust Share |
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0.127 |
| JPMF Gl Nat Res AD |
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LU0208853514 |
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Trust Share |
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0.045 |
| Hend H Gl Tech A1D |
|
LU0209158467 |
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Trust Share |
|
0.150 |
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LU0210527791 |
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Trust Share |
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Trust Share |
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LU0210529573 |
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Trust Share |
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LU0210529656 |
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Trust Share |
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LU0210531801 |
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LU0210532957 |
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Trust Share |
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LU0211326839 |
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LU0211630826 |
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LU0211631048 |
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LU0212178916 |
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LU0212925753 |
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LU0212926132 |
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LU0213068272 |
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LU0213453268 |
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LU0213918591 |
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LU0214494824 |
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LU0214495128 |
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Trust Share |
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LU0214875030 |
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LU0214905043 |
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LU0215049551 |
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LU0215791574 |
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0.006 |
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LU0215909168 |
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Trust Share |
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LU0216734045 |
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LU0216945922 |
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LU0217138725 |
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LU0217139020 |
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LU0217402501 |
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Trust Share |
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LU0217576759 |
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Trust Share |
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LU0217835874 |
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Trust Share |
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0.015 |
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LU0218171717 |
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Trust Share |
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0.044 |
40
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
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Wertschrift ID |
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Wertschrift Typ |
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Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
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| SISF Em M D AR CHD |
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LU0218201134 |
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Trust Share |
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0.010 |
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LU0218912235 |
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Trust Share |
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0.001 |
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LU0219424131 |
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Trust Share |
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0.004 |
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LU0219424487 |
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0.005 |
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LU0219424644 |
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0.002 |
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LU0219431854 |
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0.233 |
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LU0219440681 |
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Trust Share |
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0.006 |
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LU0219440764 |
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0.059 |
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LU0219441069 |
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0.106 |
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LU0219441499 |
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LU0224105477 |
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Trust Share |
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LU0224106525 |
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Trust Share |
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Trust Share |
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LU0224579853 |
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Trust Share |
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0.765 |
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LU0224580430 |
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Trust Share |
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0.238 |
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LU0224580604 |
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Trust Share |
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0.454 |
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LU0224580786 |
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Trust Share |
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0.211 |
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LU0225283273 |
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0.003 |
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LU0225506756 |
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Trust Share |
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0.067 |
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LU0225737302 |
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0.003 |
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LU0226953718 |
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Trust Share |
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0.017 |
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LU0226953981 |
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Trust Share |
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LU0226954369 |
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Trust Share |
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0.436 |
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LU0227127643 |
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Trust Share |
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0.240 |
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LU0227145629 |
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Trust Share |
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0.204 |
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LU0227384020 |
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LU0227385266 |
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Trust Share |
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LU0227757233 |
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LU0228524426 |
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LU0228659784 |
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LU0228660014 |
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LU0229084990 |
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LU0229494629 |
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LU0229494975 |
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LU0229940001 |
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Trust Share |
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LU0229945570 |
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Trust Share |
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LU0229948087 |
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Trust Share |
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0.012 |
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LU0229949994 |
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Trust Share |
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0.160 |
41
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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| Security Short Name |
|
Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
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| Fr TI Asia Bd AD |
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LU0229950067 |
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Trust Share |
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0.040 |
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LU0231203729 |
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Trust Share |
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0.149 |
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LU0231205187 |
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Trust Share |
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0.027 |
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LU0231455378 |
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Trust Share |
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0.174 |
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LU0231456343 |
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Trust Share |
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0.348 |
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LU0231459107 |
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Trust Share |
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0.380 |
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LU0231477935 |
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Trust Share |
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0.011 |
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LU0231479717 |
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Trust Share |
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0.059 |
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LU0231480137 |
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Trust Share |
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LU0231482349 |
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Trust Share |
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LU0231483313 |
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Trust Share |
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LU0231483743 |
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Trust Share |
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LU0231490524 |
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Trust Share |
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LU0231490953 |
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Trust Share |
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LU0231665851 |
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Trust Share |
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0.001 |
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LU0232557826 |
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Trust Share |
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0.002 |
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LU0232558717 |
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Trust Share |
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0.002 |
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LU0232765429 |
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Trust Share |
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0.005 |
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LU0232830348 |
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Trust Share |
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LU0232830934 |
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Trust Share |
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0.003 |
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LU0232831585 |
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Trust Share |
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0.004 |
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LU0232832476 |
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Trust Share |
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0.003 |
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LU0232931963 |
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Trust Share |
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0.034 |
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LU0233036713 |
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Trust Share |
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0.070 |
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LU0234573003 |
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Trust Share |
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0.228 |
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LU0234573771 |
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Trust Share |
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2.419 |
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LU0234735347 |
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Trust Share |
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0.045 |
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LU0234737475 |
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Trust Share |
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0.997 |
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LU0234744687 |
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Trust Share |
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0.274 |
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LU0234926953 |
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Trust Share |
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0.097 |
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LU0234965001 |
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Trust Share |
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0.012 |
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LU0235308482 |
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Trust Share |
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0.028 |
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LU0235979852 |
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Trust Share |
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LU0235996351 |
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Trust Share |
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LU0235997086 |
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Trust Share |
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LU0236040357 |
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Trust Share |
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LU0236177068 |
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Trust Share |
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LU0236485982 |
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Trust Share |
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LU0236489380 |
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Trust Share |
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0.002 |
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LU0236737465 |
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Trust Share |
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0.015 |
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LU0236738356 |
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Trust Share |
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LU0236782842 |
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Trust Share |
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LU0236972112 |
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Trust Share |
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LU0238202427 |
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Trust Share |
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LU0238483688 |
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Trust Share |
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LU0238689110 |
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Trust Share |
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LU0239752032 |
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Trust Share |
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0.260 |
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LU0239752115 |
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Trust Share |
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0.048 |
42
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS(LU)STSI-RCOMCP |
|
LU0239752628 |
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Trust Share |
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0.167 |
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LU0239949414 |
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Trust Share |
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0.002 |
| Rob L-o-R IEHCHFDD |
|
LU0239950180 |
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Trust Share |
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0.001 |
| Rob L-o-r EHEURDD |
|
LU0239950263 |
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Trust Share |
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0.001 |
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|
LU0239950693 |
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Trust Share |
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0.008 |
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|
LU0240767763 |
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Trust Share |
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0.006 |
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|
LU0240772680 |
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0.001 |
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LU0240774033 |
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0.003 |
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LU0240775436 |
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0.001 |
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0.010 |
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LU0241795839 |
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Trust Share |
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0.358 |
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LU0241881910 |
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0.002 |
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|
LU0241882488 |
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Trust Share |
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0.044 |
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LU0241884427 |
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LU0241884856 |
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0.001 |
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LU0242608361 |
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Trust Share |
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LU0242657657 |
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Trust Share |
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LU0242659943 |
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Trust Share |
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LU0243956348 |
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Trust Share |
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LU0243957239 |
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Trust Share |
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1.037 |
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LU0243957668 |
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Trust Share |
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0.060 |
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LU0243957742 |
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Trust Share |
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0.070 |
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LU0243957825 |
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Trust Share |
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0.115 |
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LU0244071956 |
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Trust Share |
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0.524 |
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LU0244354667 |
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Trust Share |
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0.005 |
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LU0244615992 |
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LU0245618797 |
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LU0245991913 |
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Trust Share |
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LU0246000094 |
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Trust Share |
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0.001 |
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LU0246035637 |
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Trust Share |
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LU0246036288 |
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Trust Share |
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0.732 |
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LU0246169758 |
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Trust Share |
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0.002 |
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LU0246274897 |
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Trust Share |
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LU0246474125 |
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LU0247079469 |
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Trust Share |
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LU0247697633 |
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Trust Share |
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0.010 |
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Trust Share |
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LU0247987802 |
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Trust Share |
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LU0247995813 |
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Trust Share |
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0.008 |
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LU0248037169 |
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Trust Share |
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0.020 |
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LU0248184466 |
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Trust Share |
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0.040 |
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LU0248185190 |
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Trust Share |
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0.020 |
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LU0248272758 |
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Trust Share |
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0.090 |
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Trust Share |
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0.002 |
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Trust Share |
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0.010 |
43
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Bl Ed Select BhCHF |
|
LU0250482295 |
|
Trust Share |
|
0.904 |
| Fid America AC |
|
LU0251127410 |
|
Trust Share |
|
0.080 |
| Fid Eur Blue AC |
|
LU0251128657 |
|
Trust Share |
|
0.010 |
| Fid Eur Bd AC |
|
LU0251130638 |
|
Trust Share |
|
0.030 |
| Fid Eu HY AC |
|
LU0251130802 |
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Trust Share |
|
0.620 |
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|
LU0251131958 |
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Trust Share |
|
0.030 |
| AWF Eur Sh AC |
|
LU0251661756 |
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Trust Share |
|
0.840 |
| AWT Gl H Yld Bd IC |
|
LU0252440952 |
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Trust Share |
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0.002 |
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|
LU0252499412 |
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Trust Share |
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0.094 |
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|
LU0252652382 |
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Trust Share |
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0.763 |
| BGF Wld Gold D2C |
|
LU0252968424 |
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0.007 |
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LU0253243587 |
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0.001 |
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LU0255251679 |
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LU0255798018 |
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LU0255980327 |
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0.021 |
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LU0255980830 |
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LU0255980913 |
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0.001 |
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LU0256048223 |
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LU0256839944 |
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LU0256846139 |
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LU0256846303 |
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LU0257064047 |
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LU0257065010 |
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LU0258103505 |
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LU0260085492 |
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LU0260086623 |
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0.026 |
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LU0260870661 |
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0.016 |
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LU0260870745 |
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LU0260871552 |
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0.005 |
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LU0261074230 |
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4.637 |
44
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
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Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
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Wertpapierfonds |
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1.066 |
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0.010 |
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0.005 |
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LU0261662927 |
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0.005 |
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0.004 |
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4.330 |
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0.316 |
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LU0261949381 |
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0.005 |
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LU0261950041 |
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0.080 |
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LU0261950470 |
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0.007 |
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LU0261950553 |
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Trust Share |
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0.010 |
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LU0261951528 |
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0.119 |
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LU0261953904 |
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1.130 |
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LU0261959422 |
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0.020 |
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LU0262418394 |
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0.355 |
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0.018 |
45
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
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Wertpapierfonds |
|
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LU0266119204 |
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0.215 |
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0.018 |
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0.010 |
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0.081 |
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0.141 |
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0.073 |
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0.915 |
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0.096 |
46
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
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|
|
|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
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LU0278470058 |
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0.001 |
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0.052 |
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0.003 |
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0.025 |
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0.002 |
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0.001 |
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0.005 |
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LU0294221097 |
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0.311 |
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3.105 |
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Trust Share |
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0.035 |
47
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| MSIF Div APl AC |
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LU0299413608 |
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Trust Share |
|
0.026 |
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0.005 |
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Trust Share |
|
0.036 |
| Fr TI Str Inc AD |
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LU0300737201 |
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Trust Share |
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0.017 |
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LU0300834669 |
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0.002 |
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LU0301246772 |
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0.002 |
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LU0301247077 |
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0.001 |
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0.842 |
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LU0306489781 |
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Trust Share |
|
0.003 |
| SISF Gl Div Max AD |
|
LU0306807586 |
|
Trust Share |
|
0.200 |
| PAF-Mo Eur I EUR |
|
LU0306904607 |
|
Trust Share |
|
0.002 |
| UBS LB Brazil PC |
|
LU0307095868 |
|
Trust Share |
|
0.095 |
| GS Str AR Bd II EC |
|
LU0308381069 |
|
Trust Share |
|
0.003 |
| BGF Gl AII A2C |
|
LU0308772762 |
|
Trust Share |
|
0.579 |
| SISF Gl Div Max A1D |
|
LU0308882355 |
|
Trust Share |
|
0.019 |
| JCI Cap Gl As A |
|
LU0310185367 |
|
Trust Share |
|
0.003 |
| T.R Pr ME Af Eq AC |
|
LU0310187579 |
|
Trust Share |
|
0.865 |
| R Cap Eu Cons Eq IC |
|
LU0312333569 |
|
Trust Share |
|
0.002 |
| R Cap Eu Cons Eq BD |
|
LU0312334617 |
|
Trust Share |
|
0.002 |
| MMA2 Eu M C BIC |
|
LU0313363508 |
|
Trust Share |
|
7.778 |
| MMA2 Eu M C BIC |
|
LU0313363680 |
|
Trust Share |
|
0.079 |
| MMA2 Eu M C BIC |
|
LU0313363763 |
|
Trust Share |
|
0.003 |
| MMA2 Gl Fix BIC |
|
LU0313364142 |
|
Trust Share |
|
1.511 |
| MMA2 US M C BIC |
|
LU0313364498 |
|
Trust Share |
|
0.698 |
| MMA2 Gl Fix BIC |
|
LU0313364571 |
|
Trust Share |
|
1.176 |
| MMA2 US M C BIC |
|
LU0313364738 |
|
Trust Share |
|
0.381 |
| MMA2 Gl Fix BIC |
|
LU0313364811 |
|
Trust Share |
|
1.106 |
| BR SF Eu Opp Ex A2C |
|
LU0313923228 |
|
Trust Share |
|
0.192 |
| SISF Midd East AC |
|
LU0314587907 |
|
Trust Share |
|
0.010 |
| UBS L Bd Co Gl PD |
|
LU0315165794 |
|
Trust Share |
|
0.006 |
| Fr TI Gl TR AH1D |
|
LU0316493153 |
|
Trust Share |
|
0.027 |
| Fr TI Gl TR IH1C |
|
LU0316493237 |
|
Trust Share |
|
0.007 |
| UBS S Xt Fl CHF PA |
|
LU0317277589 |
|
Trust Share |
|
0.017 |
| Fid China Focus AC |
|
LU0318931192 |
|
Trust Share |
|
0.070 |
| Fid Italy YC |
|
LU0318940342 |
|
Trust Share |
|
0.020 |
| Amundi AV Wl Eq AU |
|
LU0319687124 |
|
Trust Share |
|
0.058 |
| Amundi AV Wl EQ AUD |
|
LU0319687397 |
|
Trust Share |
|
0.001 |
| Amundi B Gl Agg AUC |
|
LU0319688015 |
|
Trust Share |
|
0.023 |
| Amundi B Gl Agg SUC |
|
LU0319688361 |
|
Trust Share |
|
0.003 |
| Variop Tar Wat R1C |
|
LU0319773478 |
|
Trust Share |
|
0.010 |
| Variop Tar Wat WC |
|
LU0319773635 |
|
Trust Share |
|
0.001 |
| SISF QEP Gl Q CC |
|
LU0319795521 |
|
Trust Share |
|
0.518 |
| SAS Commod AC |
|
LU0319973649 |
|
Trust Share |
|
0.020 |
| Prif A U CHF G |
|
LU0320581241 |
|
Trust Share |
|
0.005 |
| R Cap US Pr Eq DHC |
|
LU0320896664 |
|
Trust Share |
|
0.710 |
| R Cap US Pr Eq IHC |
|
LU0320897043 |
|
Trust Share |
|
0.002 |
48
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Prospera Senectute |
|
LU0322204107 |
|
Trust Share |
|
0.001 |
| UBS MS Man Opp BC |
|
LU0322667899 |
|
Trust Share |
|
0.020 |
| UBS MS Man Opp BC |
|
LU0322668194 |
|
Trust Share |
|
0.109 |
| UBS MS Man Opp BC |
|
LU0322668350 |
|
Trust Share |
|
0.026 |
| UBSLI-EMEPUXA |
|
LU0322730093 |
|
Trust Share |
|
0.001 |
| JPMIF Inc Opp AHC |
|
LU0323456383 |
|
Trust Share |
|
0.010 |
| JPMIF Inc Opp CHD |
|
LU0323456540 |
|
Trust Share |
|
0.016 |
| JPMIF Inc Opp CC |
|
LU0323456896 |
|
Trust Share |
|
0.009 |
| Flo v St M Opp RD |
|
LU0323578657 |
|
Trust Share |
|
0.821 |
| Flexi Eq Sm ChA CC |
|
LU0324177442 |
|
Trust Share |
|
0.001 |
| Loys Gl ND |
|
LU0324426252 |
|
Trust Share |
|
2.000 |
| RP RP AV Ausgew CD |
|
LU0324636652 |
|
Trust Share |
|
0.001 |
| Pictet-LLCD-R EUR |
|
LU0325328705 |
|
Trust Share |
|
0.002 |
| Parv Enh C 6M CC |
|
LU0325598166 |
|
Trust Share |
|
0.001 |
| Foc Gl Bd HFC |
|
LU0326809257 |
|
Trust Share |
|
1.977 |
| Foc Gl Bd HFC |
|
LU0326809505 |
|
Trust Share |
|
0.001 |
| Foc Gl Bd HFC |
|
LU0326809844 |
|
Trust Share |
|
0.324 |
| Foc Gl Bd HFUKD |
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LU0326810180 |
|
Trust Share |
|
0.158 |
| SISF As TR AC |
|
LU0326948709 |
|
Trust Share |
|
0.170 |
| SISF As TR CC |
|
LU0326949186 |
|
Trust Share |
|
0.030 |
| Hend H China A2C |
|
LU0327786744 |
|
Trust Share |
|
0.018 |
| Hend H China A1D |
|
LU0327786827 |
|
Trust Share |
|
0.100 |
| Hend H China I2C |
|
LU0327787049 |
|
Trust Share |
|
0.080 |
| UBS L Eq EmM Gr PC |
|
LU0328353924 |
|
Trust Share |
|
0.003 |
| Jup Gl Ch Sel LC |
|
LU0329070832 |
|
Trust Share |
|
0.010 |
| JB Mst Luxur Br CC |
|
LU0329430390 |
|
Trust Share |
|
0.002 |
| JB Mst Luxur Br CC |
|
LU0329430473 |
|
Trust Share |
|
0.003 |
| JB Mst Luxur Br CC |
|
LU0329430630 |
|
Trust Share |
|
0.001 |
| BGF Gl All D2HC |
|
LU0329591480 |
|
Trust Share |
|
0.010 |
| BGF US B Val D2HC |
|
LU0329591993 |
|
Trust Share |
|
0.516 |
| BGF Eur Sh Bd D2C |
|
LU0329592371 |
|
Trust Share |
|
4.069 |
| D Inv I Gl Infr NCC |
|
LU0329760853 |
|
Trust Share |
|
0.001 |
| D Inv I Gl Agr LDDD |
|
LU0329762636 |
|
Trust Share |
|
0.002 |
| OPPI MultiStr A |
|
LU0331963347 |
|
Trust Share |
|
0.013 |
| MLIS M WT Mkt N GBC |
|
LU0333227121 |
|
Trust Share |
|
0.005 |
| GS India Eq D |
|
LU0333810009 |
|
Trust Share |
|
0.011 |
| GS India Eq C |
|
LU0333810181 |
|
Trust Share |
|
0.357 |
| GS India Eq EC |
|
LU0333810850 |
|
Trust Share |
|
0.011 |
| SISF Hong K Eq BHC |
|
LU0334662938 |
|
Trust Share |
|
0.010 |
| SISF US Sm&M Eq AHC |
|
LU0334663233 |
|
Trust Share |
|
0.020 |
| Alpha Life Sett AOC |
|
LU0334803425 |
|
Trust Share |
|
0.004 |
| Inv Asia Co Dem AC |
|
LU0334857355 |
|
Trust Share |
|
0.020 |
| Inv P Eu Eq AD |
|
LU0334858593 |
|
Trust Share |
|
0.070 |
| Inv P Eu Sm Eq AD |
|
LU0334858676 |
|
Trust Share |
|
0.010 |
| Orbis Gl Eq I |
|
LU0334985271 |
|
Trust Share |
|
0.004 |
| N1 Nordic Eq. BIC |
|
LU0335102843 |
|
Trust Share |
|
0.002 |
| MSIF Gl Brds AHC |
|
LU0335216932 |
|
Trust Share |
|
0.169 |
| HDF SPE L Eurov AC |
|
LU0335568613 |
|
Trust Share |
|
0.003 |
49
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| HDF SPE L Eurov CC |
|
LU0335569009 |
|
Trust Share |
|
0.005 |
| Oyst Eu Fx Inc I |
|
LU0335770102 |
|
Trust Share |
|
0.001 |
| Carmig Gl Bd AC |
|
LU0336083497 |
|
Trust Share |
|
0.001 |
| Carmig Cap Pl AC |
|
LU0336084032 |
|
Trust Share |
|
0.142 |
| Mirae Korea Eq AC |
|
LU0336294433 |
|
Trust Share |
|
0.014 |
| UNI-GL Eq Wor SAC |
|
LU0337270119 |
|
Trust Share |
|
0.020 |
| UNI-GL Eq Wor SAHC |
|
LU0337271356 |
|
Trust Share |
|
0.004 |
| UBS L KS2 AS Eq PD |
|
LU0337456056 |
|
Trust Share |
|
0.001 |
| Fid US HY AHC |
|
LU0337581549 |
|
Trust Share |
|
0.069 |
| MFSMF Pr Wealth A1 |
|
LU0337786437 |
|
Trust Share |
|
0.076 |
| Cap Intl Em M X |
|
LU0337791783 |
|
Trust Share |
|
0.010 |
| SISF Taiwan Eq AD |
|
LU0338530842 |
|
Trust Share |
|
0.016 |
| R Cap Eu Cons Eq DC |
|
LU0339661307 |
|
Trust Share |
|
0.003 |
| MSIF US Adv BHC |
|
LU0341469269 |
|
Trust Share |
|
0.002 |
| IGS Gr Corp Bd FC |
|
LU0345764087 |
|
Trust Share |
|
0.006 |
| IGS EM L C Dbt AC |
|
LU0345767262 |
|
Trust Share |
|
0.008 |
| IGS Gl Str Eq CD |
|
LU0345771025 |
|
Trust Share |
|
0.004 |
| IGS Asian Eq AC |
|
LU0345775950 |
|
Trust Share |
|
0.011 |
| IGS Asian Eq CD |
|
LU0345776339 |
|
Trust Share |
|
0.006 |
| IGS Gl Energy AC |
|
LU0345779275 |
|
Trust Share |
|
0.012 |
| IGS Gl Energy AD |
|
LU0345779515 |
|
Trust Share |
|
0.007 |
| IGS Gl Energy CD |
|
LU0345779606 |
|
Trust Share |
|
0.001 |
| Fid Eur Blue YC |
|
LU0346388290 |
|
Trust Share |
|
1.478 |
| Fid Germany YC |
|
LU0346388530 |
|
Trust Share |
|
0.440 |
| Fid Gl Fin Serv YC |
|
LU0346388704 |
|
Trust Share |
|
0.030 |
| Fidelity EU HY EURc |
|
LU0346390270 |
|
Trust Share |
|
2.398 |
| Fid Asia Sp Sit YC |
|
LU0346390601 |
|
Trust Share |
|
0.020 |
| Fid Em YC |
|
LU0346390940 |
|
Trust Share |
|
0.031 |
| Fid Indonesia YC |
|
LU0346391328 |
|
Trust Share |
|
0.030 |
| Fid Malaysia YC |
|
LU0346391757 |
|
Trust Share |
|
0.010 |
| Fid Singapore YC |
|
LU0346391914 |
|
Trust Share |
|
0.010 |
| Fid USD Bd YC |
|
LU0346392482 |
|
Trust Share |
|
0.953 |
| UBS L Eq EmM S PC |
|
LU0346595837 |
|
Trust Share |
|
0.022 |
| Alken Eu Opp UD |
|
LU0347565383 |
|
Trust Share |
|
0.002 |
| UBS GS Fx Inc BISC |
|
LU0347929506 |
|
Trust Share |
|
0.003 |
| UBS GS Inc E FC |
|
LU0347929761 |
|
Trust Share |
|
0.033 |
| UBS GS Yld E FC |
|
LU0347929928 |
|
Trust Share |
|
0.124 |
| UBS GS Bal E FC |
|
LU0347930181 |
|
Trust Share |
|
0.083 |
| UBS GS Gr E FC |
|
LU0347930348 |
|
Trust Share |
|
0.010 |
| UBS GS Eq E FC |
|
LU0347930694 |
|
Trust Share |
|
0.002 |
| UBS GS Yld C FC |
|
LU0347931825 |
|
Trust Share |
|
0.049 |
| UBS GS Bal C FC |
|
LU0347932120 |
|
Trust Share |
|
0.040 |
| CSIF5 Rus Eq BC |
|
LU0348403774 |
|
Trust Share |
|
0.221 |
| AGIF Em Asia Eq AD |
|
LU0348788117 |
|
Trust Share |
|
0.444 |
| AGIF Thail Eq AD |
|
LU0348798009 |
|
Trust Share |
|
0.002 |
| UBS L REFS GlI12C |
|
LU0349525153 |
|
Trust Share |
|
0.002 |
| SISF As Con Bd AC |
|
LU0351440481 |
|
Trust Share |
|
0.040 |
| SISF Gl Con Bd AC |
|
LU0351442180 |
|
Trust Share |
|
0.021 |
50
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| AEPI Strat 50 CTC |
|
LU0352312184 |
|
Trust Share |
|
0.001 |
| Alessia ARM RC |
|
LU0352949456 |
|
Trust Share |
|
0.001 |
| WFLW US All Gr A |
|
LU0353189680 |
|
Trust Share |
|
0.149 |
| WFLW US All Gr I |
|
LU0353189763 |
|
Trust Share |
|
0.002 |
| WFLW US All Gr I |
|
LU0353189847 |
|
Trust Share |
|
0.001 |
| Fid Gl Infl Bd AHC |
|
LU0353649279 |
|
Trust Share |
|
0.020 |
| R Cap US Pr Eq MHC |
|
LU0355496257 |
|
Trust Share |
|
0.001 |
| R Cap US Pr Eq MC |
|
LU0355496760 |
|
Trust Share |
|
0.003 |
| BlueB Em Co Bd B |
|
LU0356217413 |
|
Trust Share |
|
0.596 |
| BlueB Em Co Bd R |
|
LU0356217504 |
|
Trust Share |
|
0.141 |
| BlueB Em Co Bd RD |
|
LU0356217686 |
|
Trust Share |
|
0.085 |
| BlueB Em Co Bd B |
|
LU0356217843 |
|
Trust Share |
|
0.004 |
| BlueB Em Co Bd R |
|
LU0356218064 |
|
Trust Share |
|
0.073 |
| BlueB Em Co Bd DR |
|
LU0356218650 |
|
Trust Share |
|
0.003 |
| BlueB Inv G Li R |
|
LU0356219625 |
|
Trust Share |
|
0.071 |
| BlueB Inv G Li R |
|
LU0356220391 |
|
Trust Share |
|
0.355 |
| BlueB Inv G Li I |
|
LU0356220987 |
|
Trust Share |
|
0.001 |
| JPMIF Gl HY Bd AD |
|
LU0356780857 |
|
Trust Share |
|
0.100 |
| Bak Gl Pr Met A2C |
|
LU0357130854 |
|
Trust Share |
|
0.012 |
| BlueB Em LC Bd RD |
|
LU0357315554 |
|
Trust Share |
|
0.002 |
| UBS L Bd Co Gl QC |
|
LU0358423738 |
|
Trust Share |
|
0.002 |
| UBS L Eq USA G QC |
|
LU0358729654 |
|
Trust Share |
|
0.005 |
| BGF Em M LC Bd A2HC |
|
LU0359002093 |
|
Trust Share |
|
0.340 |
| BGF China A2HC |
|
LU0359201455 |
|
Trust Share |
|
0.020 |
| BGF China A2C |
|
LU0359201612 |
|
Trust Share |
|
0.130 |
| BGF China A2C |
|
LU0359201885 |
|
Trust Share |
|
0.030 |
| MSIF Gl Brds ZC |
|
LU0360482987 |
|
Trust Share |
|
0.017 |
| MSIF Gl Brds ZHC |
|
LU0360483019 |
|
Trust Share |
|
0.008 |
| MSIF Div A Pl ZHC |
|
LU0360491202 |
|
Trust Share |
|
0.008 |
| SWI Verm W C |
|
LU0362406109 |
|
Trust Share |
|
0.001 |
| Jup Mer ltl Bal LAD |
|
LU0362742552 |
|
Trust Share |
|
0.008 |
| Jup Mer ltl Eq LAD |
|
LU0362742982 |
|
Trust Share |
|
0.006 |
| Belm L Gl Em Mkt B |
|
LU0366039252 |
|
Trust Share |
|
0.045 |
| Pictet-Water PdyGBP |
|
LU0366531837 |
|
Trust Share |
|
0.001 |
| Pictet-GEC-P USD |
|
LU0366532561 |
|
Trust Share |
|
0.019 |
| Pictet-SSTMM EU P |
|
LU0366536711 |
|
Trust Share |
|
0.002 |
| Fr TI Gl TR AH1D |
|
LU0366773504 |
|
Trust Share |
|
0.018 |
| Fr TI Gl Bd AH1D |
|
LU0366777323 |
|
Trust Share |
|
0.108 |
| Inv Asia Bal AQD |
|
LU0367026134 |
|
Trust Share |
|
0.390 |
| Inv Asia Bal AC |
|
LU0367026217 |
|
Trust Share |
|
0.790 |
| Av I Gl HYield AhC |
|
LU0367993408 |
|
Trust Share |
|
0.066 |
| BGF Gl All I2C |
|
LU0368249560 |
|
Trust Share |
|
0.010 |
| BGF Wld Energ A2HC |
|
LU0368265418 |
|
Trust Share |
|
0.170 |
| SISF As TR CHC |
|
LU0372741511 |
|
Trust Share |
|
0.003 |
| R Cap Chine Eq DC |
|
LU0374106598 |
|
Trust Share |
|
0.003 |
| IRIS Radar C |
|
LU0374219441 |
|
Trust Share |
|
0.002 |
| IRIS TRE C |
|
LU0374219524 |
|
Trust Share |
|
0.003 |
| Plan Anth Grey AC |
|
LU0374938560 |
|
Trust Share |
|
0.003 |
51
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| BGF Sw S M Opp A2C |
|
LU0376446257 |
|
Trust Share |
|
0.030 |
| Aber Se EMB A2BCEC |
|
LU0376989207 |
|
Trust Share |
|
0.004 |
| F MI AN GCFIG IHC |
|
LU0378095946 |
|
Trust Share |
|
0.001 |
| SISF As TR CD |
|
LU0378802051 |
|
Trust Share |
|
0.152 |
| DNCA I Gl Lead AC |
|
LU0383783841 |
|
Trust Share |
|
0.001 |
| DNCA I Gl Lead BC |
|
LU0383784146 |
|
Trust Share |
|
0.002 |
| Pictet-Water-HP USD |
|
LU0385405567 |
|
Trust Share |
|
0.029 |
| JPMF Gl C EUR AHC |
|
LU0385794523 |
|
Trust Share |
|
0.038 |
| Pictet-GMTS-P EUR |
|
LU0386882277 |
|
Trust Share |
|
0.012 |
| R Cap G Star Eq DC |
|
LU0387754996 |
|
Trust Share |
|
0.004 |
| Best Bestifund RC |
|
LU0389173070 |
|
Trust Share |
|
0.011 |
| Best Intern RC |
|
LU0389173401 |
|
Trust Share |
|
0.014 |
| Best Iberian RC |
|
LU0389174128 |
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Trust Share |
|
0.006 |
| Fr TI Asia Sm AC |
|
LU0390135332 |
|
Trust Share |
|
0.005 |
| Fr TI Front M AC |
|
LU0390136736 |
|
Trust Share |
|
0.088 |
| Fr TI Front M IC |
|
LU0390136900 |
|
Trust Share |
|
0.007 |
| Fr TI Front M AC |
|
LU0390137031 |
|
Trust Share |
|
0.013 |
| Fr TI Front M IC |
|
LU0390137205 |
|
Trust Share |
|
0.128 |
| Foc CONVGL HFC |
|
LU0390330545 |
|
Trust Share |
|
0.212 |
| Foc CONVGL HFC |
|
LU0390330628 |
|
Trust Share |
|
0.072 |
| SFL3 KMMHF Div EUR |
|
LU0390556354 |
|
Trust Share |
|
0.136 |
| UBS LB Gl Cor IBC |
|
LU0390864253 |
|
Trust Share |
|
0.004 |
| UBS LB Gl Cor IXC |
|
LU0390864410 |
|
Trust Share |
|
0.003 |
| SFL3 KMMHF Div CHF |
|
LU0391226189 |
|
Trust Share |
|
0.006 |
| Pictet-GMTS-R EUR |
|
LU0391944815 |
|
Trust Share |
|
0.001 |
| Part Gr Gl Val I |
|
LU0392036694 |
|
Trust Share |
|
0.040 |
| Part Gr Gl Val R |
|
LU0392036850 |
|
Trust Share |
|
275.761 |
| Part Gr Gl Val D |
|
LU0392037403 |
|
Trust Share |
|
0.010 |
| JPMIF Gl Inc AD |
|
LU0395794307 |
|
Trust Share |
|
0.156 |
| BlueB St HI LO L |
|
LU0395883407 |
|
Trust Share |
|
0.009 |
| BlueB St HI Lo H |
|
LU0395883589 |
|
Trust Share |
|
0.001 |
| UBS L Bd Co Gl IA1C |
|
LU0396331836 |
|
Trust Share |
|
0.001 |
| UBS LB Sh Eur IA1C |
|
LU0396349614 |
|
Trust Share |
|
0.001 |
| UBS LB Sh Eur IBC |
|
LU0396350380 |
|
Trust Share |
|
0.001 |
| UBS LB Sh Eur IXC |
|
LU0396350547 |
|
Trust Share |
|
0.008 |
| UBS LB Sh USD C QC |
|
LU0396352592 |
|
Trust Share |
|
0.009 |
| UBS LB Sh USD CIBD |
|
LU0396353301 |
|
Trust Share |
|
0.002 |
| UBS LB USD Co FC |
|
LU0396366626 |
|
Trust Share |
|
0.028 |
| UBS LB USD Co QC |
|
LU0396366972 |
|
Trust Share |
|
0.001 |
| UBS LB USD Co IA1C |
|
LU0396367277 |
|
Trust Share |
|
0.013 |
| UBS LB USD Co IA3C |
|
LU0396367608 |
|
Trust Share |
|
0.004 |
| UBS LB USD HY FC |
|
LU0396369489 |
|
Trust Share |
|
0.310 |
| UBS LB USD HY IA1C |
|
LU0396369992 |
|
Trust Share |
|
0.055 |
| UBS LB USD HY IXC |
|
LU0396370818 |
|
Trust Share |
|
0.003 |
| UBS LB USD HY UXC |
|
LU0396371030 |
|
Trust Share |
|
0.003 |
| UBS L1 All Ro PC |
|
LU0397594465 |
|
Trust Share |
|
0.029 |
| UBS L1 All Ro PhC |
|
LU0397599340 |
|
Trust Share |
|
0.336 |
| UBS L1 All Ro IXhC |
|
LU0397604876 |
|
Trust Share |
|
0.004 |
52
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS L1 All Ro PhC |
|
LU0397605766 |
|
Trust Share |
|
0.176 |
| UBS L1 All Ro IXhC |
|
LU0397610766 |
|
Trust Share |
|
0.253 |
| UBS L1 US EqN UXC |
|
LU0397651364 |
|
Trust Share |
|
0.004 |
| Areca Val Discov A |
|
LU0397699488 |
|
Trust Share |
|
0.003 |
| Areca Val Discov A |
|
LU0397699561 |
|
Trust Share |
|
0.002 |
| Areca Val Discov A |
|
LU0397699645 |
|
Trust Share |
|
0.013 |
| Av I GI HYield IxhD |
|
LU0397835769 |
|
Trust Share |
|
0.020 |
| R Cap H Y Bd IHC |
|
LU0398248921 |
|
Trust Share |
|
0.001 |
| UBS L Eq EmM S PC |
|
LU0398999499 |
|
Trust Share |
|
0.352 |
| UBS L Eq USA G IA1C |
|
LU0399032613 |
|
Trust Share |
|
0.010 |
| UBS L Eq USA G IXC |
|
LU0399033694 |
|
Trust Share |
|
0.001 |
| UBS L Eq USA En FC |
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LU0399034312 |
|
Trust Share |
|
0.583 |
| UBS L Eq USA En UXC |
|
LU0399035988 |
|
Trust Share |
|
0.001 |
| DWS Inv LA Eq LCC |
|
LU0399356780 |
|
Trust Share |
|
3.024 |
| Amundi Is GI R CC |
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LU0399640407 |
|
Trust Share |
|
0.001 |
| DNCA IN Convert IC |
|
LU0401808935 |
|
Trust Share |
|
0.001 |
| DNCA IN Convert AC |
|
LU0401809073 |
|
Trust Share |
|
0.013 |
| BlueB G Con Bd R |
|
LU0403658932 |
|
Trust Share |
|
0.004 |
| BlueB G Con Bd RD |
|
LU0403659070 |
|
Trust Share |
|
0.001 |
| BlueB G Con Bd B |
|
LU0403659237 |
|
Trust Share |
|
0.001 |
| BlueB G Con Bd R |
|
LU0403659310 |
|
Trust Share |
|
0.001 |
| BlueB G Con Bd RD |
|
LU0403659401 |
|
Trust Share |
|
0.001 |
| UBS L KS2 Eu Eq UX |
|
LU0404160300 |
|
Trust Share |
|
0.004 |
| GS GI H YId HC |
|
LU0405800185 |
|
Trust Share |
|
2.555 |
| Lux Se Asian SW A2C |
|
LU0405860593 |
|
Trust Share |
|
0.002 |
| BGF Co Eu FI D2RFC |
|
LU0406496546 |
|
Trust Share |
|
0.030 |
| JPMLF USD Gov L AC |
|
LU0406512847 |
|
Trust Share |
|
0.001 |
| Paret Cart Eq IIBC |
|
LU0406591452 |
|
Trust Share |
|
0.001 |
| Kairos Intl Bd P |
|
LU0406837046 |
|
Trust Share |
|
0.004 |
| Pictet-EmMkt-HP EUR |
|
LU0407233740 |
|
Trust Share |
|
0.001 |
| BBH Lux Core Sel IC |
|
LU0407242659 |
|
Trust Share |
|
0.009 |
| JPMF GI Co Bd AC |
|
LU0408846375 |
|
Trust Share |
|
0.017 |
| IRIS Sfera C |
|
LU0411150179 |
|
Trust Share |
|
0.001 |
| NIFLI LS GI Cr RAC |
|
LU0411266801 |
|
Trust Share |
|
0.743 |
| BRSF Eu AR A2C |
|
LU0411704413 |
|
Trust Share |
|
0.085 |
| Dinvest TR AQ SP |
|
LU0412215005 |
|
Trust Share |
|
0.024 |
| Dinvest Sel I EM SP |
|
LU0412216821 |
|
Trust Share |
|
0.003 |
| Dinvest Se I FQ SP |
|
LU0412217399 |
|
Trust Share |
|
0.001 |
| Dinvest Sel I EG SP |
|
LU0412217555 |
|
Trust Share |
|
0.001 |
| Dinvest Se II EQ SP |
|
LU0412218447 |
|
Trust Share |
|
0.002 |
| MSIF Div A PI AHC |
|
LU0413863472 |
|
Trust Share |
|
0.011 |
| BRSF Eu AR D2C |
|
LU0414666189 |
|
Trust Share |
|
0.020 |
| Bellev L BB EE IC |
|
LU0415392165 |
|
Trust Share |
|
0.001 |
| Bellev L BB AB BC |
|
LU0415392322 |
|
Trust Share |
|
0.001 |
| MSIF Div A PI ZHC |
|
LU0415628626 |
|
Trust Share |
|
0.013 |
| IGS Gr Corp Bd A2HD |
|
LU0416337789 |
|
Trust Share |
|
0.637 |
| UBS L 2 MM EUR FC |
|
LU0417386850 |
|
Trust Share |
|
0.068 |
| UBS L2 MM USD FC |
|
LU0417389524 |
|
Trust Share |
|
0.980 |
53
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Exane 1 Archim AC |
|
LU0417733242 |
|
Trust Share |
|
0.010 |
| Exane 1 Templ AC |
|
LU0417733598 |
|
Trust Share |
|
0.006 |
| Tril Med Vol PC |
|
LU0419242689 |
|
Trust Share |
|
0.008 |
| Enea Div Mult EC |
|
LU0420115767 |
|
Trust Share |
|
0.003 |
| Dinvest Core G |
|
LU0421555516 |
|
Trust Share |
|
0.002 |
| Dinvest TRHoI AQ |
|
LU0421556241 |
|
Trust Share |
|
0.002 |
| UBS LKS GI Eq IXC |
|
LU0421789263 |
|
Trust Share |
|
0.008 |
| UBSLUKSS GAUSIXC |
|
LU0423408631 |
|
Trust Share |
|
0.018 |
| Man AHL Trend EUR D |
|
LU0424370004 |
|
Trust Share |
|
3.087 |
| Man AHL Div GBP D |
|
LU0424370269 |
|
Trust Share |
|
0.084 |
| Man AHL Div GBP D |
|
LU0424370343 |
|
Trust Share |
|
2.264 |
| UBS LKS Dy AI IXC |
|
LU0425154852 |
|
Trust Share |
|
0.006 |
| UBS LKS Asi Eq UXC |
|
LU0425186540 |
|
Trust Share |
|
0.003 |
| BGF GI InfLB A3D |
|
LU0425308243 |
|
Trust Share |
|
0.020 |
| Kairos II M-S UP |
|
LU0425741047 |
|
Trust Share |
|
0.002 |
| IVA Global I AC |
|
LU0426100623 |
|
Trust Share |
|
0.015 |
| IGS GI Franch AC |
|
LU0426412945 |
|
Trust Share |
|
3.726 |
| IGS GI Franch AD |
|
LU0426417589 |
|
Trust Share |
|
0.043 |
| IGS GI Franch FC |
|
LU0426418637 |
|
Trust Share |
|
0.013 |
| NN L FI Sen L IHC |
|
LU0426533492 |
|
Trust Share |
|
0.028 |
| BI Ed Dy StAI BEUR |
|
LU0427434617 |
|
Trust Share |
|
0.004 |
| Bl Ed Dy StAI BUSD |
|
LU0427434708 |
|
Trust Share |
|
0.001 |
| Bl Ed Dy StAI BCHF |
|
LU0427434880 |
|
Trust Share |
|
0.005 |
| Anax Bd Opp L AD |
|
LU0427619407 |
|
Trust Share |
|
0.009 |
| Argos Argonaut EC |
|
LU0428315906 |
|
Trust Share |
|
0.020 |
| Argos Argonaut AC |
|
LU0428317514 |
|
Trust Share |
|
0.003 |
| SISF Eu Corp Bd AHC |
|
LU0428345051 |
|
Trust Share |
|
0.020 |
| Man AHL Trend USD I |
|
LU0428380124 |
|
Trust Share |
|
0.327 |
| Man AHL Trend CHF D |
|
LU0428380470 |
|
Trust Share |
|
0.001 |
| Man AHL Trend GBP D |
|
LU0428380553 |
|
Trust Share |
|
0.001 |
| NN L FI Sen L IHD |
|
LU0428438658 |
|
Trust Share |
|
0.042 |
| Sant AM L Am FI Dd |
|
LU0428587066 |
|
Trust Share |
|
0.002 |
| Miralt Europe A |
|
LU0429745101 |
|
Trust Share |
|
0.001 |
| Ashm Loc Curr R |
|
LU0430656966 |
|
Trust Share |
|
0.100 |
| CONREN Fortune IID |
|
LU0430796895 |
|
Trust Share |
|
1.000 |
| Vitruv G Chi Eq BC |
|
LU0431685097 |
|
Trust Share |
|
0.002 |
| R Cap US Pr Eq IED |
|
LU0432313244 |
|
Trust Share |
|
0.001 |
| R Cap US Pr Eq EHD |
|
LU0432313756 |
|
Trust Share |
|
0.008 |
| MARS (EUR) SP RAC |
|
LU0432563780 |
|
Trust Share |
|
0.191 |
| Inv BalRisk AII AC |
|
LU0432616737 |
|
Trust Share |
|
0.286 |
| Inv BalRisk AII CC |
|
LU0432616810 |
|
Trust Share |
|
0.045 |
| Inv BalRisk AII EC |
|
LU0432616901 |
|
Trust Share |
|
0.020 |
| Inv BalRisk AII CHC |
|
LU0432617032 |
|
Trust Share |
|
0.081 |
| Alken Eu Opp ZC |
|
LU0432793510 |
|
Trust Share |
|
0.144 |
| JPMF GI Health AD |
|
LU0432979374 |
|
Trust Share |
|
0.001 |
| JPMF GI Healt JPMAD |
|
LU0432979457 |
|
Trust Share |
|
0.001 |
| JPMF GI Health AC |
|
LU0432979614 |
|
Trust Share |
|
0.070 |
| JPMF GI Health BC |
|
LU0432979705 |
|
Trust Share |
|
0.001 |
54
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
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|
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|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Amundi Intl ASCC |
|
LU0433182093 |
|
Trust Share |
|
0.002 |
| F Eag Am Intl IUCC |
|
LU0433182176 |
|
Trust Share |
|
0.002 |
| F Eag Am Intl AHECC |
|
LU0433182416 |
|
Trust Share |
|
0.403 |
| 1741 AM Mul-Str B |
|
LU0434907969 |
|
Trust Share |
|
0.683 |
| R Cap US Pr Eq DC |
|
LU0434928536 |
|
Trust Share |
|
0.023 |
| Oyst GI Convert I |
|
LU0435362065 |
|
Trust Share |
|
0.001 |
| BlueB HY Cor Bd B |
|
LU0435649511 |
|
Trust Share |
|
0.004 |
| BlueB HY Cor Bd R |
|
LU0435649602 |
|
Trust Share |
|
0.001 |
| DWS In GI Agb RDD |
|
LU0435837942 |
|
Trust Share |
|
0.114 |
| BRSF Fix In Str A2C |
|
LU0438336264 |
|
Trust Share |
|
0.069 |
| BRSF Fix In Str D2C |
|
LU0438336421 |
|
Trust Share |
|
0.010 |
| BlueB HY Bd R |
|
LU0438373200 |
|
Trust Share |
|
0.001 |
| Oyst US Value I2 |
|
LU0440354487 |
|
Trust Share |
|
0.005 |
| DWS Inv Eu C Bd LDD |
|
LU0441433728 |
|
Trust Share |
|
0.010 |
| JPMF Ase Eq JPMCC |
|
LU0441851648 |
|
Trust Share |
|
0.004 |
| JPMF Ase Eq JPMBC |
|
LU0441852885 |
|
Trust Share |
|
0.001 |
| SISF GI H YId CHD |
|
LU0441868451 |
|
Trust Share |
|
0.010 |
| Amundi I E N AmAUCC |
|
LU0442407853 |
|
Trust Share |
|
0.001 |
| FU Alt Bet+Dai ED |
|
LU0442867007 |
|
Trust Share |
|
0.010 |
| JB Mbd GI HY Bd BC |
|
LU0443274229 |
|
Trust Share |
|
0.002 |
| BGF Eu Sh Bd A4DSHD |
|
LU0448387703 |
|
Trust Share |
|
0.010 |
| Pictet-PBrd-ldy GBP |
|
LU0448836519 |
|
Trust Share |
|
0.001 |
| PFLUX Agricult Idi |
|
LU0448837160 |
|
Trust Share |
|
0.003 |
| HSBCGI ESI US E YD |
|
LU0449516656 |
|
Trust Share |
|
0.066 |
| Fr TI GI TR AH1C |
|
LU0450468185 |
|
Trust Share |
|
0.009 |
| Fr TI GI TR AH1D |
|
LU0450468698 |
|
Trust Share |
|
0.074 |
| Hend Hor E Corp I2C |
|
LU0451950587 |
|
Trust Share |
|
0.290 |
| Hend Hor E Corp I1D |
|
LU0451950660 |
|
Trust Share |
|
0.002 |
| RWC US Abs Alph AC |
|
LU0453474784 |
|
Trust Share |
|
0.002 |
| RWC US Abs Alph AC |
|
LU0453474867 |
|
Trust Share |
|
0.003 |
| RWC US Abs Alpha B |
|
LU0453475088 |
|
Trust Share |
|
0.005 |
| RWC US Abs Alpha B |
|
LU0453475161 |
|
Trust Share |
|
0.003 |
| UBS L Bd GI In PC |
|
LU0455550201 |
|
Trust Share |
|
0.014 |
| UBS L Bd GI In PC |
|
LU0455553486 |
|
Trust Share |
|
0.037 |
| UBS L Bd GI In PC |
|
LU0455556406 |
|
Trust Share |
|
0.040 |
| UBS L Eq Water PC |
|
LU0456449445 |
|
Trust Share |
|
1.177 |
| RP RP AV Dynam CD |
|
LU0458234829 |
|
Trust Share |
|
0.001 |
| CS In1 GIVa Bd BHC |
|
LU0458988655 |
|
Trust Share |
|
0.004 |
| UBS LB USD HY PMD |
|
LU0459103858 |
|
Trust Share |
|
0.332 |
| Glob Val&Growth C |
|
LU0459208012 |
|
Trust Share |
|
0.004 |
| Pharus Val Inc C |
|
LU0460960882 |
|
Trust Share |
|
0.004 |
| DBPI4 Sys Al I1CE |
|
LU0462954396 |
|
Trust Share |
|
0.844 |
| DBPI4 Sys Al l1CU |
|
LU0462954479 |
|
Trust Share |
|
1.491 |
| DBPI4 Sys Al I1CG |
|
LU0462954552 |
|
Trust Share |
|
0.012 |
| DBPI4 Sys Al R1CE |
|
LU0462954800 |
|
Trust Share |
|
0.317 |
| DBPI4 Sys Al R1CU |
|
LU0462954982 |
|
Trust Share |
|
0.118 |
| Leo I Miura BC |
|
LU0462973347 |
|
Trust Share |
|
0.001 |
| Aur I M2T M-Str AC |
|
LU0463175132 |
|
Trust Share |
|
0.350 |
55
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| S GAIA Eg Eq AC |
|
LU0463469048 |
|
Trust Share |
|
0.013 |
| Sel My Ivy GIAS AC |
|
LU0464267110 |
|
Trust Share |
|
0.001 |
| JPMIF Inc Opp BHC |
|
LU0464446391 |
|
Trust Share |
|
0.010 |
| PFLUX Em Lo Cu Idi |
|
LU0465232295 |
|
Trust Share |
|
0.004 |
| 1741 AM GI RD B |
|
LU0466440772 |
|
Trust Share |
|
0.005 |
| 1741 AM GI RD OCSH |
|
LU0466440855 |
|
Trust Share |
|
0.101 |
| 1741 AM GI RD OCSH |
|
LU0466441077 |
|
Trust Share |
|
0.001 |
| 1741 AM GI RD A |
|
LU0466441234 |
|
Trust Share |
|
0.002 |
| 1741 AM GI RD AH |
|
LU0466441317 |
|
Trust Share |
|
0.001 |
| BGF GI AII A2C |
|
LU0468326631 |
|
Trust Share |
|
0.070 |
| Struc S Lit I Str C |
|
LU0470205575 |
|
Trust Share |
|
0.009 |
| SSGA Sect Hc Eq PC |
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LU0471611425 |
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Trust Share |
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0.008 |
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LU0471611698 |
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Trust Share |
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0.008 |
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LU0471904440 |
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0.003 |
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LU0471904796 |
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Trust Share |
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0.002 |
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LU0472681682 |
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Trust Share |
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0.003 |
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LU0473982238 |
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Trust Share |
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0.017 |
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LU0474363545 |
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0.041 |
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LU0474363974 |
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0.003 |
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LU0474693768 |
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LU0475778295 |
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0.001 |
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LU0475778535 |
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Trust Share |
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0.001 |
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LU0475778618 |
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Trust Share |
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0.120 |
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LU0475887237 |
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Trust Share |
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0.093 |
| N1 US Corp. Bd HBIC |
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LU0475887740 |
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Trust Share |
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0.142 |
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LU0476041503 |
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Trust Share |
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0.002 |
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LU0476445340 |
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0.005 |
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LU0476845010 |
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0.009 |
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LU0476845101 |
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0.002 |
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LU0476943708 |
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0.024 |
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LU0476944342 |
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0.008 |
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LU0478345209 |
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LU0479712688 |
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0.001 |
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LU0482269908 |
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0.703 |
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LU0482270153 |
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Trust Share |
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2.583 |
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LU0482270237 |
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0.6l6 |
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LU0482270666 |
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1.013 |
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LU0482270740 |
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Trust Share |
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0.351 |
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LU0482271045 |
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0.029 |
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LU0482497798 |
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Trust Share |
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0.010 |
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LU0482498176 |
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Trust Share |
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0.017 |
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LU0482498762 |
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Trust Share |
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0.033 |
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LU0487139049 |
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Trust Share |
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0.009 |
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LU0487305319 |
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Trust Share |
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0.006 |
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LU0487478926 |
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Trust Share |
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0.004 |
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LU0487500448 |
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Trust Share |
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0.024 |
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LU0489687243 |
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Trust Share |
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0.004 |
| SISF GI Cor Bd AHC |
|
LU0491680988 |
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Trust Share |
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0.010 |
56
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
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Wertschrift ID |
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Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
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|
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LU0491816475 |
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Trust Share |
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0.280 |
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LU0491817952 |
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Trust Share |
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0.010 |
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LU0491818331 |
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Trust Share |
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0.080 |
| MA Asia Div Fd ID |
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LU0491818414 |
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Trust Share |
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0.010 |
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LU0492116438 |
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Trust Share |
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0.003 |
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LU0492942635 |
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Trust Share |
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0.011 |
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LU0492969166 |
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Trust Share |
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0.016 |
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LU0493851884 |
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Trust Share |
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0.312 |
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LU0496363770 |
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Trust Share |
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0.215 |
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LU0496442723 |
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Trust Share |
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0.001 |
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LU0498014322 |
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0.001 |
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LU0498181733 |
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0.129 |
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LU0498189041 |
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0.042 |
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LU0499300621 |
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Trust Share |
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0.001 |
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LU0499399060 |
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Trust Share |
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0.002 |
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LU0499399144 |
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Trust Share |
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0.287 |
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LU0499858602 |
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5.175 |
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LU0500229868 |
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0.003 |
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LU0501118490 |
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0.002 |
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LU0501950314 |
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0.002 |
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LU0502418741 |
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Trust Share |
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2’197.634 |
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LU0502419046 |
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Trust Share |
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0.031 |
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LU0502419392 |
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Trust Share |
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0.012 |
| Permal MM China A |
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LU0502513731 |
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Trust Share |
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0.006 |
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LU0503635202 |
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Trust Share |
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0.004 |
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LU0503635467 |
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0.022 |
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LU0503755950 |
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Trust Share |
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0.002 |
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LU0505242726 |
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0.003 |
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LU0505784297 |
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Trust Share |
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4.896 |
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LU0506197614 |
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Trust Share |
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0.271 |
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LU0506198851 |
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Trust Share |
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0.010 |
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LU0507009503 |
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Trust Share |
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0.010 |
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LU0507009925 |
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Trust Share |
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0.014 |
| Oyst US Value |
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LU0507010188 |
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Trust Share |
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0.001 |
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LU0507265923 |
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Trust Share |
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0.122 |
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LU0507266061 |
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Trust Share |
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0.203 |
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LU0507266228 |
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Trust Share |
|
1.199 |
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LU0507266491 |
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Trust Share |
|
0.082 |
| BS L Eq USA Gr QC |
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LU0508198768 |
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Trust Share |
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0.192 |
| MLIS Yk E-D Uc UEC |
|
LU0508546396 |
|
Trust Share |
|
0.003 |
| MLIS Yk E-D Uc UFC |
|
LU0508546636 |
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Trust Share |
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0.056 |
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LU0508546719 |
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Trust Share |
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0.001 |
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LU0510167009 |
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Trust Share |
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0.011 |
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LU0510167264 |
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Trust Share |
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0.004 |
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LU0511408857 |
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Trust Share |
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0.001 |
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LU0511520347 |
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Trust Share |
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0.180 |
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LU0511785726 |
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Trust Share |
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0.416 |
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LU0511796848 |
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Trust Share |
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0.001 |
57
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| MSIF GI Infr BHC |
|
LU0512092577 |
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Trust Share |
|
0.005 |
| DNCA I Eurose BC |
|
LU0512121004 |
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Trust Share |
|
0.014 |
| DNCA IN Convert BC |
|
LU0512124107 |
|
Trust Share |
|
0.003 |
| DNCA I Miura AC |
|
LU0512124362 |
|
Trust Share |
|
0.001 |
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|
LU0512127548 |
|
Trust Share |
|
0.014 |
| JPMF Em Corp Bd AHC |
|
LU0512127621 |
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Trust Share |
|
0.250 |
| JPMF Em Corp Bd CC |
|
LU0512127977 |
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Trust Share |
|
0.133 |
| JPMF Em Corp Bd CHC |
|
LU0512128199 |
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Trust Share |
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1.142 |
| Ab GI2 Eur G Bd A1D |
|
LU0513834357 |
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Trust Share |
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0.401 |
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|
LU0513834514 |
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Trust Share |
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0.012 |
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LU0513910553 |
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Trust Share |
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0.002 |
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LU0514848356 |
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Trust Share |
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0.002 |
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LU0514848430 |
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Trust Share |
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0.004 |
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LU0514848513 |
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Trust Share |
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0.002 |
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LU0515666294 |
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Trust Share |
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0.001 |
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LU0515666377 |
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Trust Share |
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0.015 |
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LU0516397667 |
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Trust Share |
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0.126 |
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LU0517058318 |
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Trust Share |
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0.003 |
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LU0517905021 |
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Trust Share |
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0.009 |
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LU0519053697 |
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Trust Share |
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0.004 |
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LU0521028554 |
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Trust Share |
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0.180 |
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LU0521032317 |
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Trust Share |
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0.002 |
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LU0522193704 |
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Trust Share |
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0.009 |
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LU0522194009 |
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Trust Share |
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0.001 |
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LU0523287307 |
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Trust Share |
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0.035 |
| RWC Eur Abs Alp BC |
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LU0523287489 |
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Trust Share |
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0.011 |
| RWC Eur Abs Alp AC |
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LU0523287646 |
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Trust Share |
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0.064 |
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LU0523287729 |
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Trust Share |
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0.011 |
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LU0524669891 |
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Trust Share |
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0.001 |
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LU0525380092 |
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Trust Share |
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0.300 |
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LU0526609044 |
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Trust Share |
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0.017 |
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LU0526609390 |
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Trust Share |
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0.010 |
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LU0526609473 |
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Trust Share |
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0.305 |
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LU0526609556 |
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Trust Share |
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0.292 |
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LU0526609630 |
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Trust Share |
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0.303 |
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LU0526609713 |
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Trust Share |
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0.210 |
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LU0526638654 |
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Trust Share |
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0.007 |
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LU0526926950 |
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Trust Share |
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0.400 |
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|
LU0529381633 |
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Trust Share |
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0.001 |
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|
LU0529497694 |
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Trust Share |
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0.002 |
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|
LU0529497777 |
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Trust Share |
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0.001 |
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|
LU0529497934 |
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Trust Share |
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0.001 |
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LU0529499807 |
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Trust Share |
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0.058 |
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LU0531876760 |
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Trust Share |
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0.010 |
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LU0532245122 |
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Trust Share |
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0.020 |
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LU0532872800 |
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Trust Share |
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0.010 |
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LU0533937727 |
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Trust Share |
|
1.000 |
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LU0534239909 |
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Trust Share |
|
0.010 |
58
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
|
Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Oyster MA AR E 2 |
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LU0536156861 |
|
Trust Share |
|
0.006 |
| Oyst Wld Opp I2 |
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LU0536296956 |
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Trust Share |
|
0.001 |
| Fr TI GI TR AH1D |
|
LU0536402737 |
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Trust Share |
|
0.012 |
| BRSF Eu DEq AR A2HC |
|
LU0539767862 |
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Trust Share |
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0.010 |
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LU0541092028 |
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Trust Share |
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0.030 |
| Cat No Co Bd FI RC |
|
LU0542989941 |
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Trust Share |
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0.001 |
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LU0545039389 |
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Trust Share |
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0.070 |
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LU0545439217 |
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Trust Share |
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0.003 |
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LU0546265769 |
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Trust Share |
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0.067 |
| UBS L Eq Sw Opp PC |
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LU0546268359 |
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Trust Share |
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0.007 |
| Exp Inv 12 Insur BC |
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LU0546622035 |
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Trust Share |
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1.381 |
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LU0546914168 |
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0.003 |
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LU0546915058 |
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0.001 |
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LU0546915215 |
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0.003 |
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LU0546916023 |
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0.031 |
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LU0546916379 |
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0.006 |
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LU0546920488 |
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0.002 |
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LU0546921023 |
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0.002 |
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LU0547752963 |
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Trust Share |
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0.462 |
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LU0547770783 |
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Trust Share |
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0.002 |
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LU0548153104 |
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Trust Share |
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0.022 |
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LU0548153799 |
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Trust Share |
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0.008 |
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LU0548154680 |
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0.049 |
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LU0548376150 |
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Trust Share |
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0.090 |
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LU0548376580 |
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Trust Share |
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0.010 |
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LU0548808715 |
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Trust Share |
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0.001 |
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LU0550966351 |
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Trust Share |
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0.001 |
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LU0551508699 |
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0.002 |
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LU0551508939 |
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Trust Share |
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0.001 |
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|
LU0551565905 |
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Trust Share |
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0.004 |
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Trust Share |
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0.033 |
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Trust Share |
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0.010 |
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LU0554840073 |
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Trust Share |
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0.010 |
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LU0554840230 |
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Trust Share |
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0.006 |
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LU0554961291 |
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Trust Share |
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0.030 |
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LU0555020303 |
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Trust Share |
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0.001 |
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LU0555020568 |
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0.001 |
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|
LU0555021707 |
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0.010 |
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LU0555809101 |
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Trust Share |
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0.030 |
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LU0558232780 |
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Trust Share |
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0.026 |
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|
LU0560038274 |
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Trust Share |
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0.001 |
| Multi Str Vision IC |
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LU0560038357 |
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Trust Share |
|
0.004 |
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LU0560186115 |
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Trust Share |
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0.001 |
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LU0561744862 |
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Trust Share |
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0.020 |
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LU0562313402 |
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Trust Share |
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0.081 |
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|
LU0562753474 |
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Trust Share |
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0.051 |
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LU0562822386 |
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Trust Share |
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0.010 |
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LU0563142537 |
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Trust Share |
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0.021 |
59
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| LO AR Bd PC |
|
LU0564203478 |
|
Trust Share |
|
0.008 |
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|
LU0564489937 |
|
Trust Share |
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0.004 |
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|
LU0564970050 |
|
Trust Share |
|
0.116 |
| R Cap AQ Em Eq DC |
|
LU0565011698 |
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Trust Share |
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0.001 |
| F Eag Am Intl AECC |
|
LU0565135745 |
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Trust Share |
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0.030 |
| UBS L Eq Eu HD PC |
|
LU0566497433 |
|
Trust Share |
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0.409 |
| UBS L Eq Eu HD PD |
|
LU0566497516 |
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Trust Share |
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0.103 |
| UBS LB USD HY PC |
|
LU0566797311 |
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Trust Share |
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0.012 |
| Amundi Eq Ja T AJC |
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LU0568583008 |
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Trust Share |
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0.001 |
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LU0569862435 |
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LU0569862518 |
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LU0571576239 |
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LU0572952280 |
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LU0579399311 |
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1.325 |
60
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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| Security Short Name |
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Security ID |
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Wertschrift Typ |
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Anzahl Stücke |
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Wertpapierfonds |
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0.015 |
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0.038 |
61
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
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Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
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0.277 |
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0.010 |
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LU0607522496 |
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0.020 |
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0.890 |
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0.001 |
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0.001 |
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LU0610332032 |
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LU0611173427 |
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LU0611173930 |
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LU0611395327 |
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LU0611489658 |
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LU0613079408 |
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LU0615744504 |
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LU0615745147 |
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0.287 |
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LU0616856422 |
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0.002 |
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0.286 |
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LU0620247808 |
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0.060 |
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LU0620439629 |
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LU0622290632 |
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0.577 |
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LU0626906662 |
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0.027 |
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LU0626906746 |
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0.009 |
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0.032 |
62
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
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Wertschrift ID |
|
Wertschrift Typ |
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Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
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LU0629658609 |
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0.001 |
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LU0630472958 |
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0.001 |
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LU0630478302 |
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LU0630478484 |
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0.054 |
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LU0633126650 |
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0.020 |
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LU0633127112 |
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0.050 |
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LU0633139554 |
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0.024 |
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LU0633139711 |
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0.003 |
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LU0633139984 |
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0.045 |
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0.001 |
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LU0635160079 |
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LU0638828284 |
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LU0638829688 |
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0.023 |
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0.005 |
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LU0646376730 |
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0.650 |
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0.013 |
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LU0650751489 |
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0.040 |
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LU0651840448 |
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0.002 |
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0.525 |
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LU0674140040 |
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Trust Share |
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0.001 |
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0.001 |
63
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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|
|
|
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|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
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| L/S Sel Asia IC |
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LU0675179039 |
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Trust Share |
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0.005 |
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0.001 |
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0.002 |
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0.003 |
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0.001 |
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Trust Share |
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0.397 |
| ACMB Sel US Eq I |
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LU0683600992 |
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Trust Share |
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0.015 |
| ACMB Sel US Eq IH |
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LU0683601024 |
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Trust Share |
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1.630 |
| Pegaso C Str Bd RC |
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LU0683646987 |
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Trust Share |
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0.002 |
| AGIF Inc Grow ITC |
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LU0685222696 |
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Trust Share |
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0.001 |
| Oyster Eu Sel R |
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LU0688633170 |
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Trust Share |
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0.020 |
| Oyster GI HY |
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LU0688633410 |
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Trust Share |
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0.008 |
| Oyster GI HY |
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LU0688633501 |
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Trust Share |
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0.001 |
| Oyster GI HY |
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LU0688633683 |
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Trust Share |
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0.008 |
| AGIF Inc. Grow ATC |
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LU0689472784 |
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Trust Share |
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0.092 |
| JBMlab Hybrid CC |
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LU0693173832 |
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Trust Share |
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0.003 |
| ECM Cr Fin IC |
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LU0694358317 |
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Trust Share |
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0.012 |
| SISF GI Bd AHC |
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LU0694808618 |
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0.030 |
| LO Cv Bd PSHC |
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LU0699842661 |
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Trust Share |
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0.012 |
| LO Cv Bd PSHD |
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LU0699842745 |
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Trust Share |
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0.057 |
| Aberd GL M-M WE A2C |
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LU0700927519 |
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Trust Share |
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0.175 |
| PAF-Commo I USD |
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LU0701675141 |
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Trust Share |
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0.001 |
| Fid As Sm Com AC |
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LU0702159699 |
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Trust Share |
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0.030 |
| March I Tor Lux IC |
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LU0704114668 |
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0.002 |
| Ram Sys Em Eq IC |
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LU0704154458 |
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Trust Share |
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1.319 |
| UBS L 1 GES II IBHC |
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LU0704569663 |
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0.007 |
| Hend H Europ Eq A2C |
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LU0705775699 |
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0.036 |
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LU0705782398 |
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Trust Share |
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0.002 |
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LU0706127809 |
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0.072 |
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LU0708185235 |
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0.010 |
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LU0708805394 |
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0.002 |
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LU0709026131 |
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0.026 |
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LU0713318813 |
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0.043 |
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LU0714182432 |
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0.190 |
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LU0717068695 |
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0.004 |
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LU0719899097 |
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0.001 |
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LU0721785722 |
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0.004 |
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LU0721786027 |
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0.004 |
| Foc HGLTB USD FUKD |
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LU0723399837 |
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0.118 |
| UBS L Eq EO Unc PC |
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LU0723564463 |
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1.268 |
| BGF GI All A4D |
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LU0724617625 |
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0.010 |
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LU0725173008 |
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0.002 |
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LU0725173180 |
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0.001 |
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LU0725271786 |
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0.002 |
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LU0726085425 |
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0.010 |
| Pictet-ESTHY-P |
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LU0726357527 |
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0.005 |
64
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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| Security Short Name |
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Security ID |
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Number of Pieces |
| Wertschrift / Kurzname |
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Wertschrift ID |
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Wertschrift Typ |
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Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
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| UBS L Eq Em SmC PC |
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LU0727654609 |
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Trust Share |
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0.006 |
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LU0727847666 |
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Trust Share |
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0.010 |
| UBS LKS Em All PC |
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LU0730958831 |
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0.020 |
| UBS LKS Em All HPC |
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LU0730959052 |
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0.191 |
| UBS LKS Em All HPC |
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LU0730959219 |
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0.019 |
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LU0731783048 |
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0.010 |
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LU0735966888 |
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0.002 |
| Pictet-ESTHY-HIUSD |
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LU0736302158 |
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0.001 |
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LU0736558973 |
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0.077 |
| ACMB Sel Ab Al I |
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LU0736559948 |
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Trust Share |
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0.036 |
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LU0737861699 |
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Trust Share |
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0.060 |
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LU0738911758 |
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0.010 |
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LU0738912566 |
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1.040 |
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LU0740824916 |
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0.001 |
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LU0740838031 |
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0.001 |
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LU0740858229 |
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0.329 |
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LU0740858492 |
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0.010 |
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LU0744024968 |
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0.002 |
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LU0744025189 |
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0.012 |
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LU0744210245 |
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0.025 |
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LU0744210328 |
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0.001 |
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LU0744210591 |
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0.003 |
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LU0744210674 |
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0.007 |
| RBR Eu LS IC |
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LU0744210831 |
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0.003 |
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LU0745893759 |
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0.001 |
| UBS LKS MA In HIC |
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LU0745895374 |
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0.008 |
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LU0746009306 |
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0.001 |
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LU0746009488 |
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0.001 |
| UBS LB Em B16E IA1D |
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LU0746009991 |
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0.001 |
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LU0746320174 |
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Trust Share |
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0.001 |
| Pharus Target AD |
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LU0746320414 |
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Trust Share |
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0.004 |
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LU0746320687 |
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Trust Share |
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0.008 |
| Pharus Tot Ret BC |
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LU0746320760 |
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Trust Share |
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0.001 |
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LU0746413003 |
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Trust Share |
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0.004 |
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LU0747139474 |
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Trust Share |
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0.066 |
| SISF QEP GI EM CC |
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LU0747140647 |
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Trust Share |
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1.997 |
| Oyster US Sel R2 |
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LU0747344215 |
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0.001 |
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LU0749797188 |
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Trust Share |
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0.006 |
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LU0754593514 |
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Trust Share |
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0.001 |
| Wildhorn Ber RS C |
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LU0756162524 |
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Trust Share |
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0.010 |
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LU0757359954 |
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Trust Share |
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0.020 |
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LU0757360028 |
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Trust Share |
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0.010 |
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LU0762807625 |
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Trust Share |
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0.021 |
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LU0763009254 |
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Trust Share |
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0.001 |
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LU0764617162 |
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Trust Share |
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0.150 |
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LU0764618053 |
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Trust Share |
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0.030 |
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LU0764618640 |
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Trust Share |
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0.060 |
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LU0765417018 |
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Trust Share |
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0.020 |
65
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
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| SKY HGI US SDHY AHC |
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LU0765417448 |
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Trust Share |
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0.030 |
| DNCA I Eurose BC |
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LU0765621056 |
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Trust Share |
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0.009 |
| LO GI Gov Fu PUC |
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LU0765756902 |
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Trust Share |
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0.111 |
| BGF Co. Eu Fl A2C |
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LU0769137737 |
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Trust Share |
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0.010 |
| JPMIF Gl Cv US AD |
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LU0770164902 |
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Trust Share |
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0.008 |
| N1 NOK Reserve BIC |
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LU0772961230 |
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Trust Share |
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0.002 |
| Kron Vis Bal Sl AC |
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LU0773014963 |
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Trust Share |
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0.001 |
| UBS L Eq Ger HD PC |
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LU0775052292 |
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Trust Share |
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0.016 |
| UBS L Eq Ger HD PD |
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LU0775052615 |
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Trust Share |
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0.003 |
| UBS L Eq Ger HD PC |
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LU0775053266 |
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Trust Share |
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0.011 |
| UBS LB EUR Co PhC |
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LU0776291147 |
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Trust Share |
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0.003 |
| UBS L Bd USD Co PhC |
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LU0776291220 |
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Trust Share |
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0.003 |
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LU0776412115 |
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Trust Share |
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0.010 |
| SISF Gl Dyn Bal CC |
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LU0776414327 |
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Trust Share |
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0.010 |
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LU0781560155 |
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Trust Share |
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0.100 |
| JPMIF Gl Inc. CC |
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LU0782316961 |
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Trust Share |
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0.008 |
| 2Perf Bd Opp C |
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LU0782681661 |
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Trust Share |
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0.001 |
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LU0784384876 |
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Trust Share |
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0.020 |
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LU0784385337 |
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Trust Share |
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0.010 |
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LU0784385840 |
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Trust Share |
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0.010 |
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LU0784392036 |
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Trust Share |
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0.003 |
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LU0784392895 |
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Trust Share |
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0.001 |
| UBS L Bd SD HY PhMD |
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LU0784638644 |
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Trust Share |
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0.033 |
| JPMF As Pa In JPMAD |
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LU0784638990 |
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Trust Share |
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0.087 |
| JPMF As Pa In JPMAD |
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LU0784639295 |
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Trust Share |
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0.436 |
| JPMF As Pa In JPMDD |
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LU0784639618 |
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Trust Share |
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0.002 |
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LU0787776995 |
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Trust Share |
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0.021 |
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LU0788109634 |
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Trust Share |
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0.010 |
| FL Asian Bd AC |
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LU0790902711 |
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Trust Share |
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0.080 |
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LU0792910308 |
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Trust Share |
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0.001 |
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LU0792910720 |
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Trust Share |
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0.007 |
| Hector Oack C BC |
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LU0794227628 |
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Trust Share |
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0.004 |
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LU0794791284 |
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Trust Share |
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0.040 |
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LU0794791870 |
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Trust Share |
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0.010 |
| JPMIF GI Inc AD |
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LU0795875086 |
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Trust Share |
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0.020 |
| Neutr N O Bd In SC |
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LU0795886794 |
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Trust Share |
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0.002 |
| UBS L Eq Ger HD PD |
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LU0797316337 |
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Trust Share |
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0.006 |
| ACMB Sel Ab Al AH |
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LU0800111485 |
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Trust Share |
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0.007 |
| Fr TI Br Op AC |
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LU0800341058 |
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Trust Share |
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0.011 |
| AWF EM Sh D Bds AC |
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LU0800597873 |
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Trust Share |
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0.003 |
| Anax Bd Opp L CC |
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LU0801082149 |
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Trust Share |
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0.020 |
| Wh FI OLZ EWEME BC |
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LU0803003523 |
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Trust Share |
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0.004 |
| Wh FI OLZ EWEME RC |
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LU0803005494 |
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Trust Share |
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0.010 |
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LU0803751741 |
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Trust Share |
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0.050 |
| BGF Renminbi B E2HC |
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LU0803752129 |
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Trust Share |
|
0.010 |
| Carmig Commodit AHC |
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LU0807690754 |
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Trust Share |
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0.002 |
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LU0808561723 |
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Trust Share |
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0.010 |
| MFSMF Pr Wealth A1H |
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LU0808562614 |
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Trust Share |
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0.025 |
66
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
|
Security ID |
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Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
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| Mul St Biot AC |
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LU0809733578 |
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Trust Share |
|
0.002 |
| QFS Em Eq MinR D |
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LU0812874229 |
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Trust Share |
|
0.090 |
| As Sp Opp Ch OG AC |
|
LU0814891734 |
|
Trust Share |
|
0.003 |
| JPMIF GI Inc AHD |
|
LU0815074496 |
|
Trust Share |
|
0.003 |
| MSIF E Ld Eq AC |
|
LU0815263628 |
|
Trust Share |
|
0.007 |
| Thr L UK Eq ZGC |
|
LU0815284467 |
|
Trust Share |
|
0.044 |
| Am I VaR 2 EUR IHUC |
|
LU0818113770 |
|
Trust Share |
|
0.001 |
| AGIF Inc Grow AMD |
|
LU0820561818 |
|
Trust Share |
|
1.604 |
| AGIF Inc Grow AMD |
|
LU0820561909 |
|
Trust Share |
|
0.137 |
| AGIF Inc Grow AMH2D |
|
LU0820562030 |
|
Trust Share |
|
0.283 |
| AGIF Inc Grow AMH2D |
|
LU0820562113 |
|
Trust Share |
|
0.031 |
| AGIF Inc Grow AMH2D |
|
LU0820562386 |
|
Trust Share |
|
0.016 |
| GS US RE B C |
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LU0820775533 |
|
Trust Share |
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0.034 |
| GS US RE B IID |
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LU0320775616 |
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Trust Share |
|
0.075 |
| GS US RE B HIID |
|
LU0820775889 |
|
Trust Share |
|
0.011 |
| SISF Hong K Eq CC |
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LU0820944667 |
|
Trust Share |
|
0.010 |
| R Cap Em Con Eq IC |
|
LU0821169231 |
|
Trust Share |
|
0.001 |
| R Cap H Y Bd IHC |
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LU0821169405 |
|
Trust Share |
|
0.002 |
| UBS LKS MA In HPC |
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LU0822113493 |
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Trust Share |
|
0.005 |
| UBS LKS MA In HPC |
|
LU0822114038 |
|
Trust Share |
|
0.069 |
| R Cap H Y Bd BxHD |
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LU0823114243 |
|
Trust Share |
|
0.011 |
| Parv Eq BS Eu IC |
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LU0823400337 |
|
Trust Share |
|
0.002 |
| Parv Eq Eur Em CC |
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LU0823403356 |
|
Trust Share |
|
0.010 |
| Parv Eq W Ut CC |
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LU0823424519 |
|
Trust Snare |
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0.003 |
| Parv Eq W Ut CC |
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LU0823424782 |
|
Trust Share |
|
0.003 |
| Parv Eq China CC |
|
LU0823426308 |
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Trust Share |
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0.002 |
| Parv Eq Russ CC |
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LU0823431563 |
|
Trust Share |
|
0.004 |
| Parv Eq USA Gr CC |
|
LU0823434583 |
|
Trust Share |
|
0.008 |
| UBS L Eq Eu HD PD |
|
LU0826316233 |
|
Trust Share |
|
0.162 |
| N1 St Eq L/S BPC |
|
LU0826409327 |
|
Trust Share |
|
0.001 |
| N1 US Tot R Bd BIC |
|
LU0826413865 |
|
Trust Share |
|
0.001 |
| N1 US Tot R Bd BPC |
|
LU0826414673 |
|
Trust Share |
|
0.051 |
| BGF GI All D2HC |
|
LU0827880344 |
|
Trust Share |
|
0.015 |
| BGF L Amer D2HC |
|
LU0827884254 |
|
Trust Share |
|
0.009 |
| BGF US B Val D2C |
|
LU0827886119 |
|
Trust Share |
|
0.020 |
| BGF US B Val D2C |
|
LU0827886200 |
|
Trust Share |
|
0.010 |
| BGF US B Val D4RFD |
|
LU0827886549 |
|
Trust Share |
|
0.082 |
| BGF USD Sh Bd D2C |
|
LU0827887356 |
|
Trust Share |
|
0.010 |
| BGF Wld Gold D4D |
|
LU0827889139 |
|
Trust Share |
|
0.009 |
| BGF Wld Min D4RFD |
|
LU0827889725 |
|
Trust Share |
|
0.007 |
| BGF Eu D2HC |
|
LU0827890574 |
|
Trust Share |
|
0.187 |
| Eff Gr Eu GI Bd IC |
|
LU0828733419 |
|
Trust Share |
|
0.002 |
| Hend H GI Tech H2C |
|
LU0828813369 |
|
Trust Share |
|
0.078 |
| Hend H Eu HYB A2HC |
|
LU0828816461 |
|
Trust Share |
|
0.188 |
| Kairos Intl Fur P |
|
LU0828890789 |
|
Trust Share |
|
0.004 |
| FL Asian Bd AHC |
|
LU0830378575 |
|
Trust Share |
|
0.025 |
| FL Asian Bd AD |
|
LU0830378658 |
|
Trust Share |
|
0.030 |
| GS GI Eq P RC |
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LU0830623475 |
|
Trust Share |
|
0.027 |
67
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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|
|
|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| GS Gr&EM Debt RC |
|
LU0830653209 |
|
Trust Share |
|
0.019 |
| GS GI H Yld RC |
|
LU0830672258 |
|
Trust Share |
|
5.321 |
| Kite Tot Ret AC |
|
LU0830807797 |
|
Trust Share |
|
0.003 |
| JPMF As Pa In JPMAD |
|
LU0831103253 |
|
Trust Share |
|
0.037 |
| Alken Ab RetEu US1C |
|
LU0832412760 |
|
Trust Share |
|
0.009 |
| R Cap US Pr Eq GHD |
|
LU0832431802 |
|
Trust Share |
|
0.006 |
| Pharus Algo Fle AC |
|
LU0833009060 |
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Trust Share |
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0.008 |
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LU0837554152 |
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Trust Share |
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0.004 |
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Trust Share |
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0.002 |
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0.004 |
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0.258 |
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0.001 |
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Trust Share |
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Trust Share |
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0.001 |
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0.005 |
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|
LU0848226634 |
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0.006 |
| Von Sus GI L BC |
|
LU0848325378 |
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0.206 |
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0.001 |
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LU0849401350 |
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LU0855165584 |
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LU0855165667 |
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LU0858293516 |
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0.289 |
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LU0858294753 |
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16.297 |
| GS GI H Yld RHD |
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LU0858294910 |
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0.460 |
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LU0858296535 |
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LU0858455784 |
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0.004 |
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LU0859451659 |
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Trust Share |
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0.041 |
68
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
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Wertschrift ID |
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Wertschrift Typ |
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Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
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| UBS L Eq SCB PC |
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LU0859451907 |
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Trust Share |
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0.302 |
| UBS L Eq SCB PC |
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LU0859452384 |
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Trust Share |
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0.055 |
| UBS L West Win PC |
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LU0859500539 |
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Trust Share |
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0.057 |
| UBS L West Win PC |
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LU0859500968 |
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Trust Share |
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0.554 |
| UBS L West Win PC |
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LU0859501420 |
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Trust Share |
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0.061 |
| 2Perf Patrim C |
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LU0860703833 |
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0.001 |
| MLIS OCH-Z Eu M GZC |
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LU0860709798 |
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LU0867954264 |
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LU0868494617 |
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0.898 |
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LU0868494708 |
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0.139 |
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LU0868494880 |
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Trust Share |
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0.699 |
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LU0868494963 |
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0.210 |
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LU0868495002 |
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LU0868495184 |
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0.001 |
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LU0869650977 |
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LU0870264776 |
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Trust Share |
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0.012 |
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LU0870310553 |
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Trust Share |
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0.791 |
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LU0871640040 |
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Trust Share |
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0.100 |
| BGF USD HY Bd A8HD |
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LU0871640396 |
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Trust Share |
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0.040 |
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LU0875837915 |
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0.104 |
| Staff Gl Eq RC |
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LU0877783398 |
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Trust Share |
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0.001 |
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LU0878004406 |
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0.200 |
| UBS LKS E M Inc. PD |
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LU0878005478 |
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Trust Share |
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0.015 |
| UBS LKS E M Inc. PC |
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LU0878005551 |
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Trust Share |
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0.020 |
| F Eag A Intl AHSQDD |
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LU0878866978 |
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0.047 |
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LU0879078136 |
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Trust Share |
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0.012 |
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LU0879472206 |
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0.002 |
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LU0880062913 |
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Trust Share |
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0.002 |
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LU0880946032 |
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0.507 |
| Ashm Loc Curr Z |
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LU0880946388 |
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Trust Share |
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1.679 |
| Pharus Gl Dyn O BC |
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LU0881534720 |
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Trust Share |
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0.003 |
| Fid Eu HY AMD |
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LU0882574212 |
|
Trust Share |
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0.040 |
| UBS LKS E MInc PHMD |
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LU0882747412 |
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Trust Share |
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0.068 |
| UBS LKS E M Inc PMD |
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LU0882747503 |
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Trust Share |
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0.034 |
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LU0885593714 |
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Trust Share |
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0.012 |
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LU0885727932 |
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Trust Share |
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0.190 |
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LU0885728070 |
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Trust Share |
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0.028 |
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LU0885728310 |
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Trust Share |
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0.080 |
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LU0885728401 |
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Trust Share |
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0.010 |
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LU0886781847 |
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Trust Share |
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0.002 |
| BS L Eq USA Gr PC |
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LU0887386083 |
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Trust Share |
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0.009 |
| Fr TI Eu Gr AC |
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LU0889566211 |
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Trust Share |
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0.015 |
69
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
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| Argos I Yld Opp A1 |
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LU0889843073 |
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Trust Share |
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0.001 |
| NN L Fl Sen L GHD |
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LU0890545089 |
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Trust Share |
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0.033 |
| NN L Fl Sen L GHD |
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LU0890545832 |
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Trust Share |
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0.010 |
| Method Inv XChC IC |
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LU0891380601 |
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Trust Share |
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0.002 |
| UBS L Bd Gl Dyn PC |
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LU0891671751 |
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Trust Share |
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0.003 |
| UBS L Bd Gl Dyn PD |
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LU0891671835 |
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Trust Share |
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0.002 |
| UBS L Bd Gl Dyn PHC |
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LU0891672056 |
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Trust Share |
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0.022 |
| UBS L Bd Gl Dyn PHD |
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LU0891672130 |
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0.002 |
| UBS L Bd Gl Dyn PHC |
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LU0891672213 |
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0.043 |
| UBS L Bd Gl Dyn PHD |
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LU0891672304 |
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0.013 |
| MPC Gl Conv BD |
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LU0892083196 |
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0.003 |
| Hend H Gl Tech A2HC |
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LU0892275776 |
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Trust Share |
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0.069 |
| Jup Dynamic DHC |
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LU0895805793 |
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Trust Share |
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0.010 |
| Pictet-JaEqO-HIUSD |
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LU0895849734 |
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Trust Share |
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0.001 |
| UBS L Bd Em EC PC |
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LU0896022034 |
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Trust Share |
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0.014 |
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LU0896022380 |
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0.064 |
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LU0896022463 |
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0.012 |
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LU0896022620 |
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0.002 |
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LU0897701065 |
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Trust Share |
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0.002 |
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LU0897701909 |
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Trust Share |
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0.008 |
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LU0897702469 |
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Trust Share |
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0.002 |
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LU0897702543 |
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Trust Share |
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0.007 |
| ECM Sen Sec SSS CCC |
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LU0898252373 |
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Trust Share |
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0.002 |
| JPMF AsPa In JPMAHD |
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LU0898667661 |
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Trust Share |
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0.062 |
| DGC Conv Cred AC |
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LU0903161841 |
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Trust Share |
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0.031 |
| SISF Jap Eq AHC |
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LU0903425923 |
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Trust Share |
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0.013 |
| Amundi B Gl A AHEC |
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LU0906524193 |
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Trust Share |
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0.002 |
| Amundi Patrim IEC |
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LU0907914518 |
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Trust Share |
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0.002 |
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LU0910073989 |
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Trust Share |
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0.002 |
| R Cap Eu Cv Eq DC |
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LU0910541241 |
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Trust Share |
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0.001 |
| SISF Gl MA Inc. AHD |
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LU0911024122 |
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Trust Share |
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0.010 |
| D Inv I Ger Eq LCHC |
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LU0911036720 |
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Trust Share |
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0.001 |
| JPMF Em Corp Bd CHD |
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LU0920199691 |
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Trust Share |
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0.003 |
| GS Japan HC |
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LU0920312682 |
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Trust Share |
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0.012 |
| Pareto HY Nor AC |
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LU0922130215 |
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Trust Share |
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0.032 |
| Fid Italy AC |
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LU0922333322 |
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Trust Share |
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0.050 |
| Ash Inv Gl L Eq DC |
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LU0923647043 |
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Trust Share |
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0.007 |
| RFCap Sierra Eu IC |
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LU0929020484 |
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Trust Share |
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0.004 |
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LU0931342652 |
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Trust Share |
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0.010 |
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LU0933168436 |
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Trust Share |
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0.013 |
| Oyst Eu Opp I2 |
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LU0933606302 |
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Trust Share |
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0.001 |
| Rorento DHC |
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LU0934195610 |
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Trust Share |
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0.893 |
| Von E Un EM Bd I2C |
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LU0935021591 |
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Trust Share |
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0.003 |
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LU0935724160 |
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Trust Share |
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0.020 |
| FAST US AHC |
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LU0936198034 |
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Trust Share |
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0.020 |
| Fid Em YD |
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LU0936576593 |
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Trust Share |
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0.110 |
| UBS LKS MA In HPD |
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LU0937166477 |
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Trust Share |
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0.005 |
70
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 1c IV
Various Securities /
Anhang 1c IV
Diverse Wertschriften
(pages 71-116 / Seiten 71-116)
|
| Notariat Hottingen-Zürich |
|
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| Roman Sandmayr, Notar |
71
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni 2015
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| Security Short Name |
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Security ID |
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Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
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Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
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| UBS LKS E Mlne PHMD |
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LU0937166550 |
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Trust Share |
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0.006 |
| Kairos Intl It P |
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LU0937844727 |
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Trust Share |
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0.003 |
| Av I GI HYield MhC |
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LU0938923561 |
|
Trust Share |
|
1.791 |
| Av I GI HYield MC |
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LU0938923728 |
|
Trust Share |
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0.532 |
| Avi GI HYield MhC |
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LU0938924023 |
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Trust Share |
|
0.919 |
| CIF Jap Eq Bh |
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LU0939052618 |
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Trust Share |
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0.020 |
| R Cap Asi St Eq FC |
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LU0940005217 |
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Trust Share |
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0.001 |
| JPMF Em Mk Eq CHC |
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LU0940708216 |
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Trust Share |
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0.265 |
| P Gr L I Lis In PD |
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LU0941494444 |
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Trust Share |
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0.001 |
| UBS L Eq US TY PD |
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LU0942090050 |
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Trust Share |
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o.296 |
| AGIF Inc Grow AMH2D |
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LU0943347566 |
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Trust Share |
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0.219 |
| UBS LKS Dy Al HIXC |
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LU0943632256 |
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Trust Share |
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0.006 |
| IGS Asia Pac Eq JC |
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LU0944440550 |
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Trust Share |
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0.283 |
| UBS LKS Dy AI HIXC |
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LU0945635695 |
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Trust Share |
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0.002 |
| UBS LB USD HY FD |
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LU0945635935 |
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Trust Share |
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0.016 |
| UBS LB USD HY FHD |
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LU0945636156 |
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Trust Share |
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0.271 |
| UBS LB USD HY FHD |
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LU0945636230 |
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Trust Share |
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0.087 |
| Fid America AHC |
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LU0945775517 |
|
Trust Share |
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0.012 |
| UBS L Eq USA Gr FC |
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LU0946081121 |
|
Trust Share |
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10.042 |
| Pictet-HDivS-HPdmAU |
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LU0946722799 |
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Trust Share |
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0.001 |
| Pictet-HDivS-HPdmHK |
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LU0946727160 |
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Trust Share |
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0.002 |
| F&C Pf GI SC Eq AC |
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LU0947186945 |
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Trust Share |
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0.008 |
| SFL3 KMMHF Foc EUR |
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LU0947614417 |
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Trust Share |
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0.019 |
| SFL3 KMMHF Foc CHF |
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LU0947614680 |
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Trust Share |
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0.001 |
| MFSMF Eu Val A1H |
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LU0947761044 |
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Trust Share |
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0.204 |
| DGC Stock Sel AC |
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LU0947862669 |
|
Trust Share |
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0.001 |
| DGC Stock Sel AC |
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LU0947862743 |
|
Trust Share |
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0.001 |
| UBS LB USD HY FHC |
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LU0949580830 |
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Trust Share |
|
0.947 |
| UBS L Bd SD HY FHC |
|
LU0949593064 |
|
Trust Share |
|
0.001 |
| P Gr L I L Infr PD |
|
LU0949730401 |
|
Trust Share |
|
0.001 |
| Mul St Em M LCD AD |
|
LU0950572924 |
|
Trust Share |
|
0.004 |
| NS Sel Arowana AUC |
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LU0950665264 |
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Trust Share |
|
0.003 |
| LGT L III ILS P BC |
|
LU0950816578 |
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Trust Share |
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0.003 |
| LGT L III ILS P BC |
|
LU0950816735 |
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Trust Share |
|
0.002 |
| R Cap BP G P Eq DC |
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LU0951559797 |
|
Trust Share |
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0.004 |
| R Cap GI CT Eq BD |
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LU0951559953 |
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Trust Share |
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0.003 |
| S GAIA Cat Bd FC |
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LU0951570505 |
|
Trust Share |
|
0.004 |
| S GAIA Cat Bd IFC |
|
LU0951570687 |
|
Trust Share |
|
0.020 |
| S GAIA Cat Bd FHC |
|
LU0951571149 |
|
Trust Share |
|
0.016 |
| Pictet-GED-Idy USD |
|
LU0953040879 |
|
Trust Share |
|
0.006 |
| DGC FAB Gl Bal AC |
|
LU0953300703 |
|
Trust Share |
|
0.002 |
| MSIF Gl Qual ZC |
|
LU0955011258 |
|
Trust Share |
|
0.006 |
| Rorento IHC |
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LU0955120620 |
|
Trust Share |
|
0.001 |
| JPMIF US Eq AC |
|
LU0955510259 |
|
Trust Share |
|
0.010 |
| S GAIA Sir USEq AHC |
|
LU0955587471 |
|
Trust Share |
|
0.010 |
| SISF As Div Max AD |
|
LU0955648018 |
|
Trust Share |
|
0.010 |
| SISF As Div Max AD |
|
LU0955649842 |
|
Trust Share |
|
0.010 |
| Inv Jap Eq Adv CHC |
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LU0955866511 |
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Trust Share |
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0.138 |
72
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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|
|
|
|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| R Cap US SO Eq FC |
|
LU0955988976 |
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Trust Share |
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0.002 |
| SSGA Eu CoExFBl PC |
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LU0956453996 |
|
Trust Share |
|
0.019 |
| UBS L.2 MBd GBP FUKD |
|
LU0956985732 |
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Trust Share |
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0.186 |
| Thr L Amer Sel ZFHC |
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LU0957797193 |
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Trust Share |
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0.171 |
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LU0960305505 |
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Trust Share |
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0.016 |
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LU0960982600 |
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Trust Share |
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0.010 |
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LU0963986202 |
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Trust Share |
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0.001 |
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LU0963986467 |
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Trust Share |
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0.001 |
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LU0964938608 |
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Trust Share |
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0.428 |
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LU0965046831 |
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Trust Share |
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0.004 |
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LU0965069965 |
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Trust Share |
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0.030 |
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LU0966593187 |
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Trust Share |
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0.002 |
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LU0966834136 |
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Trust Share |
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0.016 |
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LU0968447275 |
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Trust Share |
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1.069 |
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LU0968473941 |
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Trust Share |
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0.353 |
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LU0968474162 |
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Trust Share |
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0.008 |
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LU0968474915 |
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Trust Share |
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0.172 |
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LU0968475136 |
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Trust Share |
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0.212 |
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LU0969068971 |
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Trust Share |
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0.003 |
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LU0969580561 |
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Trust Share |
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0.010 |
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LU0971565576 |
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0.005 |
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LU0972097231 |
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0.003 |
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LU0972641715 |
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0.011 |
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LU0972983513 |
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LU0972983786 |
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0.010 |
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LU0972983869 |
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LU0974284688 |
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Trust Share |
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0.104 |
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LU0974615030 |
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T rust Share |
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LU0974615113 |
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0.002 |
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LU0974636119 |
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0.012 |
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LU0974636200 |
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0.021 |
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LU0974636382 |
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0.001 |
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LU0974636549 |
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LU0974636622 |
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LU0974636895 |
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Trust Share |
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0.020 |
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LU0975313742 |
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Trust Share |
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LU0975848770 |
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0.003 |
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LU0975848937 |
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Trust Share |
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0.067 |
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LU0975849075 |
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Trust Share |
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17.495 |
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LU0975849158 |
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Trust Share |
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0.305 |
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LU0975849232 |
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Trust Share |
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1.843 |
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LU0976564525 |
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Trust Share |
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0.162 |
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LU0979392502 |
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Trust Share |
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0.240 |
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LU0979766432 |
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Trust Share |
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0.001 |
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LU0979888624 |
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Trust Share |
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18.996 |
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LU0982190059 |
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Trust Share |
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0.001 |
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LU0983207175 |
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Trust Share |
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1.343 |
73
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
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Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
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| GS GI H Yld BDHD |
|
LU0984041128 |
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Trust Share |
|
0.132 |
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LU0984247501 |
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Trust Share |
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0.002 |
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LU0985039519 |
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Trust Share |
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0.001 |
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LU0985399996 |
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Trust Share |
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2.976 |
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LU0985400083 |
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Trust Share |
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0.718 |
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LU0985400166 |
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Trust Share |
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1.116 |
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LU0985400752 |
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Trust Share |
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0.003 |
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LU0985400919 |
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Trust Share |
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0.174 |
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0.012 |
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LU0985489474 |
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0.001 |
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LU0986091485 |
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LU0988402730 |
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Trust Share |
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0.022 |
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LU0990520404 |
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Trust Share |
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0.003 |
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0.020 |
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Trust Share |
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0.001 |
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LU0994470523 |
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LU0994669108 |
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Trust Share |
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0.186 |
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LU0994669793 |
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Trust Share |
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0.013 |
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LU0994951381 |
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Trust Share |
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0.266 |
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LU0994951464 |
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Trust Share |
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0.151 |
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LU0994951548 |
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Trust Share |
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0.041 |
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LU0995122370 |
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0.010 |
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LU0995122701 |
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0.010 |
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LU0995122883 |
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Trust Share |
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0.020 |
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LU0996345962 |
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0.004 |
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0.010 |
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LU0996708193 |
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LU0997366314 |
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0.001 |
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LU0997823744 |
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Trust Share |
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0.062 |
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LU0997824395 |
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0.004 |
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LU0997824478 |
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Trust Share |
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0.007 |
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LU0997828206 |
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Trust Share |
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1.314 |
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LU0999521056 |
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0.030 |
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LU0999521130 |
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Trust Share |
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0.010 |
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LU0999556359 |
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0.093 |
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LU0999558058 |
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Trust Share |
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0.040 |
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LU0999559296 |
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Trust Share |
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0.001 |
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LU1000742061 |
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Trust Share |
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0.610 |
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LU1000757093 |
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0.001 |
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0.008 |
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LU1002972054 |
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LU1003004865 |
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Trust Share |
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0.134 |
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LU1003076855 |
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Trust Share |
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0.014 |
74
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
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Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
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| BGF Fix Gl Opp A3D |
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LU1003076939 |
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Trust Share |
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0.020 |
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LU1004133028 |
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Trust Share |
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0.014 |
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|
LU1004413578 |
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Trust Share |
|
0.003 |
| ING L Eur H Div UC |
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LU1004492267 |
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Trust Share |
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0.056 |
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LU1005242018 |
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Trust Share |
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0.237 |
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LU1005242364 |
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0.046 |
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0.002 |
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LU1005537912 |
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0.004 |
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LU1005538217 |
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0.001 |
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LU1005538308 |
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0.003 |
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LU1005539611 |
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0.003 |
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LU1005539967 |
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0.001 |
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LU1005541518 |
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0.003 |
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LU1005541609 |
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0.001 |
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LU1006072711 |
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0.010 |
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0.005 |
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1.602 |
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0.031 |
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0.003 |
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Trust Share |
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0.012 |
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0.732 |
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LU1009069961 |
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Trust Share |
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0.025 |
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0.017 |
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LU1012189889 |
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0.001 |
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LU1013383713 |
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0.181 |
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LU1013383804 |
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0.041 |
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LU1013383986 |
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0.001 |
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0.027 |
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0.008 |
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Trust Share |
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0.084 |
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Trust Share |
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0.060 |
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0.046 |
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LU1019496998 |
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0.003 |
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LU1019497293 |
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0.001 |
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0.001 |
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0.140 |
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LU1021315921 |
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0.003 |
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0.003 |
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0.010 |
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0.001 |
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Trust Share |
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0.012 |
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0.018 |
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Trust Share |
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0.010 |
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0.001 |
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Trust Share |
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0.002 |
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LU1029156079 |
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Trust Share |
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0.001 |
75
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
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|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS L Bd EB18C PC |
|
LU1029156749 |
|
Trust Share |
|
0.030 |
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|
LU1029156822 |
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Trust Share |
|
0.011 |
| UBS LB EMHY18U PC |
|
LU1029157804 |
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Trust Share |
|
0.012 |
| UBS LB EMHY18U PD |
|
LU1029158018 |
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Trust Share |
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0.004 |
| Parwld T EMU110 PD |
|
LU1030898677 |
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Trust Share |
|
1.000 |
| UBS LB EMHY18E PD |
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LU1031035097 |
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0.001 |
| UBS L Bd EUR C PhMD |
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LU1031037465 |
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Trust Share |
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0.003 |
| UBS L Eq EM RG PC |
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LU1031037549 |
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Trust Share |
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0.005 |
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LU1031037895 |
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0.004 |
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LU1031037978 |
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Trust Share |
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0.183 |
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|
LU1031038273 |
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Trust Share |
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0.059 |
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|
LU1031140988 |
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Trust Share |
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0.100 |
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LU1032541671 |
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Trust Share |
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0.040 |
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LU1033631018 |
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Trust Share |
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0.001 |
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LU1033669257 |
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0.005 |
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LU1033711471 |
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Trust Share |
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0.111 |
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LU1038902331 |
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0.031 |
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LU1038902414 |
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0.166 |
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LU1038902505 |
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0.156 |
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LU1038902687 |
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1.119 |
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LU1038902844 |
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Trust Share |
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0.154 |
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LU1038902927 |
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Trust Share |
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0.003 |
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LU1038903065 |
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Trust Share |
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0.081 |
| Hend Hor Eurol A2HC |
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LU1039938227 |
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0.016 |
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LU1040154095 |
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Trust Share |
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0.068 |
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0.002 |
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LU1042830981 |
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0.031 |
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LU1042831013 |
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0.006 |
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0.006 |
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0.001 |
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0.004 |
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0.009 |
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LU1046231400 |
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Trust Share |
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0.060 |
| SISF Eu Div Max AHD |
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LU1046234339 |
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Trust Share |
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0.020 |
| Fid Eur Bd AHC |
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LU1046421522 |
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Trust Share |
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0.010 |
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LU1046421878 |
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Trust Share |
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1.790 |
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LU1046463011 |
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Trust Share |
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0.008 |
| UBS LKS Eu GI PHMD |
|
LU1046463953 |
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Trust Share |
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0.001 |
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|
LU1046545338 |
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Trust Share |
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0.017 |
| GS N Am SR&E BC |
|
LU1046545411 |
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Trust Share |
|
0.252 |
| GS N Am SR&E EC |
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LU1046545502 |
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Trust Share |
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0.010 |
| Spar HYVBSD 17 IDD |
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LU1047164154 |
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Trust Share |
|
0.001 |
| Hend Hor Eurol G2C |
|
LU1047639791 |
|
Trust Share |
|
0.955 |
| JPMIF Eu StrDiv AHD |
|
LU1048177775 |
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Trust Share |
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0.048 |
| BGF Em M Bd I2C |
|
LU1048586868 |
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Trust Share |
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0.010 |
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LU1048590118 |
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Trust Share |
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0.001 |
| Blue L Tetr ZC |
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LU1050631990 |
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Trust Share |
|
0.004 |
| UBS L Eq USA Gr FC |
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LU1050652996 |
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Trust Share |
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0.019 |
76
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS L Eq USA Gr FC |
|
LU1050658415 |
|
Trust Share |
|
0.045 |
| BGF Fix GI Opp A6HD |
|
LU1051769021 |
|
Trust Share |
|
0.010 |
| CompAM Mul G Eq M |
|
LU1055116559 |
|
Trust Share |
|
0.001 |
| Pion Eu Agg Bd JC |
|
LU1056479568 |
|
Trust Share |
|
0.042 |
| UBS L Eq Sm Eur PC |
|
LU1056569806 |
|
Trust Share |
|
0.088 |
| BNPPL1 Eq Wd QF CC |
|
LU1056591487 |
|
Trust Share |
|
0.002 |
| GS GI H Yld ISC |
|
LU1057464155 |
|
Trust Share |
|
0.476 |
| UBS L Bd GI Op IBHC |
|
LU1059388964 |
|
Trust Share |
|
0.003 |
| UBS L Eq EO Unc QC |
|
LU1059394855 |
|
Trust Share |
|
0.011 |
| UBS L St XY EUR PC |
|
LU1059709862 |
|
Trust Share |
|
0.051 |
| UBS L St XY EUR PD |
|
LU1060236970 |
|
Trust Share |
|
0.001 |
| Int Inv Alt Opp AC |
|
LU1061605116 |
|
Trust Share |
|
0.103 |
| S GAIA Paul M A AC |
|
LU1062022659 |
|
Trust Share |
|
1.040 |
| S GAIA Paul M A CC |
|
LU1062022733 |
|
Trust Share |
|
0.010 |
| S GAIA Paul M A AHC |
|
LU1062023038 |
|
Trust Share |
|
0.010 |
| GS GI H Yld ISHC |
|
LU1064793307 |
|
Trust Share |
|
0.758 |
| GS GI H Yld ISHC |
|
LU1064793489 |
|
Trust Share |
|
1.011 |
| M Div TAB USEq AC |
|
LU1067856606 |
|
Trust Share |
|
0.007 |
| MM Acc EMU Eq BC |
|
LU1070033045 |
|
Trust Share |
|
2.062 |
| PTR Agora P EUR |
|
LU1071462615 |
|
Trust Share |
|
0.002 |
| Talos Balanced AC |
|
LU1071846601 |
|
Trust Share |
|
0.004 |
| Aber Cp WGBS RC |
|
LU1074026086 |
|
Trust Share |
|
0.001 |
| SGAIA Paul MA AHC-S |
|
LU1074554186 |
|
Trust Share |
|
0.020 |
| MM Acc EMU Eq BHC |
|
LU1075562733 |
|
Trust Share |
|
0.011 |
| PrivE IP RMB D IUC |
|
LU1075799665 |
|
Trust Share |
|
2.000 |
| UBS L Eq GI Inc PMD |
|
LU1076699146 |
|
Trust Share |
|
0.245 |
| R Cap Fin In Bd BHD |
|
LU1079558448 |
|
Trust Share |
|
0.002 |
| GS GI H Yld ISHD |
|
LU1079597776 |
|
Trust Share |
|
0.015 |
| UBS L Eq Em HD FC |
|
LU1081984863 |
|
Trust Share |
|
0.003 |
| UBS L Eq Em HD PC |
|
LU1081987023 |
|
Trust Share |
|
0.214 |
| UBS L Eq Em HD PC |
|
LU1081987536 |
|
Trust Share |
|
0.121 |
| MSIF Div A PI ZHXD |
|
LU1087826092 |
|
Trust Share |
|
0.043 |
| UBS LKS Eu GI PHMD |
|
LU1089952383 |
|
Trust Share |
|
0.063 |
| DB PI Iv Op R5CUC-S |
|
LU1094758403 |
|
Trust Share |
|
0.007 |
| Eff Gr Eu GI Bd PPC |
|
LU1095075120 |
|
Trust Share |
|
0.003 |
| ESM AC |
|
LU1097312349 |
|
Trust Share |
|
0.001 |
| ESM CC |
|
LU1097312695 |
|
Trust Share |
|
0.002 |
| Prism As AC |
|
LU1097312778 |
|
Trust Share |
|
0.003 |
| Inv P Eu Sm Eq AHC |
|
LU1097691858 |
|
Trust Share |
|
0.010 |
| Fid Em AHC |
|
LU1097728288 |
|
Trust Share |
|
0.030 |
| Base Inv EF MEq BC |
|
LU1100163440 |
|
Trust Share |
|
0.001 |
| MFM L Con Bd Op RD |
|
LU1105777459 |
|
Trust Share |
|
0.650 |
| Von AR Bd Dyn HC |
|
LU1106544213 |
|
Trust Share |
|
0.001 |
| UBS LKS AGSB US PMD |
|
LU1107510874 |
|
Trust Share |
|
0.013 |
| UBS L Eq GI HD PMD |
|
LU1107510957 |
|
Trust Share |
|
0.010 |
| Method At GI Op IHC |
|
LU1111203151 |
|
Trust Share |
|
0.002 |
| JAR Cap S In UI DD |
|
LU1112873846 |
|
Trust Share |
|
0.001 |
| UBS L Eq GI HD PMD |
|
LU1115419902 |
|
Trust Share |
|
0.001 |
77
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS GS Bd Dyn E FC |
|
LU1116894400 |
|
Trust Share |
|
0.558 |
| UBS GS Cor Bd E FC |
|
LU1116894749 |
|
Trust Share |
|
0.552 |
| UBS GS GEq D E FC |
|
LU1116895126 |
|
Trust Share |
|
0.425 |
| UBS GS GEqDII E FC |
|
LU1116895555 |
|
Trust Share |
|
0.110 |
| UBS GS Bd Dyn E FD |
|
LU1116896363 |
|
Trust Share |
|
0.007 |
| UBS GS Bd Dyn U FD |
|
LU1116896520 |
|
Trust Share |
|
0.036 |
| UBS GS Cor Bd E FD |
|
LU1116896876 |
|
Trust Share |
|
0.005 |
| UBS GS Cor Bd U FD |
|
LU1116896959 |
|
Trust Share |
|
0.033 |
| UBS GS GEqDII E FD |
|
LU1116897502 |
|
Trust Share |
|
0.001 |
| UBS GS HYEM BdU FD |
|
LU1116897924 |
|
Trust Share |
|
0.037 |
| UBS GS HYEM BdU FHC |
|
LU1121026048 |
|
Trust Share |
|
0.553 |
| UBS GS HYEM BdU FHD |
|
LU1121028259 |
|
Trust Share |
|
0.006 |
| UBS L Eq Eur CI PC |
|
LU1121265208 |
|
Trust Share |
|
0.024 |
| UBS L Eq Eur CI PD |
|
LU1121265380 |
|
Trust Share |
|
0.004 |
| UBS L Eq Eur CI PHC |
|
LU1121265463 |
|
Trust Share |
|
0.030 |
| UBS L Eq Eur CI PHD |
|
LU1121265547 |
|
Trust Share |
|
0.007 |
| UBS L Eq Eur CI PHC |
|
LU1121265620 |
|
Trust Share |
|
0.012 |
| UBS L Eq Eur CI PHD |
|
LU1121265893 |
|
Trust Share |
|
0.008 |
| BGF Fix GI Opp A2HC |
|
LU1121327164 |
|
Trust Share |
|
0.036 |
| UBS LKS Eu GI PHMD |
|
LU1124146223 |
|
Trust Share |
|
0.009 |
| East CL Fr Mkt AC |
|
LU1125674538 |
|
Trust Share |
|
0.009 |
| Haus Haussmann CD |
|
LU1129548993 |
|
Trust Share |
|
0.029 |
| Haus Haussmann DD |
|
LU1129549454 |
|
Trust Share |
|
0.002 |
| Oyster AR GBP MI |
|
LU1130232017 |
|
Trust Share |
|
0.010 |
| ICBC E CORQFIIB IUC |
|
LU1130473561 |
|
Trust Share |
|
0.008 |
| Coeli I Sweden IC |
|
LU1133292117 |
|
Trust Share |
|
0.001 |
| Part Gr GI Val R |
|
LU1135197975 |
|
Trust Share |
|
0.070 |
| UBS L Eq US TY FD |
|
LU1135392162 |
|
Trust Share |
|
0.001 |
| Foc GI Eq S USD FHC |
|
LU1136068514 |
|
Trust Share |
|
0.959 |
| Foc GI Eq S USD FHC |
|
LU1136068944 |
|
Trust Share |
|
0.216 |
| Foc HGLTB USD FHC |
|
LU1140787190 |
|
Trust Share |
|
0.017 |
| DGC Fr Mul Lux AC |
|
LU1143003819 |
|
Trust Share |
|
0.006 |
| UBS L Eq GI Inc PMD |
|
LU1145057144 |
|
Trust Share |
|
0.030 |
| UBS L Eq GI HD PMD |
|
LU1145061096 |
|
Trust Share |
|
0.014 |
| UBS L Eq US Inc. PC |
|
LU1149724525 |
|
Trust Share |
|
0.006 |
| UBS L Eq US Inc. PD |
|
LU1149724798 |
|
Trust Share |
|
0.003 |
| UBS L Eq US Inc PHC |
|
LU1149725092 |
|
Trust Share |
|
0.009 |
| UBS L Eq US Inc PHD |
|
LU1149725175 |
|
Trust Share |
|
0.002 |
| BNPPL1 Patr PC |
|
LU1151728836 |
|
Trust Share |
|
0.001 |
| BRSF GI LS Eq D2C |
|
LU1153525040 |
|
Trust Share |
|
0.030 |
| Part Gr GI Val E |
|
LU1157260990 |
|
Trust Share |
|
0.030 |
| Part Gr GI Val E |
|
LU1157261618 |
|
Trust Share |
|
0.014 |
| UBS LS XBal EUR PC |
|
LU1161073173 |
|
Trust Share |
|
0.002 |
| JPMF GI C EUR AHC |
|
LU1163233973 |
|
Trust Share |
|
0.002 |
| Foc GI Bd FUKD |
|
LU1164771658 |
|
Trust Share |
|
0.014 |
| UBS GS UK Eq G FD |
|
LU1172251354 |
|
Trust Share |
|
0.062 |
| UBS GS HYEM BdU FHD |
|
LU1172251438 |
|
Trust Share |
|
0.073 |
| UBS GS GEqDII E FHD |
|
LU1172251602 |
|
Trust Share |
|
0.034 |
78
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS GS Bd Dyn G FD |
|
LU1172251784 |
|
Trust Share |
|
0.070 |
| UBS GS Bd PI U FD |
|
LU1172251867 |
|
Trust Share |
|
0.042 |
| UBS GS GEq P U FD |
|
LU1172251941 |
|
Trust Share |
|
0.029 |
| UBS GS Cor Bd U FHD |
|
LU1172252089 |
|
Trust Share |
|
0.059 |
| UBS GS GEq D E FHD |
|
LU1177367411 |
|
Trust Share |
|
0.012 |
| UBS GS GEqDII E FHD |
|
LU1177369623 |
|
Trust Share |
|
0.015 |
| UBS GS GEq D E FHD |
|
LU1184008958 |
|
Trust Share |
|
0.037 |
| BGF Fur M D2HC |
|
LU1185942403 |
|
Trust Share |
|
0.020 |
| URS L Eq EO Unc PC |
|
LU1185964712 |
|
Trust Share |
|
0.009 |
| VG GI Bd RC |
|
LU1189797290 |
|
Trust Share |
|
0.008 |
| Fid Germany AHC |
|
LU1190411048 |
|
Trust Share |
|
0.120 |
| R Cap US SO Eq DHC |
|
LU1193126635 |
|
Trust Share |
|
0.002 |
| CS IF2 GI Pr Eq BC |
|
LU1193860985 |
|
Trust Share |
|
0.010 |
| UBS LKS Com St IA1C |
|
LU1195739989 |
|
Trust Share |
|
0.002 |
| UBS LKS Comm St IBC |
|
LU1195740052 |
|
Trust Share |
|
0.001 |
| BGF Co Eu FI A2HC |
|
LU1196525536 |
|
Trust Share |
|
0.050 |
| JPMF GI C EUR BHC |
|
LU1200241161 |
|
Trust Share |
|
0.001 |
| Oyster MA Actip |
|
LU1204262817 |
|
Trust Share |
|
0.001 |
| UBS L Eq EO Unc PC |
|
LU1209147237 |
|
Trust Share |
|
0.004 |
| UBS L Eq EurCI PHMD |
|
LU1216467149 |
|
Trust Share |
|
0.036 |
| UBS L Eq US Inc PMD |
|
LU1217041372 |
|
Trust Share |
|
0.002 |
| UBS LKS GI Ml PMD |
|
LU1224426327 |
|
Trust Share |
|
0.005 |
| Timeless PrM Fd |
|
MT0000072612 |
|
Trust Share |
|
0.177 |
| InvestInvent Wind B |
|
MT0000072992 |
|
Trust Share |
|
0.007 |
| InvestInv Wind C Ac |
|
MT0000074295 |
|
Trust Share |
|
0.003 |
| RFID Invest II |
|
MT0000074626 |
|
Trust Share |
|
0.001 |
| SJP Opportu A |
|
MT0000076324 |
|
Trust Share |
|
0.001 |
| The ARP Diver C USD |
|
MT0000078122 |
|
Trust Share |
|
0.008 |
| Hedge Invest SS |
|
MT7000000915 |
|
Trust Share |
|
0.004 |
| Hedge Invest SS |
|
MT7000000923 |
|
Trust Share |
|
0.001 |
| Hedge Invest GI |
|
MT7000000931 |
|
Trust Share |
|
0.002 |
| Hedge Invest GI |
|
MT7000000956 |
|
Trust Share |
|
0.008 |
| Abb Capital CHF B |
|
MT7000001095 |
|
Trust Share |
|
0.004 |
| Fixed Inc Alloc A |
|
MT7000001228 |
|
Trust Share |
|
0.002 |
| Fixed Inc Alloc B |
|
MT7000001236 |
|
Trust Share |
|
0.016 |
| Fixed Inc Alloc C |
|
MT7000001244 |
|
Trust Share |
|
0.001 |
| Fixed Inc Alloc M |
|
MT7000002515 |
|
Trust Share |
|
0.002 |
| Smeraldo S-F |
|
MT7000007282 |
|
Trust Share |
|
0.005 |
| HI Portfol Feed A |
|
MT7000007506 |
|
Trust Share |
|
0.006 |
| Spinoz GI Qn VI |
|
MT7000008538 |
|
Trust Share |
|
0.001 |
| Cembra High Yld USD |
|
MT7000008652 |
|
Trust Share |
|
0.017 |
| Cembra BrazilFd USD |
|
MT7000008710 |
|
Trust Share |
|
0.008 |
| Great China Val USD |
|
MT7000008736 |
|
Trust Share |
|
0.001 |
| 2.1 Alt In MkNt A |
|
MT7000009312 |
|
Trust Share |
|
0.003 |
| JPM India Fund |
|
MU0129U00005 |
|
Trust Share |
|
0.037 |
| 2i Capital PCC |
|
MU0193S00021 |
|
Trust Share |
|
0.002 |
| Ari.Africa Cons.Fd |
|
MU0265S00019 |
|
Trust Share |
|
4.170 |
| EV Smaller Cos Fd |
|
NL0000685261 |
|
Trust Share |
|
0.002 |
79
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Hoofbosch |
|
NL0006327413 |
|
Trust Share |
|
0.059 |
| Silsto Inv Fd |
|
NL0009224021 |
|
Trust Share |
|
0.001 |
| Odin Europa |
|
NO0010029044 |
|
Trust Share |
|
0.017 |
| Pareto Hoyerente |
|
NO0010106230 |
|
Trust Share |
|
0.001 |
| UBS Priv Eq -A- |
|
QT0022184185 |
|
Trust Share |
|
0.010 |
| Nucleus Fd A/L USD |
|
QT0039738361 |
|
Trust Share |
|
0.001 |
| SAM Sci Dis USD-S1- |
|
QT0101391461 |
|
Trust Share |
|
0.001 |
| JCAM Glo E/EX0609 |
|
QT0103765845 |
|
Trust Share |
|
0.001 |
| Theta V 07/08 F(l) |
|
QT0149989185 |
|
Trust Share |
|
0.001 |
| UBS Glbl AM AIV MP |
|
QT0160016645 |
|
Trust Share |
|
0.025 |
| Eton Mo Mark12/09-1 |
|
QT0160017106 |
|
Trust Share |
|
0.001 |
| AHV-OBL CHF AUSL |
|
QT0160017395 |
|
Trust Share |
|
0.002 |
| MAAHV-AKTJPLC |
|
QT0160017403 |
|
Trust Share |
|
0.002 |
| AHV-ID IMMO CHII |
|
QT0160017411 |
|
Trust Share |
|
0.002 |
| MAAHV-DARLEHEN |
|
QT0160017767 |
|
Trust Share |
|
0.002 |
| MAAHV-OBLCHFINLA |
|
QT0160017775 |
|
Trust Share |
|
0.004 |
| MAAHV-SELECSOVER |
|
QT0160017783 |
|
Trust Share |
|
0.004 |
| MAAHV-USTREAS |
|
QT0160017791 |
|
Trust Share |
|
0.003 |
| MAAHV-GLINFLGOBL |
|
QT0160017809 |
|
Trust Share |
|
0.002 |
| MAAHV-OBLSCHLDI |
|
QT0160017817 |
|
Trust Share |
|
0.004 |
| MAAHV-OBLSCHLDII |
|
QT0160017825 |
|
Trust Share |
|
0.004 |
| MAAHV-EURUNTALI |
|
QT0160017833 |
|
Trust Share |
|
0.003 |
| MAAHV-USDUNTALI |
|
QT0160017858 |
|
Trust Share |
|
0.002 |
| MAAHV-USDUNTALIE |
|
QT0160017866 |
|
Trust Share |
|
0.011 |
| MAAHV-USDSIGD |
|
QT0160017874 |
|
Trust Share |
|
0.005 |
| MAAHV-OBLUSDSEZD |
|
QT0160017882 |
|
Trust Share |
|
0.006 |
| MAAHV-AKTEMULC |
|
QT0160017890 |
|
Trust Share |
|
0.002 |
| MAAHV-AKTNALC |
|
QT0160017908 |
|
Trust Share |
|
0.002 |
| MAAHV-AKTCHSMC |
|
QT0160017916 |
|
Trust Share |
|
0.002 |
| MAAHV-AKTUSASMC |
|
QT0160017940 |
|
Trust Share |
|
0.002 |
| MAAHV-AKTSCGLOB |
|
QT0160017965 |
|
Trust Share |
|
0.005 |
| MAAHV-AKTSCHLD |
|
QT0160017973 |
|
Trust Share |
|
0.003 |
| MAAHV-INDIMMOCHI |
|
QT0160017981 |
|
Trust Share |
|
0.002 |
| MAAHV-IMMOWexCH |
|
QT0160017999 |
|
Trust Share |
|
0.005 |
| MAAHV-COMMDITIES |
|
QT0160018005 |
|
Trust Share |
|
0.002 |
| MAAHV-AKVSTEUANL |
|
QT0160018013 |
|
Trust Share |
|
0.001 |
| UBSGLAM-AlVREMP |
|
QT0160018716 |
|
Trust Share |
|
0.007 |
| MAAHV-EURUAFIN |
|
QT0160019458 |
|
Trust Share |
|
0.003 |
| MAAHV-EURSIG |
|
QT0160019466 |
|
Trust Share |
|
0.003 |
| MAAHV-EUTREAS |
|
QT0160019755 |
|
Trust Share |
|
0.002 |
| MAC GEMINI IMMO |
|
QT0160020951 |
|
Trust Share |
|
0.003 |
| MAC GEMINI LQMG |
|
QT0160020969 |
|
Trust Share |
|
0.069 |
| MAC GEMINI IMNKT |
|
QT0160021298 |
|
Trust Share |
|
0.011 |
| MAAHV-AKTCHLGC |
|
QT0160021462 |
|
Trust Share |
|
0.002 |
| MAAHV-AKTUKNLGC |
|
QT0160021470 |
|
Trust Share |
|
0.002 |
| MAAHV-AKTPACXJLC |
|
QT0160021488 |
|
Trust Share |
|
0.002 |
| MAAHVIVEO- Direkte |
|
QT0160022320 |
|
Trust Share |
|
0.002 |
| MA AHV / IV / EO |
|
QT0160023211 |
|
Trust Share |
|
0.002 |
80
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| MAAHV- Geld EUR |
|
QT0160023229 |
|
Trust Share |
|
0.002 |
| MA AHV/IV/EO Geld |
|
QT0160023237 |
|
Trust Share |
|
0.002 |
| Lege Artis MG/CHF |
|
QT0160024573 |
|
Trust Share |
|
0.002 |
| MGHY Liqud SVP-A |
|
QT0191442083 |
|
Trust Share |
|
7.000 |
| Sigma Abs Ret RA |
|
QT0191773107 |
|
Trust Share |
|
0.003 |
| Lion III EUR-S2-ACC |
|
QT0201974828 |
|
Trust Share |
|
0.020 |
| Lont Cerrado IV/EUR |
|
QT0231083038 |
|
Trust Share |
|
0.001 |
| Horizon Growth C1 |
|
QT0238170929 |
|
Trust Share |
|
0.269 |
| Susa Europ Mangt Cl |
|
QTX001074967 |
|
Trust Share |
|
0.001 |
| OWL Cre C/3AA/0309 |
|
QTX001608509 |
|
Trust Share |
|
0.003 |
| Theta V Oct 08 E(l) |
|
QTX002523160 |
|
Trust Share |
|
0.001 |
| Blkrock Dbt Strg Fd |
|
US09255R1032 |
|
Trust Share |
|
2.000 |
| Capital In Bld-A |
|
US1401931035 |
|
Trust Share |
|
0.016 |
| Dfa Us Sm Cap |
|
US2332038437 |
|
Trust Share |
|
0.005 |
| Fairholme |
|
US3048711069 |
|
Trust Share |
|
0.007 |
| Fidelity Fix In Tr |
|
US3161461096 |
|
Trust Share |
|
7.793 |
| Am Fd Fundm Invs-A |
|
US3608021024 |
|
Trust Share |
|
0.006 |
| Goldman Sachs Core |
|
US38141W7864 |
|
Trust Share |
|
2.372 |
| Har Assoc Oak Eq-I |
|
US4138384007 |
|
Trust Share |
|
1.321 |
| Jacob Internet-Inv |
|
US4697856049 |
|
Trust Share |
|
21.153 |
| Leuthold Core Invst |
|
US5272891020 |
|
Trust Share |
|
1.201 |
| Nrtll Al Frank-Inv |
|
US66538A3564 |
|
Trust Share |
|
1.724 |
| Pimco Tot Return-C |
|
US6933904293 |
|
Trust Share |
|
0.159 |
| Pimco Tot Ret Instl |
|
US6933907007 |
|
Trust Share |
|
1.220 |
| PIMCO Pac Emg-lnstl |
|
US6933915596 |
|
Trust Share |
|
2.057 |
| Tocqueville Euro-A |
|
US8888943003 |
|
Trust Share |
|
3.118 |
| UBS US Small Grw-Y |
|
US90262H6356 |
|
Trust Share |
|
0.005 |
| Vang Div Growth |
|
US9219086041 |
|
Trust Share |
|
0.007 |
| Vanguard Intl Grw |
|
US9219102046 |
|
Trust Share |
|
0.009 |
| Vangrd Sh-Trm Bd Ix |
|
US9219372078 |
|
Trust Share |
|
2.373 |
| Vg Intrm-Tm Bd Ix |
|
US9219373068 |
|
Trust Share |
|
0.255 |
| Vanguard Long Term |
|
US9219374058 |
|
Trust Share |
|
1.966 |
| Vang Long Term Inv |
|
US9220311099 |
|
Trust Share |
|
0.612 |
| Vanguard High Yield |
|
US9220312089 |
|
Trust Share |
|
2.201 |
| Vg IntTm Inv Gr-Inv |
|
US9220318854 |
|
Trust Share |
|
0.226 |
| Vanguard Glbl Eqty |
|
US9220382033 |
|
Trust Share |
|
3.041 |
| Vanguard Euro Stock |
|
US9220422052 |
|
Trust Share |
|
0.010 |
| Vanguard Emerg Mkt |
|
US9220423043 |
|
Trust Share |
|
0.005 |
| Vanguard 500 Index |
|
US9229081081 |
|
Trust Share |
|
0.009 |
| Vanguard Ext Market |
|
US9229082071 |
|
Trust Share |
|
0.002 |
| Vanguard Total Stk |
|
US9229083061 |
|
Trust Share |
|
0.139 |
| Vct MnGrwt Opp Fd-A |
|
US92646A2942 |
|
Trust Share |
|
1.916 |
| FENJA Fd Multi Pref |
|
VCP391381057 |
|
Trust Share |
|
0.001 |
| AJR Intl B 1 |
|
VGG008712215 |
|
Trust Share |
|
0.262 |
| Alpha J/05/08/USD |
|
VGG022331315 |
|
Trust Share |
|
0.002 |
| Antarctica Mkt AX |
|
VGG0392Z6066 |
|
Trust Share |
|
0.040 |
| Antarctica Mar BX |
|
VGG0392Z6306 |
|
Trust Share |
|
0.010 |
| Arab Gateway |
|
VGG0504F1009 |
|
Trust Share |
|
0.006 |
81
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Blue Rock Fund -B- |
|
VGG1193H1001 |
|
Trust Share |
|
0.001 |
| Brownston Real B/NI |
|
VGG163921056 |
|
Trust Share |
|
0.001 |
| Call Abs Ret A/EUR |
|
VGG1769S1002 |
|
Trust Share |
|
0.009 |
| Calli Abs Ret C/USD |
|
VGG1769S1184 |
|
Trust Share |
|
0.008 |
| Calli Abs Ret D/CHF |
|
VGG1769S1267 |
|
Trust Share |
|
2.232 |
| Callisto Rel SP USD |
|
VGG1769X1096 |
|
Trust Share |
|
0.003 |
| Cannonball -C- |
|
VGG1821U1194 |
|
Trust Share |
|
0.030 |
| Cannonball Plus C |
|
VGG1822D1160 |
|
Trust Share |
|
0.025 |
| Cannonball Fd II B |
|
VGG190841053 |
|
Trust Share |
|
0.011 |
| Cannonball II C/EUR |
|
VGG190841137 |
|
Trust Share |
|
0.027 |
| Caxton E/A/USD/RE |
|
VGG198081231 |
|
Trust Share |
|
0.001 |
| Cax SI/SI-A/A/12/11 |
|
VGG198081314 |
|
Trust Share |
|
0.147 |
| CIM Div Inc P |
|
VGG2199S1323 |
|
Trust Share |
|
0.777 |
| Culross Glb I/EUR |
|
VGG258791000 |
|
Trust Share |
|
0.003 |
| Culross Gbl I/CHF |
|
VGG258791919 |
|
Trust Share |
|
0.002 |
| Delphi Arbitrage A |
|
VGG2707R1055 |
|
Trust Share |
|
0.002 |
| Direct C Poinciana |
|
VGG276721567 |
|
Trust Share |
|
0.001 |
| Double U Fund |
|
VGG281841020 |
|
Trust Share |
|
0.005 |
| Dynamic Alternative |
|
VGG2889F1018 |
|
Trust Share |
|
0.003 |
| Diva Synergy B |
|
VGG2890W1014 |
|
Trust Share |
|
0.003 |
| Diva Synergy A |
|
VGG2890W1196 |
|
Trust Share |
|
0.002 |
| Diva Synergy C |
|
VGG2890W1279 |
|
Trust Share |
|
0.004 |
| Efficiency Abs -AX- |
|
VGG293981426 |
|
Trust Share |
|
0.001 |
| Efficiency Absol-C- |
|
VGG2939B1269 |
|
Trust Share |
|
0.003 |
| Egerton L/S C/1/EUR |
|
VGG2944F1466 |
|
Trust Share |
|
0.007 |
| Enable A(AN)/08/08 |
|
VGG3042K1021 |
|
Trust Share |
|
0.001 |
| Firesto Fd A/A1 Unr |
|
VGG3524H1064 |
|
Trust Share |
|
0.003 |
| Gabelli Associat B |
|
VGG3577E1097 |
|
Trust Share |
|
0.002 |
| Galiplan Seven -B- |
|
VGG3709L1123 |
|
Trust Share |
|
0.001 |
| GAM USD Special Bd |
|
VGG3715B1242 |
|
Trust Share |
|
0.034 |
| GAM GAMCO Equity |
|
VGG3715Z1053 |
|
Trust Share |
|
0.008 |
| GAM Div II Open/EUR |
|
VGG371601193 |
|
Trust Share |
|
0.008 |
| GAM Div II Open/GBP |
|
VGG371601276 |
|
Trust Share |
|
0.110 |
| GAM Div 2.5XL/USD |
|
VGG371634103 |
|
Trust Share |
|
0.009 |
| GAM Div 2.5XL/GBP |
|
VGG371635191 |
|
Trust Share |
|
0.008 |
| GAM EuSBo CHF Op |
|
VGG3717H1038 |
|
Trust Share |
|
0.008 |
| GAM EuSBo EUR/Open |
|
VGG3717H1376 |
|
Trust Share |
|
0.014 |
| GAM Tra II USD Op |
|
VGG3718Z1027 |
|
Trust Share |
|
0.214 |
| GAM Tra II EUR Op |
|
VGG3718Z1100 |
|
Trust Share |
|
0.050 |
| GAM Trading II GBP |
|
VGG3718Z1282 |
|
Trust Share |
|
0.030 |
| GAM Selection Hedge |
|
VGG371961050 |
|
Trust Share |
|
0.004 |
| GAM Gbl Div USD Op |
|
VGG3719A1066 |
|
Trust Share |
|
0.020 |
| GAM Div III USD/Ope |
|
VGG372021011 |
|
Trust Share |
|
0.004 |
| GAM Co GI Bal USD |
|
VGG372131240 |
|
Trust Share |
|
0.006 |
| GAM Co GI Bal EUR |
|
VGG372131323 |
|
Trust Share |
|
0.001 |
| GAM Multi Arb USD |
|
VGG372141140 |
|
Trust Share |
|
0.012 |
| GAM Multi Arb GBP |
|
VGG372141306 |
|
Trust Share |
|
0.040 |
| GAM Multi Arb CHF |
|
VGG372141710 |
|
Trust Share |
|
0.211 |
82
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| GAM Multi-Arb EUR |
|
VGG372141975 |
|
Trust Share |
|
0.060 |
| GAM Multi Res USD |
|
VGG372142056 |
|
Trust Share |
|
0.022 |
| GAM Multi-Arb GBP |
|
VGG372142213 |
|
Trust Share |
|
0.010 |
| GAM Multi SI-1 USD |
|
VGG372142882 |
|
Trust Share |
|
0.041 |
| GAM Multi SI-1 EUR |
|
VGG372142965 |
|
Trust Share |
|
0.020 |
| GAM Multi SI-1 CHF |
|
VGG372143120 |
|
Trust Share |
|
0.010 |
| GAM Multi SI-2/CHF |
|
VGG372143872 |
|
Trust Share |
|
0.050 |
| GAM Trad V GBP Open |
|
VGG3722G1404 |
|
Trust Share |
|
0.010 |
| GAM Tra II CHF Op |
|
VGG3723K1811 |
|
Trust Share |
|
0.114 |
| GAM Mul-Em EUR/Open |
|
VGG3724N1270 |
|
Trust Share |
|
0.195 |
| GAM FCM Cat USD |
|
VGG3727T1545 |
|
Trust Share |
|
0.010 |
| Giada F Jubilaeum |
|
VGG385461428 |
|
Trust Share |
|
0.004 |
| GAM Tra IV EUR/Open |
|
VGG3919K1104 |
|
Trust Share |
|
0.065 |
| Global Matrix E |
|
VGG392821507 |
|
Trust Share |
|
0.001 |
| GVA Mkt Neutral E |
|
VGG399981445 |
|
Trust Share |
|
0.020 |
| GVA Mkt Neutral -F- |
|
VGG399981932 |
|
Trust Share |
|
0.001 |
| Greenlight Cap E/01 |
|
VGG4094N3664 |
|
Trust Share |
|
0.002 |
| Hermes Neutral CHF |
|
VGG4111P1053 |
|
Trust Share |
|
1’000.025 |
| Hermes Neutral USD |
|
VGG4411P1100 |
|
Trust Share |
|
0.012 |
| Hermes Univers USD |
|
VGG4411P2199 |
|
Trust Share |
|
0.009 |
| Hermes Neutral EURO |
|
VGG4411P2926 |
|
Trust Share |
|
0.061 |
| Hermes Univers-EURO |
|
VGG4411P3593 |
|
Trust Share |
|
0.006 |
| Kawa Off Lead |
|
VGG5220K1012 |
|
Trust Share |
|
0.002 |
| King Street A/1/NI |
|
VGG5266L1123 |
|
Trust Share |
|
0.688 |
| King Str S/14 |
|
VGG5266L3103 |
|
Trust Share |
|
0.037 |
| King Str S/18 |
|
VGG5266L3517 |
|
Trust Share |
|
0.088 |
| King Street S/28 |
|
VGG5266L4358 |
|
Trust Share |
|
0.050 |
| King Str S/40 |
|
VGG5266L5595 |
|
Trust Share |
|
0.001 |
| King Street S/13 |
|
VGG5266M1106 |
|
Trust Share |
|
0.209 |
| La Fay Hldg B/USD |
|
VGG534221467 |
|
Trust Share |
|
1.051 |
| La Fay Hldg B/EUR |
|
VGG534221533 |
|
Trust Share |
|
4.493 |
| Lighthouse Glb LS A |
|
VGG5492G1019 |
|
Trust Share |
|
0.001 |
| Novy A |
|
VGG6675B1094 |
|
Trust Share |
|
0.001 |
| Novy fund D/Windw |
|
VGG6675B1417 |
|
Trust Share |
|
0.001 |
| Olympia Star I USD |
|
VGG6762G1283 |
|
Trust Share |
|
0.002 |
| Orange Opp Lead |
|
VGG6776Q1046 |
|
Trust Share |
|
0.001 |
| 1.2 EUR |
|
VGG677711084 |
|
Trust Share |
|
0.006 |
| Osmose FoF -C- |
|
VGG684131227 |
|
Trust Share |
|
0.001 |
| Archet Invmt SPC G |
|
VGG690341661 |
|
Trust Share |
|
0.014 |
| Partnerships Opp |
|
VGG6925V1031 |
|
Trust Share |
|
0.006 |
| Peak Perform Fd -A- |
|
VGG695971058 |
|
Trust Share |
|
0.001 |
| Peak Per Dyn Val D |
|
VGG695971397 |
|
Trust Share |
|
0.001 |
| Pentag Mul Str A/S1 |
|
VGG7004Z1229 |
|
Trust Share |
|
0.001 |
| Permal Macro -A- |
|
VGG7011E1126 |
|
Trust Share |
|
0.009 |
| Permal Macro A/EUR |
|
VGG7011E1381 |
|
Trust Share |
|
0.023 |
| Permal Glb Opp AQ |
|
VGG701201375 |
|
Trust Share |
|
0.005 |
| Richcourt Composite |
|
VGG7550D1033 |
|
Trust Share |
|
0.125 |
| Richcourt Composite |
|
VGG7550D1298 |
|
Trust Share |
|
0.020 |
83
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Richcourt Comp RVF |
|
VGG7550D1371 |
|
Trust Share |
|
0.001 |
| Sign Crdt SP EUR |
|
VGG7558X1924 |
|
Trust Share |
|
0.051 |
| Signet Credit I CHF |
|
VGG7558X2427 |
|
Trust Share |
|
0.007 |
| Richct Euro Strat E |
|
VGG756561194 |
|
Trust Share |
|
29.305 |
| First EURO Compos |
|
VGG778301009 |
|
Trust Share |
|
0.010 |
| Stenham Univ II E |
|
VGG8058B1444 |
|
Trust Share |
|
0.002 |
| Stenham Universal B |
|
VGG8058G1274 |
|
Trust Share |
|
0.928 |
| Sherwood Investment |
|
VGG809661074 |
|
Trust Share |
|
0.001 |
| Sonic Abs Ret A1 |
|
VGG8268D1042 |
|
Trust Share |
|
0.001 |
| Sonic Abs Ret A2 |
|
VGG8268E1280 |
|
Trust Share |
|
0.001 |
| LTrade Plus |
|
VGG8799A1167 |
|
Trust Share |
|
0.016 |
| Trocadero Cap C/CHF |
|
VGG9078S1092 |
|
Trust Share |
|
0.002 |
| Trocadero Capital B |
|
VGG9078S1258 |
|
Trust Share |
|
0.003 |
| TS Multi Stra USD |
|
VGG9120Z1018 |
|
Trust Share |
|
0.001 |
| TVP Val Ptnr A/MI |
|
VGG9139F1045 |
|
Trust Share |
|
0.004 |
| Twister Oppor A/EUR |
|
VGG9152N1096 |
|
Trust Share |
|
0.001 |
| VIC Eq Strat SP |
|
VGG9346N1143 |
|
Trust Share |
|
0.001 |
| Winton Futures B |
|
VGG971821936 |
|
Trust Share |
|
0.115 |
| Winton Futures D |
|
VGG971822769 |
|
Trust Share |
|
0.005 |
| W-Xerof For EUR |
|
VGG981381111 |
|
Trust Share |
|
0.001 |
| Egerton L/S A/USD |
|
XD0003977838 |
|
Trust Share |
|
0.004 |
| Objective Fd Cl Gbl |
|
XD0013414749 |
|
Trust Share |
|
0.008 |
| Brevan Howard A/USD |
|
XD0015728070 |
|
Trust Share |
|
0.019 |
| Philo Al Ed EUR-A- |
|
XD0016917946 |
|
Trust Share |
|
0.004 |
| Lucas En A/1-S/1 |
|
XD0017170131 |
|
Trust Share |
|
0.001 |
| Sunflower Fund |
|
XD0017743440 |
|
Trust Share |
|
0.009 |
| H3 Comp A/Ini/01/04 |
|
XD0018530333 |
|
Trust Share |
|
0.003 |
| UBS Event Dvn J USD |
|
XD0019554464 |
|
Trust Share |
|
0.002 |
| UBS AFA Trad B/EUR |
|
XD0019824982 |
|
Trust Share |
|
0.072 |
| UBS AFA Tr B/CHF/RE |
|
XD0020030272 |
|
Trust Share |
|
0.002 |
| Drake Gbl Opp A 1 |
|
XD0020355612 |
|
Trust Share |
|
0.010 |
| Third Point Off E/1 |
|
XD0020742736 |
|
Trust Share |
|
0.004 |
| UBS Alpha Sel P USD |
|
XD0020951204 |
|
Trust Share |
|
0.008 |
| UBS-ASEL-D-USD |
|
XD0021363235 |
|
Trust Share |
|
0.002 |
| UBS Systemat D/USD |
|
XD0021369729 |
|
Trust Share |
|
0.001 |
| Taconic Opp A/1/NR |
|
XD0021392010 |
|
Trust Share |
|
0.003 |
| UBS Glb Alpha B/1 |
|
XD0022284950 |
|
Trust Share |
|
0.029 |
| Beach Horizon USD |
|
XD0022410746 |
|
Trust Share |
|
0.010 |
| UBS Glb Pri Eq I-B- |
|
XD0022596742 |
|
Trust Share |
|
0.027 |
| Zadig A1/12/05/EUR |
|
XD0023687797 |
|
Trust Share |
|
0.090 |
| UBS AQAS J/USD |
|
XD0024580983 |
|
Trust Share |
|
0.011 |
| UBS A&Q Alt Sol J |
|
XD0024581015 |
|
Trust Share |
|
0.027 |
| UBS A&Q Alt Sol J |
|
XD0024581056 |
|
Trust Share |
|
0.008 |
| Aurelian Gbl A/1 UR |
|
XD0025408713 |
|
Trust Share |
|
0.004 |
| Shannon -C-Ser 0406 |
|
XD0025457629 |
|
Trust Share |
|
0.004 |
| UBS A&Q Alt Sol J |
|
XD0025655370 |
|
Trust Share |
|
0.007 |
| Shepherd Inv S SA01 |
|
XD0025738770 |
|
Trust Share |
|
0.001 |
| Asken Alpha A/USD |
|
XD0025754033 |
|
Trust Share |
|
0.001 |
84
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Pinnacle Nat F20305 |
|
XD0025908332 |
|
Trust Share |
|
0.001 |
| UBS A&Q Alt B EUR |
|
XD0025956661 |
|
Trust Share |
|
0.001 |
| UBS A&Q Alt B CHF |
|
XD0025956703 |
|
Trust Share |
|
0.002 |
| Glenview Cap S/4 |
|
XD0026519047 |
|
Trust Share |
|
0.001 |
| Shep Inv Int S/SA15 |
|
XD0027170873 |
|
Trust Share |
|
0.001 |
| Gavea Glb C/1106 |
|
XD0028373039 |
|
Trust Share |
|
0.008 |
| Viking Gbl Eq3 H/1E |
|
XD0029031347 |
|
Trust Share |
|
0.001 |
| Maverick Fund C1/1 |
|
XD0029078868 |
|
Trust Share |
|
0.001 |
| Top World Yld Sel |
|
XD0029457054 |
|
Trust Share |
|
0.001 |
| Mangart Glb B/EUR |
|
XD0029540016 |
|
Trust Share |
|
0.001 |
| Pollux Private A |
|
XD0029678048 |
|
Trust Share |
|
0.001 |
| Shep Inv Int S/SA21 |
|
XD0030005421 |
|
Trust Share |
|
0.001 |
| Gryphin M-S A/0407 |
|
XD0030579466 |
|
Trust Share |
|
0.003 |
| VIP Executive Fd A |
|
XD0030614438 |
|
Trust Share |
|
0.002 |
| Jabcap Gbl Bala Z R |
|
XD0030813303 |
|
Trust Share |
|
0.003 |
| Millenniu OO/01A/NI |
|
XD0030897959 |
|
Trust Share |
|
0.243 |
| CAMINO ALTO-A-USD |
|
XD0031382084 |
|
Trust Share |
|
0.001 |
| Heriot Afr Tr A/1 |
|
XD0032954238 |
|
Trust Share |
|
0.003 |
| Draw H10/S/SP4/0707 |
|
XD0033749116 |
|
Trust Share |
|
0.002 |
| Huds Invr A/1/NI |
|
XD0034612552 |
|
Trust Share |
|
0.001 |
| Shepherd S/SA31 |
|
XD0034812525 |
|
Trust Share |
|
0.001 |
| Sierra Eu D/EUR/NI |
|
XD0035222757 |
|
Trust Share |
|
0.001 |
| Gryphin M-S A/1107 |
|
XD0035470497 |
|
Trust Share |
|
0.001 |
| Calib St DSI/EUR/NV |
|
XD0036157242 |
|
Trust Share |
|
0.197 |
| UBS Relt Val Gusto |
|
XD0036476550 |
|
Trust Share |
|
0.001 |
| Sagarmatha Bra 0907 |
|
XD0036751929 |
|
Trust Share |
|
0.006 |
| Gryphin M-S A/0108 |
|
XD0036827620 |
|
Trust Share |
|
0.001 |
| Iva Global 0109 EUR |
|
XD0038299836 |
|
Trust Share |
|
0.009 |
| Pond View B-1/2 |
|
XD0038728982 |
|
Trust Share |
|
0.010 |
| Shepherd Inv S/SA35 |
|
XD0038881039 |
|
Trust Share |
|
0.003 |
| Draw H10/S/SP7/0208 |
|
XD0039305905 |
|
Trust Share |
|
0.003 |
| Arden Opport X/0208 |
|
XD0039309030 |
|
Trust Share |
|
0.068 |
| Fairfax A/2 L USD |
|
XD0039489758 |
|
Trust Share |
|
0.005 |
| Fairfax A4-N USD |
|
XD0039516436 |
|
Trust Share |
|
0.004 |
| Fairfax A/1 L USD |
|
XD0039540832 |
|
Trust Share |
|
0.001 |
| Fairfax A/4 L USD |
|
XD0039542465 |
|
Trust Share |
|
0.011 |
| Fairfax A/4 L EUR |
|
XD0039542713 |
|
Trust Share |
|
0.001 |
| Lee Enh A/A1/10 |
|
XD0039899816 |
|
Trust Share |
|
0.001 |
| One MST S/EUR |
|
XD0042201737 |
|
Trust Share |
|
0.002 |
| Raptor Gbl Rap Pr |
|
XD0042222238 |
|
Trust Share |
|
0.002 |
| Squadra Bra LB 0508 |
|
XD0042449823 |
|
Trust Share |
|
0.018 |
| OZ Ove L/67/Prm/NNI |
|
XD0043171111 |
|
Trust Share |
|
0.009 |
| UBS Evt Gusto/2 |
|
XD0043461645 |
|
Trust Share |
|
0.001 |
| UBS-RV-GUSTO-2-USD |
|
XD0043461686 |
|
Trust Share |
|
0.001 |
| Segan As Pac A1/UR |
|
XD0043530605 |
|
Trust Share |
|
0.006 |
| Fairfax A/2 N2 USD |
|
XD0044149520 |
|
Trust Share |
|
0.001 |
| Edison A/4 SP2 N2 |
|
XD0044359145 |
|
Trust Share |
|
0.001 |
| Schultz A/05/08/SP2 |
|
XD0044365282 |
|
Trust Share |
|
0.033 |
85
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Esses A/6 NL2-SP2 E |
|
XD0045730211 |
|
Trust Share |
|
0.001 |
| Fair A/2/SP3 N3 USD |
|
XD0047167636 |
|
Trust Share |
|
0.001 |
| Fairfax A/4 N3 USD |
|
XD0047169491 |
|
Trust Share |
|
0.005 |
| Ediso A/4 SP3 N3 US |
|
XD0047362971 |
|
Trust Share |
|
0.001 |
| Harbinger Cap PE/1 |
|
XD0047522962 |
|
Trust Share |
|
0.001 |
| UBS-GAS-B-1-CHF |
|
XD0047734849 |
|
Trust Share |
|
0.133 |
| UBS GAS J/CHF |
|
XD0047782905 |
|
Trust Share |
|
0.069 |
| Dra H10/S/SP11 0908 |
|
XD0048080515 |
|
Trust Share |
|
0.001 |
| Headstrat C1/SSP |
|
XD0049428317 |
|
Trust Share |
|
7.218 |
| Headstart Fd B1/SSP |
|
XD0049500438 |
|
Trust Share |
|
1.161 |
| Schultze A/1108SP3 |
|
XD0049745207 |
|
Trust Share |
|
0.001 |
| Sonic Red 1/USD |
|
XD0100001581 |
|
Trust Share |
|
0.002 |
| MVP Fund Of Fd S-A |
|
XD0100028634 |
|
Trust Share |
|
0.001 |
| Plat Part Val Ini |
|
XD0100107222 |
|
Trust Share |
|
0.004 |
| Tudor Glb A Legacy |
|
XD0100150859 |
|
Trust Share |
|
0.004 |
| White Oak St B/USD |
|
XD0100187745 |
|
Trust Share |
|
0.003 |
| PHI Russia B/1208 |
|
XD0100286026 |
|
Trust Share |
|
0.002 |
| Coat A/C/5/03/08/UR |
|
XD0100363155 |
|
Trust Share |
|
0.002 |
| UBS Systema J/09USD |
|
XD0100465745 |
|
Trust Share |
|
0.007 |
| Liquidity Veh USD |
|
XD0100468277 |
|
Trust Share |
|
0.051 |
| Liquidity Veh EUR |
|
XD0100468285 |
|
Trust Share |
|
0.016 |
| Highbridge C/N 0708 |
|
XD0100483656 |
|
Trust Share |
|
0.001 |
| Ave Eu Int L1/0109L |
|
XD0100754809 |
|
Trust Share |
|
0.001 |
| Hermitage Gbl A/SSP |
|
XD0101257570 |
|
Trust Share |
|
0.011 |
| Anchorage Cap A/062 |
|
XD0101447734 |
|
Trust Share |
|
0.002 |
| Tocqueville Go C/9 |
|
XD0101531909 |
|
Trust Share |
|
0.001 |
| Lond Di E/Des/USDIn |
|
XD0101819650 |
|
Trust Share |
|
0.012 |
| Autonomy Cap B/4CGC |
|
XD0101922538 |
|
Trust Share |
|
0.011 |
| Shepherd Sel A/USD |
|
XD0102031016 |
|
Trust Share |
|
0.030 |
| Castler F1/ 0109 |
|
XD0102475908 |
|
Trust Share |
|
0.037 |
| Antarctica Mkt DE/2 |
|
XD0102924186 |
|
Trust Share |
|
0.002 |
| Headstart Gbl SSP 2 |
|
XD0103027153 |
|
Trust Share |
|
0.063 |
| BTG Pac Pa PI/L-Mas |
|
XD0103473951 |
|
Trust Share |
|
0.002 |
| Sansar Cap Hold A-2 |
|
XD0103902371 |
|
Trust Share |
|
0.001 |
| Red Vehicle 2 USD |
|
XD0104135849 |
|
Trust Share |
|
0.001 |
| Harbinger L/6 |
|
XD0104580101 |
|
Trust Share |
|
0.001 |
| M GLG Mul-Str CB |
|
XD0104953910 |
|
Trust Share |
|
5.185 |
| Dinvest Con S/USD |
|
XD0106346022 |
|
Trust Share |
|
0.001 |
| Tyru Cap A/USD/NR |
|
XD0106814052 |
|
Trust Share |
|
0.002 |
| Kondor Falkon Eq SP |
|
XD0106864404 |
|
Trust Share |
|
0.005 |
| LC Cap Off L/1009 |
|
XD0107203594 |
|
Trust Share |
|
0.001 |
| Blue El L-IS E0205 |
|
XD0107483402 |
|
Trust Share |
|
0.001 |
| Moore Gbl G/USD |
|
XD0107899599 |
|
Trust Share |
|
0.101 |
| Aris MST Liq A/0404 |
|
XD0108709359 |
|
Trust Share |
|
0.003 |
| UBS Neut Alpha J/4 |
|
XD0109709382 |
|
Trust Share |
|
0.035 |
| Protege A/10 |
|
XD0111041527 |
|
Trust Share |
|
0.012 |
| Mill DD/III/01A/NNI |
|
XD0111093601 |
|
Trust Share |
|
0.001 |
| Stride Inv Balan |
|
XD0111176554 |
|
Trust Share |
|
0.004 |
86
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Caspian I/1%10%0509 |
|
XD0111391146 |
|
Trust Share |
|
0.002 |
| Millenni EE/III/01A |
|
XD0111536856 |
|
Trust Share |
|
0.001 |
| Belm L Gl Em Mk BSP |
|
XD0111658734 |
|
Trust Share |
|
0.015 |
| MDF Sp Inv Cerberus |
|
XD0111985137 |
|
Trust Share |
|
0.001 |
| Unique Fd Sp A |
|
XD0112191834 |
|
Trust Share |
|
0.001 |
| Marat Spe Opp SP7 |
|
XD0112209321 |
|
Trust Share |
|
0.001 |
| TFO Priv Equity AF |
|
XD0112465709 |
|
Trust Share |
|
0.001 |
| Schultze A/0310 SP4 |
|
XD0112683913 |
|
Trust Share |
|
0.018 |
| Millenn MM/III/01A |
|
XD0113396804 |
|
Trust Share |
|
309.894 |
| Glb Enh Inv Des Inv |
|
XD0113671156 |
|
Trust Share |
|
0.006 |
| Sel ARV/ARV/P/CHF |
|
XD0113968891 |
|
Trust Share |
|
0.002 |
| TPG-Axon Part K/8 |
|
XD0115512432 |
|
Trust Share |
|
0.168 |
| TFO Priv Equ AJ |
|
XD0115938157 |
|
Trust Share |
|
0.001 |
| Enable A(AN)/0509 |
|
XD0115973865 |
|
Trust Share |
|
0.001 |
| Enable A(AN)/ Initi |
|
XD0115978930 |
|
Trust Share |
|
0.001 |
| Kondor Tiller SP |
|
XD0117789285 |
|
Trust Share |
|
0.003 |
| O’Co Glb MS L EOP/1 |
|
XD0118078159 |
|
Trust Share |
|
0.016 |
| UBS Alpha Selec EOP |
|
XD0118136189 |
|
Trust Share |
|
0.008 |
| Master Bonus USD |
|
XD0118847413 |
|
Trust Share |
|
0.009 |
| Quest Brazil 6/10 |
|
XD0121049841 |
|
Trust Share |
|
0.006 |
| SEA Glb Bal EUR |
|
XD0122238856 |
|
Trust Share |
|
0.021 |
| Tra Or SP C/S/II/II |
|
XD0122299254 |
|
Trust Share |
|
0.014 |
| Saba Cap A/1/2/NI |
|
XD0125037560 |
|
Trust Share |
|
0.001 |
| Protege Ptnr A/11 |
|
XD0126218037 |
|
Trust Share |
|
0.010 |
| Glenview Cap H/26 |
|
XD0127263305 |
|
Trust Share |
|
0.001 |
| Sel A/ARV II/RHM |
|
XD0127848758 |
|
Trust Share |
|
0.187 |
| Alpha L/S Eq G |
|
XD0128068109 |
|
Trust Share |
|
0.002 |
| Sel A/ARVII/RHM/CHF |
|
XD0128630122 |
|
Trust Share |
|
0.449 |
| HFCM Andante ANDRF |
|
XD0129959066 |
|
Trust Share |
|
0.001 |
| Diva Synergy C/12 |
|
XD0131800217 |
|
Trust Share |
|
0.001 |
| Schultze A/05/11 |
|
XD0132344603 |
|
Trust Share |
|
0.008 |
| Apoll S2/52/07/2007 |
|
XD0134001128 |
|
Trust Share |
|
0.001 |
| Sel ARV II A/MC/CHF |
|
XD0135572333 |
|
Trust Share |
|
0.001 |
| Green-Grn90-01May06 |
|
XD0137026973 |
|
Trust Share |
|
0.009 |
| ADM Galleus I Z/1 |
|
XD0140238094 |
|
Trust Share |
|
0.970 |
| OZ Overseas C/0162 |
|
XD0140321114 |
|
Trust Share |
|
0.001 |
| OZ Overseas C/0127 |
|
XD0140386257 |
|
Trust Share |
|
0.027 |
| Artemis Mas SPV USD |
|
XD0144933856 |
|
Trust Share |
|
30.286 |
| Whitebo M/S B/B/11 |
|
XD0180492734 |
|
Trust Share |
|
0.003 |
| Prote Ptnrs A/12/UR |
|
XD0181050325 |
|
Trust Share |
|
0.010 |
| Sel A/ARVII/RHM/USD |
|
XD0185406390 |
|
Trust Share |
|
0.001 |
| Caspian I/1/15/Ini |
|
XD0186703621 |
|
Trust Share |
|
0.001 |
| Saisei A/2/01/11 |
|
XD0188409912 |
|
Trust Share |
|
0.032 |
| Tit U/4/4/12/USD/RE |
|
XD0189841774 |
|
Trust Share |
|
0.001 |
| Headstart Glb SSP/3 |
|
XD0190544326 |
|
Trust Share |
|
0.007 |
| Schultze A/06/12/2 |
|
XD0191177076 |
|
Trust Share |
|
0.001 |
| Susa Eurp A1/EUR/UR |
|
XD0191608310 |
|
Trust Share |
|
0.004 |
| Caxto Glb A/A/01/12 |
|
XD0200860779 |
|
Trust Share |
|
0.076 |
87
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Keswick A/1/1/EUR |
|
XD0202337412 |
|
Trust Share |
|
0.006 |
| Eton S1/0608/07/05 |
|
XD0202406092 |
|
Trust Share |
|
0.005 |
| Eton S1/0608/11/04 |
|
XD0202406100 |
|
Trust Share |
|
0.001 |
| Cerberus Intl A/USD |
|
XD0203515388 |
|
Trust Share |
|
0.001 |
| Stable Alp J/2/SGD |
|
XD0206577062 |
|
Trust Share |
|
0.002 |
| XPI Holdings I/USD |
|
XD0206891117 |
|
Trust Share |
|
0.004 |
| King St Cap S/53 |
|
XD0208488102 |
|
Trust Share |
|
0.006 |
| KMMHF Foc CHF |
|
XD0209061338 |
|
Trust Share |
|
2.287 |
| Schultz Off A/0313 |
|
XD0211800467 |
|
Trust Share |
|
0.107 |
| O’Connor Q/1/CHF |
|
XD0214723492 |
|
Trust Share |
|
0.011 |
| O’Connor Q/1/USD |
|
XD0214733525 |
|
Trust Share |
|
0.006 |
| Spinnaker Glb K1/Q1 |
|
XD0216597001 |
|
Trust Share |
|
0.005 |
| UBS MMAC Q/USD |
|
XD0216804399 |
|
Trust Share |
|
0.008 |
| UBS MMAC Q/CHF |
|
XD0216804555 |
|
Trust Share |
|
0.001 |
| UBS MMAC Q/EUR |
|
XD0216804720 |
|
Trust Share |
|
0.001 |
| Multi Strgy Res USD |
|
XD0228165839 |
|
Trust Share |
|
2.846 |
| Multi Strgy Res EUR |
|
XD0228167678 |
|
Trust Share |
|
0.453 |
| Anchorage Cap E/512 |
|
XD0231050911 |
|
Trust Share |
|
0.001 |
| King Street S/56 |
|
XD0235819303 |
|
Trust Share |
|
0.005 |
| Stable Alpha B/2 |
|
XD0237621608 |
|
Trust Share |
|
0.002 |
| Stable Alph J/2/EUR |
|
XD0237621780 |
|
Trust Share |
|
0.002 |
| UBS AFA Q/USD/RE |
|
XD0237698481 |
|
Trust Share |
|
0.010 |
| King Street S/60 |
|
XD0238764233 |
|
Trust Share |
|
0.030 |
| UBS NAS B/36/CHF/RE |
|
XD0242896690 |
|
Trust Share |
|
0.008 |
| Dr G/SP4/DB/G100/NI |
|
XD0244186728 |
|
Trust Share |
|
0.001 |
| Dra G/DB/G100/SP12 |
|
XD0244205767 |
|
Trust Share |
|
0.001 |
| Dr G/G24/SP11/09/08 |
|
XD0244235764 |
|
Trust Share |
|
0.001 |
| King St Cap S/65 |
|
XD0247847045 |
|
Trust Share |
|
0.009 |
| Schul A/06/14/4/USD |
|
XD0250020241 |
|
Trust Share |
|
0.002 |
| Kin St Cap S/70/USD |
|
XD0253379305 |
|
Trust Share |
|
0.004 |
| Stable Alph J/3/EUR |
|
XD0265296596 |
|
Trust Share |
|
0.002 |
| Kin St Cap S/80/USD |
|
XD0265309704 |
|
Trust Share |
|
0.026 |
| Stable Gr B/3/USD |
|
XD0268300205 |
|
Trust Share |
|
0.015 |
| King Street S/85 |
|
XD0270903921 |
|
Trust Share |
|
0.002 |
| LL Assets H/EUR |
|
XD0272432366 |
|
Trust Share |
|
0.003 |
| Chil S/C B/01/15/RE |
|
XD0273006201 |
|
Trust Share |
|
0.006 |
| David C/3/01/15/NI |
|
XD0278655457 |
|
Trust Share |
|
0.001 |
| Selectin R/1/CHF |
|
XD0280739729 |
|
Trust Share |
|
0.738 |
| Selectinv ARV R/1 |
|
XD0280756129 |
|
Trust Share |
|
3.070 |
| Selectinv ARV R/1 |
|
XD0281281226 |
|
Trust Share |
|
0.001 |
| 3BG EmC Conv GI T |
|
AT0000636824 |
|
Trust Unit |
|
0.046 |
| Pio Aust Stock V |
|
AT0000674908 |
|
Trust Unit |
|
0.500 |
| Tri Style Fund T |
|
AT0000701164 |
|
Trust Unit |
|
0.390 |
| RF-Euro-Corp R V |
|
AT0000712534 |
|
Trust Unit |
|
0.001 |
| RF-Eurasien-Akt R |
|
AT0000745856 |
|
Trust Unit |
|
0.001 |
| RF-EuHighYield R VA |
|
AT0000765599 |
|
Trust Unit |
|
0.001 |
| ESPA ST EUR-EMER T |
|
AT0000812938 |
|
Trust Unit |
|
0.222 |
| Sp SparTrust M T |
|
AT0000817960 |
|
Trust Unit |
|
0.650 |
88
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| ZZ2 |
|
AT0000831425 |
|
Trust Unit |
|
0.305 |
| ESPA STOCK VIENNA |
|
AT0000858147 |
|
Trust Unit |
|
0.710 |
| RF-Osteur-Akt R |
|
AT0000936513 |
|
Trust Unit |
|
0.900 |
| ESPA BD EM CORP T |
|
AT0000A05HR3 |
|
Trust Unit |
|
2.000 |
| C-Q ARTS TR Bal V |
|
AT0000A08EV6 |
|
Trust Unit |
|
0.017 |
| C-Q ARTS Best M V |
|
AT0000A08LD9 |
|
Trust Unit |
|
0.004 |
| UBS(CH)SF-BA(EUR) P |
|
CH0000474541 |
|
Trust Unit |
|
0.003 |
| UBS(CH)EF-EnUSD P |
|
CH0000584505 |
|
Trust Unit |
|
0.065 |
| SWC(CH)BF C H CHF A |
|
CH0000700903 |
|
Trust Unit |
|
0.580 |
| ENISO Forte G CHF |
|
CH0000823531 |
|
Trust Unit |
|
1.000 |
| UBS(CH)EF-EM As P |
|
CH0000966991 |
|
Trust Unit |
|
0.329 |
| UBS(CH)EF-SCpEU P |
|
CH0000967031 |
|
Trust Unit |
|
0.001 |
| UBS(CH)EF-EM HD P |
|
CH0001071940 |
|
Trust Unit |
|
0.033 |
| UBS(CH)EF-MCSCH P |
|
CH0001117248 |
|
Trust Unit |
|
0.004 |
| UBSCHEF-GIMatUS P |
|
CH0002609698 |
|
Trust Unit |
|
0.251 |
| CSFd2 CorCHFBdF |
|
CH0002770201 |
|
Trust Unit |
|
0.503 |
| Ab Glb Ph EF A |
|
CH0002772652 |
|
Trust Unit |
|
0.375 |
| BSI - Multibond CHF |
|
CH0002775176 |
|
Trust Unit |
|
1.011 |
| BSI MULT BD EU A |
|
CH0002775184 |
|
Trust Unit |
|
2.916 |
| BSI MULT BD US A |
|
CH0002775192 |
|
Trust Unit |
|
0.648 |
| BSI MULT GLDYN A |
|
CH0002775200 |
|
Trust Unit |
|
1.052 |
| BSI MULT NIP A |
|
CH0002775226 |
|
Trust Unit |
|
0.882 |
| UBSCHKSFdCHFBdE P |
|
CH0002775242 |
|
Trust Unit |
|
0.010 |
| SWC (CH) Pf Valca |
|
CH0002779632 |
|
Trust Unit |
|
0.170 |
| SWC(CH)BF CHF A |
|
CH0002779665 |
|
Trust Unit |
|
0.170 |
| SWC(CH)BF INTL A |
|
CH0002779673 |
|
Trust Unit |
|
0.099 |
| Falcon Gold Eq A |
|
CH0002783535 |
|
Trust Unit |
|
0.434 |
| UBSCHEF-USAMS P |
|
CH0002788401 |
|
Trust Unit |
|
0.062 |
| UBS(CH)EF-GO US P |
|
CH0002788500 |
|
Trust Unit |
|
0.071 |
| UBS(CH)BF-USD P |
|
CH0002788534 |
|
Trust Unit |
|
0.033 |
| UBS(CH)BF-CHF P |
|
CH0002788567 |
|
Trust Unit |
|
0.428 |
| UBS(CH)BF-EUR P |
|
CH0002788591 |
|
Trust Unit |
|
0.020 |
| UBS(CH)EqFdGdUS P |
|
CH0002788690 |
|
Trust Unit |
|
1.693 |
| UBS(CH)EqFdAsUS P |
|
CH0002788708 |
|
Trust Unit |
|
0.034 |
| UBS100 IndFd CH P |
|
CH0002788807 |
|
Trust Unit |
|
0.006 |
| CS EF(CH)CH Blu B |
|
CH0002788906 |
|
Trust Unit |
|
0.160 |
| L&P CrStFdCSF A CH |
|
CH0002789847 |
|
Trust Unit |
|
1.361 |
| UBS(CH)BF-ConAs P |
|
CH0002791587 |
|
Trust Unit |
|
0.301 |
| UBS(CH)EF Eu Op P |
|
CH0002791702 |
|
Trust Unit |
|
0.073 |
| UBS(CH)EF-SWITZ P |
|
CH0002791769 |
|
Trust Unit |
|
0.064 |
| UBS(CH)BF-CH Dm P |
|
CH0002791843 |
|
Trust Unit |
|
0.095 |
| UBS(CH)EF-PacUS P |
|
CH0002791884 |
|
Trust Unit |
|
0.005 |
| LOFCH GlEqRP P |
|
CH0002792056 |
|
Trust Unit |
|
0.453 |
| UBS(CH)SF-YD(CHF) P |
|
CH0002792114 |
|
Trust Unit |
|
0.113 |
| UBS(CH)SF-BA(CHF) P |
|
CH0002792122 |
|
Trust Unit |
|
0.084 |
| UBS(CH)SF-YD(USD) P |
|
CH0002792171 |
|
Trust Unit |
|
0.125 |
| UBS(CH)SF-BA(USD) P |
|
CH0002792189 |
|
Trust Unit |
|
0.002 |
| VT Swiss Sm Cap A |
|
CH0002795729 |
|
Trust Unit |
|
0.008 |
89
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| PictCH SMSC PdyCHF |
|
CH0003299580 |
|
Trust Unit |
|
0.002 |
| DWS(CH) Aktien Glb |
|
CH0003531974 |
|
Trust Unit |
|
0.500 |
| DWS(CH)Balance Glb |
|
CH0003531990 |
|
Trust Unit |
|
0.603 |
| DWS Bond Fd SFR |
|
CH0004164858 |
|
Trust Unit |
|
0.451 |
| UBS(CH)EF-SC SW P |
|
CH0004311335 |
|
Trust Unit |
|
0.003 |
| UBS(CH)EF-LAmUS P |
|
CH0004370927 |
|
Trust Unit |
|
0.105 |
| IAM-Swiss Eq Fd A |
|
CH0004395791 |
|
Trust Unit |
|
0.001 |
| DWS CH US Equities |
|
CH0004459506 |
|
Trust Unit |
|
0.496 |
| SWC(CH)EQ EM MKT A |
|
CH0004661267 |
|
Trust Unit |
|
0.331 |
| LOFdCHSwCpexSMI P |
|
CH0005067829 |
|
Trust Unit |
|
0.002 |
| SWC(CH)PF WRLD 30 |
|
CH0005621468 |
|
Trust Unit |
|
0.854 |
| SWC(CH)EQ TIGER A |
|
CH0005910697 |
|
Trust Unit |
|
0.976 |
| PostFi 1 Bd |
|
CH0006869207 |
|
Trust Unit |
|
0.003 |
| POST FD 2 |
|
CH0006869215 |
|
Trust Unit |
|
0.010 |
| POST FD 3 |
|
CH0006869231 |
|
Trust Unit |
|
0.003 |
| UBS(CH)EF-EasEu P |
|
CH0006893843 |
|
Trust Unit |
|
0.028 |
| SLF(CH)PfGlblCHF A1 |
|
CH0007294892 |
|
Trust Unit |
|
0.017 |
| SLF(CH)PfGlbBCHF A1 |
|
CH0007294918 |
|
Trust Unit |
|
0.022 |
| POST FD 4 |
|
CH0007304386 |
|
Trust Unit |
|
0.011 |
| POST FD 5 |
|
CH0007305680 |
|
Trust Unit |
|
0.004 |
| AIG Divers Stra A |
|
CH0007529909 |
|
Trust Unit |
|
1.541 |
| VVA OB CHF I |
|
CH0008410174 |
|
Trust Unit |
|
0.354 |
| VVA OB CHF II |
|
CH0008410224 |
|
Trust Unit |
|
1.381 |
| VVA AK CH |
|
CH0008410448 |
|
Trust Unit |
|
0.824 |
| VVA AK Euro F |
|
CH0008410471 |
|
Trust Unit |
|
0.104 |
| IAM-EMERG MKTS A |
|
CH0009733814 |
|
Trust Unit |
|
0.001 |
| SWC(CH)ALT DV EUR B |
|
CH0010199443 |
|
Trust Unit |
|
0.008 |
| SLF Equity CH |
|
CH0010970421 |
|
Trust Unit |
|
0.025 |
| PictCH STMM CHF Pdy |
|
CH0011292312 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-SMCCHIB |
|
CH0011764310 |
|
Trust Unit |
|
0.001 |
| LOFdCHSwissLead P |
|
CH0011786628 |
|
Trust Unit |
|
0.002 |
| POST PE 45 |
|
CH0012056203 |
|
Trust Unit |
|
0.139 |
| POST PE 25 |
|
CH0012056260 |
|
Trust Unit |
|
0.113 |
| SLF Bond CH |
|
CH0012162779 |
|
Trust Unit |
|
0.023 |
| UBSCHIF-EQCH IB |
|
CH0012966674 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-BDCHI IB |
|
CH0012966799 |
|
Trust Unit |
|
0.029 |
| POST FD SUI |
|
CH0013211575 |
|
Trust Unit |
|
0.006 |
| PI-Foreign Bds-I |
|
CH0013458671 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-BDCPIIB |
|
CH0014265471 |
|
Trust Unit |
|
0.005 |
| UBS Property Anfos |
|
CH0014420829 |
|
Trust Unit |
|
0.890 |
| UBS Foncipars |
|
CH0014420852 |
|
Trust Unit |
|
0.082 |
| UBS Swiss Mix Sima |
|
CH0014420878 |
|
Trust Unit |
|
0.465 |
| UBS Swissreal |
|
CH0014420886 |
|
Trust Unit |
|
1.000 |
| POST FD GL |
|
CH0014933193 |
|
Trust Unit |
|
0.011 |
| UBSCHIF-EQCPLIB |
|
CH0015709675 |
|
Trust Unit |
|
0.012 |
| UBSCHIF-EQCPLIX |
|
CH0015709683 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-BDCHAIA1 |
|
CH0015796813 |
|
Trust Unit |
|
0.018 |
| UBSCHIF-BDCHAIX |
|
CH0015796904 |
|
Trust Unit |
|
0.001 |
90
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBSCHIF-BDCHI IA1 |
|
CH0015797019 |
|
Trust Unit |
|
0.011 |
| UBSCHIF-BDCHI IX |
|
CH0015797134 |
|
Trust Unit |
|
0.014 |
| UBSCHIF-GLBD1IA1A |
|
CH0015797340 |
|
Trust Unit |
|
0.025 |
| UBSCHIF-GLBD1IB |
|
CH0015797472 |
|
Trust Unit |
|
0.003 |
| UBSCHIF-GLBD1IX |
|
CH0015797662 |
|
Trust Unit |
|
0.009 |
| UBSCHIF-GLBD3IX |
|
CH0015798090 |
|
Trust Unit |
|
0.003 |
| UBSCHIF-GLEQEC IX |
|
CH0015798504 |
|
Trust Unit |
|
0.006 |
| UBSCHIF-BDCPIIA1 |
|
CH0015798520 |
|
Trust Unit |
|
0.013 |
| UBSCHIF-EQEUP IA |
|
CH0015798637 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-EQEUAP IB |
|
CH0015799569 |
|
Trust Unit |
|
0.028 |
| UBSCHIF-EQEUP IX |
|
CH0015799643 |
|
Trust Unit |
|
0.023 |
| UBSCHIF-EQUSP IA1 |
|
CH0015799726 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-SMCCHIX |
|
CH0015800003 |
|
Trust Unit |
|
0.005 |
| AIG Divers Strat B |
|
CH0015986687 |
|
Trust Unit |
|
0.177 |
| SWC(CH)ALT DV CHF B |
|
CH0016103415 |
|
Trust Unit |
|
0.016 |
| PictCH-CHF BdTR Pdy |
|
CH0016431766 |
|
Trust Unit |
|
0.001 |
| PictCH-CHF BdTR Zdy |
|
CH0016431774 |
|
Trust Unit |
|
0.010 |
| UBSCHIF-GLBD4IB |
|
CH0016640929 |
|
Trust Unit |
|
0.011 |
| UBSCHIF-GLBD4IX |
|
CH0016640937 |
|
Trust Unit |
|
0.008 |
| 1741 EqAcWId V |
|
CH0017007094 |
|
Trust Unit |
|
0.558 |
| UBS(CH)EFSICH P |
|
CH0017043958 |
|
Trust Unit |
|
1.048 |
| UBSCHIF-EQGLPIA1 |
|
CH0017256857 |
|
Trust Unit |
|
0.003 |
| UBSCHIF-EQLPIB |
|
CH0017256865 |
|
Trust Unit |
|
0.004 |
| UBSCHIF-EQJAP IA1 |
|
CH0017256899 |
|
Trust Unit |
|
0.089 |
| UBSCHIF-EQJAPA IB |
|
CH0017256907 |
|
Trust Unit |
|
0.020 |
| UBSCHIF-EQJAPA IX |
|
CH0017256915 |
|
Trust Unit |
|
0.020 |
| UBSCHIF-BCIMTIA1 |
|
CH0017257004 |
|
Trust Unit |
|
0.027 |
| UBSCHIF-BCIMTIB |
|
CH0017257012 |
|
Trust Unit |
|
0.012 |
| UBSCHIF- BCIMTIX |
|
CH0017257038 |
|
Trust Unit |
|
0.020 |
| JSS DynEqSw MCHFd |
|
CH0017324911 |
|
Trust Unit |
|
0.001 |
| CSFd2 CoEURBdF A |
|
CH0017630242 |
|
Trust Unit |
|
0.007 |
| UBSCHIF-BDCAP IA1 |
|
CH0018234531 |
|
Trust Unit |
|
0.043 |
| UBSCHIF-BDCAP IB |
|
CH0018234549 |
|
Trust Unit |
|
0.015 |
| UBSCHIF-BDCAP IX |
|
CH0018234564 |
|
Trust Unit |
|
0.003 |
| UBSCHIF-BDCIP IA1 |
|
CH0018234580 |
|
Trust Unit |
|
0.070 |
| UBSCHIF-BDCIPA IB |
|
CH0018234606 |
|
Trust Unit |
|
0.060 |
| UBSCHIF-BDCIPA IX |
|
CH0018234614 |
|
Trust Unit |
|
0.063 |
| UBS(CH)GAS(CHF)P-PF |
|
CH0018784717 |
|
Trust Unit |
|
26.476 |
| UBSCHIF-EQEMGIA1 |
|
CH0018841301 |
|
Trust Unit |
|
0.014 |
| UBSCHIF-EQEMGIX |
|
CH0018841327 |
|
Trust Unit |
|
0.022 |
| PictCH SMSC IdyCHF |
|
CH0019087177 |
|
Trust Unit |
|
0.003 |
| CommRPex-Ag P |
|
CH0019140737 |
|
Trust Unit |
|
0.002 |
| BDF Tact (EUR) |
|
CH0019243093 |
|
Trust Unit |
|
0.458 |
| ZKB FdsAktFindI AA |
|
CH0019509238 |
|
Trust Unit |
|
0.151 |
| JSS IF-Eq EM |
|
CH0019515730 |
|
Trust Unit |
|
0.003 |
| JSS IF-Eq GIb T |
|
CH0019515755 |
|
Trust Unit |
|
0.001 |
| AFIAA Immo-CHF |
|
CH0019574729 |
|
Trust Unit |
|
0.006 |
| JSS IF-Bd CHF F |
|
CH0019578068 |
|
Trust Unit |
|
0.002 |
91
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| JSS IF-Bd F Cur |
|
CH0019578084 |
|
Trust Unit |
|
0.001 |
| JSS IF-Bd CHF D |
|
CH0019578126 |
|
Trust Unit |
|
0.001 |
| PvB(CH)ANGISgPt K |
|
CH0019988333 |
|
Trust Unit |
|
0.001 |
| PvB(CH)AN EmPrt K |
|
CH0019988564 |
|
Trust Unit |
|
0.007 |
| LOFdCHSwCpexSMI I |
|
CH0020299548 |
|
Trust Unit |
|
0.002 |
| SGKBCHMulFokCHF A |
|
CH0020306186 |
|
Trust Unit |
|
0.004 |
| UBS(CH)Comm CHF P |
|
CH0021046880 |
|
Trust Unit |
|
0.378 |
| UBSCHIF GRESP IA1 |
|
CH0021980898 |
|
Trust Unit |
|
0.003 |
| UBSCHIF-GRESP IB |
|
CH0021980948 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-GRESP IX |
|
CH0021980963 |
|
Trust Unit |
|
0.006 |
| UBSCHIF-BDCPAIA1 |
|
CH0022466079 |
|
Trust Unit |
|
0.003 |
| UBS(CH)VITA-12W U |
|
CH0022476441 |
|
Trust Unit |
|
0.032 |
| UBS(CH)VITA-25W U |
|
CH0022476466 |
|
Trust Unit |
|
0.923 |
| UBS(CH)VITA-40W U |
|
CH0022476482 |
|
Trust Unit |
|
0.834 |
| UBS(CH)VITA-50W U |
|
CH0022476508 |
|
Trust Unit |
|
97.851 |
| PictCH CHF BdTr ldy |
|
CH0022509316 |
|
Trust Unit |
|
0.001 |
| Pl-Swiss Eq Tr I |
|
CH0022513706 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-GLBDPIA1 |
|
CH0022650144 |
|
Trust Unit |
|
0.035 |
| UBSCHIF-GLBDPIB |
|
CH0022650706 |
|
Trust Unit |
|
0.008 |
| UBSCHIF-GLBDPIX |
|
CH0022650888 |
|
Trust Unit |
|
0.003 |
| JBInst CH WohnbFd I |
|
CH0022682048 |
|
Trust Unit |
|
0.008 |
| UBSCHIF2-EQGPIA1 |
|
CH0022985227 |
|
Trust Unit |
|
0.002 |
| UBSCHIF-EQGPIB |
|
CH0022985268 |
|
Trust Unit |
|
0.003 |
| UBSCHIF-EQGPIX |
|
CH0022985367 |
|
Trust Unit |
|
0.005 |
| Mi-Fd(CH)-10 A |
|
CH0023406421 |
|
Trust Unit |
|
0.007 |
| Mi-Fd(CH)-30 A |
|
CH0023406470 |
|
Trust Unit |
|
0.020 |
| MI-FD(CH)-40 A |
|
CH0023406512 |
|
Trust Unit |
|
0.008 |
| MiFd(CH)-50 A |
|
CH0023406553 |
|
Trust Unit |
|
0.012 |
| Mi-Fd(CH)-SwSt A |
|
CH0023406587 |
|
Trust Unit |
|
0.011 |
| Mi-Fd(CH)-EuSt A |
|
CH0023406629 |
|
Trust Unit |
|
0.006 |
| Mi-Fd(CH)-IntSt A |
|
CH0023406652 |
|
Trust Unit |
|
0.006 |
| Mi-Fd(CH)-CHFBd A |
|
CH0023406702 |
|
Trust Unit |
|
0.014 |
| Mi-Fd(CH)CHBdMT A |
|
CH0023406751 |
|
Trust Unit |
|
0.014 |
| RFP CH Eq Plus A |
|
CH0023449892 |
|
Trust Unit |
|
0.393 |
| V Fd EthEqSM&S A |
|
CH0023568022 |
|
Trust Unit |
|
0.001 |
| Ethos Eq CH indxd E |
|
CH0023568071 |
|
Trust Unit |
|
0.002 |
| Ethos Bd CHF E |
|
CH0023568386 |
|
Trust Unit |
|
0.004 |
| SYNERGIEOMGXCHF |
|
CH0023645184 |
|
Trust Unit |
|
0.650 |
| UBSCHIF-EQEMM IA1 |
|
CH0023760173 |
|
Trust Unit |
|
0.002 |
| UBSCHIF-EQEXS IA1 |
|
CH0023761049 |
|
Trust Unit |
|
0.001 |
| ROPAS(CH)IF-BDCHDO |
|
CH0024102888 |
|
Trust Unit |
|
0.005 |
| ROPAS(CH)IF-EQ EU |
|
CH0024103126 |
|
Trust Unit |
|
0.012 |
| ROPAS(CH)IF-EQ SW |
|
CH0024117365 |
|
Trust Unit |
|
0.011 |
| SWC(CH) SPI INDEX A |
|
CH0025417491 |
|
Trust Unit |
|
0.006 |
| PvB(CH)Ass-B Sec A |
|
CH0025508901 |
|
Trust Unit |
|
0.049 |
| RoPAS(CH)IF-EQJ |
|
CH0025818805 |
|
Trust Unit |
|
0.019 |
| RoPAS(CH)IF-EUS |
|
CH0025818813 |
|
Trust Unit |
|
0.011 |
| RoPAS(CH)IF-BGO |
|
CH0025818839 |
|
Trust Unit |
|
0.010 |
92
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| ROPAS(CH)IF-BD EUR |
|
CH0025818854 |
|
Trust Unit |
|
0.009 |
| BBGI Shs Gold USD A |
|
CH0026103025 |
|
Trust Unit |
|
0.210 |
| SWC(CH)BD MT CHF A |
|
CH0027064630 |
|
Trust Unit |
|
0.400 |
| SLF Mat Gu 17+2 |
|
CH0027412854 |
|
Trust Unit |
|
0.009 |
| ROPAS(CH)IF-RES |
|
CH0027908489 |
|
Trust Unit |
|
0.004 |
| ROPAS(CH)IF-BDCHIN |
|
CH0027908547 |
|
Trust Unit |
|
0.008 |
| WexSEqTUSTEUSD ZXdy |
|
CH0028692975 |
|
Trust Unit |
|
0.003 |
| PictCHNAEqTrUSD Zdy |
|
CH0028695036 |
|
Trust Unit |
|
0.002 |
| PictCHJapEqTJPY Zdy |
|
CH0028696141 |
|
Trust Unit |
|
0.001 |
| PacfexJpEqTrUSD Zdy |
|
CH0028712872 |
|
Trust Unit |
|
0.002 |
| UBSCHIF-EUBDPIA1 |
|
CH0028924543 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-EUBDPIB |
|
CH0028924568 |
|
Trust Unit |
|
0.002 |
| UBSCHIF-EUBDPIX |
|
CH0028924576 |
|
Trust Unit |
|
0.002 |
| UBSCHIF-GBPHCIA1 |
|
CH0028924592 |
|
Trust Unit |
|
0.007 |
| UBSCHIF-GBPHCIB |
|
CH0028924618 |
|
Trust Unit |
|
0.012 |
| UBSCHIF-GBPHCIX |
|
CH0028924626 |
|
Trust Unit |
|
0.037 |
| IST Imm CH I |
|
CH0029031223 |
|
Trust Unit |
|
0.004 |
| LO Sw Fr Bd I |
|
CH0029510879 |
|
Trust Unit |
|
0.003 |
| OLZ EW(R)BGLT h I |
|
CH0029757991 |
|
Trust Unit |
|
0.020 |
| UBSCHIF-EQIXSIB |
|
CH0032870971 |
|
Trust Unit |
|
0.015 |
| UBSCHIF-EQIXSIX |
|
CH0032871029 |
|
Trust Unit |
|
0.008 |
| UBSCHIF2-EIXSIB |
|
CH0032887587 |
|
Trust Unit |
|
0.009 |
| PvB(CH)Ass-B Sec S |
|
CH0034402450 |
|
Trust Unit |
|
0.008 |
| PE CH SEq130/30 Zdy |
|
CH0034886389 |
|
Trust Unit |
|
0.002 |
| UBSCHIF-SWRES IA1 |
|
CH0035427274 |
|
Trust Unit |
|
0.005 |
| UBSCHIF-SWRES IB |
|
CH0035433488 |
|
Trust Unit |
|
0.024 |
| UBSCHIF-SWRES IX |
|
CH0035433595 |
|
Trust Unit |
|
0.055 |
| LO SF CR Bd I |
|
CH0036282942 |
|
Trust Unit |
|
0.007 |
| LO SF CR Bd S |
|
CH0036282983 |
|
Trust Unit |
|
0.001 |
| LO SF CR Bd Z |
|
CH0036283031 |
|
Trust Unit |
|
0.008 |
| LO SF HiGrBd Z |
|
CH0037074645 |
|
Trust Unit |
|
0.004 |
| ROPAS(CH)IF-EQASEJ |
|
CH0038563083 |
|
Trust Unit |
|
0.015 |
| RoPAS(CH)lF-ShD A |
|
CH0038563182 |
|
Trust Unit |
|
0.015 |
| PictCH SSMM USD Pdy |
|
CH0038911712 |
|
Trust Unit |
|
0.003 |
| ZKB ZinsertrNach AA |
|
CH0039299455 |
|
Trust Unit |
|
0.500 |
| UBSCHIF3-SREP IB |
|
CH0042114337 |
|
Trust Unit |
|
0.009 |
| UBSCHIF3-SREP IX |
|
CH0042114378 |
|
Trust Unit |
|
0.050 |
| UBSCHIF-USBDP I-A1 |
|
CH0043486577 |
|
Trust Unit |
|
0.003 |
| UBSCHIF3-CH Exp IX |
|
CH0043947545 |
|
Trust Unit |
|
0.015 |
| UBSCHIF-GBPIICIB |
|
CH0044514732 |
|
Trust Unit |
|
0.003 |
| UBSCHIF-GBPIICIX |
|
CH0044515267 |
|
Trust Unit |
|
0.033 |
| JB PhysGd AX |
|
CH0044781257 |
|
Trust Unit |
|
0.410 |
| PictCHEmMktTUSD Zdy |
|
CH0045325690 |
|
Trust Unit |
|
0.001 |
| zCap Sw S&M Cp A |
|
CH0045341648 |
|
Trust Unit |
|
0.176 |
| UBSCHIF-BCAPIIIB |
|
CH0046159221 |
|
Trust Unit |
|
0.004 |
| UBSCHIF-BCAPIIIX |
|
CH0046159262 |
|
Trust Unit |
|
0.002 |
| UBSCHIF-BCIPIIIB |
|
CH0046159403 |
|
Trust Unit |
|
0.027 |
| UBSCHIF-BCIPIIIX |
|
CH0046159437 |
|
Trust Unit |
|
0.174 |
93
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBSCHIF-ESPAIIIX |
|
CH0046161532 |
|
Trust Unit |
|
0.005 |
| UBSCHIF-ESPLIIIX |
|
CH0046164148 |
|
Trust Unit |
|
0.003 |
| UBSCHIF2-EGPIIIX |
|
CH0046164783 |
|
Trust Unit |
|
0.007 |
| Vont CH SusSwEq IA |
|
CH0046964547 |
|
Trust Unit |
|
0.303 |
| PictCH CHF BdTr Jdy |
|
CH0048352006 |
|
Trust Unit |
|
0.001 |
| UBS(CH)CommCHFI-62 |
|
CH0048503335 |
|
Trust Unit |
|
0.016 |
| UBS (CH) MM-CH I-M1 |
|
CH0048799099 |
|
Trust Unit |
|
0.004 |
| UBS (CH) MM-CHF I-B |
|
CH0048799131 |
|
Trust Unit |
|
0.032 |
| UBS (CH) MM-CHF I-X |
|
CH0048799156 |
|
Trust Unit |
|
0.027 |
| UBS(CH)CommCHFI-X-d |
|
CH0048804659 |
|
Trust Unit |
|
0.002 |
| MFM Fd-ConBdO EUR A |
|
CH0048946757 |
|
Trust Unit |
|
0.650 |
| SAST ImmNachhCH |
|
CH0049550269 |
|
Trust Unit |
|
0.002 |
| UBSCHIF-EQGPIIIB |
|
CH0101922331 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-EQGPIIX |
|
CH0101922372 |
|
Trust Unit |
|
0.004 |
| Mi-Fd(CH)45 S A |
|
CH0102705651 |
|
Trust Unit |
|
0.018 |
| UBSCHEF-USAMS F |
|
CH0102756522 |
|
Trust Unit |
|
0.174 |
| CSA Glo Bd Hdg |
|
CH0103990336 |
|
Trust Unit |
|
0.229 |
| Pictet(CH) PM P CHF |
|
CH0104851016 |
|
Trust Unit |
|
0.017 |
| UBSCHIF-EQEMGP I-X |
|
CH0106623884 |
|
Trust Unit |
|
0.091 |
| UBSCHIF-EQEMGP I-A1 |
|
CH0106623892 |
|
Trust Unit |
|
0.003 |
| UBSCHIF-EQEMGP I-B |
|
CH0106623900 |
|
Trust Unit |
|
0.018 |
| UBS (CH) MM-CHF F |
|
CH0106627877 |
|
Trust Unit |
|
0.524 |
| UBS(CH)GAS(USD)P-PF |
|
CH0107690874 |
|
Trust Unit |
|
0.011 |
| UBS(CH)GAS(EUR)P-PF |
|
CH0107690882 |
|
Trust Unit |
|
0.030 |
| AEIS IF-CHF Obl |
|
CH0108293249 |
|
Trust Unit |
|
0.001 |
| AEIS IF-Obl Glb |
|
CH0108293306 |
|
Trust Unit |
|
0.011 |
| AEIS IF-AktSchw |
|
CH0108293355 |
|
Trust Unit |
|
0.002 |
| AElS IF-Akt Glb |
|
CH0108293462 |
|
Trust Unit |
|
0.005 |
| AEIS IF-ShDrCHh |
|
CH0108293512 |
|
Trust Unit |
|
0.039 |
| Mi-Fd(CH)Swimmo |
|
CH0108311728 |
|
Trust Unit |
|
0.009 |
| UBS(CH)VITA25SU |
|
CH0108526911 |
|
Trust Unit |
|
2.134 |
| UBS(CH)VITA50SU |
|
CH0108526986 |
|
Trust Unit |
|
1.937 |
| UBSCHSUIS 25CH P |
|
CH0109738986 |
|
Trust Unit |
|
0.982 |
| UBSCHSUIS45CH Pdist |
|
CH0109738994 |
|
Trust Unit |
|
1.800 |
| UBSCHSUIS65CH 65 Pd |
|
CH0109739000 |
|
Trust Unit |
|
0.532 |
| NOVP I EqWdxUS IB |
|
CH0110893903 |
|
Trust Unit |
|
0.004 |
| LOFCH ShTMMktCH I |
|
CH0111012818 |
|
Trust Unit |
|
0.008 |
| LOFCH ShTMMktUS I |
|
CH0111012925 |
|
Trust Unit |
|
0.009 |
| LOFCH ShTMMktEU I |
|
CH0111013014 |
|
Trust Unit |
|
0.007 |
| SLFCH iDynLight A1 |
|
CH0111458680 |
|
Trust Unit |
|
0.270 |
| SLFoFCHiDynPlus |
|
CH0111458813 |
|
Trust Unit |
|
0.007 |
| RoPAS(CH)IF CF |
|
CH0111719339 |
|
Trust Unit |
|
0.007 |
| AXAIMSwFBdCHF A |
|
CH0112537516 |
|
Trust Unit |
|
1.537 |
| AXAIMSwFBdCHF I |
|
CH0112537557 |
|
Trust Unit |
|
0.053 |
| UBSCHIF-GBPII I-B |
|
CH0113816083 |
|
Trust Unit |
|
0.001 |
| AXAIMSwFBdCHF I AC |
|
CH0114292540 |
|
Trust Unit |
|
0.052 |
| UBS BdMeTeCHF I-28 |
|
CH0116028587 |
|
Trust Unit |
|
0.004 |
| UBS BdMeTeCHF I-X |
|
CH0116029072 |
|
Trust Unit |
|
0.002 |
94
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| SLFoFCHiDynHigh |
|
CH0116601821 |
|
Trust Unit |
|
0.026 |
| SLFoFCHiDynMax |
|
CH0116601839 |
|
Trust Unit |
|
0.019 |
| Sw Fr Bd P |
|
CH0116771152 |
|
Trust Unit |
|
0.076 |
| UBSCHIF-BCIMTP I-X |
|
CH0117297561 |
|
Trust Unit |
|
0.047 |
| UBSCHIF-BCAMTP I-X |
|
CH0117299278 |
|
Trust Unit |
|
0.002 |
| HAF-HLS Eq CHF I |
|
CH0117502572 |
|
Trust Unit |
|
0.050 |
| AST Ob.CHF Inl.I-A1 |
|
CH0117611522 |
|
Trust Unit |
|
0.006 |
| AST Aktien CH I-A1 |
|
CH0117616703 |
|
Trust Unit |
|
43.743 |
| UBSAST CHLII-A1 |
|
CH0117616885 |
|
Trust Unit |
|
0.001 |
| UBSASTAkGIxCHI I-A1 |
|
CH0117619376 |
|
Trust Unit |
|
0.001 |
| UBSASTBVG12Inh I-A1 |
|
CH0117643749 |
|
Trust Unit |
|
0.001 |
| UBSASTBVG25Inh I-A1 |
|
CH0117644150 |
|
Trust Unit |
|
0.006 |
| UBSASTBVG25Inh I-A2 |
|
CH0117644168 |
|
Trust Unit |
|
0.001 |
| UBSASTBVG40Inh I-A2 |
|
CH0117646072 |
|
Trust Unit |
|
0.006 |
| AST Immopar.CH I-A1 |
|
CH0117646163 |
|
Trust Unit |
|
0.008 |
| VFVaSwEqSPII+ |
|
CH0117698560 |
|
Trust Unit |
|
0.030 |
| ProviHeSTFIFCHF dir |
|
CH0117941192 |
|
Trust Unit |
|
0.001 |
| ProviHeSTFIFCHF ind |
|
CH0117941200 |
|
Trust Unit |
|
0.005 |
| ProviHeSTFIFEUR ind |
|
CH0117941234 |
|
Trust Unit |
|
0.001 |
| ProviHeSTFIFUSD dir |
|
CH0117941242 |
|
Trust Unit |
|
0.001 |
| ProviHeSTFIFUSD ind |
|
CH0117941259 |
|
Trust Unit |
|
0.004 |
| OLZ(CH)AKT CH IR |
|
CH0118503355 |
|
Trust Unit |
|
0.001 |
| AST Immopar.CH I-B |
|
CH0118674412 |
|
Trust Unit |
|
0.013 |
| AST Ob.CHF Ausl.I-B |
|
CH0118674511 |
|
Trust Unit |
|
0.002 |
| AST Ob.CHF Ausl.I-X |
|
CH0118674636 |
|
Trust Unit |
|
0.008 |
| AST Ob.CHF Inla.I-B |
|
CH0118674677 |
|
Trust Unit |
|
0.008 |
| AST Ob.CHF lnla.I-X |
|
CH0118674735 |
|
Trust Unit |
|
0.015 |
| UBSCHIF-BCAMTP I-A1 |
|
CH0120248965 |
|
Trust Unit |
|
0.022 |
| UBSCHIF-BCIMTP I-A1 |
|
CH0120249013 |
|
Trust Unit |
|
0.024 |
| RaiffeisonlnSPI |
|
CH0120927568 |
|
Trust Unit |
|
0.308 |
| Raiff Ind EU ST |
|
CH0120927584 |
|
Trust Unit |
|
0.213 |
| UBSCHIFGABCHhll I-X |
|
CH0121275595 |
|
Trust Unit |
|
0.033 |
| UBSCHIFGABCHhll I-B |
|
CH0121800822 |
|
Trust Unit |
|
0.001 |
| AST Ob.CHF Indx.I-X |
|
CH0121950445 |
|
Trust Unit |
|
0.012 |
| AST2BVGAkt25Id I-S1 |
|
CH0121950601 |
|
Trust Unit |
|
0.001 |
| AST2BVGAkt40Id I-S1 |
|
CH0121950858 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-BCAMTP I-B |
|
CH0122211979 |
|
Trust Unit |
|
0.019 |
| UBSCHIF-BCIMTP I-B |
|
CH0122212027 |
|
Trust Unit |
|
0.020 |
| UBSAST CHLII-X |
|
CH0123536200 |
|
Trust Unit |
|
0.001 |
| AST3 GRE ex CH I-A0 |
|
CH0123558782 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-EQJAPII I-X |
|
CH0125121183 |
|
Trust Unit |
|
0.007 |
| UBSCHIFEQCAPAII I-X |
|
CH0125122009 |
|
Trust Unit |
|
0.001 |
| UBSCHIFEQEUPAII I-X |
|
CH0125122173 |
|
Trust Unit |
|
0.004 |
| UBSCHIF3CCMCHFhl-A1 |
|
CH0126480547 |
|
Trust Unit |
|
0.015 |
| UBSCHIF3CCMCHFhl-B |
|
CH0126480554 |
|
Trust Unit |
|
0.023 |
| UBSCHIF3CCMCHFhl-X |
|
CH0126480562 |
|
Trust Unit |
|
0.027 |
| UBSCHEqFdSHDCH P |
|
CH0127276381 |
|
Trust Unit |
|
1.664 |
| AST Ob.CHF Inde.I-B |
|
CH0127445457 |
|
Trust Unit |
|
0.001 |
95
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBSCHIF-EQJAPII I-B |
|
CH0129809304 |
|
Trust Unit |
|
0.001 |
| UBSCHIFEQCAPAII I-B |
|
CH0129810047 |
|
Trust Unit |
|
0.004 |
| OLZ EW(R)BGMT h I |
|
CH0130597583 |
|
Trust Unit |
|
0.012 |
| SL CH RE Switz A2 |
|
CH0130611400 |
|
Trust Unit |
|
0.020 |
| M&C Strat Schw T |
|
CH0131220854 |
|
Trust Unit |
|
0.500 |
| UBSAST CHLI I-B |
|
CH0135670112 |
|
Trust Unit |
|
0.001 |
| AST Akt.S&MC.CH I-X |
|
CH0135670211 |
|
Trust Unit |
|
0.001 |
| LO Fd CH GlobEq Z |
|
CH0137503295 |
|
Trust Unit |
|
0.002 |
| UBSCHIF-GBDiv I-A1 |
|
CH0139572181 |
|
Trust Unit |
|
0.028 |
| UBSCHIF-GBDiv I-B |
|
CH0139572215 |
|
Trust Unit |
|
0.008 |
| UBSCHIF-GBDiv I-X |
|
CH0139572223 |
|
Trust Unit |
|
0.003 |
| UBS (CH)MM-USD I-M3 |
|
CH0140909331 |
|
Trust Unit |
|
0.003 |
| UBS (CH) MM-USD I-X |
|
CH0140909372 |
|
Trust Unit |
|
0.010 |
| Sw RckGd B (USD) |
|
CH0142702932 |
|
Trust Unit |
|
0.008 |
| UBSASTGlbEqxCHhCHF |
|
CH0147419797 |
|
Trust Unit |
|
0.001 |
| UBSCHIFEQPXJPII I-X |
|
CH0147422908 |
|
Trust Unit |
|
0.001 |
| SL LifeFI CH Dy A |
|
CH0149177567 |
|
Trust Unit |
|
0.006 |
| GEMINIFd-CHFBds |
|
CH0149466754 |
|
Trust Unit |
|
0.009 |
| GEMINI FD-FOCUBD |
|
CH0149466770 |
|
Trust Unit |
|
0.025 |
| GEMINI FD-GCOVBD |
|
CH0149479443 |
|
Trust Unit |
|
0.006 |
| GEMINI FD-SWEQ |
|
CH0149479450 |
|
Trust Unit |
|
0.005 |
| GEMINI FD-GLBEQ |
|
CH0149479468 |
|
Trust Unit |
|
0.005 |
| GEMINI FD-GEQCHD |
|
CH0149479484 |
|
Trust Unit |
|
0.003 |
| GEMINI FD-EMMAEQ |
|
CH0149479492 |
|
Trust Unit |
|
0.003 |
| GEMINI FD-GCBDS |
|
CH0149479542 |
|
Trust Unit |
|
0.029 |
| UBSCHIF-SWRES IA3 |
|
CH0180512904 |
|
Trust Unit |
|
0.001 |
| PictCHEmMktT Z USD |
|
CH0180951227 |
|
Trust Unit |
|
0.006 |
| PictCHJapEqT Z JPY |
|
CH0180951755 |
|
Trust Unit |
|
0.001 |
| PictCHSwEqTr Z CHF |
|
CH0180952423 |
|
Trust Unit |
|
0.002 |
| WexSEqTUSTE ZX USD |
|
CH0180952720 |
|
Trust Unit |
|
0.002 |
| PictCH CHFBdT Z CHF |
|
CH0180953066 |
|
Trust Unit |
|
0.001 |
| PictCHFrBdT HZ CHF |
|
CH0180953132 |
|
Trust Unit |
|
0.001 |
| MRB WandeloblFd CHF |
|
CH0181115798 |
|
Trust Unit |
|
0.424 |
| UBSAST BVG-TR7 I-A2 |
|
CH0181524874 |
|
Trust Unit |
|
0.001 |
| AST BVG TrR 7% I-A0 |
|
CH0181533784 |
|
Trust Unit |
|
0.006 |
| AST AkCH TrR 12%I-B |
|
CH0183644456 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-GICoBP I-A1 |
|
CH0184182621 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-GICorBP I-B |
|
CH0184182662 |
|
Trust Unit |
|
0.004 |
| Glb Corp B Pv I-X |
|
CH0184182670 |
|
Trust Unit |
|
0.018 |
| UBSCHIF-GABdPII I-B |
|
CH0184182738 |
|
Trust Unit |
|
0.006 |
| UBSCHIF-GABdPII I-X |
|
CH0184182746 |
|
Trust Unit |
|
0.001 |
| Glb Sm Caps I-B |
|
CH0184182803 |
|
Trust Unit |
|
0.002 |
| UBS EqGISmCp II I-X |
|
CH0184182811 |
|
Trust Unit |
|
0.001 |
| PARtact DynStFd |
|
CH0185662878 |
|
Trust Unit |
|
0.004 |
| UBS(CH)EF-EM As h P |
|
CH0186920168 |
|
Trust Unit |
|
0.005 |
| Hel Immo Schw |
|
CH0188230780 |
|
Trust Unit |
|
0.008 |
| CSIF BdWexCHlnB ZAH |
|
CH0188772989 |
|
Trust Unit |
|
0.001 |
| Raiff Ind PenGr I |
|
CH0189322339 |
|
Trust Unit |
|
0.294 |
96
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBSCHIFGBFSPCHFIB |
|
CH0189613562 |
|
Trust Unit |
|
0.003 |
| UBSCHIFGBFSPCHFI-X |
|
CH0189613620 |
|
Trust Unit |
|
0.007 |
| UBSCHIF-BCHACP I-A1 |
|
CH0189613653 |
|
Trust Unit |
|
0.004 |
| UBSCHIF-BCHACP I-X |
|
CH0189613695 |
|
Trust Unit |
|
0.003 |
| UBSI-BCICP I-B |
|
CH0189613711 |
|
Trust Unit |
|
0.001 |
| UBSCHIFBCICP II I-X |
|
CH0189613752 |
|
Trust Unit |
|
0.005 |
| FrlStk Fd AS CH A |
|
CH0190657251 |
|
Trust Unit |
|
0.002 |
| FrlStk Fd AS EU A |
|
CH0193724298 |
|
Trust Unit |
|
0.001 |
| AST2 EALifeC 2025N2 |
|
CH0200514237 |
|
Trust Unit |
|
0.001 |
| AST2 EALifeC 2030N2 |
|
CH0200514252 |
|
Trust Unit |
|
0.001 |
| AST2 EALifeC 2035N2 |
|
CH0200514278 |
|
Trust Unit |
|
0.001 |
| AST2 EALifeC 2040N2 |
|
CH0200514302 |
|
Trust Unit |
|
0.001 |
| AST2 EALifeC 2045N2 |
|
CH0200514468 |
|
Trust Unit |
|
0.001 |
| UBS EqGlbSCP II I-B |
|
CH0209675138 |
|
Trust Unit |
|
0.006 |
| UBS EqGlbSCP II I-X |
|
CH0209675195 |
|
Trust Unit |
|
258.039 |
| ACH-ACHJ I CHFh |
|
CH0209886826 |
|
Trust Unit |
|
0.002 |
| Raiff Ind PenGr A |
|
CH0210462187 |
|
Trust Unit |
|
0.107 |
| UBS(CH)EF-EM HD F |
|
CH0215017663 |
|
Trust Unit |
|
0.006 |
| UBS(CH)EF-SC SW F |
|
CH0215017721 |
|
Trust Unit |
|
0.374 |
| USBAST2EOIHICN2 |
|
CH0222760842 |
|
Trust Unit |
|
0.001 |
| UBSA2EGCN2 |
|
CH0222761147 |
|
Trust Unit |
|
0.002 |
| SLFdCBO18CHA1 |
|
CH0223804284 |
|
Trust Unit |
|
0.015 |
| UBSCHEESwEhnChF |
|
CH0226287891 |
|
Trust Unit |
|
0.847 |
| Mrbd Sw Eq Asm I |
|
CH0227792063 |
|
Trust Unit |
|
0.030 |
| UBS(CH)IFBUIP IX |
|
CH0228562168 |
|
Trust Unit |
|
0.001 |
| GalNatrlReFd X CHF |
|
CH0229089567 |
|
Trust Unit |
|
0.002 |
| UBSCHIF3-EqSII I-B |
|
CH0229995755 |
|
Trust Unit |
|
0.001 |
| UBSCHIF3-EqSII I-X |
|
CH0229995763 |
|
Trust Unit |
|
0.002 |
| CSIF Japan IndexZAH |
|
CH0231665131 |
|
Trust Unit |
|
0.001 |
| UBSIF3-BCIMTPII IX |
|
CH0232004017 |
|
Trust Unit |
|
0.013 |
| UBSCHIF3 BCSTII IA1 |
|
CH0232004066 |
|
Trust Unit |
|
0.003 |
| UBSCHIF3 BCSTII I-B |
|
CH0232006095 |
|
Trust Unit |
|
0.010 |
| UBSCHIF3 BCSTII I-X |
|
CH0232006111 |
|
Trust Unit |
|
0.021 |
| OLZEfWldDvEq I-A Ch |
|
CH0240440187 |
|
Trust Unit |
|
0.021 |
| OLZ - Bd CHF I-A |
|
CH0247156695 |
|
Trust Unit |
|
0.003 |
| Pil Inv Inc CHF I |
|
CH0249153716 |
|
Trust Unit |
|
0.005 |
| Eulach II-Gl Eq |
|
CH0252192601 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-EQEMG CHFIB |
|
CH0252809584 |
|
Trust Unit |
|
0.004 |
| UBSCHIF-EEMG CHF IX |
|
CH0252809626 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-EEMGP CHFIB |
|
CH0252809667 |
|
Trust Unit |
|
0.001 |
| UBSCHIF-EEMGP CHFIX |
|
CH0252809717 |
|
Trust Unit |
|
0.018 |
| UBSCHIEqGISCPII I-X |
|
CH0255695477 |
|
Trust Unit |
|
0.019 |
| GEMINI Fd-ShDur |
|
CH0256574440 |
|
Trust Unit |
|
0.008 |
| Galileo AS Fd A USD |
|
CH0258835005 |
|
Trust Unit |
|
0.015 |
| UBSASTAkEmMGlo I-A1 |
|
CH0273983293 |
|
Trust Unit |
|
0.004 |
| UBSASTBVG40Akv I-A1 |
|
CH0273997871 |
|
Trust Unit |
|
0.001 |
| UBSASTBVG40lnh I-A1 |
|
CH0274003463 |
|
Trust Unit |
|
0.014 |
| UBS ASTGMCHF I-A1 |
|
CH0274003737 |
|
Trust Unit |
|
0.005 |
97
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| DWS Germ SmMidC |
|
DE0005152409 |
|
Trust Unit |
|
0.004 |
| DWS Glob Growth |
|
DE0005152441 |
|
Trust Unit |
|
0.015 |
| Deka-Technologie T |
|
DE0005152631 |
|
Trust Unit |
|
5.141 |
| Deka-MegaTrend CF T |
|
DE0005152706 |
|
Trust Unit |
|
0.573 |
| Unistrategie Kons |
|
DE0005314108 |
|
Trust Unit |
|
0.192 |
| BBBnk Knti UnioT |
|
DE0005314231 |
|
Trust Unit |
|
0.392 |
| BB Bank Wachs Union |
|
DE0005314249 |
|
Trust Unit |
|
1.216 |
| UniRak net |
|
DE0005314462 |
|
Trust Unit |
|
0.619 |
| Global Selec OP T |
|
DE0005315188 |
|
Trust Unit |
|
0.230 |
| UBS Renten I |
|
DE0005320485 |
|
Trust Unit |
|
0.005 |
| KCD-Un Nachhal RENT |
|
DE0005326524 |
|
Trust Unit |
|
0.351 |
| KCD-Un Nachhalt Akt |
|
DE0005326532 |
|
Trust Unit |
|
2.106 |
| VR Sachsen Glo UniT |
|
DE0005326698 |
|
Trust Unit |
|
3.000 |
| Profi-Balance T |
|
DE0005326813 |
|
Trust Unit |
|
1.998 |
| Veri ETF-DCHFDS P T |
|
DE0005561674 |
|
Trust Unit |
|
0.539 |
| Deka-Stiftung Balan |
|
DE0005896864 |
|
Trust Unit |
|
5.301 |
| Dk-Euroland Bal CF |
|
DE0005896872 |
|
Trust Unit |
|
3.075 |
| Bst-i-On EurBal T |
|
DE0006372568 |
|
Trust Unit |
|
0.004 |
| Warburg-Zukun-Str A |
|
DE0006780265 |
|
Trust Unit |
|
0.617 |
| Amp Eu Mtd Akfd P T |
|
DE0007248627 |
|
Trust Unit |
|
1.750 |
| DEGI International |
|
DE0008007998 |
|
Trust Unit |
|
1.497 |
| Fondra A (EUR) |
|
DE0008471004 |
|
Trust Unit |
|
0.647 |
| Fondak A (EUR) |
|
DE0008471012 |
|
Trust Unit |
|
0.152 |
| Allnz Rntfds AE |
|
DE0008471400 |
|
Trust Unit |
|
0.843 |
| Allnz Gldmrktfd AE |
|
DE0008471442 |
|
Trust Unit |
|
0.772 |
| DWS Investa |
|
DE0008474008 |
|
Trust Unit |
|
0.001 |
| DWS Akkumula T |
|
DE0008474024 |
|
Trust Unit |
|
0.322 |
| DWS EurolStratR |
|
DE0008474032 |
|
Trust Unit |
|
0.007 |
| DWS Inter-Renta LD |
|
DE0008474040 |
|
Trust Unit |
|
0.009 |
| DWS ESG Gl-GBd LD T |
|
DE0008474081 |
|
Trust Unit |
|
0.009 |
| DWS Gl Nt Rs Eq |
|
DE0008474123 |
|
Trust Unit |
|
2.581 |
| DWS Tech Typ O |
|
DE0008474149 |
|
Trust Unit |
|
0.643 |
| DWS EuropOpport |
|
DE0008474156 |
|
Trust Unit |
|
0.285 |
| DWS Telemed T O |
|
DE0008474214 |
|
Trust Unit |
|
0.133 |
| DWS FlexiPlus T |
|
DE0008474230 |
|
Trust Unit |
|
0.161 |
| DWS Convertibles LD |
|
DE0008474263 |
|
Trust Unit |
|
0.004 |
| DWS Ger Eq TypO T |
|
DE0008474289 |
|
Trust Unit |
|
0.170 |
| AriDk CF |
|
DE0008474511 |
|
Trust Unit |
|
0.388 |
| DkTresor T |
|
DE0008474750 |
|
Trust Unit |
|
2.000 |
| Industria A EUR |
|
DE0008475021 |
|
Trust Unit |
|
0.158 |
| Allnz Eur Rntfd AE |
|
DE0008475047 |
|
Trust Unit |
|
0.009 |
| All Rohst A EUR |
|
DE0008475096 |
|
Trust Unit |
|
0.004 |
| All Fds Jp A E |
|
DE0008475112 |
|
Trust Unit |
|
0.758 |
| Allnz Eur Rnf A EUR |
|
DE0008475187 |
|
Trust Unit |
|
2.175 |
| Allnz Eurzins AE |
|
DE0008476037 |
|
Trust Unit |
|
0.659 |
| DWS Vermbildfd R |
|
DE0008476516 |
|
Trust Unit |
|
4.151 |
| DWS Vermfd I LD |
|
DE0008476524 |
|
Trust Unit |
|
0.004 |
| DWS Covered Bd LD |
|
DE0008476532 |
|
Trust Unit |
|
0.002 |
98
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UniFav:Aktien |
|
DE0008477076 |
|
Trust Unit |
|
2.147 |
| FMM-Fonds T |
|
DE0008478116 |
|
Trust Unit |
|
0.731 |
| DkGen + Ren |
|
DE0008479825 |
|
Trust Unit |
|
7.050 |
| Koeln-Renfds Dk |
|
DE0008480666 |
|
Trust Unit |
|
0.797 |
| S-Bayrent Deka |
|
DE0008480773 |
|
Trust Unit |
|
1.000 |
| BerolinaRent Dk |
|
DE0008480799 |
|
Trust Unit |
|
0.136 |
| SGB GELDMARKT T |
|
DE0008488032 |
|
Trust Unit |
|
0.303 |
| UBS(D) Eq Fd-Gl Opp |
|
DE0008488214 |
|
Trust Unit |
|
0.517 |
| DWS Zuer Inv A Schw |
|
DE0008490145 |
|
Trust Unit |
|
0.089 |
| Universal Fl Fd R |
|
DE0008490772 |
|
Trust Unit |
|
0.644 |
| De QuantEqLVoE NC T |
|
DE0008490822 |
|
Trust Unit |
|
0.001 |
| DWS US Growth |
|
DE0008490897 |
|
Trust Unit |
|
0.037 |
| DWS Deutschland T |
|
DE0008490962 |
|
Trust Unit |
|
0.589 |
| UniRenta |
|
DE0008491028 |
|
Trust Unit |
|
0.145 |
| UniRak |
|
DE0008491044 |
|
Trust Unit |
|
0.493 |
| UniGlobal |
|
DE0008491051 |
|
Trust Unit |
|
0.168 |
| BBV-Fonds Union |
|
DE0008491077 |
|
Trust Unit |
|
1.552 |
| Condor-Fds-Un |
|
DE0008491101 |
|
Trust Unit |
|
2.708 |
| SW Bank Interrent |
|
DE0008491291 |
|
Trust Unit |
|
0.497 |
| Bethmann Rntfds |
|
DE0009750042 |
|
Trust Unit |
|
0.215 |
| Uninordamerika T |
|
DE0009750075 |
|
Trust Unit |
|
0.078 |
| UniDeutschland T |
|
DE0009750117 |
|
Trust Unit |
|
0.496 |
| UniKapital -net- |
|
DE0009750174 |
|
Trust Unit |
|
2.084 |
| UniEuropa -net- |
|
DE0009750232 |
|
Trust Unit |
|
0.383 |
| UniEuropaRenta |
|
DE0009750240 |
|
Trust Unit |
|
1.024 |
| UBS(D)EqFd SmCapGeT |
|
DE0009751651 |
|
Trust Unit |
|
1.131 |
| UBS(D)EqFd MidCapGT |
|
DE0009751750 |
|
Trust Unit |
|
1.429 |
| UBS (D) Rent-Euro T |
|
DE0009752501 |
|
Trust Unit |
|
2.018 |
| UBS (D) Rent-Int. T |
|
DE0009752519 |
|
Trust Unit |
|
1.168 |
| UniEuroAktien |
|
DE0009757740 |
|
Trust Unit |
|
0.348 |
| UniEuRent HY |
|
DE0009757831 |
|
Trust Unit |
|
2.583 |
| SW Bank InterShare |
|
DE0009757864 |
|
Trust Unit |
|
1.655 |
| Invest Euroland |
|
DE0009757914 |
|
Trust Unit |
|
0.762 |
| Invest Global |
|
DE0009757922 |
|
Trust Unit |
|
2.789 |
| Dk-Schweiz T |
|
DE0009762864 |
|
Trust Unit |
|
0.251 |
| DkValor T |
|
DE0009763169 |
|
Trust Unit |
|
0.973 |
| Trend Global |
|
DE0009767392 |
|
Trust Unit |
|
0.898 |
| Adireth AT T |
|
DE0009769554 |
|
Trust Unit |
|
0.007 |
| CONVEST 21 VL A EUR |
|
DE0009769638 |
|
Trust Unit |
|
0.003 |
| DWS In Ren TO T |
|
DE0009769703 |
|
Trust Unit |
|
0.949 |
| DWS Top Asien T |
|
DE0009769760 |
|
Trust Unit |
|
0.016 |
| DWS Ak Strat T |
|
DE0009769869 |
|
Trust Unit |
|
0.009 |
| FT AccuGeld PT T |
|
DE0009770206 |
|
Trust Unit |
|
0.068 |
| Dk-Liquid EURO TF |
|
DE0009771824 |
|
Trust Unit |
|
0.803 |
| Dk Bd+S Fin 1-3 TF |
|
DE0009771865 |
|
Trust Unit |
|
1.260 |
| Dk B+S F 3-7 TF |
|
DE0009771873 |
|
Trust Unit |
|
0.423 |
| Koeln-RentFd Dk |
|
DE0009771915 |
|
Trust Unit |
|
0.771 |
| Dk-TeleMedien TF |
|
DE0009771923 |
|
Trust Unit |
|
0.117 |
99
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Naspa-Aktfds Dk |
|
DE0009771956 |
|
Trust Unit |
|
0.872 |
| Dk-EuropaBond TF |
|
DE0009771980 |
|
Trust Unit |
|
6.217 |
| UBS (D) Euroinv Imm |
|
DE0009772616 |
|
Trust Unit |
|
0.525 |
| UBS D 3 SecREEu |
|
DE0009772681 |
|
Trust Unit |
|
8.466 |
| LINGOHR-SY-LBB-IN T |
|
DE0009774794 |
|
Trust Unit |
|
0.217 |
| Pio Inv Akt Rhst A |
|
DE0009779884 |
|
Trust Unit |
|
1.000 |
| StarC BdV UI A |
|
DE0009781872 |
|
Trust Unit |
|
0.578 |
| UBS(D)Konzept I |
|
DE0009785162 |
|
Trust Unit |
|
3.667 |
| UBS (D) Konzept III |
|
DE0009785188 |
|
Trust Unit |
|
1.030 |
| Naspa-Europa Dk T |
|
DE0009786152 |
|
Trust Unit |
|
2.066 |
| Dk-PrivatVors T |
|
DE0009786202 |
|
Trust Unit |
|
2.274 |
| Bt-in-OnWrd ATEUR T |
|
DE0009787002 |
|
Trust Unit |
|
0.004 |
| F P Eu Akt ULM A T |
|
DE0009795831 |
|
Trust Unit |
|
0.351 |
| UBS (D) Konzept IV |
|
DE0009797068 |
|
Trust Unit |
|
0.528 |
| UBS (D) Konzept V |
|
DE0009797076 |
|
Trust Unit |
|
3.315 |
| Mesina-Renten-UBS T |
|
DE0009797126 |
|
Trust Unit |
|
4.226 |
| GR Noah T |
|
DE0009799536 |
|
Trust Unit |
|
0.168 |
| SEB ImmoInvest P |
|
DE0009802306 |
|
Trust Unit |
|
0.749 |
| Grundbesitz Eur RC |
|
DE0009807008 |
|
Trust Unit |
|
0.550 |
| hausInvest |
|
DE0009807016 |
|
Trust Unit |
|
1.283 |
| Grundbesitz-Glob R |
|
DE0009807057 |
|
Trust Unit |
|
0.740 |
| DEGI EUROPA |
|
DE0009807800 |
|
Trust Unit |
|
1.576 |
| AXA Immoselect |
|
DE0009846451 |
|
Trust Unit |
|
1.136 |
| DWS Top Dvd LD |
|
DE0009848119 |
|
Trust Unit |
|
0.688 |
| FndsSecure System T |
|
DE000A0D95Y4 |
|
Trust Unit |
|
6.620 |
| TMW Immo Weltfnd P |
|
DE000A0DJ328 |
|
Trust Unit |
|
6.000 |
| UBS Renten II T |
|
DE000A0DNHM5 |
|
Trust Unit |
|
0.002 |
| inprimoRtWchAMI P |
|
DE000A0F5HA3 |
|
Trust Unit |
|
0.956 |
| efv-Persp-Fd II T |
|
DE000A0H0PJ6 |
|
Trust Unit |
|
1.000 |
| LAPLACE EuEq T |
|
DE000A0HGMJ6 |
|
Trust Unit |
|
0.099 |
| UBS(D) S T Cred T |
|
DE000A0HMK58 |
|
Trust Unit |
|
0.661 |
| UBS Stiftung I |
|
DE000A0HMK66 |
|
Trust Unit |
|
0.095 |
| EarthExp UI EUR R T |
|
DE000A0J3UF6 |
|
Trust Unit |
|
6.382 |
| UniStrg Flex T |
|
DE000A0KDYC7 |
|
Trust Unit |
|
1.656 |
| UniStrg Flex T |
|
DE000A0KDYD5 |
|
Trust Unit |
|
1.148 |
| VR B Rh-Nk U BI T |
|
DE000A0KDYG8 |
|
Trust Unit |
|
0.990 |
| efv Persp III T |
|
DE000A0KFF26 |
|
Trust Unit |
|
5.000 |
| First Priv AkGl A T |
|
DE000A0KFRT0 |
|
Trust Unit |
|
0.564 |
| GAP Prtf UI |
|
DE000A0M1307 |
|
Trust Unit |
|
0.999 |
| UBS Portf I EUR T |
|
DE000A0M6TQ3 |
|
Trust Unit |
|
0.732 |
| UBS Port II EUR T |
|
DE000A0M6TR1 |
|
Trust Unit |
|
0.752 |
| UBS(D)EurAkt-BI |
|
DE000A0M6TT7 |
|
Trust Unit |
|
1.532 |
| UBS(D)EurAkt-Dy |
|
DE000A0M6TU5 |
|
Trust Unit |
|
0.519 |
| RW Portf Strat |
|
DE000A0M7WP7 |
|
Trust Unit |
|
0.223 |
| GF Glbl UI T |
|
DE000A0MRAA7 |
|
Trust Unit |
|
0.863 |
| Metzler Wefs 93 A T |
|
DE000A0MY0U9 |
|
Trust Unit |
|
0.052 |
| LBBW DivStrEurL I |
|
DE000A0NAUM4 |
|
Trust Unit |
|
0.690 |
| Grundbesitz Eur IC |
|
DE000A0NDW81 |
|
Trust Unit |
|
0.860 |
100
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| DUI Global Yld T |
|
DE000A0NEBA1 |
|
Trust Unit |
|
3.478 |
| Aramea Rndt Pls |
|
DE000A0NEKQ8 |
|
Trust Unit |
|
0.994 |
| UBS Vermoeg Akt T |
|
DE000A0NJQ67 |
|
Trust Unit |
|
1.782 |
| EarthGld UI EUR R T |
|
DE000A0Q2SD8 |
|
Trust Unit |
|
0.201 |
| CONCEPT Aur.Gl T |
|
DE000A0Q8A07 |
|
Trust Unit |
|
0.889 |
| Gen Inv7:3 var T |
|
DE000A0Q8HF3 |
|
Trust Unit |
|
0.714 |
| GenInv Eu-A AMI P T |
|
DE000A0Q8HL1 |
|
Trust Unit |
|
0.410 |
| Zant Eu Corp Bd P |
|
DE000A0Q8HP2 |
|
Trust Unit |
|
0.359 |
| Zant Eu Corp Bd I |
|
DE000A0Q8HQ0 |
|
Trust Unit |
|
0.683 |
| InvAG TGV-BUS.O T |
|
DE000A0RAAR6 |
|
Trust Unit |
|
1.000 |
| ACAT DatValflx A |
|
DE000A0RKXJ4 |
|
Trust Unit |
|
0.214 |
| Aktivportfolio T |
|
DE000A0RKXK2 |
|
Trust Unit |
|
1.000 |
| PrivF: KontrPro |
|
DE000A0RPAN3 |
|
Trust Unit |
|
0.901 |
| ACAT GA VAL EV A T |
|
DE000A0X7541 |
|
Trust Unit |
|
0.923 |
| Zant Eu HighYld P |
|
DE000A0YAX56 |
|
Trust Unit |
|
0.128 |
| ACAT GA VAL EV B |
|
DE000A1C5D13 |
|
Trust Unit |
|
0.543 |
| S4A US Long T A |
|
DE000A1H6HH3 |
|
Trust Unit |
|
0.756 |
| ACAT Dat Valflx B T |
|
DE000A1H72F1 |
|
Trust Unit |
|
0.196 |
| S4A EU Pure Eq T |
|
DE000A1JUW44 |
|
Trust Unit |
|
1.999 |
| FO Vermverwfds |
|
DE000A1JZLG8 |
|
Trust Unit |
|
2.923 |
| Dk-EuropaBond CF |
|
DE000DK091G0 |
|
Trust Unit |
|
0.780 |
| Dk-Euro RePls CF T |
|
DE000DK0A012 |
|
Trust Unit |
|
1.000 |
| Dk-ZielF20-24 T |
|
DE000DK0A0E9 |
|
Trust Unit |
|
0.919 |
| Dk-ZielF25-29 T |
|
DE000DK0A0F6 |
|
Trust Unit |
|
0.844 |
| BW Zielfonds 2020 T |
|
DE000DK0ECN3 |
|
Trust Unit |
|
0.738 |
| Dk-UmweltInv CF T |
|
DE000DK0ECS2 |
|
Trust Unit |
|
0.282 |
| Dk-UmweltInvTF T |
|
DE000DK0ECT0 |
|
Trust Unit |
|
2.504 |
| DkRent-intl TF |
|
DE000DK1A6Q9 |
|
Trust Unit |
|
1.784 |
| Dk-Eurl Ba TF |
|
DE000DK1CHH6 |
|
Trust Unit |
|
0.152 |
| Dk-EuroRent 2y CF T |
|
DE000DK1CJE9 |
|
Trust Unit |
|
2.000 |
| Dk-EuroRent 2y TF T |
|
DE000DK1CJF6 |
|
Trust Unit |
|
0.627 |
| DkStr 5 EP |
|
DE000DK1CJM2 |
|
Trust Unit |
|
0.567 |
| DkStr 5 ChP |
|
DE000DK1CJQ3 |
|
Trust Unit |
|
0.950 |
| Deka-Wertknzpt TF T |
|
DE000DK2CDL5 |
|
Trust Unit |
|
1.964 |
| Deka-DivStr CF (A) |
|
DE000DK2CDS0 |
|
Trust Unit |
|
0.187 |
| Dk-BasAnla A20 T |
|
DE000DK2CFP1 |
|
Trust Unit |
|
1.935 |
| Dk-BasAnla A40 T |
|
DE000DK2CFQ9 |
|
Trust Unit |
|
0.406 |
| Dk-BasAnla A60 T |
|
DE000DK2CFR7 |
|
Trust Unit |
|
0.989 |
| Dk-Eurp DsntStr T |
|
DE000DK2CGN4 |
|
Trust Unit |
|
1.298 |
| DWS AktSchwCHF LC T |
|
DE000DWS0D27 |
|
Trust Unit |
|
1.598 |
| DWS AktSchwCHF FC T |
|
DE000DWS1VC7 |
|
Trust Unit |
|
0.343 |
| Trigon NewEurpF C |
|
EE3600102372 |
|
Trust Unit |
|
0.733 |
| Bestinfond |
|
ES0114673033 |
|
Trust Unit |
|
0.013 |
| BancMadrlberiAccion |
|
ES0114903000 |
|
Trust Unit |
|
0.002 |
| Mutuafondo Gest Bon |
|
ES0131366033 |
|
Trust Unit |
|
0.002 |
| Bestinver Bolsa |
|
ES0147622031 |
|
Trust Unit |
|
0.381 |
| Mutuaf Corto Plazo |
|
ES0165142037 |
|
Trust Unit |
|
0.001 |
| Mutuafondo Gest Acc |
|
ES0165181035 |
|
Trust Unit |
|
0.001 |
101
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Mutufaondo Gest Mix |
|
ES0165268030 |
|
Trust Unit |
|
0.003 |
| Front Strategy A3 |
|
FI4000041362 |
|
Trust Unit |
|
0.001 |
| R Euro Credit -C- |
|
FR0007008750 |
|
Trust Unit |
|
0.119 |
| Eurose C |
|
FR0007051040 |
|
Trust Unit |
|
0.920 |
| Metrop Select A 5D |
|
FR0007078811 |
|
Trust Unit |
|
0.570 |
| BNPP Cash Invest-P- |
|
FR0007496047 |
|
Trust Unit |
|
0.001 |
| Cand ldx Ar C EU 3D |
|
FR0010016477 |
|
Trust Unit |
|
0.002 |
| Euro Rende.Reel -C- |
|
FR0010107706 |
|
Trust Unit |
|
0.100 |
| Carm Patri A EUR |
|
FR0010135103 |
|
Trust Unit |
|
0.032 |
| Carm Inves A EUR 3D |
|
FR0010148981 |
|
Trust Unit |
|
0.066 |
| C Euro Entr A EUR D |
|
FR0010149112 |
|
Trust Unit |
|
0.001 |
| Carm Secur A EUR 3D |
|
FR0010149120 |
|
Trust Unit |
|
0.103 |
| Carmignac Euro Patr |
|
FR0010149179 |
|
Trust Unit |
|
0.005 |
| C Pr Rea 50 A EU 3D |
|
FR0010149203 |
|
Trust Unit |
|
0.096 |
| Carm Emerg A EUR 3D |
|
FR0010149302 |
|
Trust Unit |
|
0.001 |
| BDL Rem.Eur. |
|
FR0010174144 |
|
Trust Unit |
|
0.007 |
| Etoile Act.Styl. |
|
FR0010194464 |
|
Trust Unit |
|
0.001 |
| EDR Euro.Conv.A |
|
FR0010204552 |
|
Trust Unit |
|
0.001 |
| Groupam.Entr.IC 4D |
|
FR0010213355 |
|
Trust Unit |
|
0.009 |
| Groupama Entr.-N- |
|
FR0010288316 |
|
Trust Unit |
|
0.001 |
| El 1818 Strat R |
|
FR0010289827 |
|
Trust Unit |
|
0.001 |
| A In Yi Cu Abs I |
|
FR0010297473 |
|
Trust Unit |
|
0.001 |
| Carm Patri E EUR |
|
FR0010306142 |
|
Trust Unit |
|
0.012 |
| Carm Inves E EUR |
|
FR0010312660 |
|
Trust Unit |
|
0.001 |
| Echiq Agressor 3 |
|
FR0010321802 |
|
Trust Unit |
|
0.005 |
| Echiquier Agen |
|
FR0010321810 |
|
Trust Unit |
|
0.004 |
| Neufl Obli CT C |
|
FR0010362830 |
|
Trust Unit |
|
0.001 |
| EDR Eur.Synerg.A |
|
FR0010398966 |
|
Trust Unit |
|
0.008 |
| Moneta Lg Short A |
|
FR0010400762 |
|
Trust Unit |
|
0.120 |
| Echiquier Patrim.3D |
|
FR0010434019 |
|
Trust Unit |
|
0.001 |
| Et.Multi Ges.Eur. |
|
FR0010540856 |
|
Trust Unit |
|
0.001 |
| Focus Generat I |
|
FR0010541441 |
|
Trust Unit |
|
0.003 |
| R Club -C- |
|
FR0010541557 |
|
Trust Unit |
|
0.001 |
| Tocquev.Divid.-C-4D |
|
FR0010546929 |
|
Trust Unit |
|
0.653 |
| EDR US Val.Yi.-C-3D |
|
FR0010589044 |
|
Trust Unit |
|
0.001 |
| EDR US Val.Yi.-I- |
|
FR0010594002 |
|
Trust Unit |
|
0.001 |
| Echiq Arty EA |
|
FR0010611293 |
|
Trust Unit |
|
0.001 |
| EDR Euro.Conv.I |
|
FR0010614586 |
|
Trust Unit |
|
0.001 |
| Aviv.Inv.Alp Yi. |
|
FR0010645325 |
|
Trust Unit |
|
0.001 |
| Evolut Europe C |
|
FR0010682732 |
|
Trust Unit |
|
0.004 |
| CCR Act.Biot.-B- |
|
FR0010734376 |
|
Trust Unit |
|
0.353 |
| L.Ris.Ar.UCITS A |
|
FR0010762187 |
|
Trust Unit |
|
0.004 |
| E Eu CV Fd J EU |
|
FR0010868919 |
|
Trust Unit |
|
0.001 |
| Moneta Lg Sh.R |
|
FR0010871830 |
|
Trust Unit |
|
0.001 |
| EDR Chinagora -S- |
|
FR0010886770 |
|
Trust Unit |
|
0.010 |
| H2O Multibonds R |
|
FR0010923375 |
|
Trust Unit |
|
0.013 |
| An Bd Op Sh D E1 |
|
FR0010951426 |
|
Trust Unit |
|
0.013 |
| An Bd Op Sh D S1 |
|
FR0010951442 |
|
Trust Unit |
|
0.011 |
102
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| An Bd Op Sh D U1 |
|
FR0010951467 |
|
Trust Unit |
|
0.001 |
| EDR US Val.Yi.IH 3D |
|
FR0011178144 |
|
Trust Unit |
|
0.115 |
| EDR US Val.Yi.CH 3D |
|
FR0011178151 |
|
Trust Unit |
|
0.003 |
| Carm Patr A USD |
|
FR0011269067 |
|
Trust Unit |
|
0.002 |
| An Bd Op US17 E1 |
|
FR0011347178 |
|
Trust Unit |
|
0.001 |
| A Bd Op Eu 18 S1 |
|
FR0011426923 |
|
Trust Unit |
|
0.002 |
| A Bd Op Eu 18 E2 |
|
FR0011512375 |
|
Trust Unit |
|
0.001 |
| Perm Har Fd 1 CHF |
|
FR0011543099 |
|
Trust Unit |
|
0.001 |
| Perm Har Fd 1 EUR |
|
FR0011543107 |
|
Trust Unit |
|
0.004 |
| Oddo Av Eu P EUR |
|
FR0011571371 |
|
Trust Unit |
|
0.001 |
| Sycom Select PME I |
|
FR0011707470 |
|
Trust Unit |
|
0.561 |
| Union Jap 225 Yen |
|
FR0011950708 |
|
Trust Unit |
|
0.001 |
| Ash Em Mks USD |
|
GB0000242932 |
|
Trust Unit |
|
0.325 |
| Baring Europe Sel |
|
GB0000796242 |
|
Trust Unit |
|
1.189 |
| Baring Eur Grw GBP |
|
GB0000804335 |
|
Trust Unit |
|
0.280 |
| Baring Korea Tst Ac |
|
GB0000840719 |
|
Trust Unit |
|
0.407 |
| AXA Fra UK Opp-R-Ac |
|
GB0003501581 |
|
Trust Unit |
|
0.083 |
| AXA Fra GBP-R Acc |
|
GB0003506424 |
|
Trust Unit |
|
0.316 |
| Jupit Mer Gro Po Ac |
|
GB0003629267 |
|
Trust Unit |
|
0.220 |
| Ju Me Inc Po Ac GBP |
|
GB0003629374 |
|
Trust Unit |
|
0.130 |
| ACPI Al MS USD-Acc |
|
GB0004178934 |
|
Trust Unit |
|
0.009 |
| BR UK Acc |
|
GB0005773774 |
|
Trust Unit |
|
0.024 |
| HSBC Sel GH USD Acc |
|
GB0007344061 |
|
Trust Unit |
|
0.010 |
| Schrd Recovery Ac-A |
|
GB0007893760 |
|
Trust Unit |
|
0.960 |
| Schr UK Mid 250 acA |
|
GB0008528696 |
|
Trust Unit |
|
0.050 |
| Baring Eur Sel EUR |
|
GB0030655780 |
|
Trust Unit |
|
0.010 |
| Jupiter Merl Bal-Ac |
|
GB0031845141 |
|
Trust Unit |
|
0.200 |
| HSBC Arb EUR Acc |
|
GB00B01FQW75 |
|
Trust Unit |
|
0.019 |
| HSBC Sel GH CHF-Acc |
|
GB00B01FR355 |
|
Trust Unit |
|
0.020 |
| ISPart Argon CHF-Ac |
|
GB00B0BV3S03 |
|
Trust Unit |
|
0.318 |
| HSBC Trad AdvntEdge |
|
GB00B0WD2B15 |
|
Trust Unit |
|
0.021 |
| Barin Eu Sel EUR-Ac |
|
GB00B3NSX137 |
|
Trust Unit |
|
0.010 |
| Jup Abs Ret GBP Ac |
|
GB00B5129B32 |
|
Trust Unit |
|
0.750 |
| Jup Mer Gr GBP-I-Ac |
|
GB00B6QGLF53 |
|
Trust Unit |
|
0.090 |
| Schroder China Eqty |
|
HK0000037405 |
|
Trust Unit |
|
0.006 |
| JPM As Dom USD acc |
|
HK0000038148 |
|
Trust Unit |
|
0.015 |
| JF Asia New Front |
|
HK0000055555 |
|
Trust Unit |
|
0.012 |
| JF China Pioneer |
|
HK0000055621 |
|
Trust Unit |
|
0.006 |
| JF Eastern Fund |
|
HK0000055639 |
|
Trust Unit |
|
0.882 |
| JF Eastern Smaller |
|
HK0000055647 |
|
Trust Unit |
|
0.204 |
| JF Japan (Yen) Fd |
|
HK0000055670 |
|
Trust Unit |
|
0.010 |
| JF Korea Fund |
|
HK0000055712 |
|
Trust Unit |
|
0.003 |
| JPM Malaysi USD acc |
|
HK0000055720 |
|
Trust Unit |
|
0.006 |
| JF Philippine Fund |
|
HK0000055779 |
|
Trust Unit |
|
0.948 |
| JPM Thailan USD acc |
|
HK0000055787 |
|
Trust Unit |
|
0.008 |
| BEA HKD Bd HKD -R- |
|
HK00000G5166 |
|
Trust Unit |
|
0.001 |
| Sc RMB Fi USD-C-Acc |
|
HK0000069143 |
|
Trust Unit |
|
1.650 |
| Schr Asia HKD-A-Acc |
|
HK0000081841 |
|
Trust Unit |
|
0.120 |
103
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Schr Asia USD-A-Acc |
|
HK0000081874 |
|
Trust Unit |
|
1.170 |
| Schr Asian HKD -A- |
|
HK0000081908 |
|
Trust Unit |
|
1.505 |
| Schr Asian USD -A- |
|
HK0000081932 |
|
Trust Unit |
|
6.721 |
| Schroder RMB USD-C- |
|
HK0000110905 |
|
Trust Unit |
|
0.050 |
| Sch Asi AUD Hedge A |
|
HK0000126141 |
|
Trust Unit |
|
0.450 |
| CSOP S Zh -A- (USD)- |
|
HK0000186020 |
|
Trust Unit |
|
0.010 |
| BarbGlb Est USD-A- |
|
IE0000805634 |
|
Trust Unit |
|
0.934 |
| Ba In Hon USD-A-Inc |
|
IE0000829238 |
|
Trust Unit |
|
0.115 |
| Ba In Aus USD A Inc |
|
IE0000829451 |
|
Trust Unit |
|
0.002 |
| Bar Glb Hig USD-A- |
|
IE0000835953 |
|
Trust Unit |
|
0.284 |
| Bar Glb Res USD-A- |
|
IE0000931182 |
|
Trust Unit |
|
0.250 |
| Inves Emrg Mkt Bd-A |
|
IE0001673817 |
|
Trust Unit |
|
0.030 |
| Eqtr US Eqty Ind-1- |
|
IE0002293995 |
|
Trust Unit |
|
1.736 |
| Equ Con EU Eq Idx-1 |
|
IE0002294183 |
|
Trust Unit |
|
0.560 |
| Eqtr Pac Bas Eqty-1 |
|
IE0002294308 |
|
Trust Unit |
|
0.506 |
| Eq UK Sov Bd GBP-1 |
|
IE0002294639 |
|
Trust Unit |
|
0.435 |
| Equat Con Eu Sov-1 |
|
IE0002294852 |
|
Trust Unit |
|
0.036 |
| Equ Cou Sw Fr Bd-1 |
|
IE0002295040 |
|
Trust Unit |
|
0.776 |
| Invesc 5 PRC Eqty-A |
|
IE0003583568 |
|
Trust Unit |
|
0.168 |
| Inve 4 SC Eq USD-A- |
|
IE0003594896 |
|
Trust Unit |
|
0.410 |
| Invesco Pac Eqty-A- |
|
IE0003600388 |
|
Trust Unit |
|
0.050 |
| Inv 5 Emg Mkt Eqt-A |
|
IE0003600727 |
|
Trust Unit |
|
0.010 |
| Invesco 2 Gilt -A- |
|
IE0003703166 |
|
Trust Unit |
|
0.890 |
| Invesc 3 Glb Tech-A |
|
IE0003707928 |
|
Trust Unit |
|
1.146 |
| Inv Con Eur USD-A- |
|
IE0003708116 |
|
Trust Unit |
|
0.390 |
| AXA Ros Jap Sm Cp B |
|
IE0004354423 |
|
Trust Unit |
|
0.004 |
| Bar Ho Ko EUR-A-Inc |
|
IE0004866889 |
|
Trust Unit |
|
0.003 |
| Baring Pacific Fund |
|
IE0004868828 |
|
Trust Unit |
|
0.002 |
| Muz EurYld EUR-A-Ac |
|
IE0005315449 |
|
Trust Unit |
|
0.017 |
| Seilern Stryx |
|
IE0007940574 |
|
Trust Unit |
|
0.002 |
| Axa Ros JAP SM CP-A |
|
IE0008366696 |
|
Trust Unit |
|
0.113 |
| Inv 6 Strl Bnd Ac-A |
|
IE0030233831 |
|
Trust Unit |
|
0.246 |
| Invesco Asian Eqt-A |
|
IE0030381945 |
|
Trust Unit |
|
0.097 |
| Atl Int Chin USD Ac |
|
IE0031603545 |
|
Trust Unit |
|
0.051 |
| Muz AmrYld EUR-A-Ac |
|
IE0032860458 |
|
Trust Unit |
|
0.012 |
| Muz Tr Hd EUR-A-Ac |
|
IE0033510391 |
|
Trust Unit |
|
0.001 |
| Muzin Enh EUR-A-Ac |
|
IE0033758917 |
|
Trust Unit |
|
0.092 |
| Muz Enhncd GBP-A- |
|
IE0033759329 |
|
T rust Unit |
|
0.052 |
| Muz Enhn USD-A-Ac |
|
IE0033759436 |
|
Trust Unit |
|
0.007 |
| Inv Gl HI USD-A- |
|
IE00B01VQZ85 |
|
Trust Unit |
|
0.010 |
| Invsc Stg Bd GBP-A- |
|
IE00B06BX294 |
|
Trust Unit |
|
0.097 |
| Sw SC Modus -A- |
|
IE00B0DBTM45 |
|
Trust Unit |
|
0.020 |
| Sw SC Modus CHF-C- |
|
IE00B0DBTQ82 |
|
Trust Unit |
|
0.022 |
| All US Eq EUR-AT-Ac |
|
IE00B1CD3R11 |
|
Trust Unit |
|
0.001 |
| Lyx Eps Mg Ft A/USD |
|
IE00B1YBPY49 |
|
Trust Unit |
|
0.040 |
| Inv PRC EUR-A-Acc |
|
IE00B29WLS52 |
|
Trust Unit |
|
0.325 |
| Ell Glb Prop USD-I- |
|
IE00B2NY0P74 |
|
Trust Unit |
|
0.001 |
| Muz Enh ST CHF-R-Ac |
|
IE00B3L1G048 |
|
Trust Unit |
|
0.698 |
104
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Muni Shrt EUR-R- Ac |
|
IE00B3MB7B14 |
|
Trust Unit |
|
0.005 |
| SC Mo USD-S-SP-Ac |
|
IE00B3MCQ512 |
|
Trust Unit |
|
8.894 |
| Inv Jap Eq JPY-A-Ac |
|
IE00B428SJ43 |
|
Trust Unit |
|
0.020 |
| Mun Shrt Dur CHF Ac |
|
IE00B4L78B47 |
|
Trust Unit |
|
0.001 |
| Muz ShD-HY-USD-R-Ac |
|
IE00B4PTJ249 |
|
Trust Unit |
|
0.045 |
| Muz Enh Sh USD-R-Ac |
|
IE00B51H7M53 |
|
Trust Unit |
|
0.817 |
| Muz Shrt Dur USD-Ac |
|
IE00B59XD059 |
|
Trust Unit |
|
0.047 |
| Muz Shrt Dur EUR-Ac |
|
IE00B5BHGW80 |
|
Trust Unit |
|
0.041 |
| Muz Enh ST EUR-R-Ac |
|
IE00B65YMK29 |
|
Trust Unit |
|
0.333 |
| Muni Shrt GBP-Hgd- |
|
IE00B685HQ37 |
|
Trust Unit |
|
0.003 |
| Gav Chi Fx USD-A-Ac |
|
IE00B734TY42 |
|
Trust Unit |
|
0.009 |
| Inv Jap Eq USD-A-Ac |
|
IE00B79Y1J76 |
|
Trust Unit |
|
0.210 |
| Gav Chi Fx EUR-A-Ac |
|
IE00B7LZ3N65 |
|
Trust Unit |
|
0.004 |
| FL Glb Sol USD-I-Ac |
|
IE00B7W51Q45 |
|
Trust Unit |
|
0.079 |
| Muz L/S Cr CHF-A-Ac |
|
IE00B85RQG91 |
|
Trust Unit |
|
0.008 |
| Muz Ln/Sh USD-NR-Ac |
|
IE00BF8H6P48 |
|
Trust Unit |
|
0.001 |
| Muz Gl Tac USD-A-Ac |
|
IE00BHLSHZ54 |
|
Trust Unit |
|
0.001 |
| Muz EurYld USD-A-Ac |
|
IE00BJVWTG61 |
|
Trust Unit |
|
0.001 |
| PLU Au EUR-Ins-A-Ac |
|
IE00BLY1R155 |
|
Trust Unit |
|
0.005 |
| PLU EUR-RetPre-A-Ac |
|
IE00BLY1R262 |
|
Trust Unit |
|
0.003 |
| Thema |
|
IT0004390826 |
|
Trust Unit |
|
0.003 |
| Alpi Hedge |
|
IT0004765837 |
|
Trust Unit |
|
0.001 |
| ACPI Realis USD-Acc |
|
JE00B50NFH55 |
|
Trust Unit |
|
0.001 |
| Liq H2O USD-A-1-Ac |
|
JE00BN79RB05 |
|
Trust Unit |
|
0.002 |
| Fulle RMB F/l A/USD |
|
KYG3691E2907 |
|
Trust Unit |
|
0.050 |
| Fullerton China A |
|
KYG3691E3400 |
|
Trust Unit |
|
0.045 |
| NN Cay China A II J |
|
KYG479302120 |
|
Trust Unit |
|
0.009 |
| Nikko AM RMB USD |
|
KYG652171383 |
|
Trust Unit |
|
0.080 |
| UBS Neut Alph Yen J |
|
KYG916871067 |
|
Trust Unit |
|
0.030 |
| Value Partners C |
|
KYG9316N1280 |
|
Trust Unit |
|
0.070 |
| Val Prtns HY A1/USD |
|
KYG931731056 |
|
Trust Unit |
|
0.028 |
| VP Chinese Mainland |
|
KYG9317Q1120 |
|
Trust Unit |
|
0.010 |
| Val Ptnrs A2/Mdis |
|
KYG9318L1041 |
|
Trust Unit |
|
0.010 |
| LLB StrRend EUR |
|
LI0008127503 |
|
Trust Unit |
|
0.507 |
| LLB StrAusg CHF |
|
LI0008127511 |
|
Trust Unit |
|
0.248 |
| LLB AktPzif JPY |
|
Ll0013255612 |
|
Trust Unit |
|
0.430 |
| Craton CPM Fd A |
|
LI0016742681 |
|
Trust Unit |
|
0.885 |
| Classic Value Eq Fd |
|
LI0019077903 |
|
Trust Unit |
|
0.463 |
| SafePort G&S Mg |
|
LI0020325713 |
|
Trust Unit |
|
0.259 |
| LLB Defensive EUR |
|
Ll0021535245 |
|
Trust Unit |
|
0.689 |
| SafePo Silv Mng |
|
LI0026391222 |
|
Trust Unit |
|
0.015 |
| Imperium Balanced |
|
LI0028060825 |
|
Trust Unit |
|
0.600 |
| MPC Prime Baskt |
|
L10033472098 |
|
Trust Unit |
|
0.160 |
| Value-HldgEurop |
|
Ll0039541953 |
|
Trust Unit |
|
0.485 |
| COVAMOS GlbSt K3 |
|
LI0047792119 |
|
Trust Unit |
|
0.031 |
| AIF Master Medea |
|
LI0049727261 |
|
Trust Unit |
|
0.460 |
| SafePort PS 95+ |
|
LI0103770090 |
|
Trust Unit |
|
0.418 |
| Qualitium FoHFUSD I |
|
LI0104530832 |
|
Trust Unit |
|
0.001 |
105
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| FAM HF Sel EUR |
|
LI0111017062 |
|
Trust Unit |
|
0.001 |
| Terra Metal |
|
LI0131626629 |
|
Trust Unit |
|
1.070 |
| Diamonds Value |
|
LI0139416916 |
|
Trust Unit |
|
3 000 |
| Qualitium FoHF PCHF |
|
LI0183053722 |
|
Trust Unit |
|
0.010 |
| Progrsv Opp Fd I |
|
LI0198497518 |
|
Trust Unit |
|
0.420 |
| UniEuropaRenta AD |
|
LU0003562807 |
|
Trust Unit |
|
0.188 |
| UniFav Rent AD |
|
LU0006041197 |
|
Trust Unit |
|
0.398 |
| UBS LMMF GBP PC |
|
LU0006277635 |
|
Trust Unit |
|
0.016 |
| UBS LMMF USD PC |
|
LU0006277684 |
|
Trust Unit |
|
0.037 |
| UBS LMMF EUR PC |
|
LU0006344922 |
|
Trust Unit |
|
0.149 |
| UBS(LU)EF-EUR OP P |
|
LU0006391097 |
|
Trust Unit |
|
0.007 |
| UBS(Lu)BF-CHF P-D |
|
LU0010001286 |
|
Trust Unit |
|
0.054 |
| UBS(Lu)BF-CHF P-A |
|
LU0010001369 |
|
Trust Unit |
|
0.017 |
| UBS(LU)MMI-EUR P |
|
LU0010009420 |
|
Trust Unit |
|
0.061 |
| Call Asset C1C |
|
LU0012008875 |
|
Trust Unit |
|
0.030 |
| SEBF1 Nordic CC |
|
LU0030165871 |
|
Trust Unit |
|
0.019 |
| UBS LSF Gr CHF PC |
|
LU0033034892 |
|
Trust Unit |
|
0.127 |
| UBS LSF Yld CHF PD |
|
LU0033035352 |
|
Trust Unit |
|
0.095 |
| UBS LSF Yld CHF PC |
|
LU0033035865 |
|
Trust Unit |
|
0.089 |
| UBS LSF Gr EUR PC |
|
LU0033036590 |
|
Trust Unit |
|
0.017 |
| UBS(LU)SF-YD(EUR)PD |
|
LU0033040600 |
|
Trust Unit |
|
0.028 |
| UBS LSF Yld EUR PC |
|
LU0033040782 |
|
Trust Unit |
|
0.068 |
| UBS LSF Gr USD PC |
|
LU0033040865 |
|
Trust Unit |
|
0.021 |
| UBS LSF Yld USD PD |
|
LU0033041590 |
|
Trust Unit |
|
0.017 |
| UBS LSF Yld USD PC |
|
LU0033043885 |
|
Trust Unit |
|
0.069 |
| UBS(Lu)BF-CAD PD |
|
LU0033047795 |
|
Trust Unit |
|
0.012 |
| UBS(Lu)BF-CAD P-A |
|
LU0033048686 |
|
Trust Unit |
|
0.011 |
| UBS(Lu)BF-EUR PD |
|
LU0033049577 |
|
Trust Unit |
|
0.002 |
| UBS(Lu)BF-EUR P-A |
|
LU0033050237 |
|
Trust Unit |
|
0.333 |
| UBS LMMF CAD PC |
|
LU0033504282 |
|
Trust Unit |
|
0.022 |
| D FI Rate Not LC |
|
LU0034353002 |
|
Trust Unit |
|
3.524 |
| UBS(Lu)BF-AUD PD |
|
LU0035338242 |
|
Trust Unit |
|
0.122 |
| UBS(Lu)BF-AUD P-A |
|
LU0035338325 |
|
Trust Unit |
|
0.048 |
| UBS(Lu)BF-GBP P-D |
|
LU0035345882 |
|
Trust Unit |
|
0.020 |
| UBS(Lu)BF-GBP P-A |
|
LU0035346187 |
|
Trust Unit |
|
0.250 |
| UBS(Lu)BF-USD PD |
|
LU0035346344 |
|
Trust Unit |
|
0.003 |
| UBS(Lu)BF-USD PC |
|
LU0035346773 |
|
Trust Unit |
|
0.083 |
| UniAsia C |
|
LU0037079034 |
|
Trust Unit |
|
0.530 |
| UBS(LU)EF-SC USA P |
|
LU0038842364 |
|
Trust Unit |
|
0.157 |
| UBS LSF Fx CHF PC |
|
LU0039343222 |
|
Trust Unit |
|
0.004 |
| UBS LSF Fx EUR PD |
|
LU0039343651 |
|
Trust Unit |
|
0.010 |
| UniRenta Corp AD |
|
LU0039632921 |
|
Trust Unit |
|
2.636 |
| UBS LSF Fx EUR PC |
|
LU0039703029 |
|
Trust Unit |
|
0.022 |
| UBS LSF Fx USD PD |
|
LU0039703375 |
|
Trust Unit |
|
0.008 |
| UBS LSF Fx USD PC |
|
LU0039703532 |
|
Trust Unit |
|
0.045 |
| Dk-Rt Eur 3-7 CF AC |
|
LU0041228874 |
|
Trust Unit |
|
0.167 |
| Deut FRN USD D |
|
LU0041580167 |
|
Trust Unit |
|
0.001 |
| UBS(LU)EF-CANADA P |
|
LU0043389872 |
|
Trust Unit |
|
0.022 |
106
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS(LU)EF-AUSTRAL P |
|
LU0044681806 |
|
Trust Unit |
|
0.066 |
| ACMB Amer Inc A |
|
LU0044957727 |
|
Trust Unit |
|
0.374 |
| CS IF 14 SwFr B AD |
|
LU0049528473 |
|
Trust Unit |
|
0.064 |
| UBS LSF Bal CHF PD |
|
LU0049785107 |
|
Trust Unit |
|
0.069 |
| UBS LSF Bal CHF PC |
|
LU0049785289 |
|
Trust Unit |
|
0.179 |
| UBS(LU)SF-BA(EUR)PD |
|
LU0049785362 |
|
Trust Unit |
|
0.008 |
| UBS LSF Bal EUR PC |
|
LU0049785446 |
|
Trust Unit |
|
0.049 |
| UBS LSF Bal USD PD |
|
LU0049785529 |
|
Trust Unit |
|
0.022 |
| UBS LSF Bal USD PC |
|
LU0049785792 |
|
Trust Unit |
|
0.054 |
| UBS(LU)EF-MC USA P |
|
LU0049842262 |
|
Trust Unit |
|
0.013 |
| UBS(LU)EF-MC EURO P |
|
LU0049842692 |
|
Trust Unit |
|
0.043 |
| UBS(LU)EF-SMC JAP P |
|
LU0049845281 |
|
Trust Unit |
|
0.011 |
| CB Geld Dtsch I AD |
|
LU0052221412 |
|
Trust Unit |
|
0.527 |
| UniEM Osteuropa D |
|
LU0054734388 |
|
Trust Unit |
|
0.517 |
| UBS L EE Lat Bd PC |
|
LU0055660533 |
|
Trust Unit |
|
0.012 |
| CS IF 11 USA Eq BC |
|
LU0055732977 |
|
Trust Unit |
|
0.302 |
| UBS LMTB CHF PD |
|
LU0057954785 |
|
Trust Unit |
|
0.303 |
| UBS LMTB CHF PC |
|
LU0057954868 |
|
Trust Unit |
|
0.262 |
| UBS LMTB USD PC |
|
LU0057957531 |
|
Trust Unit |
|
0.103 |
| UniReserve USD AD |
|
LU0059863547 |
|
Trust Unit |
|
0.439 |
| DWS Osteuropa C |
|
LU0062756647 |
|
Trust Unit |
|
0.001 |
| DkL-USA TF D |
|
LU0064405334 |
|
Trust Unit |
|
0.401 |
| DkL-Geldmkt USD D |
|
LU0065060971 |
|
Trust Unit |
|
1.774 |
| UBS LMMF AUD PC |
|
LU0066649970 |
|
Trust Unit |
|
0.003 |
| UBS(LU)EF-CENT EU P |
|
LU0067027168 |
|
Trust Unit |
|
0.006 |
| UBS(LU)EF-AS OP P |
|
LU0067411347 |
|
Trust Unit |
|
0.021 |
| UBS(LU)EF-SINGAP P |
|
LU0067411776 |
|
Trust Unit |
|
0.015 |
| UBS(LU)EF-CH OP P |
|
LU0067412154 |
|
Trust Unit |
|
0.080 |
| UBS(LU)EF-BIOTEC P |
|
LU0069152568 |
|
Trust Unit |
|
0.082 |
| LiLux Convert |
|
LU0069514817 |
|
Trust Unit |
|
0.703 |
| UBS(Lu)BF-G (CHF)PD |
|
LU0071005408 |
|
Trust Unit |
|
0.019 |
| UBS(Lu)BF-G (CHF)PA |
|
LU0071006638 |
|
Trust Unit |
|
0.021 |
| UBS LSF Eq CHF PC |
|
LU0071007289 |
|
Trust Unit |
|
0.251 |
| UBS(LU)EF-GR CHIN P |
|
LU0072913022 |
|
Trust Unit |
|
0.101 |
| UBS LSF Eq EUR PC |
|
LU0073129206 |
|
Trust Unit |
|
0.258 |
| UBS LSF Eq USD PC |
|
LU0073129545 |
|
Trust Unit |
|
0.019 |
| UBS LMTB AUD PC |
|
LU0074904532 |
|
Trust Unit |
|
0.146 |
| UBS LMTB CAD PC |
|
LU0074904615 |
|
Trust Unit |
|
0.005 |
| UBS LMTB GBP PC |
|
LU0074904888 |
|
Trust Unit |
|
0.413 |
| UBS L Gl Sus P |
|
LU0076532638 |
|
Trust Unit |
|
0.038 |
| CSIF 12 PFI CHF BC |
|
LU0078042883 |
|
Trust Unit |
|
1.051 |
| ACMB Amer Gr A |
|
LU0079474960 |
|
Trust Unit |
|
0.002 |
| Dan I Dan M Bd AC |
|
LU0080347536 |
|
Trust Unit |
|
0.001 |
| UBS(LU)EF-GL MT P |
|
LU0081259029 |
|
Trust Unit |
|
0.750 |
| ACMB Gl H Y A |
|
LU0081336892 |
|
Trust Unit |
|
0.343 |
| UBS LEE Gl Bd PC |
|
LU0084219863 |
|
Trust Unit |
|
0.179 |
| UBS(LU)EF-EUCOOP P |
|
LU0085870433 |
|
Trust Unit |
|
0.040 |
| UBS(LU)EF-TAIWAN P |
|
LU0085870607 |
|
Trust Unit |
|
0.057 |
107
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
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|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
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LU0085953304 |
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0.063 |
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LU0086177085 |
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0.147 |
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0.001 |
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LU0091433861 |
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0.099 |
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LU0093640489 |
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0.060 |
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0.011 |
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1.681 |
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Trust Unit |
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6.196 |
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Trust Unit |
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0.026 |
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LU0098994485 |
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Trust Unit |
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0.042 |
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LU0098995292 |
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Trust Unit |
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0.888 |
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LU0101441086 |
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0.448 |
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Trust Unit |
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1.544 |
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LU0102843504 |
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0.001 |
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LU0103598305 |
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0.236 |
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LU0104457105 |
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Trust Unit |
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0.654 |
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LU0106959298 |
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0.592 |
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LU0108060624 |
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Trust Unit |
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0.012 |
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LU0108066076 |
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Trust Unit |
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0.145 |
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0.007 |
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LU0109659770 |
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LU0112241566 |
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1.251 |
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LU0112250559 |
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1.151 |
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LU0112803316 |
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Trust Unit |
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0.544 |
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LU0126316180 |
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LU0128316923 |
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LU0130422412 |
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Trust Unit |
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Trust Unit |
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0.129 |
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Trust Unit |
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2.757 |
108
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
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|
LU0133666247 |
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Trust Unit |
|
0.064 |
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|
LU0133666676 |
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Trust Unit |
|
1.742 |
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|
LU0138526776 |
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Trust Unit |
|
0.001 |
| Dk-Co Bd HY Eur CFD |
|
LU0139115926 |
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Trust Unit |
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1.227 |
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LU0141249184 |
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Trust Unit |
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0.001 |
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LU0141249424 |
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Trust Unit |
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0.764 |
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LU0141250786 |
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Trust Unit |
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LU0144963195 |
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LU0146864797 |
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Trust Unit |
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0.001 |
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|
LU0149266669 |
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Trust Unit |
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0.388 |
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|
LU0151486320 |
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Trust Unit |
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1.000 |
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|
LU0151487302 |
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Trust Unit |
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0.374 |
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LU0151488029 |
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Trust Unit |
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0.187 |
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LU0151488458 |
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Trust Unit |
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1.321 |
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LU0154094527 |
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Trust Unit |
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0.024 |
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LU0154869704 |
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Trust Unit |
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0.103 |
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LU0154876311 |
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Trust Unit |
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0.039 |
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LU0154877988 |
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0.112 |
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LU0154878283 |
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Trust Unit |
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0.002 |
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LU0155225690 |
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Trust Unit |
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0.053 |
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LU0156840208 |
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Trust Unit |
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0.002 |
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|
LU0156897901 |
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Trust Unit |
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1.469 |
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|
LU0157015289 |
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Trust Unit |
|
0.040 |
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|
LU0157308031 |
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Trust Unit |
|
1.340 |
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|
LU0161529945 |
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Trust Unit |
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1.467 |
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LU0161535165 |
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Trust Unit |
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0.824 |
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LU0161539233 |
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Trust Unit |
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0.414 |
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LU0162832744 |
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Trust Unit |
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0.001 |
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LU0165183871 |
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Trust Unit |
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0.716 |
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LU0168092178 |
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Trust Unit |
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0.556 |
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LU0170517170 |
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Trust Unit |
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0.248 |
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LU0173638916 |
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Trust Unit |
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0.018 |
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LU0176375417 |
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Trust Unit |
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0.011 |
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LU0176376811 |
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Trust Unit |
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0.009 |
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LU0186860234 |
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Trust Unit |
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0.412 |
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LU0188167505 |
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Trust Unit |
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0.020 |
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LU0188172174 |
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Trust Unit |
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0.505 |
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LU0188853955 |
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Trust Unit |
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0.676 |
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LU0192238508 |
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Trust Unit |
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0.079 |
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LU0193801577 |
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Trust Unit |
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0.002 |
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LU0194346564 |
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Trust Unit |
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0.011 |
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LU0194854047 |
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Trust Unit |
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2.933 |
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LU0194942768 |
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Trust Unit |
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4.000 |
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LU0200666799 |
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0.130 |
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LU0202181771 |
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1.558 |
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Trust Unit |
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0.004 |
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Trust Unit |
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0.001 |
109
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
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| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| AXA FIIS US Cor AC |
|
LU0211300792 |
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Trust Unit |
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0.138 |
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LU0212850480 |
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Trust Unit |
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0.001 |
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LU0215655985 |
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Trust Unit |
|
0.015 |
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LU0217572097 |
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Trust Unit |
|
1.396 |
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LU0217572253 |
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Trust Unit |
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0.237 |
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|
LU0219921789 |
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Trust Unit |
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1.216 |
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LU0224433721 |
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Trust Unit |
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0.021 |
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LU0224435858 |
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Trust Unit |
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0.017 |
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LU0229386064 |
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Trust Unit |
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0.003 |
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0.004 |
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0.003 |
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0.955 |
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0.621 |
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Trust Unit |
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0.001 |
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Trust Unit |
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0.012 |
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LU0249181222 |
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Trust Unit |
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1.308 |
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LU0249486092 |
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0.224 |
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Trust Unit |
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LU0251472279 |
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Trust Unit |
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0.001 |
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LU0251487541 |
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Trust Unit |
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0.219 |
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0.124 |
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LU0258954444 |
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0.234 |
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0.350 |
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Trust Unit |
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0.267 |
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0.321 |
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Trust Unit |
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0.003 |
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|
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Trust Unit |
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LU0271656133 |
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Trust Unit |
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0.001 |
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Trust Unit |
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0.007 |
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Trust Unit |
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0.793 |
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|
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Trust Unit |
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LU0281209311 |
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Trust Unit |
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LU0282376697 |
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Trust Unit |
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|
LU0287949837 |
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Trust Unit |
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0.103 |
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|
LU0288029514 |
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0.002 |
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0.001 |
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Trust Unit |
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0.099 |
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Trust Unit |
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0.001 |
110
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Pion Eur Agg Bd AC |
|
LU0313644931 |
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Trust Unit |
|
0.015 |
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|
LU0313645821 |
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Trust Unit |
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0.118 |
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|
LU0313647520 |
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Trust Unit |
|
0.001 |
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|
LU0315365378 |
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Trust Unit |
|
2.835 |
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0.002 |
| HWB Alex St Pfl RC |
|
LU0322055855 |
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Trust Unit |
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0.229 |
| BlueB Fe Cr Opp LC |
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LU0322811091 |
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Trust Unit |
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0.001 |
| Dk DiscStr 5y D |
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LU0323234723 |
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Trust Unit |
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0.224 |
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LU0323357649 |
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Trust Unit |
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0.552 |
| DWS Gar 80 FPI C |
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LU0327386305 |
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Trust Unit |
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0.008 |
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LU0332479749 |
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0.213 |
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LU0334923918 |
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0.001 |
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LU0335991534 |
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0.011 |
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LU0337316391 |
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0.001 |
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LU0337411200 |
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0.910 |
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LU0337413677 |
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1.925 |
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LU0337413834 |
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0.299 |
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LU0337414139 |
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2.436 |
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LU0337414303 |
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0.363 |
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0.147 |
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0.013 |
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0.989 |
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LU0348461467 |
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0.314 |
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LU0349172485 |
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3.844 |
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LU0349172725 |
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1.576 |
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2.540 |
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LU0350482435 |
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0.584 |
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0.001 |
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0.090 |
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0.005 |
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LU0360936099 |
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0.003 |
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LU0364819192 |
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0.494 |
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LU0366711900 |
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0.014 |
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LU0367985057 |
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0.187 |
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LU0371477885 |
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0.145 |
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0.004 |
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LU0380935170 |
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0.009 |
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LU0383775318 |
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Trust Unit |
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0.877 |
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LU0395206054 |
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Trust Unit |
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0.026 |
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LU0395209405 |
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Trust Unit |
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0.001 |
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LU0398873470 |
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Trust Unit |
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0.001 |
| UBS(LU)EF-ASIA FC |
|
LU0400029798 |
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Trust Unit |
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0.112 |
| UBS(LU)EF-AUSTRAL U |
|
LU0400034012 |
|
Trust Unit |
|
0.001 |
| UBS(LU)EF-EUCOOP FC |
|
LU0401310270 |
|
Trust Unit |
|
0.005 |
| UBS(LU)EF-EUCOOPIXC |
|
LU0401311674 |
|
Trust Unit |
|
0.003 |
111
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS(LU)EF-GR BRIT F |
|
LU0403287187 |
|
Trust Unit |
|
0.046 |
| UBS(LU)EF-GRCH UIXC |
|
LU0403291452 |
|
Trust Unit |
|
0.004 |
| UBS(LU)EF-MC USA UX |
|
LU0403314684 |
|
Trust Unit |
|
0.001 |
| UBS(LU)EF-SING PC |
|
LU0403317604 |
|
Trust Unit |
|
0.016 |
| UBS(LU)EF-SC USA F |
|
LU0404627084 |
|
Trust Unit |
|
0.144 |
| UBS(LU)EF-TAIW IA1C |
|
LU0404630385 |
|
Trust Unit |
|
0.001 |
| UBS(LU)EF-USA MS F |
|
LU0404639410 |
|
Trust Unit |
|
0.009 |
| AXA FIIS US Sh AhD |
|
LU0412185844 |
|
Trust Unit |
|
0.034 |
| UBS(Lu)BF-CHF FC |
|
LU0415163566 |
|
Trust Unit |
|
0.001 |
| UBS(Lu)BF-EUR FC |
|
LU0415166403 |
|
Trust Unit |
|
0.007 |
| UBS(Lu)BF-USD FC |
|
LU0415176030 |
|
Trust Unit |
|
0.197 |
| UBS L Bd Co Eur FC |
|
LU0415178838 |
|
Trust Unit |
|
0.023 |
| UBS L EU HY EUR F |
|
LU0415181469 |
|
Trust Unit |
|
0.004 |
| ACMB Amer Inc AT |
|
LU0417103065 |
|
Trust Unit |
|
0.138 |
| ACMB GI H Y A2 |
|
LU0417103495 |
|
Trust Unit |
|
0.002 |
| ACMB GI H Y AT |
|
LU0417103578 |
|
Trust Unit |
|
0.096 |
| UBS L Bd Eu HY PD |
|
LU0417441200 |
|
Trust Unit |
|
0.343 |
| UBS LEE GI Bd IA1C |
|
LU0426895305 |
|
Trust Unit |
|
0.050 |
| UBS LEE GI Bd IBC |
|
LU0426896022 |
|
Trust Unit |
|
0.008 |
| UBS LEE GI Bd IXC |
|
LU0426896378 |
|
Trust Unit |
|
0.004 |
| AC Risk Par 12 BC |
|
LU0430218775 |
|
Trust Unit |
|
1.377 |
| UBS LMTB EUR IA1C |
|
LU0441486411 |
|
Trust Unit |
|
0.005 |
| UBS LMTB EUR FC |
|
LU0441494431 |
|
Trust Unit |
|
0.001 |
| UBS LMTB CHF FC |
|
LU0441495677 |
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Trust Unit |
|
0.115 |
| UBS LMTB USD FC |
|
LU0441496998 |
|
Trust Unit |
|
0.003 |
| UBS(LU)EF-ASIA CO P |
|
LU0443062806 |
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Trust Unit |
|
0.016 |
| ACMB GI H Y ATHD |
|
LU0448041581 |
|
Trust Unit |
|
0.063 |
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|
LU0454362921 |
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Trust Unit |
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0.806 |
| UBS LMMF AUD FC |
|
LU0454363226 |
|
Trust Unit |
|
0.001 |
| UBS LMMF CAD FC |
|
LU0454363572 |
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Trust Unit |
|
0.001 |
| UBS LMMF EUR FC |
|
LU0454363739 |
|
Trust Unit |
|
0.010 |
| UBS LMMF GBP FC |
|
LU0454364034 |
|
Trust Unit |
|
0.044 |
| UBS LMMF USD FC |
|
LU0454364208 |
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Trust Unit |
|
0.187 |
| UBS L Bd FCAB PD |
|
LU0464244259 |
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Trust Unit |
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0.285 |
| UBS L Bd FCAB PC |
|
LU0464244333 |
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Trust Unit |
|
0.338 |
| UBS L Bd FCAB FC |
|
LU0464245496 |
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Trust Unit |
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0.021 |
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|
LU0464245819 |
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Trust Unit |
|
0.002 |
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|
LU0464246890 |
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Trust Unit |
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0.001 |
| UBS L Bd FCAB PhD |
|
LU0464247435 |
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Trust Unit |
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0.150 |
| UBS L Bd FCAB PHC |
|
LU0464247518 |
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Trust Unit |
|
0.001 |
| UBS L Bd FCAB PhD |
|
LU0464250496 |
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Trust Unit |
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0.036 |
| UBS L Bd FCAB PHC |
|
LU0464250652 |
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Trust Unit |
|
0.062 |
| SGKB Mul Sp CHF BC |
|
LU0466399879 |
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Trust Unit |
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0.134 |
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|
LU0487186123 |
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Trust Unit |
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0.002 |
| SWC(LU)BI GI Co BH |
|
LU0489326578 |
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Trust Unit |
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0.060 |
| Squad Cap Sq Mak SC |
|
LU0490818126 |
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Trust Unit |
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0.001 |
| UBS(LU)EF-GR CHPC |
|
LU0501845795 |
|
Trust Unit |
|
0.024 |
| UBS LEE GI Bd HPD |
|
LU0505553213 |
|
Trust Unit |
|
0.259 |
112
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS L EE GI ST PD |
|
LU0509218086 |
|
Trust Unit |
|
0.014 |
| UBS L EE GI ST PC |
|
LU0509218169 |
|
Trust Unit |
|
0.178 |
| UBS L EE GI ST PD |
|
LU0509218326 |
|
Trust Unit |
|
0.137 |
| UniEuroKap 2017 D |
|
LU0509225537 |
|
Trust Unit |
|
1.122 |
| ACMB GI H Y ATHD |
|
LU0511405911 |
|
Trust Unit |
|
0.449 |
| ACMB Amer Inc ATHD |
|
LU0511406216 |
|
Trust Unit |
|
0.340 |
| ACMB Em M Dbt ATHD |
|
LU0511407883 |
|
Trust Unit |
|
0.011 |
| UBS L EE GI ST PD |
|
LU0512596619 |
|
Trust Unit |
|
0.016 |
| AXA FIIS US Sh FhC |
|
LU0523283140 |
|
Trust Unit |
|
0.048 |
| Bantl Anl Yld PTC |
|
LU0524467916 |
|
Trust Unit |
|
0.461 |
| AC Risk Par 12 AC |
|
LU0531219185 |
|
Trust Unit |
|
0.003 |
| ACMB Amer Inc ATHD |
|
LU0539799634 |
|
Trust Unit |
|
0.031 |
| ACMB Eu Inc. ATHD |
|
LU0539802446 |
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Trust Unit |
|
0.216 |
| AXA FIIS US Cor FhC |
|
LU0546066993 |
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Trust Unit |
|
0.002 |
| AXA FIIS US Sh EC |
|
LU0546067702 |
|
Trust Unit |
|
0.006 |
| DNB Fund ECO AR AC |
|
LU0547714443 |
|
Trust Unit |
|
0.001 |
| UER Co. 50 2015 NAD |
|
LU0553027581 |
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Trust Unit |
|
0.165 |
| AC Risk Par 7 BC |
|
LU0554703750 |
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Trust Unit |
|
0.003 |
| AC Risk Par 12 BC |
|
LU0554704055 |
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Trust Unit |
|
0.004 |
| AC Risk Par 12 AC |
|
LU0554704139 |
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Trust Unit |
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0.001 |
| Inv Zod US SL GC |
|
LU0564079282 |
|
Trust Unit |
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0.025 |
| Inv Zod US SL GXD |
|
LU0564079365 |
|
Trust Unit |
|
0.006 |
| Inv Zod US SL GHC |
|
LU0564079522 |
|
Trust Unit |
|
0.001 |
| Sing SI OFI HAN A |
|
LU0575322465 |
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Trust Unit |
|
0.002 |
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|
LU0592505407 |
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Trust Unit |
|
0.077 |
| ACMB Amer Inc. A2HC |
|
LU0592505589 |
|
Trust Unit |
|
0.174 |
| ACMB Amer Inc ATHD |
|
LU0592505829 |
|
Trust Unit |
|
0.087 |
| ACMB GI H Y ATHD |
|
LU0592507361 |
|
Trust Unit |
|
0.049 |
| ACMB GI H Y ATD |
|
LU0592507528 |
|
Trust Unit |
|
0.051 |
| FOC-BD USD DHFC |
|
LU0592656101 |
|
Trust Unit |
|
0.576 |
| FOC-BD USD hDHFC |
|
LU0592656283 |
|
Trust Unit |
|
1.297 |
| FOC-BD USD hDHFC |
|
LU0592656366 |
|
Trust Unit |
|
0.710 |
| SWC(LU)BI G Coc BH |
|
LU0599119533 |
|
Trust Unit |
|
0.001 |
| SWC(LU)BI G Coc JH |
|
LU0599119616 |
|
Trust Unit |
|
1.001 |
| SWC(LU)BI G Coc BH |
|
LU0599119707 |
|
Trust Unit |
|
0.002 |
| SWC(LU)BI G Coc JH |
|
LU0599119889 |
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Trust Unit |
|
0.002 |
| Commod Alph OP IND |
|
LU0622688918 |
|
Trust Unit |
|
1.000 |
| XAIA Cr Db Ca ID |
|
LU0644384843 |
|
Trust Unit |
|
0.006 |
| UBS L EE GI ST PMD |
|
LU0649560199 |
|
Trust Unit |
|
0.004 |
| CSIF13 B EUR B AD |
|
LU0650586935 |
|
Trust Unit |
|
0.236 |
| CSIF13 As LC Bd BC |
|
LU0650589442 |
|
Trust Unit |
|
0.135 |
| JSS SI Ins B PD |
|
LU0654946630 |
|
Trust Unit |
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0.003 |
| AXA FIIS Sh HY FC |
|
LU0658026603 |
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Trust Unit |
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0.002 |
| AXA FIIS US CorAhC |
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LU0665681309 |
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Trust Unit |
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0.280 |
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LU0677960808 |
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Trust Unit |
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0.009 |
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LU0689625878 |
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Trust Unit |
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0.016 |
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|
LU0704905362 |
|
Trust Unit |
|
0.004 |
| Inv Zod US SL GHC |
|
LU0704905446 |
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Trust Unit |
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0.001 |
113
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS(LU)EF-ASIA C PH |
|
LU0763732723 |
|
Trust Unit |
|
0.066 |
| UBS(LU)EF-GR CH CPC |
|
LU0763739066 |
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Trust Unit |
|
0.016 |
| UBS(LU)EF-GR CH EPC |
|
LU0763739140 |
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Trust Unit |
|
0.041 |
| UBS L Bd Co Eur PhC |
|
LU0776290768 |
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Trust Unit |
|
0.003 |
| UBS L Bd Eu HY PhC |
|
LU0776290842 |
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Trust Unit |
|
0.029 |
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|
LU0776291576 |
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Trust Unit |
|
0.002 |
| UBS LEE GI Bd HPC |
|
LU0776291659 |
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Trust Unit |
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0.003 |
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|
LU0776291733 |
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Trust Unit |
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0.039 |
| UBS(LU)EF-MC USA P |
|
LU0781589055 |
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Trust Unit |
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0.121 |
| UBS(LU)EF-MC USA P |
|
LU0781589212 |
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Trust Unit |
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0.026 |
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LU0804734787 |
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Trust Unit |
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0.095 |
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LU0817644254 |
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Trust Unit |
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0.596 |
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LU0830747522 |
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Trust Unit |
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0.005 |
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LU0835347021 |
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Trust Unit |
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0.003 |
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LU0851682582 |
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Trust Unit |
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0.011 |
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LU0855184452 |
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Trust Unit |
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0.011 |
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LU0866297715 |
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Trust Unit |
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0.001 |
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LU0866336398 |
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Trust Unit |
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0.001 |
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LU0866336711 |
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Trust Unit |
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0.001 |
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LU0880133367 |
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Trust Unit |
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0.071 |
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LU0888110201 |
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Trust Unit |
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0.001 |
| Ass Cr Select ID |
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LU0890803710 |
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0.001 |
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LU0899938814 |
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0.001 |
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LU0899938905 |
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0.001 |
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LU0899940125 |
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Trust Unit |
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0.006 |
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LU0937166394 |
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Trust Unit |
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1.873 |
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LU0942710616 |
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0.056 |
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LU0945635778 |
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0.226 |
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LU0945635851 |
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Trust Unit |
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0.088 |
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LU0957230393 |
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0.056 |
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LU0957585929 |
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Trust Unit |
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0.070 |
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LU0957586067 |
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0.001 |
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LU0957649758 |
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Trust Unit |
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0.008 |
| UBS(LU)EF-EUR OPHPC |
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LU0964806797 |
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Trust Unit |
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0.108 |
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LU0969890168 |
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Trust Unit |
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0.002 |
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LU0973218331 |
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Trust Unit |
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0.178 |
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LU0981926206 |
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Trust Unit |
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0.002 |
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LU0984026590 |
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Trust Unit |
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0.229 |
| Eth-AKT TC |
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LU0985094027 |
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Trust Unit |
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0.001 |
| FOC-BD USD hFC |
|
LU0985522860 |
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Trust Unit |
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0.001 |
| FOC-BD USD hFC |
|
LU0985522944 |
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Trust Unit |
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0.001 |
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LU0986070992 |
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Trust Unit |
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0.238 |
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LU0988498829 |
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Trust Unit |
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0.008 |
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LU0989117667 |
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0.001 |
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LU0989134753 |
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0.174 |
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LU0994471687 |
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0.126 |
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LU0997192736 |
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Trust Unit |
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0.013 |
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LU1008478684 |
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Trust Unit |
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0.153 |
114
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| UBS LSF Bal USD PD |
|
LU1008478767 |
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Trust Unit |
|
0.057 |
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|
LU1008478841 |
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Trust Unit |
|
0.124 |
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|
LU1008479062 |
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Trust Unit |
|
0.015 |
| ACMB GI H Y AAD |
|
LU1008669860 |
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Trust Unit |
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0.039 |
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|
LU1009600286 |
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Trust Unit |
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0.001 |
| UBS(LU)EF-USAMS FHC |
|
LU1009600955 |
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Trust Unit |
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0.007 |
| ACMB Eu Inc. AAHD |
|
LU1013768186 |
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Trust Unit |
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0.050 |
| ACMB Mort Inc AA |
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LU1021288698 |
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Trust Unit |
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0.033 |
| ACMB Amer In AADPHD |
|
LU1035779930 |
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Trust Unit |
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0.015 |
| SWC(LU)BI S HY PHC |
|
LU1057798792 |
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Trust Unit |
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0.001 |
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LU1069347893 |
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Trust Unit |
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0.011 |
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LU1081597822 |
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Trust Unit |
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0.001 |
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LU1107502343 |
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Trust Unit |
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0.153 |
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LU1107510445 |
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0.056 |
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LU1121136656 |
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0.033 |
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LU1121136813 |
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0.008 |
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LU1152091168 |
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0.026 |
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LU1152091754 |
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0.004 |
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LU1152094345 |
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7.366 |
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LU1191161477 |
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0.001 |
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LU1195739633 |
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0.004 |
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LU1195739716 |
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0.001 |
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LU1227825731 |
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0.002 |
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NL0009611185 |
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0.003 |
| Odin Sverige |
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NO0008000023 |
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0.007 |
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NO0008000155 |
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Trust Unit |
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0.011 |
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NO0008004009 |
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Trust Unit |
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0.063 |
| Odin Offshore |
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NO0010062961 |
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Trust Unit |
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0.001 |
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NO0010140502 |
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0.332 |
| Pareto Kreditt A |
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NO0010324551 |
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Trust Unit |
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0.012 |
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NO0010679038 |
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Trust Unit |
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0.001 |
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QT0125719028 |
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Trust Unit |
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0.121 |
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QY9933212723 |
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Trust Unit |
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0.028 |
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QY9939720414 |
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Trust Unit |
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1.057 |
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QY9999VXC447 |
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Trust Unit |
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0.239 |
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QY9999VXFE96 |
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Trust Unit |
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0.178 |
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SE0000356297 |
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Trust Unit |
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0.083 |
| HB Kort Crit A1 |
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SE0000356305 |
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Trust Unit |
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0.001 |
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SE0000428336 |
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Trust Unit |
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0.001 |
| Carnegie Sverige |
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SE0000429789 |
|
Trust Unit |
|
0.006 |
| Carnegie Strategi |
|
SE0000429813 |
|
Trust Unit |
|
0.005 |
| Carnegie Likviditet |
|
SE0000429854 |
|
Trust Unit |
|
0.002 |
| Catella Avkastning |
|
SE0000577280 |
|
Trust Unit |
|
0.023 |
| Robur-Smaeb Sverige |
|
SE0000602302 |
|
Trust Unit |
|
0.009 |
| AMF-Balansfond |
|
SE0000739179 |
|
Trust Unit |
|
0.001 |
| Lannebo Smaebol Fnd |
|
SE0000740698 |
|
Trust Unit |
|
0.005 |
| East Capital Baltik |
|
SE0000777724 |
|
Trust Unit |
|
0.004 |
| Lynx Fond |
|
SE0000801482 |
|
Trust Unit |
|
0.004 |
115
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Security Short Name |
|
Security ID |
|
Security Type (detailed) |
|
Number of Pieces |
| Wertschrift / Kurzname |
|
Wertschrift ID |
|
Wertschrift Typ |
|
Anzahl Stücke |
| Trust Units / Anteile an
Wertpapierfonds |
|
|
|
|
|
|
| Nektar |
|
SE0000886871 |
|
Trust Unit |
|
0.010 |
| East Cap-East Europ |
|
SE0000888208 |
|
Trust Unit |
|
0.015 |
| Brum Multi-Strategy |
|
SE0000912057 |
|
Trust Unit |
|
0.011 |
| Lannebo Smabol Sel |
|
SE0000917205 |
|
Trust Unit |
|
0.002 |
| Br Multi-Strat EUR |
|
SE0000987307 |
|
Trust Unit |
|
0.017 |
| Atlant Fonder-Edge |
|
SE0001007527 |
|
Trust Unit |
|
0.001 |
| Catella-Hedge Fund |
|
SE0001131335 |
|
Trust Unit |
|
0.005 |
| Carnegie Indienfond |
|
SE0001209834 |
|
Trust Unit |
|
0.004 |
| EC Balkanfonden |
|
SE0001244328 |
|
Trust Unit |
|
0.578 |
| Simplicity Indien |
|
SE0001338740 |
|
Trust Unit |
|
0.007 |
| Cliens Mix Sv A |
|
SE0001338815 |
|
Trust Unit |
|
0.005 |
| EastCap Turkish Fd |
|
SE0001621327 |
|
Trust Unit |
|
0.027 |
| Simplicity Afrika |
|
SE0001702408 |
|
Trust Unit |
|
0.005 |
| Simplicity Asien |
|
SE0001832072 |
|
Trust Unit |
|
0.004 |
| Enter Select |
|
SE0002096545 |
|
Trust Unit |
|
0.004 |
| Spiltan Rantef Sver |
|
SE0002152140 |
|
Trust Unit |
|
0.002 |
| SEB Sve Indexfond |
|
SE0002593673 |
|
Trust Unit |
|
0.001 |
| Didn&Gerge Smabolag |
|
SE0002699421 |
|
Trust Unit |
|
0.001 |
| Carnegie Smabol |
|
SE0004392025 |
|
Trust Unit |
|
0.002 |
| Simplicity Fore |
|
SE0004452118 |
|
Trust Unit |
|
0.004 |
| Aberdeen Sel China |
|
SG9999000368 |
|
Trust Unit |
|
1.630 |
| Aber Pac Eqt Fd SGD |
|
SG9999000459 |
|
Trust Unit |
|
0.119 |
| Aberdeen Sel-Spore |
|
SG9999000475 |
|
Trust Unit |
|
0.043 |
| Aber Thai Eqty SGD |
|
SG9999000483 |
|
Trust Unit |
|
0.140 |
| Schroder SGD Reserv |
|
SG9999000517 |
|
Trust Unit |
|
0.314 |
| Aber Glb Eme Mkt SG |
|
SG9999002042 |
|
Trust Unit |
|
0.340 |
| Aber Asi Sma Co-SGD |
|
SG9999002984 |
|
Trust Unit |
|
0.090 |
| DWS Spore Equity Fd |
|
SG9999004923 |
|
Trust Unit |
|
0.080 |
| DeutSpore S/M Cap-A |
|
SG9999004949 |
|
Trust Unit |
|
0.800 |
| Phillip Money Mkt F |
|
SG9999005987 |
|
Trust Unit |
|
0.150 |
| Fullerton Asian Bd |
|
SG9999006100 |
|
Trust Unit |
|
0.022 |
| The Gb Strategy |
|
SG9999006787 |
|
Trust Unit |
|
0.001 |
| Fullerton SG In -A- |
|
SG9999008411 |
|
Trust Unit |
|
0.334 |
| Allard Gr General |
|
XD0015556950 |
|
Trust Unit |
|
0.024 |
| AJVF -Absolute A/1- |
|
XD0018696183 |
|
Trust Unit |
|
0.001 |
| Emerg Mark AB/36 |
|
XD0102419385 |
|
Trust Unit |
|
0.001 |
116
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 1d
Intangible assets /
Anhang 1d
Immaterielle Vermögenswerte
|
| Notariat Hottingen-Zürich |
|
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
| Description |
|
Book Value (CHF) |
|
| Beschreibung |
|
Buchwert (CHF) |
|
| Goodwill / Goodwill |
|
|
5’250’000’000 |
|
This position is included in the transfer balance sheet as part of fixed assets.
Diese Position ist in der Transferbilanz als Teil des Anlagevermögens enthalten.
Value as of 31 March 2015.
Wert per 31.
März 2015.
2
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 1e
Movables and other important assets /
Anhang 1e
Bewegliche Sachen und
andere wichtige Vermögenswerte
|
| Notariat Hottingen-Zürich |
|
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| I. |
Movables (except for ships) / Bewegliche Sachen (ausser Schiffe) |
|
|
|
|
|
|
|
|
|
| Ledger number |
|
Description |
|
Aggregate book value (CHF) |
| Kontonummer |
|
Beschreibung |
|
Aggregierter Buchwert (CHF) |
|
|
|
| 18590 (Group Account)1 |
|
Physical precious metal in silver (XAG) mostly standard bars
Edelmetallbestände in Silber (XAG) mehrheitlich in der Form von Standard Barren |
|
286’334’5251 |
|
|
|
| 18590 (Group Account)1 |
|
Physical precious metal in gold (XAU) mostly standard bars
Edelmetallbestände in Gold (XAU) mehrheitlich in der Form von Standard Barren |
|
1’752’971’7661 |
|
|
|
| 18590 (Group Account)1 |
|
Physical precious metal in platinum (XPT) mostly standard bars
Edelmetallbestände in Platin (XPT) mehrheitlich in der Form von Standard Barren |
|
665’806’9811 |
|
|
|
| 18590 (Group Account)1 |
|
Physical precious metal in palladium (XPD) mostly standard bars
Edelmetallbestände in Palladium (XPD) mehrheitlich in der Form von Standard Barren |
|
57’281’2991 |
|
|
|
| 16200, 16205, 16220, 16225, 162962 |
|
All of the Parent’s ATMs (“Bancomaten”), “Multimaten”, “Automated Teller Safes”, and
“Changeomaten” and “E-Windows-Screens” within Switzerland.
Alle Bancomaten, Multimaten, Automatischen Kassentresore (AKT), und Fremdwährungswechselautomaten und “E-Windows-Bildschirme” innerhalb der Schweiz. |
|
22’084’4272 |
|
|
|
| n/a3 |
|
All Ships listed in the separate inventory below
Alle im separaten, untenstehenden Inventar aufgelisteten Schiffe |
|
n/a3 |
2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
| Ledger number |
|
Description |
|
Aggregate book value (CHF) |
| Kontonummer |
|
Beschreibung |
|
Aggregierter Buchwert (CHF) |
|
|
|
|
|
All tangible assets which are owned by the Parent and which relate to the leasing business operated by the Parent within the business area Corporate & Institutional Clients (railcar train-sets, cableways, chairlifts,
industrial facilities and machineries; this in addition to the ships, which are listed under section II of this Annex 1e), including but not limited to the following tangible assets which have been leased by the Parent as lessor: |
|
|
|
|
|
|
|
Alle Wirtschaftsgüter im Eigentum der MUTTERGESELLSCHAFT, die im Zusammenhang mit dem von der MUTTERGESELLSCHAFT innerhalb des Business Area Corporate & Institutional Clients
betriebenen, Leasing-Geschäfts stehen (Triebwagen, Seil- und Sesselbahnen, Industrieanlagen und Maschinen; dies neben den Schiffen, welche unter Ziff. II dieses Anhangs 1e aufgelistet sind), darunter insbesondere folgende Sachen, welche von der
MUTTERGESELLSCHAFT als Leasinggeberin verleast worden sind: |
|
|
|
|
|
|
|
|
|
|
|
(i) |
|
11 railcar train-sets type FLIRT (leasing contract No. 1009496) |
|
|
|
|
|
|
|
| n/a3 |
|
|
|
(ii) |
|
3 quadripartite panorama railcar train-sets and 2 tripartite panorama railcar train-sets (leasing contract No. 1009497) |
|
n/a3 |
|
|
|
|
|
|
|
|
|
(iii) |
|
4 electric rack-wheel double railcar train-sets (leasing contract No. 1008032) |
|
|
|
|
|
|
|
|
|
|
|
(iv) |
|
A monocable cableway on two legs with cabins for 10 passengers each (leasing contract No. 1022033) |
|
|
|
|
|
|
|
|
|
|
|
(v) |
|
71 chemical rail tank cars and 79 railway cars for transportation of cargo (leasing contract No. 1025421) |
|
|
|
|
|
|
|
|
|
|
|
(vi) |
|
4 panorama passenger railcars type Ap 1301 – 1304, 4 panorama passenger railcars type Bp 2521 – 2524 and 2 panorama passenger railcars with service compartment type Bp 2512 – 2513 (leasing contract
No. 1004942) |
|
|
|
|
|
|
|
|
|
|
|
(vii) |
|
4 double railcar train-sets 2nd generation (leasing contract No. 1003895) |
|
|
|
|
|
|
|
|
|
|
|
(viii) |
|
A cableway manufactured by Garaventa with cabins for 8 passengers each (leasing contract No. 1022828) |
|
|
|
|
|
|
|
|
|
|
|
(ix) |
|
A lake waterworks, including equipment and upgrades according to protocol (leas- |
|
|
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
| Ledger number |
|
Description |
|
Aggregate book value (CHF) |
| Kontonummer |
|
Beschreibung |
|
Aggregierter Buchwert (CHF) |
|
|
|
|
|
|
|
|
|
(ix) |
|
A lake waterworks, including equipment and upgrades according to protocol (leasing contract No. 1004436) |
|
|
|
|
|
|
|
|
|
|
|
(x) |
|
Industrial facility type “Belagswerk Universal NG 320” (leasing contract No. 1023676) |
|
|
|
|
|
|
|
|
|
|
|
(xi) |
|
Various equipment for radiology (leasing contract No. 1024966) |
|
|
|
|
|
|
|
|
|
|
|
(xii) |
|
Various other leasing assets (leased by way of various agreements) |
|
|
|
|
|
|
|
|
|
|
|
(i) |
|
11 Triebzüge des Typs FLIRT (mit Vertrag Nr. 1009496 verleast) |
|
|
|
|
|
|
|
|
|
|
|
(ii) |
|
3 vierteilige Panorama Triebzüge sowie 2 dreiteilige Panorama Triebzüge (mit Vertrag Nr. 1009497 verleast) |
|
|
|
|
|
|
|
|
|
|
|
(iii) |
|
4 elektrische Zahnrad-Doppeltreibwagen (mit Vertrag Nr. 1008032 verleast) |
|
|
|
|
|
|
|
|
|
|
|
(iv) |
|
eine 10er Kabinen-Einseilumlaufbahn mit zwei Teilstrecken “Stand-Xpress” (mit Vertrag Nr. 1022033 verleast) |
|
|
|
|
|
|
|
|
|
|
|
(v) |
|
71 Chemiekesselwagen und 79 Eisenbahnwagons für Gütertransporte (Tank-, Gas- und Schüttgutwagen) (mit Vertrag Nr. 1025421 verleast), |
|
|
|
|
|
|
|
|
|
|
|
(vi) |
|
4 Panorama-Reisezugwagen Typ Ap 1301 – 1304, 4 Panorama-Reisezugwagen Typ Bp 2521 – 2524 und 2 Panorama-Reisezugwagen mit Serviceabteil Typ Bp 2512 - 2513 (mit Vertrag Nr. 1004942
verleast) |
|
|
|
|
|
|
|
|
|
|
|
(vii) |
|
4 Doppeltriebwagen der 2. Generation (mit Vertrag Nr. 1003895 verleast) |
|
|
|
|
|
|
|
|
|
|
|
(viii) |
|
eine Seilbahn mit je 8 Plätzen (mit Vertrag Nr. 1022828 verleast) |
|
|
|
|
|
|
|
|
|
|
|
(ix) |
|
Seewasserwerk, einschliesslich Ausrüstung (mit Vertrag Nr. 1004436 verleast) |
|
|
|
|
|
|
|
|
|
|
|
(x) |
|
Belagswerk Universal NG 320 (mit Vertrag Nr. 1023676 verleast) |
|
|
|
|
|
|
|
|
|
|
|
(xi) |
|
Diverse Ausrüstungsgegenstände für Radiologie (mit Vertrag Nr. 1024966 verleast) |
|
|
|
|
|
|
|
|
|
|
|
(xii) |
|
Diverse weitere Leasinggegenstände (unter diversen Verträgen verleast) |
|
|
4
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
| Ledger number |
|
Description |
|
Aggregate book value (CHF) |
| Kontonummer |
|
Beschreibung |
|
Aggregierter Buchwert (CHF) |
|
|
|
| 10000, 10050, 185204 |
|
All of the Parent’s coins and banknotes as well as precious metal coins and medals located in the ATMs (“Bancomaten”), “Automated Teller Safes”, “Changeomaten”,
“Tagestresoren”, as well as in the Parents safe storage facilities in Zürich and Genf or with the designated secure transport service provider within Switzerland. |
|
1’198’694’6134 |
| |
Alle Münzen und Banknoten der
MUTTERGESELLSCHAFT sowie Edelmetallmünzen und Medaillen, die sich in Bankomaten, Automatischen Kassentresoren (AKT), und Fremdwährungswechselautomaten, Tagestresoren, sowie in den Tresorlagerstätten der
MUTTERGESELLSCHAFT in Zürich und Genf oder beim entsprechend beauftragen Sicherheitstransportunternehmen innerhalb der Schweiz befinden. |
|
| 1. |
This position is included in the transfer balance sheet as part of trading balances in securities and precious metals. |
| 2. |
This position is included in the transfer balance sheet as part of fixed assets. |
| 3. |
These positions are off balance sheet. |
| 4. |
This position is included in the transfer balance sheet as part of liquid assets and other assets. |
| 1. |
Diese Position ist in der Transferbilanz als Teil der Handelsbestände in Wertschriften und Edelmetalle enthalten. |
| 2. |
Diese Position ist in der Transferbilanz als Teil der Sachanlagen enthalten. |
| 3. |
Diese Positionen sind ausserbilanzielle Positionen. |
| 4. |
Diese Position ist in der Transferbilanz als Teil der Flüssigen Mittel und Sonstigen Aktiven enthalten. |
Book Values as of 31 March 2015.
Buchwerte per
31. März 2015.
5
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Contract number |
|
Ship Register |
|
Ship name |
|
Register number (ship register Basle) |
| Vertragsnummer |
|
Schiffsregister |
|
Name Schiff |
|
Registernummer (Schiffsregister Basel) |
| 1013464 |
|
Basel |
|
Swiss Jewel |
|
1906 |
| 1016422 |
|
Basel |
|
Esprit |
|
1923 |
| 1018518 |
|
Basel |
|
Alina |
|
1934 |
| 1018925 |
|
Basel |
|
Treasures |
|
1943 |
| 1022415 |
|
Basel |
|
Amelia |
|
1948 |
| 1023882 |
|
Basel |
|
Edelweiss |
|
1964 |
| 1003154 |
|
Basel |
|
Excellence Rhône |
|
1833 |
| 1025492 |
|
Basel |
|
Piz Arina |
|
1868 |
These positions are off-balance sheet.
Diese Positionen sind ausserbilanzielle Positionen.
As of 11 June 2015.
Per 11. Juni 2015.
6
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| III. |
Other assets / Andere Vermögenswerte |
|
|
|
|
|
|
|
| Ledger number |
|
Description |
|
Aggregate book value (CHF) |
|
| Kontonummer |
|
Beschreibung |
|
Aggregierter Buchwert (CHF) |
|
|
|
|
| n/a |
|
All receivables relating to the BUSINESS (consisting of 30’265 receivables in the aggregate amount of approximately CHF 5’236’067’195 (as per transfer balance sheet date of the transfer balance
sheet, (a) on which certificates of shortfall from seizure (Pfändungsverlustscheine), certificates of shortfall from realization of collateral (Pfandausfallscheine), certificates of shortfall from bankruptcy
(Konkursverlustscheine), debtor warrant agreements (Besserungsvereinbarungen), debt management plan (Abzahlungsvereinbarungen) or similar (“Notes”) have been issued, (b) which are embodied in such Kotes or (c) which
are otherwise subject to such Notes (always independent of whether they are currently managed by the parent company or by one of its subsidiaries (e.g., UBS Card Center AG)). |
|
|
n/a |
|
| |
Sämtliche Forderungen mit Bezug zum
GESCHÄFT (bestehend aus 30’265 Forderungen im Gesamtbetrag von rund CHF 5’236’067’195 (per BILANZSTICHTAG der ÜBERTRAGUNGSBILANZ), (a) über welche
Pfändungsverlustscheine, Pfandausfallscheine, Konkursverlustscheine, Besserungsvereinbarungen, Abzahlungsvereinbarungen oder dgl. (“Notes”) ausgestellt wurden, (b) welche in den Notes verkörpert werden oder (c) welche sonst
wie deren Gegenstand der Notes sind (in allen Fällen gleichgültig, ob sie derzeit von der Muttergesellschaft oder einer ihrer Tochtergesellschaften (z.B. UBS Card Center AG) bewirtschaftet werden) |
|
|
|
|
| n/a |
|
All other receivables of any kind of the parent company belonging to the BUSINESS, including receivables in connection with unlawful behavior of former or current employees or civil law claims against former or
current employees, receivables in connection with unlawful behavior of external third parties or customers etc. |
|
|
n/a |
|
| |
Sämtliche übrigen Forderungen der Muttergesellschaft
aller Art, welche zum GESCHÄFT gehören, einschliesslich Forderungen im Zusammenhang mit deliktischem Verhalten ehemaliger oder gegenwärtiger Mitarbeiter oder zivilrechtliche Ansprüche gegenüber ehemaligen oder
gegenwärtigen Mitarbeitern, Forderungen im Zusammenhang mit deliktischem Verhalten externer DRITTPARTEIEN oder Kunden etc. |
|
7
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| Ledger number |
|
Description |
|
Aggregate book value (CHF) |
|
| Kontonummer |
|
Beschreibung |
|
Aggregierter Buchwert (CHF) |
|
|
|
|
| n/a |
|
All movables (art, jewelry watches, etc.) which were acquired by way of realization/self-sales of the pledge asset of a defaulted credit claim or credit claim written off. |
|
|
n/a |
|
| |
Alle Gegenstände (Kunstgegenstände, Schmuck, Uhren,
etc.), welche durch Selbsteintritt aus Liquidation von Pfändern aus notleidenden oder abgeschriebenen Kreditforderungen übernommen wurden. |
|
|
|
|
| n/a |
|
All receivables existing under a life insurance contract between a client and an insurance company which have been assigned to the Parent as a security in connection with mortgage lending agreements related to real estates
located in Germany. |
|
|
n/a |
|
| |
Alle Forderungen aus einem bestehenden Lebensversicherungsvertrag
zwischen einem Kunden und einer Versicherungsgesellschaft, welche als Sicherheit im Zusammenhang mit Hypothekarkreditvereinbarungen für in Deutschland belegene Grundstücke an die MUTTERGESELLSCHAFT abgetreten
wurden. |
|
These positions are off balance sheet.
Diese Positionen sind ausserbilanzielle Positionen.
Values/amounts as of 31 March 2015.
Werte/Beträge per 31. Marz 2015.
8
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 1f
Additional intra-group transactions /
Anhang 1f
Zusätzliche
konzerninterne Transaktionen
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 3.12 |
Transfer of benefits and risks relating to Parent’s foreign exchange, interest rate, and credit risk management / |
| |
Übertragung von Nutzen und Risiken im Zusammenhang mit dem Wechselkurs, Zins- und Kreditrisiko-Management der MUTTERGESELLSCHAFT |
|
|
|
|
|
| Description |
|
Fair Value
(CHF thousand) |
|
| Beschreibung |
|
Marktwert
(CHF Tausend) |
|
| Interest Rate Swaps (IRS) |
|
|
260’802 |
|
| Overnight index swaps (OIS / TOIS) Forward rate agreement (FRA) |
|
|
-2’746 |
|
| Interest Rate Swaptions |
|
|
0 |
|
| FX Swap |
|
|
-279’677 |
|
| FX Spot |
|
|
3 |
|
| FX Forward |
|
|
0 |
|
| X-currency basis swap |
|
|
19 |
|
| FX Options |
|
|
0 |
|
| Credit default swap (CDS) |
|
|
2’745 |
|
Note: generally net-positions are shown / grundsätzlich werden Nettopositionen gezeigt.
This position is included in the transfer balance sheet as part of positive / negative replacement values.
Diese Position ist in der Transferbilanz als Teil der Positiven / Negativen Wiederbeschaffungswerte enthalten.
Values as of 10 June 2015.
Werte per 10. Juni
2015.
2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 3.13 |
Transfer of benefits and risks of internal repo and securities lending & borrowing transactions / |
| |
Übertragung von Nutzen und Risiken von internen Repo- und Wertpapierleihe-Transaktionen |
|
|
|
|
|
| Description |
|
Fair Value
(CHF thousand) |
|
| Beschreibung |
|
Marktwert
(CHF Tausend) |
|
| Repo & reverse repo |
|
|
9’925’985 |
* |
| Securities lending & borrowing |
|
|
1’619’762 |
* |
| * |
Approximation calculated on the basis of book values plus related accruals. |
Näherungswerte,
berechnet auf der Grundlage von Buchwerten zuzüglich Rückstellungen.
Note: generally net-positions are shown / grundsätzlich werden
Nettopositionen gezeigt
This position is included in the transfer balance sheet as part of due from banks / due to banks.
Diese Position ist in der Transferbilanz als Teil der Forderungen gegenüber Banken / Verbindlichkeiten gegenüber Banken enthalten.
Values as of 10 June 2015
Werte per 10. Juni
2015
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| 3.14 |
Transfer of benefits and risks of internal money market transactions / Übertragung von Nutzen und Risiken von internen Geldmarkt-Transaktionen |
|
|
|
|
|
| Description |
|
Nominal Value
(CHF thousand) |
|
| Beschreibung |
|
Nominalwert
(CHF Tausend) |
|
| Outstanding money market products |
|
|
none |
|
Note: generally net-positions are shown / grundsätzlich werden Nettopositionen gezeigt.
This position is included in the transfer balance sheet as part of due from banks / due to banks.
Diese Position ist in der Transferbilanz als Teil der Forderungen gegenüber Banken / Verbindlichkeiten gegenüber Banken enthalten.
Values as of 10 June 2015.
Werte per 10 Juni
2015.
4
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
Annex 1g
Excluded Assets and Excluded
Liabilities /
Anhang 1g
AUSGENOMMENE VERMÖGENSWERTE und AUSGENOMMENE VERBINDLICHKEITEN
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| I. |
Excluded Assets / AUSGENOMMENE VERMÖGENSWERTE |
For the avoidance of doubt, the Parent does not transfer the following assets (irrespective of whether they relate to the Business or not):
Zur Klarstellung sei festgehalten, dass die MUTTERGESELLSCHAFT die folgenden AUSGENOMMENEN VERMÖGENSWERTE
nicht überträgt (unabhängig davon, ob diese einen Bezug zum GESCHÄFT haben oder nicht):
| (a) |
Global Property Fund / Global Property Fund |
Legacy investments in the Global Property
Fund which are currently booked in the accounts of Retail & Corporate and Wealth Management in the Parent’s segment reporting.
Bestehende Investitionen in den Global Property Fund, die gegenwärtig in den Konti von Retail & Corporate und Wealth
Management in der Segment-Berichterstattung der MUTTERGESELLSCHAFT gebucht sind.
| (b) |
Claims in connection with the 2011 UK Tax Treaty / |
Forderungen im Zusammenhang mit dem
2011-STEUERABKOMMEN-GB
All reimbursement or other claims of Parent in connection with the 2011 UK Tax Treaty and
related provisions of the International Withholding Tax Act, including those under the loan agreement with the Verein Vorauszahlung UK (as listed under Annex 2d, section I. (v));
Alle Rückerstattungen oder andere Forderungen der MUTTERGESELLSCHAFT im Zusammenhang mit dem 2011-STEUERABKOMMEN-GB und damit zusammenhängenden Bestimmungen des IQG, einschliesslich derjenigen unter dem Darlehensvertrag mit dem Verein, Vorauszahlung UK (wie in Anhang 2d,
ZIFF. I.(v) aufgeführt).
| II. |
Excluded Liabilities (related to taxes) / |
AUSGENOMMENE
VERBINDLICHKEITEN (betreffend Steuern)
For the avoidance of doubt, the Parent does not
transfer the following liabilities (irrespective of whether they relate to the Business or not):
Zur Klarstellung sei festgehalten, dass die
MUTTERGESELLSCHAFT die folgenden Verbindlichkeiten nicht überträgt (unabhängig davon, ob diese einen Bezug zum GESCHÄFT haben oder nicht):
| (a) |
Tax liabilities accrued before 1 January 2015 / |
Vor dem 1. Januar 2015 aufgelaufene
Steuerverbindlichkeiten
All obligations and liabilities of the Parent related to the following taxes or duties to the extent they have
accrued before 1 January 2015 (irrespective of whether they are recorded as a liability on the Parent’s balance sheet or not):
| |
• |
|
Stamp duty on bank documents, as stipulated by the law on stamp duty and on cinematographic performances in the Canton of Ticino; |
| |
• |
|
Federal law on the treaty with the European Community regarding taxation of savings (Zinsbesteuerungsgesetz) (SR 641.91): |
Alle Verpflichtungen und Verbindlichkeiten der MUTTERGESELLSCHAFT bezüglich der folgenden Steuern oder Abgaben soweit
diese vor dem 1. Januar 2015 aufgelaufen sind (unbesehen davon, ob sie in der Bilanz der MUTTERGESELLSCHAFT als Verbindlichkeit enthalten sind oder nicht):
| |
• |
|
Stempelsteuer auf Bankunterlagen, wie im Gesetz über die Stempelsteuer und Kinovorstellungen im Kanton Tessin festgelegt; |
| |
• |
|
Bundesgesetz zum Zinsbesteuerungsabkommen mit der Europäischen Gemeinschaft (Zinsbesteuerungsgesetz) (SR 641.91). |
2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| (b) |
Other Tax liabilities accrued before 1 April 2015 / |
Andere vor dem 1. April 2015
aufgelaufene Steuerverpflichtungen
All obligations and liabilities of the Parent related to taxes, duties, levies, or any other
charges of a public law nature (except for those mentioned in the foregoing section (b)) that have accrued before 1 April 2015 (irrespective of whether they are recorded as a liability on the Parent’s balance sheet or not), such as:
Alle Verpflichtungen und Verbindlichkeiten der MUTTERGESELLSCHAFT bezüglich Steuern, Abgaben, Gebühren oder anderen
öffentlich-rechtlichen Abgaben (ausgenommen die in vorstehend (a) genannten), die vor dem 1. April 2015 aufgelaufen sind (unbesehen davon, ob sie in der Bilanz der MUTTERGESELLSCHAFT als Verbindlichkeit enthalten sind
oder nicht), wie etwa:
| |
• |
|
Corporate income and capital taxes; |
| |
• |
|
Payroll taxes including social security contributions; |
| |
• |
|
Final withholding tax (Abgeltungssteuer) based on applicable tax treaties of Switzerland with the United Kingdom and Austria, respectively; |
| |
• |
|
Swiss transfer stamp duties; |
| |
• |
|
Italian and French financial transaction taxes; |
| |
• |
|
Additional withholding taxes pursuant to double tax treaties of Switzerland with the United States, Canada, Australia and New Zealand, respectively. |
| |
• |
|
Kapital- und Gewinnsteuern; |
| |
• |
|
Lohnsteuern einschliesslich Sozialversicherungsabgaben; |
| |
• |
|
Schweizerische Verrechnungssteuer; |
| |
• |
|
Abgeltungssteuer basierend auf anwendbaren Steuerübereinkommen der Schweiz mit dem Vereinigten Königreich bzw. Österreich; |
| |
• |
|
Schweizerische Stempelsteuern; |
| |
• |
|
italienische und französische Finanztransaktionssteuern; |
| |
• |
|
Zusätzliche Verrechnungssteuern gemäss Doppelbesteuerungsabkommen der Schweiz mit den Vereinigten Staaten, Kanada, Australien bzw. Neuseeland. |
| (c) |
Liabilities in connection with the 2011 UK Tax Treaty / |
Verbindlichkeiten im Zusammenhang
mit dem 2011-STEUERABKOMMEN-GB
Any obligations or liabilities of the Parent relating to the regularization of the past
in connection with the 2011 UK Tax Treaty and related provisions of the International Withholding Tax Act, including those under the master agreement with the Swiss Bankers Association and the corresponding loan agreement between the Parent and the
Verein Vorauszahlung UK (as listed under Annex 2d, section I.(v)), and including those currently reflected by a provision in the Parent’s balance sheet (but without limitation to the scope or amount of such provision);
Alle Verpflichtungen und Verbindlichkeiten der MUTTERGESELLSCHAFT bezüglich Regularisierung der Vergangenheit im
Zusammenhang mit dem 2011-STEUERABKOMMEN-GB und damit verbundenen Bestimmungen des IQG, einschliesslich derjenigen unter dem Master Agreement mit der Schweizerischen Bankiervereinigung und dem entsprechenden Darlehensvertrag zwischen
der MUTTERGESELLSCHAFT und dem Verein Vorauszahlung UK (wie in Anhang 2d, ZIFF. I.(v) aufgeführt), und einschliesslich derjenigen, die gegenwärtig in einer Rückstellung in der Bilanz der
MUTTERGESELLSCHAFT reflektiert sind (aber ohne Einschränkung des Umfangs oder des Betrags dieser Rückstellung);
| (d) |
Liabilities related to French tax audit / |
Verbindlichkeiten in Bezug zur französischen
Steuerprüfung
Any obligations or liabilities of the Parent relating to a tax audit in connection with Parent’s cross-border
wealth management services in France, including those currently reflected by a provision in the Parent’s balance sheet (but without limitation to the scope or amount of such provision).
Alle Verpflichtungen oder Verbindlichkeiten der MUTTERGESELLSCHAFT bezüglich einer Steuerprüfung im Zusammenhang
mit den grenzüberschreitenden Wealth Management-Dienstleistungen der MUTTERGESELLSCHAFT in Frankreich, einschliesslich derjenigen, die gegenwärtig durch eine Rückstellung in der Bilanz der
MUTTERGESELLSCHAFT reflektiert sind (aber ohne Einschränkung des Umfangs oder des Betrags dieser Rückstellung).
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| III. |
Other excluded rights, assets and legal relationships due to special reasons / Andere aufgrund spezieller Gründe ausgenommenen Rechte, Vermögenswerte und Rechtsbeziehungen
|
| (a) |
Corporate aircraft finance business assets/ |
Vermögenswerte des Corporate Aircraft
Finance-Geschäfts
Notwithstanding the fact that they relate to the Business, the Parent does not transfer any of its rights,
claims, assets or other legal relationships that relate to the contracts listed in Annex 2d, Section I.u) (heading “Agreements related to the corporate aircraft finance business / Verträge im Zusammenhang mit dem Corporate Aircraft
Finance-Geschäft”), including corporate aircrafts leased to clients.
Trotz der Tatsache, dass sie einen Bezug zum
Geschäft aufweisen, überträgt die Muttergesellschaft keine ihrer Rechte, Forderungen, Vermögenswerte oder andere Rechtsbeziehungen, die sich auf die in Anhang 2d, Ziff I.u) (Titel “Agreements related to the corporate
aircraft finance business / Verträge im Zusammenhang mit dem Corporate Aircraft Finance-Geschäft”) beziehen, einschliesslich Geschäfts-flugzeuge, die an Kunden geleast sind.
| (b) |
Litigated assets / Eingeklagte Vermögenswerte |
Notwithstanding the fact that they
relate to the Business, the Parent does not transfer any of its rights, claims, assets or other legal relationships that are the subject-matter (Streitgegenstand) of the following pending litigations or procedures, and the Parent shall
continue to be a party in any such litigation or procedure:
Trotz der Tatsache, dass sie einen Bezug zum GESCHÄFT
aufweisen, überträgt die MUTTERGESELLSCHAFT keine ihrer Rechte, Forderungen, Vermögenswerte oder andere Rechtsbeziehungen, die Streitgegenstand der folgenden hängigen Gerichtsverfahren oder Prozesse sind, und die
MUTTERGESELLSCHAFT behält ihre volle Parteistellung in allen diesen Gerichtsverfahren oder Prozessen:
| |
• |
|
Official investigation against a former employee with respect to misappropriation (art. 138 CC), forgery of a document (art. 251 CC) and attempted breach of banking secrecy (art. 47 Banking Act) the public
prosecutor of Zurich (Staatsanwaltschaft III) with case number A-2/2012/510. |
Formelles Verfahren der
Staatsanwaltschaft Zürich (Staatsanwaltschaft III) gegen einen ehemaligen Mitarbeiter bezüglich Veruntreuung (Art. 138 StGB), Urkundenfälschung (Art. 251 StGB) und versuchter Verletzung des Bankgeheimnisses (Art. 47 BankG) mit
Fallnummer A-2/2012/510.
| |
• |
|
Court proceedings against a former employee with respect to misappropriation (art. 138 CC), criminal mismanagement (art. 158 CC), forgery of a document (art. 251 CC), obtaining a false certificate by fraud (art. 253 CC)
and neglect of duty to support the family (art. 217 CC) at the district court of Zurich (Bezirksgericht Zürich) with case number 09/03160. |
Gerichtsverfahren gegen einen ehemaligen Mitarbeiter bezüglich Veruntreuung (Art. 138 StGB), ungetreue Geschäftsbesorgung (Art.
158 StGB), Urkundenfälschung (Art. 251 StGB), Erschleichen einer falschen Beurkundung (Art. 253 StGB) und Vernachlässigung von Unterhaltspflichten (Art. 217 StGB) vor dem Bezirksgericht Zürich mit Fallnummer 09/03160.
| |
• |
|
Official investigation against a former employee with respect to misappropriation (art. 138 CC) and/or criminal mismanagement (art. 158 CC) by the prosecutor of Sion with case n° P1 11 479. |
Formelles Verfahren der Staatsanwaltschaft Sion gegen einen ehemaligen Mitarbeiter bezüglich Veruntreuung (Art. 138 StGB) und/oder
ungetreue Geschäftsbesorgung (Art. 158 StGB) mit Fallnummer P1 11 479.
4
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
• |
|
Official investigation against unknown with respect to robbery (art. 140 CC) by the prosecutor of Geneva with case n° P/14276/2013. |
Formelles Verfahren der Staatsanwaltschaft Genf gegen unbekannt bezüglich Raub (Art. 140 StGB) mit Fallnummer P/14276/2013.
| |
• |
|
Official investigation against unknown with respect to theft (art. 139 CC) and/or criminal damage (art. 144 CC) by the prosecutor of Geneva with case n°P/7392/2014. |
Formelles Verfahren der Staatsanwaltschaft Genf gegen unbekannt bezüglich Diebstahl (Art. 139 StGB) und/oder Sachbeschädigung
(Art. 144 StGB) mit Fallnummer P/7392/2014.
| |
• |
|
Official investigation against unknown with respect to theft (art. 139 CC) and/or criminal damage (art. 144 CC) by the prosecutor of Morges with case n° PE10.028881-MMR. |
Formelles Verfahren der Staatsanwaltschaft Morges gegen unbekannt bezüglich Diebstahl (Art. 139 StGB) und/oder Sachbeschädigung
(Art. 144 StGB) mit Fallnummer PE10.028881-MMR.
| |
• |
|
Official investigation against a former employee with respect to misappropriation (art. 138 CC) and criminal mismanagement (art. 158 CC) by the prosecutor of Geneva with case n° P/10332/2014. |
Formelles Verfahren der Staatsanwaltschaft Genf gegen einen ehemaligen Mitarbeiter bezüglich Veruntreuung (Art. 138 StGB) und
ungetreuer Geschäftsbesorgung (Art. 158 StGB) mit Fallnummer P/10332/2014.
| |
• |
|
Official investigation against a former employee with respect to fraud (art. 146 CC), misappropriation (art. 138 CC), criminal mismanagement (art. 158 CC), theft (art. 139 CC) and money laundering (art. 305bis CC) by the public prosecutor of the Canton of Geneva with case number P/5529/2011 UBE. |
Formelles Verfahren der Staatsanwaltschaft Genf gegen einen ehemaligen Mitarbeiter bezüglich Betrug (Art. 146 StGB), Veruntreuung (Art.
138 StGB), ungetreuer Geschäftsbesorgung (Art. 158 StGB), Diebstahl (Art. 139 StGB) und Geldwäscherei (Art. 305bis StGB) mit Fallnummer P/5529/2011 UBE.
| |
• |
|
Official investigation against unknown with respect to fraud (art. 146 CC) and forgery of a document (art. 251 CC) by the public prosecutor of Lugano with case number 2007.210/MCA. |
Formelles Verfahren der Staatsanwaltschaft Lugano gegen unbekannt bezüglich Betrug (Art. 146 StGB) und Urkundenfälschung (Art. 251
StGB) mit Fallnummer 2007.210/MCA.
| |
• |
|
Official investigation against a former employee and Third Parties with respect to fraud (art. 146 CC), misappropriation (art. 138 CC) and criminal mismanagement (art. 158 CC) by the public prosecutor of Lugano with
case number Inc. 2013.268/LF. |
Formelles Verfahren der Staatsanwaltschaft Lugano gegen einen ehemaligen Mitarbeiter und
DRITTPARTEIEN bezüglich Betrug (Art. 146 StGB), Veruntreuung (Art. 138 StGB) und ungetreuer Geschäftsbesorgung (Art. 158 StGB) mit Fallnummer Inc. 2013.268/LF.
| |
• |
|
Official investigation against Third Parties with respect to fraud (art. 146 CC), forgery of a document (art. 251 CC), and fraudulent bankruptcy and fraud against seizure (art. 163 CC) by the public prosecutor of Lugano
with case number Inc. 2011.7170/JN. |
Formelles Verfahren der Staatsanwaltschaft Lugano gegen DRITTPARTEIEN
bezüglich Betrug (Art. 146 StGB), Urkundenfälschung (Art. 251 StGB) und betrügerischem Konkurs und Pfändungsbetrug (Art. 163 StGB) mit Fallnummer Inc. 2011.7170/JN.
5
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
• |
|
Official investigation against Third Parties with respect to misappropriation (art. 138 CC) by the public prosecutor of Salerno with case number 3601/12/21. |
Formelles Verfahren der Staatsanwaltschaft Salerno gegen DRITTPARTEIEN bezüglich Veruntreuung (Art. 138 StGB) mit
Fallnummer 3601/12/21.
| |
• |
|
Official investigation against a Third Party with respect to fraud (art. 146 CC) and forgery of a document (art. 251 CC) by the public prosecutor of Lugano with case number Inc. 2003.8575/MN. |
Formelles Verfahren der Staatsanwaltschaft Lugano gegen eine DRITTPARTEI bezüglich Betrug (Art. 146 StGB) und
Urkundenfälschung (Art. 251 StGB) mit Fallnummer Inc. 2003.8575/MN.
| |
• |
|
Official investigation against unknown with respect to fraud (art. 146 CC), forgery of a document (art. 251 CC) and forgery of certificates (art. 252 CC) by the public prosecutor of Geneva with case number P/24743/2014.
|
Formelles Verfahren der Staatsanwaltschaft Genf gegen Unbekannt bezüglich Betrug (Art. 146 StGB),
Urkundenfälschung (Art. 251 StGB) und Fälschung von Ausweisen (Art. 252 StGB) mit Fallnummer P/24743/2014.
| |
• |
|
Official investigation against a former employee with respect to misappropriation (art. 138 CC), criminal mismanagement (art. 158 CC) and forgery of a document (art. 251 CC) by the public prosecutor of Geneva with case
number PP/4376/2006. |
Formelles Verfahren der Staatsanwaltschaft Genf gegen einen ehemaligen Mitarbeiter bezüglich
Veruntreuung (Art. 138 StGB), ungetreue Geschäftsbesorgung (Art. 158 StGB) und Urkundenfälschung (Art. 251 StGB) mit Fallnummer PP/4376/2006.
| |
• |
|
Official investigation against a former employee with respect to misappropriation (art. 138 CC), criminal mismanagement (art. 158 CC) and forgery of a document (art. 251 CC) by the public prosecutor of Vaud with case
number PE11-021403-YGL. |
Formelles
Verfahren der Staatsanwaltschaft Waadt gegen einen ehemaligen Mitarbeiter bezüglich Veruntreuung (Art. 138 StGB), ungetreue Geschäftsbesorgung (Art. 158 StGB) und Urkundenfälschung (Art. 251 StGB) mit Fallnummer PP11-021403-YGL.
| |
• |
|
Court proceedings against a former employee with respect to misappropriation (art. 138 CC) before the Tribunal Correctionnel du Tribunal d’arrondissement de la Côte in Nyon with case number PE
12.018804-ERA/mpd. |
Gerichtsverfahren gegen einen ehemaligen Mitarbeiter bezüglich Veruntreuung (Art. 138 StGB) vor
dem Tribunal Correctionnel du Tribunal d’arrondissement de la Côte in Nyon mit Fallnummer PE 12.018804-ERA/mpd.
| |
• |
|
Official investigation against a Third Party with respect to fraud et al. (art. 146 CC) by the public prosecutor of Geneva with case number P/16293/2011 |
Formelles Verfahren der Staatsanwaltschaft Genf gegen eine DRITTPARTEI bezüglich u.a. Betrug (Art. 146 StGB) mit
Fallnummer P/16293/2011.
| |
• |
|
Official investigation against a Third Party with respect to fraud et al. (art. 146 CC) by the public prosecutor of Zurich III with case number B-4/2013/192. |
Formelles Verfahren der Staatsanwaltschaft Zürich III gegen eine DRITTPARTEI bezüglich u.a. Betrug (Art. 146 StGB)
mit Fallnummer B-4/2013/192.
| |
• |
|
Official investigation against a Third Party with respect to fraud et al. (art. 146 CC) by the public prosecutor of Zurich III with case number B-4/2010/83. |
Formelles Verfahren der Staatsanwaltschaft Zürich III gegen eine DRITTPARTEI bezüglich u.a. Betrug (Art. 146 StGB)
mit Fallnummer B-4/2010/83.
6
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
• |
|
Official investigation against Third Parties with respect to fraud (art. 146 CC) and misappropriation (art. 138 CC) by the public prosecutor of Lausanne with case number PE08.027142-CDT. |
Formelles Verfahren der Staatsanwaltschaft Lausanne gegen DRITTPARTEIEN bezüglich Betrug (Art. 146 StGB) und
Veruntreuung (Art. 138 StGB) mit Fallnummer PE08.027142-CDT.
| |
• |
|
Official investigation against a Third Party with respect to misappropriation (art. 138 CC), criminal mismanagement (art. 158 CC), forgery of a document (art. 251 CC) and reduction of assets to the prejudice of
creditors (art. 164 CC) by the public prosecutor of the Canton of Jura with case number MP 2755/2009. |
Formelles Verfahren
der Staatsanwaltschaft des Kantons Jura gegen eine DRITTPARTEI bezüglich Veruntreuung (Art. 138 StGB), ungetreue Geschäftsbesorgung (Art. 158 StGB), Urkundenfälschung (Art. 251 StGB) und
Gläubigerschädigung durch Vermögensminderung (Art. 164 StGB) mit Fallnummer MP 2755/2009.
| |
• |
|
Bankruptcy proceedings pending before the Commercial Court of Krasnodar Region, Russia, with case number A32-1195/11. |
Konkursverfahren, hängig beim Handelsgericht der Region Krasnodar, Russland, mit Fallnummer A32-1195/11.
| |
• |
|
Criminal complaint against a client (in the context of two leasing agreements) with respect to misappropriation (art. 138 CC) by the public prosecutor of the “arrondissement de la Côte, canton de
Vaud” with case number PE.15009503.XCR. |
Strafanzeige der Staatsanwaltschaft des Kantons Waadt “arrondissement
de la Côte” gegen einen Kunden (im Zusammenhang mit zwei Leasingverträgen) bezüglich Veruntreuung (Art. 138 StGB) mit Fallnummer PE.15009503.XCR.
7
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 2a
Transferred Contracts /
Anhang 2a
ÜBERTRAGENE
VERTRÄGE
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
The Parent transfers and the Subsidiary assumes all Transferred Contracts (meaning the transfer and
assumption of Parent’s entire contractual position, including all right, title, interest and burden therein, and any and all rights and claims, obligations and liabilities, formation rights (Gestaltungsrechte), base rights
(Stammrechte) and other rights or legal positions thereunder), such Transferred Contracts including without limitation the following contracts, whether any such contract is currently ongoing or already terminated (but except for the Excluded
Contracts listed in Annex 2d):
Die MUTTERGESELLSCHAFT überträgt und die TOCHTERGESELLSCHAFT
übernimmt alle ÜBERTRAGENEN VERTRÄGE (dies bedeutet die Übertragung und Übernahme sämtlicher Vertragspositionen der MUTTERGESELLSCHAFT, einschliesslich aller Rechte, Titel,
Nutzen und Lasten sowie alle Rechte und Ansprüche, Verpflichtungen und Verbindlichkeiten, Gestaltungsrechte, Stammrechte und andere Rechte oder Rechtspositionen unter diesen Verträgen). Folgende Verträge stellen, nicht abschliessend,
diese ÜBERTRAGENEN VERTRÄGE dar, unabhängig davon, ob einer dieser Verträge derzeit in Kraft oder bereits beendet ist (jedoch ohne die AUSGENOMMENEN VERTRÄGE
gemäss Anhang 2d):
| (a) |
all contracts of the Parent with its clients (including subsidiaries of the Parent as the case may be) that meet cumulatively the following criteria: |
alle Verträge der MUTTERGESELLSCHAFT mit ihren Kunden (einschliesslich gegebenenfalls Tochtergesellschaften der
MUTTERGESELLSCHAFT), die kumulativ folgende Kriterien erfüllen:
| |
(i) |
they are entered into by the client with a Swiss branch or office of the Parent (having an address in Switzerland) or directly with the main office of the Parent at its registered address without making reference to a
Swiss branch or office (as opposed to contracts entered into with a non-Swiss branch or office of the Parent), and in particular contracts entered into with a Swiss branch or office of the Parent referring to a Swiss interbank clearing number, as
per Annex 2b; and |
Sie wurden von einem Kunden mit einer Schweizer Zweigniederlassung oder Geschäftsstelle der
MUTTERGESELLSCHAFT (mit Adresse in der Schweiz) oder direkt mit der Hauptgeschäftsstelle der MUTTERGESELLSCHAFT an ihrer eingetragenen Adresse ohne Bezugnahme auf eine Schweizer Zweigniederlassung oder
Geschäftsstelle abgeschlossen (im Gegensatz zu Verträgen, die mit einer nicht-schweizerischen Zweigniederlassung oder nicht-schweizerischen Geschäftsstelle der MUTTERGESELLSCHAFT abgeschlossen wurden), und insbesondere
Verträge, die mit einer Schweizer Zweigniederlassung oder Geschäftsstelle der MUTTERGESELLSCHAFT unter Bezugnahme auf eine Schweizer Interbank Clearing Nummer gemäss Anhang 2b abgeschlossen wurden; und
| |
(ii) |
they (A) encompass the products or are related to the subject-matters or services of the Business listed in Annex 2C or (B) encompass other products or are related to other services of the Business (as
opposed to products or services of the divisions Investment Banking and Global Asset Management of the Parent); |
sie
(A) umfassen Produkte oder beziehen sich auf Angelegenheiten oder Dienstleistungen gemäss Anhang 2C oder (B) umfassen andere Produkte oder beziehen sich auf andere Dienstleistungen des GESCHÄFTS (im
Gegensatz zu Produkten oder Dienstleistungen der Unternehmensbereiche Investment Banking und Global Asset Management der MUTTERGESELLSCHAFT);
| (b) |
all UBS KeyLink contracts of the Parent with clients that do not receive any other services from the Parent in Switzerland but hold a banking relationship with the Parent outside of Switzerland; |
alle UBS KeyLink Verträge der MUTTERGESELLSCHAFT mit Kunden, die keine anderen Dienstleistungen der
MUTTERGESELLSCHAFT in der Schweiz in Anspruch nehmen, aber eine Bankbeziehung mit der MUTTERGESELLSCHAFT ausserhalb der Schweiz unterhalten;
| (c) |
all guarantees and instruments of a similar nature like, e.g. sureties and standby letters of credit issued by the Parent and any other collateral arrangements based on client contracts pursuant to (a) above;
|
alle gestützt auf Kundenverträge gemäss vorstehend (a) von der MUTTERGESELLSCHAFT
gewährten Garantien und garantieähnlichen Instrumente wie z.B. Bürgschaften, standby letters of credit, welche von der MUTTERGESELLSCHAFT ausgestellt wurden, und andere Sicherheitsvereinbarungen;
2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| (d) |
all guarantees and instruments of a similar nature like, e.g. sureties and standby letters of credit issued in favour of the Parent and any other collateral arrangements in connection with a Transferred Contract;
|
alle im Zusammenhang mit einem ÜBERTRAGENEN VERTRAG zugunsten von der
MUTTERGESELLSCHAFT ausgestellten Garantien und garantieähnlichen Instrumente wie z.B. Bürgschaften, standby letters of credit und andere Sicherheitsvereinbarungen;
| (e) |
all letters of credit either issued, advised or confirmed by the Parent in connection with client contracts pursuant to (a) above; |
alle von der MUTTERGESELLSCHAFT eröffneten, avisierten oder bestätigten Akkreditive im Zusammenhang mit
Kundenverträgen gemäss vorstehend (a);
| (f) |
all sale contracts related to real estate acquired by way of collateral liquidation from defaulted mortgage clients; |
alle Verkaufsverträge bezüglich Grundstücken, die durch Sicherheitenverwertung von säumigen Hypothekarkunden erworben
wurden;
| (g) |
all contracts related to Mid Market Advisory Switzerland and Corporate and Institutional Client M&A Advisory; |
alle Verträge bezüglich Mid Market Advisory Schweiz und Corporate and Institutional Client M&A Advisory;
| (h) |
all escrow agreements where the Parent acts as an escrow agent as part of the service offered by the Business as set out in section (t) of Annex 2c; |
alle Escrowverträge gemäss welchen die MUTTERGESELLSCHAFT für die vom GESCHÄFT angebotene
Dienstleistung gemäss ZIFF. (t) im Anhang 2c als Escrow Agent fungiert;
| (i) |
The following contracts with providers of financial market Infrastructure entered into directly with the main office of the Parent (as opposed to a foreign branch): |
Folgende Verträqe mit Anbietern von Finanzmarktinfrastruktur, die direkt mit dem Hauptsitz der MUTTERGESELLSCHAFT
abgeschlossen wurden (im Gegensatz zu einer ausländischen Zweigniederlassung):
| |
(i) |
all contracts related to payment and cash clearing services, including but not limited to contracts with cash correspondent banks, cheques services, bank notes supplier, Postfinance, Swiss National Bank/SIC,
SECB/euroSIC; |
alle Verträge, die sich auf Zahlungsverkehrsdienstleistungen und Cash Clearing Dienstleistungen
beziehen, einschliesslich, aber nicht abschliessend, Verträge mit Korrespondenzbanken, Checkservices, Banknotenlieferanten, Postfinance, Schweizerische Nationalbank/SIC, SECB/euroSIC;
| |
(ii) |
all contracts related to custody services with sub-custodians, central securities depositories and fund transfer agents, including but not limited to contracts with SIX SIS AG, SIX Terravis AG, X-Clear AG and
Clearstream Banking SA, Luxembourg, including without limitation the SIX nominee participant agreement (Teilnehmervertag betreffend treuhänderische Verwaltung von Register-Schuldbriefen) with SIX SIS AG; |
alle Verträge, die mit Custody-Dienstleistungen mit Drittverwahrungsstellen, zentralen Verwahrungsstellen und Fonds Transfer Agents im
Zusammenhang stehen, einschliesslich aber nicht beschränkt auf Verträge mit SIX SIS AG, SIX Terravis AG, X-Clear AG und Clearstream Banking SA, Luxemburg, einschliesslich aber nicht beschränkt auf den Teilnehmervertrag betreffend
treuhänderische Verwaltung von Register-Schuldbriefen SIX SIS AG;
| |
(iii) |
all contracts entered into with SIX Swiss Exchange (except Excluded Contracts as defined in Annex 2d), including all orders entered and still existing at the moment of transfer in the order books of SIX Swiss
Exchange AG and SIX Structured Products Exchange AG; |
alle Verträge mit SIX Swiss Exchange (ausser
AUSGENOMMENE VERTRÄGE wie in Anhang 2d festgelegt), einschliesslich sämtliche in den Auftragsbüchern der SIX Swiss Exchange AG und der SIX Structured Products Exchange AG erfassten und im Moment
der ÜBERTRAGUNG noch bestehenden Aufträge;
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
(iv) |
all contracts related to brokerage services; |
alle Verträge bezüglich Brokerage
Dienstleistungen;
| |
(v) |
all contracts related to repo business and covered loans entered into before the Effective Date, including but not limited to SIX Repo AG and the Swiss National Bank; |
alle Verträge bezüglich das Repo-Geschäft und gedeckte Darlehen, welche vor dem STICHTAG abgeschlossen wurden,
einschliesslich aber nicht beschränkt auf die SIX Repo AG und die Schweizerische Nationalbank;
| |
(vi) |
all contracts related to securities lending and borrowing business, including but not limited to the Swiss Master Agreement for Securities Lending and Borrowing (SLB, Effektendarlehen); |
alle Verträge bezüglich das Securities Lending and Borrowing-Geschäft, einschliesslich aber nicht beschränkt auf den
Schweizer Rahmenvertrag betreffend Securities Lending and Borrowing (SLB, Effektendarlehen);
| |
(vii) |
all contracts related to fiduciary deposit placements with fiduciary takers (third party banks); |
alle Verträge bezüglich treuhänderischen Hinterlegungen mit Treuhändern (Drittbanken);
| |
(viii) |
the following two contracts related to Trade and Export Finance infrastructure platforms: contract with ELCY and contract with Bolero; |
die folgenden zwei Verträge im Zusammenhang mit Handels- und Exportfinanzierungs-Infrastruktur-Plattformen: Verträge mit ELCY und
Vertrag mit Bolero;
| (j) |
All contracts related to the funding programs (which are part of the Business), including without limitation: |
Alle Verträge im Zusammenhang mit Funding Programmen (die Teil des GESCHÄFTS bilden), einschliesslich, nicht
abschliessend:
| |
(i) |
the framework agreement and all loan agreements and all other agreements entered into with Pfandbriefbank Schweizerischer Hypothekarinstitute AG; |
der Rahmenvertrag und alle Darlehensverträge sowie alle anderen Verträge, die mit der Pfandbriefbank Schweizerischer
Hypothekarinstitute AG abgeschlossen wurden;
| |
(ii) |
all contracts related to liquidity facilities of the Swiss National Bank with Swiss National Bank and SIX SIS AG; |
sämtliche im Zusammenhang mit Liquiditätsfazilitäten der Schweizerischen Nationalbank stehende Verträge mit der
Schweizerischen Nationalbank und der SIX SIS AG;
| (k) |
Fund contracts under the CISA to which the custodian bank is a party; |
Fondsverträge
gemäss KAG, bei denen die Depotbank Partei ist;
| (l) |
The following contracts entered into with suppliers and service providers: |
Die folgenden
Verträge, die mit Lieferanten und Dienstleistungserbringern abgeschlossen wurden:
| |
(i) |
all contracts related to Recovery Real Estate Portfolio in Switzerland (in particular ground lease and lease agreements, insurance contracts, service agreements, broker mandates, etc.); |
alle Verträge im Zusammenhang mit dem Recovery Real Estate Portfolio in der Schweiz (insbesondere Grundstücksmietverträge und
Mietverträge, Versicherungsverträge, Dienstleistungsverträge, Vermittlungsaufträge etc.);
4
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| |
(ii) |
all contracts related to debit and credit cards with Trüb AG and the following contracts with Intercard AG: master agreement and license agreement; |
alle Verträge im Zusammenhang mit Debit- und Kreditkarten mit Trüb AG und folgende Verträge mit Inter card AG:
Rahmenvereinbarung und Lizenzvereinbarung;
| (m) |
all cooperation agreements of the Parent with any subsidiary which are related to the Business (including, but not limited to cooperation agreements with UBS Card Center AG, Topcard Service AG, UBS Hypotheken AG or UBS
advisory offices) as well as the instrument of parental support issued by the Parent for Topcard Service AG in favour of credit card customers. |
Sämtliche mit Tochtergesellschaften abgeschlossenen Zusammenarbeitsverträge der MUTTERGESELLSCHAFT, welche mit dem
GESCHÄFT zusammenhängen (einschliesslich, jedoch nicht abschliessend, Zusammenarbeitsverträge mit UBS Card Center AG, Topcard Service AG, UBS Hypotheken AG oder UBS Advisory Offices) sowie die von der
MUTTERGESELLSCHAFT für Topcard Services AG ausgestellte Konzerngarantie zugunsten von Kreditkartenkunden.
| (n) |
Any other contracts with Third Parties related to client contracts pursuant to (a) above (including but not limited to framework agreements with insurance companies, cooperation agreements regarding special
conditions, etc.). |
Alle anderen Verträge mit DRITTPARTEIEN mit Bezug zu Kundenverträgen
gemäss vorstehend (a) (einschliesslich, aber nicht abschliessend, Rahmenverträge mit Versicherungsgesellschaften, Zusammenarbeitsverträge für Speziulkonditionen, etc.).
| (o) |
All other contracts with Third Parties related to client assets or services provided to the clients as set out in Annex 2c (including but not limited to framework agreements with insurance companies related to fire
insurance for real estates of clients which are subject to a mortgage loan agreements). |
Alle anderen Verträge mit
DRITTPARTEIEN in Bezug auf Vermögenwerte von Kunden oder auf Kundendienstlcistungen, wie in Anhang 2c aufgelistet, (einschliesslich, aber nicht abschliessend, Rahmenverträge mit Versicherungsgesellschaften in Bezug
auf Biandschutzversicherung für Kundenimmobilien, welche Gegenstand von Hypothekarkreditverträgen sind).
5
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 2b
UBS Swiss Interbank clearing numbers /
Anhang 2b
UBS Swiss Interbank
Clearing Nummern
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
The following Swiss interbank clearing numbers refer to a Swiss branch or office of the Parent that meets the
criterion of lit. (a)(i) of Annex 2a for purposes of identifying Transferred Contracts under lit. (a) of Annex 2a:
Die folgenden
Swiss Interbank Clearing Nummern beziehen sich auf eine Schweizer Zweigniederlassung oder Geschäftsstelle der MUTTERGESELLSCHAFT, welche das Kriterium von lit. (a)(i) von Anhang 2a zur Bestimmung der
ÜBERTRAGENEN VERTRÄGE gemäss lit. (a) von Anhang 2a erfüllen:
|
|
|
|
|
|
|
|
|
|
|
| No |
|
Bank or
Institution |
|
Canton |
|
City |
|
Street Address |
|
BC
Number |
| Nr. |
|
Bank oder
Institution |
|
Kanton |
|
Stadt |
|
Adresse |
|
BC-
Nummer |
| 1 |
|
UBS AG |
|
AG |
|
Aarau |
|
Bahnhofstrasse 61 |
|
231 |
| 2 |
|
UBS AG |
|
AG |
|
Bad Zurzach |
|
Hauptstrasse 55 |
|
232 |
| 3 |
|
UBS AG |
|
AG |
|
Baden |
|
Badstrasse 12 |
|
232 |
| 4 |
|
UBS AG |
|
AG |
|
Bremgarten AG 1 |
|
Zürcherstrasse 7 |
|
258 |
| 5 |
|
UBS AG |
|
AG |
|
Brugg AG |
|
Bahnhofstrasse 11 |
|
210 |
| 6 |
|
UBS AG |
|
AG |
|
Fislisbach |
|
Badenerstrasse 26 |
|
232 |
| 7 |
|
UBS AG |
|
AG |
|
Frick |
|
Hauptstrasse 73 |
|
245 |
| 8 |
|
UBS AG |
|
AG |
|
Lenzburg 1 |
|
Bahnhofstrasse 7 |
|
231 |
| 9 |
|
UBS AG |
|
AG |
|
Muri AG |
|
Marktstrasse 7 |
|
258 |
| 10 |
|
UBS AG |
|
AG |
|
Reinach AG |
|
Bahnhofstrasse 5 |
|
231 |
| 11 |
|
UBS AG |
|
AG |
|
Rheinfelden |
|
Kaiserstrasse 9 |
|
245 |
| 12 |
|
UBS AG |
|
AG |
|
Stein AG |
|
Schaffhauserstrasse 28 |
|
231 |
| 13 |
|
UBS AG |
|
AG |
|
Wettingen 1 |
|
Landstrasse 61 |
|
232 |
| 14 |
|
UBS AG |
|
AG |
|
Wohlen AG 1 |
|
Zentralstrasse 55 |
|
258 |
| 15 |
|
UBS AG |
|
AG |
|
Zofingen |
|
Niklaus-Thut-Platz 9 |
|
231 |
| 16 |
|
UBS AG |
|
AI |
|
Appenzell |
|
Hauptgasse 11 |
|
254 |
| 17 |
|
UBS AG |
|
AR |
|
Gais |
|
Dorfplatz 5 |
|
254 |
| 18 |
|
UBS AG |
|
AR |
|
Heiden |
|
Kirchplatz 4 |
|
254 |
| 19 |
|
UBS AG |
|
AR |
|
Herisau |
|
Obstmarkt 1 |
|
254 |
| 20 |
|
UBS AG |
|
AR |
|
Speicher |
|
Zaun 55 |
|
254 |
| 21 |
|
UBS AG |
|
AR |
|
Teufen AR |
|
Ebni 4 |
|
254 |
| 22 |
|
UBS AG |
|
AR |
|
Urnäsch |
|
Herisauer Strasse 5 |
|
254 |
| 23 |
|
UBS AG |
|
BE |
|
Aarberg |
|
Murtenstrasse 3 |
|
272 |
| 24 |
|
UBS AG |
|
BE |
|
Aarwangen |
|
Langenthalstrasse 33 |
|
235 |
| 25 |
|
UBS AG |
|
BE |
|
Attiswil |
|
Oltenstrasse 5 |
|
262 |
| 26 |
|
UBS AG |
|
BE |
|
Bern |
|
Bümpliz / Bottigenstrasse 2 |
|
235 |
| 27 |
|
UBS AG |
|
BE |
|
Bern 22 |
|
Breitenrainstrasse 10 |
|
235 |
| 28 |
|
UBS AG |
|
BE |
|
Bern 9 |
|
Länggassstrasse 29 |
|
235 |
| 29 |
|
UBS AG |
|
BE |
|
Bern 94 |
|
Bärenplatz 8 |
|
235 |
| 30 |
|
UBS AG |
|
BE |
|
Bern 94 |
|
Bubenbergplatz 3 |
|
235 |
| 31 |
|
UBS AG |
|
BE |
|
Biel/Bienne |
|
Nidaugasse 49 |
|
272 |
2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
| 32 |
|
UBS AG |
|
BE |
|
Bolligen Station |
|
Bolligenstrasse 94 |
|
235 |
| 33 |
|
UBS AG |
|
BE |
|
Brügg BE |
|
Bahnhofstrasse 2 |
|
272 |
| 34 |
|
UBS AG |
|
BE |
|
Büren an der Aare |
|
Hauptgasse 5 |
|
272 |
| 35 |
|
UBS AG |
|
BE |
|
Burgdorf |
|
Emmentalstrasse 14 |
|
235 |
| 36 |
|
UBS AG |
|
BE |
|
Erlach |
|
Stadtgraben 4 |
|
272 |
| 37 |
|
UBS AG |
|
BE |
|
Grindelwald |
|
Hauptstrasse |
|
241 |
| 38 |
|
UBS AG |
|
BE |
|
Grosshöchstetten |
|
Kramgasse 4 |
|
235 |
| 39 |
|
UBS AG |
|
BE |
|
Gstaad |
|
Promenade 780 B |
|
227 |
| 40 |
|
UBS AG |
|
BE |
|
Gümligen |
|
Moosstrasse 2 |
|
235 |
| 41 |
|
UBS AG |
|
BE |
|
Hasle-Rüegsau |
|
Kalchofenstrasse 6 |
|
235 |
| 42 |
|
UBS AG |
|
BE |
|
Herzogenbuchsee |
|
Wangenstrasse 10 |
|
235 |
| 43 |
|
UBS AG |
|
BE |
|
Hindelbank |
|
Dorfstrasse 4 |
|
235 |
| 44 |
|
UBS AG |
|
BE |
|
Ins |
|
Bahnhofstrasse 11 |
|
272 |
| 45 |
|
UBS AG |
|
BE |
|
Interlaken |
|
Bahnhofstrasse 20 |
|
241 |
| 46 |
|
UBS AG |
|
BE |
|
Ittigen |
|
Talweg 14 |
|
235 |
| 47 |
|
UBS AG |
|
BE |
|
Kirchberg BE |
|
Solothurnstrasse 4 |
|
235 |
| 48 |
|
UBS AG |
|
BE |
|
Köniz |
|
Schwarzenburgstrasse 230 |
|
235 |
| 49 |
|
UBS AG |
|
BE |
|
Konolfingen |
|
Kreuzplatz 1 |
|
235 |
| 50 |
|
UBS AG |
|
BE |
|
Koppigen |
|
St. Niklausstrasse 1 |
|
262 |
| 51 |
|
UBS AG |
|
BE |
|
Langenthal |
|
Marktgasse 16 |
|
235 |
| 52 |
|
UBS AG |
|
BE |
|
Langnau im Emmental |
|
Alleestrasse 10 A |
|
235 |
| 53 |
|
UBS AG |
|
BE |
|
Lengnau BE |
|
Bielstrasse 24 |
|
262 |
| 54 |
|
UBS AG |
|
BE |
|
Lenk im Simmental |
|
Rawilstrasse 5 |
|
227 |
| 55 |
|
UBS AG |
|
BE |
|
Lyss |
|
Marktplatz 9 |
|
272 |
| 56 |
|
UBS AG |
|
BE |
|
Münchenbuchsee |
|
Klosterweg 2 |
|
235 |
| 57 |
|
UBS AG |
|
BE |
|
Münsingen |
|
Thunstrasse 4 |
|
235 |
| 58 |
|
UBS AG |
|
BE |
|
Nidau |
|
Hauptstrasse 10 |
|
272 |
| 59 |
|
UBS AG |
|
BE |
|
Niederbipp |
|
Dorfstrasse 6 |
|
262 |
| 60 |
|
UBS AG |
|
BE |
|
Oberburg |
|
Emmentalstrasse 11 |
|
235 |
| 61 |
|
UBS AG |
|
BE |
|
Oberdiessbach |
|
Burgdorfstrasse 3 |
|
235 |
| 62 |
|
UBS AG |
|
BE |
|
Roggwil BE |
|
Dorfstrasse 2 |
|
235 |
| 63 |
|
UBS AG |
|
BE |
|
Schüpfen |
|
Dorfstrasse 17 |
|
235 |
| 64 |
|
UBS AG |
|
BE |
|
Spiegel b. Bern |
|
Chasseralstrasse 156 |
|
235 |
| 65 |
|
UBS AG |
|
BE |
|
Spiez |
|
Seestrasse 7 |
|
227 |
| 66 |
|
UBS AG |
|
BE |
|
Thun |
|
Bälliz 1 |
|
227 |
| 67 |
|
UBS AG |
|
BE |
|
Utzenstorf |
|
Hauptstrasse 14 |
|
262 |
| 68 |
|
UBS AG |
|
BE |
|
Wangen an der Aare |
|
Vorstadt 30 |
|
235 |
| 69 |
|
UBS AG |
|
BE |
|
Worb 1 |
|
Kirchweg 1 |
|
235 |
| 70 |
|
UBS AG |
|
BE |
|
Zollikofen |
|
Bernstrasse 94 |
|
235 |
| 71 |
|
UBS AG |
|
BE |
|
Zweisimmen |
|
Mühlegasse 1 |
|
227 |
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
| 72 |
|
UBS AG |
|
BL |
|
Allschwil 1 |
|
Baslerstrasse 96 |
|
233 |
| 73 |
|
UBS AG |
|
BL |
|
Arlesheim |
|
Hauptstrasse 31 |
|
233 |
| 74 |
|
UBS AG |
|
BL |
|
Binningen 1 |
|
Oberwilerstrasse 2 |
|
233 |
| 75 |
|
UBS AG |
|
BL |
|
Birsfelden |
|
Hauptstrasse 53 |
|
233 |
| 76 |
|
UBS AG |
|
BL |
|
Gelterkinden |
|
Badweg 2 |
|
245 |
| 77 |
|
UBS AG |
|
BL |
|
Laufen |
|
Hauptstrasse 37 |
|
245 |
| 78 |
|
UBS AG |
|
BL |
|
Liestal |
|
Rheinstrasse 12 |
|
245 |
| 79 |
|
UBS AG |
|
BL |
|
Muttenz 1 |
|
Hauptstrasse 68 |
|
233 |
| 80 |
|
UBS AG |
|
BL |
|
Oberwil BL |
|
Bottmingerstrasse 75 |
|
233 |
| 81 |
|
UBS AG |
|
BL |
|
Pratteln 1 |
|
Bahnhofstrasse 5 |
|
233 |
| 82 |
|
UBS AG |
|
BL |
|
Reinach BL 1 |
|
Austrasse 2 |
|
233 |
| 83 |
|
UBS AG |
|
BL |
|
Sissach |
|
Hauptstrasse 54 |
|
245 |
| 84 |
|
UBS AG |
|
BS |
|
Basel |
|
Aeschenplatz 6 |
|
233 |
| 85 |
|
UBS AG |
|
BS |
|
Basel |
|
Aeschenvorstadt 1 |
|
292 |
|
|
|
|
|
|
| 86 |
|
UBS AG |
|
BS |
|
Basel |
|
Ahornhof, Türkheimerstrasse |
|
233 |
|
|
|
|
|
|
| 87 |
|
UBS AG |
|
BS |
|
Basel |
|
Centralbahnplatz 6 |
|
233 |
| 88 |
|
UBS AG |
|
BS |
|
Basel |
|
Gellert / Hardstrasse 143 |
|
233 |
| 89 |
|
UBS AG |
|
BS |
|
Basel |
|
Kleinbasel / Claraplatz 2 |
|
233 |
|
|
|
|
|
|
| 90 |
|
UBS AG |
|
BS |
|
Basel |
|
Lysbüchel / Elsässersrasse 256 |
|
233 |
|
|
|
|
|
|
| 91 |
|
UBS AG |
|
BS |
|
Basel |
|
Marktplatz 17 |
|
233 |
| 92 |
|
UBS AG |
|
BS |
|
Basel |
|
Neubad / Neubadstrasse 146 |
|
233 |
|
|
|
|
|
|
| 93 |
|
UBS AG |
|
BS |
|
Basel |
|
St. Johann / Elsässerstrasse 16 |
|
233 |
|
|
|
|
|
|
| 94 |
|
UBS AG |
|
BS |
|
Basel |
|
Tellplatz 12 |
|
233 |
| 95 |
|
UBS AG |
|
BS |
|
Riehen 1 |
|
Baselstrasse 48 |
|
233 |
| 96 |
|
UBS SA |
|
FR |
|
Bulle |
|
Avenue de la Gare 12 |
|
266 |
| 97 |
|
UBS SA |
|
FR |
|
Châtel-St-Denis |
|
Route de Vevey 30 |
|
266 |
| 98 |
|
UBS AG |
|
FR |
|
Düdingen |
|
Hauptstrasse 44 |
|
211 |
| 99 |
|
UBS SA |
|
FR |
|
Estavayer-le-Lac |
|
Rue de la Gare 14 |
|
260 |
| 100 |
|
UBS AG |
|
FR |
|
Flamatt |
|
Bernstrasse 11 |
|
235 |
| 101 |
|
UBS SA |
|
FR |
|
Fribourg |
|
Route du Jura 37 |
|
260 |
| 102 |
|
UBS SA |
|
FR |
|
Fribourg |
|
Rue Saint-Pierre 1 |
|
260 |
| 103 |
|
UBS AG |
|
FR |
|
Kerzers |
|
Murtenstrasse 12 |
|
272 |
| 104 |
|
UBS SA |
|
FR |
|
Marly 1 |
|
Route des Pralettes 1 |
|
260 |
| 105 |
|
UBS AG |
|
FR |
|
Murten/Morat |
|
Hauptgasse 55 |
|
260 |
| 106 |
|
UBS SA |
|
FR |
|
Romont FR |
|
Rue de l’Eglise 96 |
|
260 |
| 107 |
|
UBS SA |
|
GE |
|
Cologny |
|
Place du Manoir 16 |
|
240 |
| 108 |
|
UBS SA |
|
GE |
|
Genève 1 |
|
Place de Cornavin 12 |
|
240 |
|
|
|
|
|
|
| 109 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Acacias / Rue des Noirettes 35 |
|
240 |
|
|
|
|
|
|
| 110 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Aéroport Cointrin |
|
240 |
4
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
| 111 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Cern / Route de Meyrin 385 |
|
279 |
|
|
|
|
|
|
| 112 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Lancy-Onex / Rue des Bossons 90 |
|
240 |
|
|
|
|
|
|
| 113 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
OMC / Rue de Lausanne 154 |
|
279 |
| 114 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
OMS / Avenue Appia 20 |
|
279 |
| 115 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Place des Eaux-Vives 2 |
|
240 |
| 116 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Place du Petit-Saconnex 11 |
|
240 |
|
|
|
|
|
|
| 117 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Plainpalais / Bv.du Pont-d’Arve 39 |
|
279 |
|
|
|
|
|
|
| 118 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Route de Florissant 59 |
|
240 |
| 119 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Rue de Genève 18 |
|
279 |
| 120 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Rue de la Servette 75 |
|
240 |
| 121 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Rue du Rhône 8 |
|
240 |
| 122 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Rue du Rhône 8 |
|
279 |
| 123 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
UNO / Palais des Nations |
|
279 |
|
|
|
|
|
|
| 124 |
|
UBS SA |
|
GE |
|
Genève 2 |
|
Vermont-Nat./Ch.Louis-Dunant 17 bis |
|
279 |
|
|
|
|
|
|
| 125 |
|
UBS SA |
|
GE |
|
Genève 22 |
|
BIT / Route des Morillons 4 |
|
279 |
| 126 |
|
UBS SA |
|
GE |
|
Meyrin |
|
Avenue de Feuillasse 24 |
|
240 |
| 127 |
|
UBS SA |
|
GE |
|
Plan-les-Ouates |
|
Route de St-Julien 114 |
|
240 |
| 128 |
|
UBS SA |
|
GE |
|
Vernier |
|
Rue du Village 28 |
|
240 |
| 129 |
|
UBS SA |
|
GE |
|
Versoix |
|
Rampe de la Gare 2 |
|
240 |
| 130 |
|
UBS AG |
|
GL |
|
Glarus |
|
Burgstrasse 1 |
|
284 |
| 131 |
|
UBS AG |
|
GR |
|
Arosa |
|
Poststrasse 198 |
|
204 |
| 132 |
|
UBS AG |
|
GR |
|
Chur |
|
Poststrasse 1 |
|
208 |
| 133 |
|
UBS AG |
|
GR |
|
Davos Platz 1 |
|
Promenade 48 |
|
209 |
| 134 |
|
UBS AG |
|
GR |
|
Disentis/Mustér |
|
Via Sursilvana 18 |
|
208 |
| 135 |
|
UBS AG |
|
GR |
|
Flims Dorf |
|
Via Nova 64 |
|
208 |
| 136 |
|
UBS AG |
|
GR |
|
llanz |
|
Bahnhofstrasse 14 |
|
208 |
| 137 |
|
UBS AG |
|
GR |
|
Klosters |
|
Bahnhofstrasse 6 |
|
209 |
| 138 |
|
UBS AG |
|
GR |
|
Lenzerheide/Lai |
|
Voa principala 68 |
|
208 |
| 139 |
|
UBS SA |
|
GR |
|
Poschiavo |
|
Plazza da Cumün |
|
221 |
|
|
|
|
|
|
| 140 |
|
UBS AG |
|
GR |
|
St. Moritz 1 |
|
Plazza Mauritius/Via Maistra 14 |
|
221 |
|
|
|
|
|
|
| 141 |
|
UBS AG |
|
GR |
|
Thusis |
|
Neudorfstrasse 46 |
|
208 |
| 142 |
|
UBS SA |
|
JU |
|
Delémont 1 |
|
Rue de l’Avenir 5 |
|
226 |
| 143 |
|
UBS SA |
|
JU |
|
Porrentruy 1 |
|
Rue du Jura 11 |
|
226 |
| 144 |
|
UBS AG |
|
LU |
|
Beromünster |
|
Centralstrasse 2 |
|
288 |
| 145 |
|
UBS AG |
|
LU |
|
Emmenbrücke 1 |
|
Sonnenplatz |
|
288 |
| 146 |
|
UBS AG |
|
LU |
|
Hochdorf |
|
Hauptstrasse 5 |
|
288 |
| 147 |
|
UBS AG |
|
LU |
|
Kriens |
|
Gemeindehausstrasse 1 |
|
248 |
| 148 |
|
UBS AG |
|
LU |
|
Luzern |
|
Bahnhofplatz 2 |
|
248 |
| 149 |
|
UBS AG |
|
LU |
|
Luzern 15 |
|
Würzenbachstrasse 21 |
|
248 |
5
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
| 150 |
|
UBS AG |
|
LU |
|
Malters |
|
Unterfeld 4 A |
|
288 |
| 151 |
|
UBS AG |
|
LU |
|
Sursee |
|
Bahnhofstrasse 31 |
|
288 |
| 152 |
|
UBS AG |
|
LU |
|
Wolhusen |
|
Bahnhofstrasse 20 |
|
288 |
| 153 |
|
UBS SA |
|
NE |
|
Boudry |
|
Avenue du Collège 8 |
|
290 |
| 154 |
|
UBS SA |
|
NE |
|
Cernier |
|
Frédéric Soguel 1 |
|
290 |
|
|
|
|
|
|
| 155 |
|
UBS SA |
|
NE |
|
Chaux-de-Fonds, La |
|
Avenue Léopold-Robert 16 |
|
242 |
|
|
|
|
|
|
| 156 |
|
UBS SA |
|
NE |
|
Fleurier |
|
Avenue de la Gare 3 |
|
290 |
| 157 |
|
UBS SA |
|
NE |
|
Landeron, Le |
|
Rue de la Gare 10 |
|
290 |
| 158 |
|
UBS SA |
|
NE |
|
Locle, Le |
|
Rue Henry-Grandjean 5 |
|
242 |
| 159 |
|
UBS SA |
|
NE |
|
Neuchâtel |
|
Place Pury 5 |
|
290 |
| 160 |
|
UBS SA |
|
NE |
|
Peseux |
|
Place de la Fontaine 4 |
|
290 |
| 161 |
|
UBS AG |
|
NW |
|
Hergiswil NW |
|
Seestrasse 20 |
|
248 |
| 162 |
|
UBS AG |
|
NW |
|
Stans |
|
Buochserstrasse 2 |
|
248 |
| 163 |
|
UBS AG |
|
OW |
|
Sarnen |
|
Bahnhofplatz 1 |
|
248 |
| 164 |
|
UBS AG |
|
SG |
|
Altstätten SG |
|
Rorschacherstrasse 1 |
|
213 |
| 165 |
|
UBS AG |
|
SG |
|
Bad Ragaz |
|
Am Platz 8 |
|
220 |
| 166 |
|
UBS AG |
|
SG |
|
Buchs SG 1 |
|
St. Gallerstrasse 5 |
|
220 |
| 167 |
|
UBS AG |
|
SG |
|
Flawil 1 |
|
Bahnhofstrasse 2 |
|
254 |
| 168 |
|
UBS AG |
|
SG |
|
Gossau SG 1 |
|
St. Gallerstrasse 57 |
|
254 |
| 169 |
|
UBS AG |
|
SG |
|
Heerbrugg |
|
Kirchstrasse 2 |
|
213 |
| 170 |
|
UBS AG |
|
SG |
|
Lichtensteig |
|
Hauptgasse 8 |
|
244 |
| 171 |
|
UBS AG |
|
SG |
|
Rapperswil SG |
|
Rathausstrasse 8 |
|
250 |
| 172 |
|
UBS AG |
|
SG |
|
Rorschach |
|
Hauptstrasse 78 |
|
252 |
| 173 |
|
UBS AG |
|
SG |
|
Sargans |
|
Grossfeldstrasse 19 |
|
208 |
| 174 |
|
UBS AG |
|
SG |
|
St. Gallen |
|
Am Bahnhofplatz |
|
254 |
| 175 |
|
UBS AG |
|
SG |
|
St. Gallen |
|
Multertor / Neugasse 54 |
|
254 |
| 176 |
|
UBS AG |
|
SG |
|
St. Margrethen SG |
|
Bahnhofplatz 4 |
|
295 |
| 177 |
|
UBS AG |
|
SG |
|
Wattwil |
|
Bahnhofstrasse 9 |
|
244 |
| 178 |
|
UBS AG |
|
SG |
|
Wil SG 1 |
|
Obere Bahnhofstrasse 36 |
|
256 |
|
|
|
|
|
|
| 179 |
|
UBS AG |
|
SH |
|
Schaffhausen |
|
Neuhausen a.R. / Zentralstrasse 2 |
|
287 |
|
|
|
|
|
|
| 180 |
|
UBS AG |
|
SH |
|
Schaffhausen |
|
Schwertstrasse 2 |
|
287 |
|
|
|
|
|
|
| 181 |
|
UBS AG |
|
SO |
|
Breitenbach |
|
Wydehof-Center / Laufenstrasse 4 |
|
245 |
|
|
|
|
|
|
| 182 |
|
UBS AG |
|
SO |
|
Grenchen 1 |
|
Marktplatz 6 |
|
272 |
| 183 |
|
UBS AG |
|
SO |
|
Olten |
|
Froburgstrasse 17 |
|
261 |
| 184 |
|
UBS AG |
|
SO |
|
Solothurn |
|
Amthausplatz 1 |
|
262 |
| 185 |
|
UBS AG |
|
SZ |
|
Einsiedeln |
|
Klosterplatz |
|
216 |
| 186 |
|
UBS AG |
|
SZ |
|
Küssnacht am Rigi |
|
Bahnhofstrasse 28 |
|
248 |
| 187 |
|
UBS AG |
|
SZ |
|
Lachen SZ |
|
Bahnhofplatz 3 |
|
216 |
| 188 |
|
UBS AG |
|
SZ |
|
Pfäffikon SZ |
|
Churerstrasse 70 |
|
214 |
| 189 |
|
UBS AG |
|
SZ |
|
Schwyz |
|
Oberer Steisteg 20 |
|
273 |
6
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
| 190 |
|
UBS AG |
|
TG |
|
Amriswil |
|
Bahnhofstrasse 13 |
|
239 |
| 191 |
|
UBS AG |
|
TG |
|
Arbori |
|
Bahnhofstrasse 26 |
|
203 |
| 192 |
|
UBS AG |
|
TG |
|
Bischofszell |
|
Obertor 1 |
|
239 |
| 193 |
|
UBS AG |
|
TG |
|
Frauenfeld |
|
Zürcherstrasse 144 |
|
239 |
| 194 |
|
UBS AG |
|
TG |
|
Kreuzlingen 1 |
|
Hauptstrasse 37 |
|
217 |
| 195 |
|
UBS AG |
|
TG |
|
Weinfelden |
|
Rathausstrasse 11 |
|
219 |
| 196 |
|
UBS SA |
|
Tl |
|
Agno |
|
Via Lugano 15 |
|
247 |
| 197 |
|
UBS SA |
|
Tl |
|
Airolo |
|
Via Stazione |
|
234 |
| 198 |
|
UBS SA |
|
Tl |
|
Ascona |
|
Viale Monte Verità 1 |
|
246 |
| 199 |
|
UBS SA |
|
Tl |
|
Bellinzona |
|
Largo Elvezia 2 |
|
234 |
| 200 |
|
UBS SA |
|
Tl |
|
Biasca |
|
Via A. Pini 34 |
|
234 |
| 201 |
|
UBS SA |
|
Tl |
|
Chiasso 1 |
|
Piazza Col. C. Bernasconi 5 |
|
236 |
| 202 |
|
UBS SA |
|
Tl |
|
Giubiasco |
|
Largo Libero Olgiati 79 |
|
234 |
| 203 |
|
UBS SA |
|
Tl |
|
Gordola |
|
Via San Gottardo 77 |
|
246 |
| 204 |
|
UBS SA |
|
Tl |
|
Locarno 1 |
|
Piazza Grande 1 |
|
246 |
|
|
|
|
|
|
| 205 |
|
UBS SA |
|
Tl |
|
Lugano |
|
Cassarate / Viale Castagnola 21 |
|
247 |
|
|
|
|
|
|
| 206 |
|
UBS SA |
|
Tl |
|
Lugano |
|
Paradiso / Via G. Guisan 1 |
|
247 |
| 207 |
|
UBS SA |
|
Tl |
|
Lugano |
|
Piazzetta della Posta |
|
247 |
| 208 |
|
UBS SA |
|
Tl |
|
Manno |
|
Via Cantonale 18 |
|
247 |
| 209 |
|
UBS SA |
|
Tl |
|
Melide |
|
Via Giulio Pocobelli 1 |
|
247 |
| 210 |
|
UBS SA |
|
Tl |
|
Mendrisio |
|
Via Lavizzari 15 |
|
236 |
| 211 |
|
UBS SA |
|
Tl |
|
Ponte Tresa |
|
Via Lugano 27 |
|
247 |
| 212 |
|
UBS SA |
|
Tl |
|
Savosa |
|
Via S. Gottardo 154 |
|
247 |
| 213 |
|
UBS SA |
|
Tl |
|
Serfontana |
|
Viale Serfontana 20 |
|
236 |
| 214 |
|
UBS SA |
|
Tl |
|
Stabio |
|
Via Giulia 25 |
|
236 |
| 215 |
|
UBS AG |
|
UR |
|
Altdorf UR |
|
Rathausplatz 5 |
|
273 |
| 216 |
|
UBS SA |
|
VD |
|
Aigle |
|
Rue de la Gare 4 |
|
243 |
| 217 |
|
UBS SA |
|
VD |
|
Cossonay-Ville |
|
Rue des Laurelles 1 |
|
243 |
| 218 |
|
UBS SA |
|
VD |
|
Echallens |
|
Place de l’Hôtel de Ville |
|
243 |
| 219 |
|
UBS SA |
|
VD |
|
Gland |
|
Rue du Borgeaud 2 |
|
228 |
| 220 |
|
UBS SA |
|
VD |
|
Lausanne |
|
Centre Universitaire |
|
243 |
| 221 |
|
UBS SA |
|
VD |
|
Lausanne |
|
Place St-François 16 |
|
243 |
| 222 |
|
UBS SA |
|
VD |
|
Lausanne 12 |
|
Avenue de Chailly 1 |
|
243 |
| 223 |
|
UBS SA |
|
VD |
|
Lausanne 6 |
|
Avenue d’Ouchy 61 |
|
243 |
| 224 |
|
UBS SA |
|
VD |
|
Montreux 1 |
|
Avenue du Casino 41 |
|
249 |
| 225 |
|
UBS SA |
|
VD |
|
Morges 1 |
|
Grand-Rue 102 |
|
243 |
|
|
|
|
|
|
| 226 |
|
UBS SA |
|
VD |
|
Nyon 1 |
|
Centre La Combe/R. de la Môrache 6 |
|
228 |
|
|
|
|
|
|
| 227 |
|
UBS SA |
|
VD |
|
Payerne |
|
Rue de Lausanne 13 |
|
260 |
| 228 |
|
UBS SA |
|
VD |
|
Prilly |
|
Route de Cossonay 23 |
|
243 |
| 229 |
|
UBS SA |
|
VD |
|
Pully |
|
Place Neuve 2 |
|
243 |
| 230 |
|
UBS SA |
|
VD |
|
Renens VD 1 |
|
Avenue du 14 Avril 5 |
|
243 |
7
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
| 231 |
|
UBS SA |
|
VD |
|
Rolle |
|
Grand-Rue 47 |
|
243 |
| 232 |
|
UBS SA |
|
VD |
|
Vevey 1 |
|
Rue de Lausanne 6 |
|
255 |
| 233 |
|
UBS SA |
|
VD |
|
Villars-sur-Ollon |
|
Avenue Centrale |
|
249 |
| 234 |
|
UBS SA |
|
VD |
|
Yverdon-les-Bains |
|
Rue de Neuchâtel 1 |
|
297 |
| 235 |
|
UBS AG |
|
VS |
|
Bettmeralp |
|
Haus Alpenheim |
|
263 |
| 236 |
|
UBS AG |
|
VS |
|
Brig/Brigue |
|
Sebastiansplatz 4 |
|
263 |
| 237 |
|
UBS SA |
|
VS |
|
Crans |
|
Rue du Pas de l’Ours 4 |
|
268 |
| 238 |
|
UBS AG |
|
VS |
|
Fiesch |
|
Furkastrasse |
|
263 |
| 239 |
|
UBS SA |
|
VS |
|
Fully |
|
Rue de la Poste |
|
264 |
| 240 |
|
UBS AG |
|
VS |
|
Grächen |
|
Dorfplatz |
|
294 |
| 241 |
|
UBS SA |
|
VS |
|
Haute-Nendaz |
|
Centre Commercial |
|
265 |
| 242 |
|
UBS AG |
|
VS |
|
Leukerbad |
|
Dorfstrasse 3 |
|
294 |
| 243 |
|
UBS SA |
|
VS |
|
Martigny 1 |
|
Avenue de la Gare 2 |
|
264 |
| 244 |
|
UBS SA |
|
VS |
|
Montana |
|
Rue Théodore Stéphani 2 |
|
268 |
| 245 |
|
UBS SA |
|
VS |
|
Monthey 2 |
|
Rue du Coppet 14 |
|
277 |
| 246 |
|
UBS AG |
|
VS |
|
Naters |
|
Furkastrasse 21 |
|
263 |
| 247 |
|
UBS SA |
|
VS |
|
Riddes |
|
Rue du Faubourg |
|
265 |
| 248 |
|
UBS AG |
|
VS |
|
Saas Fee |
|
Marienhof |
|
263 |
| 249 |
|
UBS SA |
|
VS |
|
Savièse |
|
Saint Germain |
|
265 |
| 250 |
|
UBS SA |
|
VS |
|
Saxon |
|
Rue de Gottefrey 14 |
|
264 |
| 251 |
|
UBS SA |
|
VS |
|
Sierre/Siders |
|
Avenue Général-Guisan 1 |
|
268 |
| 252 |
|
UBS SA |
|
VS |
|
Sion/Sitten |
|
Avenue de la Gare 36 |
|
265 |
|
|
|
|
|
|
| 253 |
|
UBS AG |
|
VS |
|
Steg VS |
|
Haus Metropol / Bahnhofstrasse 21 |
|
294 |
|
|
|
|
|
|
| 254 |
|
UBS AG |
|
VS |
|
Susten |
|
Sustenstrasse 21 |
|
294 |
|
|
|
|
|
|
| 255 |
|
UBS SA |
|
VS |
|
Verbier 1 |
|
Immeuble Eden / Place Centrale |
|
264 |
|
|
|
|
|
|
| 256 |
|
UBS AG |
|
VS |
|
Visp/Viège |
|
Bahnhofplatz 14 |
|
294 |
| 257 |
|
UBS SA |
|
VS |
|
Vouvry |
|
Place Panaït-Istrati |
|
277 |
| 258 |
|
UBS AG |
|
VS |
|
Zermatt |
|
Bahnhofstrasse |
|
263 |
| 259 |
|
UBS AG |
|
ZG |
|
Baar |
|
Rathausstrasse 7 |
|
273 |
| 260 |
|
UBS AG |
|
ZG |
|
Cham |
|
Dorfplatz 2 |
|
273 |
| 261 |
|
UBS AG |
|
ZG |
|
Zug |
|
Baarerstrasse 14a |
|
273 |
| 262 |
|
UBS AG |
|
ZH |
|
Adliswil 1 |
|
Albisstrasse 6 |
|
293 |
| 263 |
|
UBS AG |
|
ZH |
|
Affoltern am Albis |
|
Bahnhofplatz 10 |
|
276 |
| 264 |
|
UBS AG |
|
ZH |
|
Birmensdorf ZH |
|
Zürcherstrasse 17 |
|
276 |
| 265 |
|
UBS AG |
|
ZH |
|
Bülach |
|
Bahnhofstrasse 39 |
|
207 |
| 266 |
|
UBS AG |
|
ZH |
|
Dietikon 1 |
|
Bahnhofplatz 13 |
|
223 |
| 267 |
|
UBS AG |
|
ZH |
|
Dübendorf 1 |
|
Bahnhofstrasse 1 |
|
202 |
| 268 |
|
UBS AG |
|
ZH |
|
Effretikon |
|
Rikonerstrasse 16 |
|
257 |
| 269 |
|
UBS AG |
|
ZH |
|
Glattbrugg |
|
Schaffhauserstrasse 59 |
|
283 |
| 270 |
|
UBS AG |
|
ZH |
|
Horgen 1 |
|
Zugerstrasse 22 |
|
214 |
| 271 |
|
UBS AG |
|
ZH |
|
Kloten |
|
Schaffhauserstrasse 128 |
|
278 |
8
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
| 272 |
|
UBS AG |
|
ZH |
|
Küsnacht ZH |
|
Zürichstrasse 141 |
|
259 |
| 273 |
|
UBS AG |
|
ZH |
|
Meilen |
|
Dorfstrasse 94 |
|
238 |
| 274 |
|
UBS AG |
|
ZH |
|
Pfäffikon ZH |
|
Seestrasse 27 |
|
296 |
| 275 |
|
UBS AG |
|
ZH |
|
Regensdorf 1 |
|
Zentrum |
|
291 |
| 276 |
|
UBS AG |
|
ZH |
|
Rüschlikon |
|
Bahnhofstrasse 47 |
|
293 |
| 277 |
|
UBS AG |
|
ZH |
|
Rüti ZH |
|
Bahnhofstrasse 5 |
|
253 |
| 278 |
|
UBS AG |
|
ZH |
|
Schlieren |
|
Zürcherstrasse 18 |
|
223 |
| 279 |
|
UBS AG |
|
ZH |
|
Stäfa |
|
Seestrasse 49 |
|
238 |
| 280 |
|
UBS AG |
|
ZH |
|
Thalwil |
|
Gotthardstrasse 40 |
|
214 |
| 281 |
|
UBS AG |
|
ZH |
|
Uster 1 |
|
Poststrasse 10 |
|
202 |
| 282 |
|
UBS AG |
|
ZH |
|
Wädenswil |
|
Zugerstrasse 11 |
|
214 |
| 283 |
|
UBS AG |
|
ZH |
|
Wallisellen |
|
Bahnhofstrasse 25 |
|
222 |
| 284 |
|
UBS AG |
|
ZH |
|
Wetzikon ZH 2 |
|
Bahnhofstrasse 156 |
|
296 |
| 285 |
|
UBS AG |
|
ZH |
|
Winterthur |
|
Guggenbühlstrasse 2 |
|
257 |
| 286 |
|
UBS AG |
|
ZH |
|
Winterthur |
|
Stadthausstrasse 18 |
|
257 |
| 287 |
|
UBS AG |
|
ZH |
|
Zollikerberg |
|
Forchstrasse 191 |
|
259 |
| 288 |
|
UBS AG |
|
ZH |
|
Zollikon |
|
Bergstrasse 17 |
|
259 |
|
|
|
|
|
|
| 289 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Albisrieden/Albisriederstrasse 361 |
|
267 |
|
|
|
|
|
|
| 290 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Albisriederplatz 8 |
|
267 |
|
|
|
|
|
|
| 291 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Altstetten / Badenerstrasse 678 |
|
285 |
|
|
|
|
|
|
| 292 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Bahnhofstrasse 45 |
|
230 |
| 293 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Bahnhofstrasse 45 |
|
298 |
| 294 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Bahnhofstrasse 72 |
|
206 |
| 295 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Bellevue / Theaterstrasse 20 |
|
225 |
| 296 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Bleicherweg 30 |
|
274 |
|
|
|
|
|
|
| 297 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Höngg / Limmattalstrasse 180 |
|
275 |
|
|
|
|
|
|
| 298 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Löwenplatz / Seidengasse 17 |
|
206 |
|
|
|
|
|
|
| 300 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Oerlikon / Schaffhauserstrasse 339 |
|
269 |
|
|
|
|
|
|
| 301 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Paradeplatz 6 |
|
206 |
| 302 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Römerhofplatz 5 |
|
251 |
| 303 |
|
UBS AG |
|
ZH |
|
Zürich |
|
UBS GCU Zürich AG |
|
286 |
|
|
|
|
|
|
| 304 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Wiedikon / Birmensdorferstrasse 123 |
|
270 |
|
|
|
|
|
|
| 305 |
|
UBS AG |
|
ZH |
|
Zürich |
|
Witikon / Witikonerstrasse 285 |
|
251 |
|
|
|
|
|
|
| 306 |
|
UBS AG |
|
ZH |
|
Zürich |
|
|
|
271 |
| 307 |
|
UBS AG |
|
ZH |
|
Zürich Flughafen |
|
Flughafen, Terminal 1 |
|
278 |
9
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG/
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 2c
List of products and services/
Anhang 2c
Liste von Produkten und
Dienstleistungen
|
| Notariat Hottingen-Zürich |
|
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
In particular, the following products, subject-matters or services offered by the Business meet the criterion
of lit. (a)(ii) of Annex 2a for purposes of identifying Transferred Contracts:
Insbesondere die folgenden Produkte, Angelegenheiten oder
Dienstleistungen, welche vom GESCHÄFT angeboten werden, erfüllen das Kriterium nach lit. (a)(ii) von Anhang 2a zur Bestimmung der ÜBERTRAGENEN VERTRÄGE:
Products and services offered by Retail & Corporate and Wealth Management to booking center Switzerland clients including but not limited to:
Produkte und Dienstleistungen, die in der Schweiz gebuchten Kunden von Retail & Corporate und Wealth Management angeboten werden, einschliesslich,
nicht abschliessend:
| (a) |
Cash accounts such as savings accounts, current accounts (CHF and foreign currencies) and personal accounts; |
Bargeldkonti, wie etwa Sparkonti, Kontokorrentkonti (CHF und ausländische Währungen) und Privatkonti;
| (b) |
Payment services such as cheques/bills of exchange, incoming payments, outgoing electronic payments orders, outgoing written payment orders, third party Continuous Linked Settlement (CLS) services; |
Zahlungsverkehrsdienstleistungen, wie etwa Cheques/Wechsel, Zahlungseingänge, ausgehende elektronische Zahlungsaufträge,
ausgehende schriftliche Zahlungsaufträge, third party Continuous Linked Settlement (CLS) Services;
| (c) |
Debit cards (maestro); |
Debitkarten (maestro);
Kreditkarten;
| (e) |
Cash solutions such as fiduciary deposits and short term deposits; |
Cash Solutions, wie etwa
Treuhandanlagen und kurzfristige Einlagen;
| (f) |
Client cash management services such as cash pooling, UBS EUR Gateway Account and UBS GBP Gateway Account; |
Cash Management-Dienstleistungen für Kunden, wie etwa Cash Pooling, UBS EUR Gateway-Konten und UBS GBP Gateway-Konten;
| (g) |
Cash clearing services for banks and regulated brokers; |
Cash Clearing-Dienstleistungen
für Banken und regulierte Broker;
| (h) |
Banking product bundles for adults, small and medium entities, young people and young professionals; |
Bankpakete für Erwachsene, Kleine und Mittlere Unternehmen (KMU), Jugendliche und Berufseinsteiger;
| (i) |
Custody accounts (including but not limited to custody administration services such as collecting any interest or dividends); |
Wertschriftendepots (einschliesslich, nicht abschliessend, Verwaltungsdienstleistungen, wie etwa der Einzug von Zinsen oder Dividenden);
| (j) |
Precious metal account; |
Edelmetallkonto;
Bankschliessfach;
| (l) |
Special accounts such as capital deposits, pension fund investment accounts and collateral margin accounts (excluding ETD/GMI offering); |
Besondere Konti, wie etwa Kapitaleinzahlungskonti, Anlagekonti für Personalvorsorgeeinrichtungen und
Sicher-heitenmargenkonti (ausschliesslich ETD/GMI Angebot);
2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
Vorsorgedienstleistungen;
| (n) |
General lending and financing, lombard lending and mortgage lending (for the avoidance of doubt, the transfer of contracts relating to such products includes the transfer of any loans and accessory security interests
thereunder) |
Allgemeines Kredit - und Finanzierungsgeschäft, Lombardkredite und Hypothekarkredite (zur
Klarstellung sei festgehalten, dass die Übertragung von Verträgen, die sich auf solche Produkte beziehen, die Übertragung von all-fälligen Krediten und akzessorischen Sicherheiten darunter einschliesst);
| (o) |
Trade and export finance services; |
Handels- und Exportfinanzierungsdienstleistungen;
| (p) |
Trade finance and transaction collateral management, margin and derivatives financing limited to enabling ETD products; |
Handelsfinanzierung und Transaktionssicherheitenmanagement, Margen und Derivatfinanzierungen, begrenzt auf die Ermöglichung des Handels
in ETD Produkten;
| (q) |
Leasing and factoring services; |
Leasing- und Factoring-Dienstleistungen;
| (r) |
Corporate services such as structured & syndicated finance and escrow and family office services; |
Unternehmensdienstleistungen, wie etwa strukturierte- und syndizierte Finanzierungen, Escrow-Dienstleistungen und
Family-Office-Dienstleistungen;
| (s) |
Corporate advisory such as capital placement, capital raising, private financing, match-making, block trades, mid-market advisory, structures, structured solutions, derivative
solutions, other corporate finance solutions; |
Corporate Advisory, wie etwa Platzierung von Kapital, Kapitalaufnahme,
Privatfinanzierung, Vermittlung, Block- handel, Beratung mittelständischer Unternehmen, Strukturen, strukturierte Lösungen, Derivatlösungen, andere Unternehmensfinanzierungslösungen;
| (t) |
UBS acting as escrow agent; |
UBS als Escrow Agent;
| (u) |
Investment advisory mandates; |
Anlageberatungsmandate;
| (v) |
Discretionary investment management mandates; |
Diskretionäre
Vermögensverwaltungsmandate;
| (w) |
Wealth planning advisory; |
Vermögensplanungsberatung;
| (x) |
Wealth planning structures such as life insurance, third party structures, foundations, managed companies and trusts; |
Vermögensplanungsstrukturen, wie etwa Lebensversicherungen, Drittparteistrukturen, Stiftungen, Managed Companies und Trusts;
| (y) |
Real estate advisory services; |
lmmobilienberatungsdienstleistungen;
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| (z) |
Global Family Office Group Services including but not limited to integrated custody and reporting and Wealth Services (wealth planning and family advisory, philanthropy, art advisory and education); |
Global Family Office Group Dienstleistungen wie unter anderem, aber nicht abschliessend, integriertes Custody und Reporting sowie Wealth
Services (Vermögensplanung, Familienvermögensberatung, Philanthropie und Beratung und Schulung in Bezug auf Kunst);
| (aa) |
Direct investments such as bonds, equities, money market instruments, standard derivatives (ETD futures, ETD options, warrants, other derivatives); |
Direktinvestitionen, wie etwa Obligationen, Aktien, Geldmarktinstrumente, Standard-Derivate (ETD Futures, ETD Optionen, Warrants, andere
Derivate);
| (bb) |
Investment fund shares (UBS own and third party funds), hedge funds shares (UBS own and third party), private equity shares; |
Anteile an lnvestmentfonds (UBS Fonds und Fonds von Drittparteien), Anteile an Hedge Fonds (UBS Hedge Fonds und Drittparteien Hedge Fonds),
Private Equity Anteile;
| (cc) |
Structured products; |
Strukturierte Produkte;
| (dd) |
Forex (FX) trading such as Spot, Forward, Swap, Option, NDF and NDS; |
Devisenhandel (FX
Handel), wie etwa Spot, Forward, Swap, Optionen, NDF und NDS;
| (ee) |
Precious metals (PM) trading such as Spot, Forward, Swap and Option; |
Edelmetallhandel (PM
Handel), wie etwa Spot, Forward, Swap und Option;
| (ff) |
Other derivative products such as FX Money Market, short term interest rate swap, forward rate agreement; |
Andere Derivate, wie etwa Devisen-Geldmarkt, kurzfristige Zins-Swaps, Forward Rate Vereinbarungen;
| (gg) |
Other trading products such as banknotes and physical precious metals (bars and coins); |
Andere Handelsprodukte, wie etwa Banknoten oder physische Edelmetalle (Barren und Münzen);
| (hh) |
Securities lending & borrowing; |
Wertpapierleihgeschäft;
| (ii) |
Securities added value products such as global custody, investment accounting and investment reporting; |
Mehrwertprodukte im Bereich Wertschriftenverwahrung, wie etwa Global Custody, Wertschriftenbuchhaltung und Investment Reporting;
| (jj) |
Paying agency mandates for funds, equities and structured products; |
Zahlstellenmandate
für Fonds, Aktien und strukturierte Produkte;
| (kk) |
Custodian bank agreements entered into as custodian bank under the CISA; |
Depotbankvereinbarungen, die als Depotbank gemäss KAG abgeschlossen werden;
| (ll) |
General meetings proxy voting services; |
Stimmrechtsvertretungsdienstleistungen betreffend
Abstimmungen in Generalversammlungen;
| (mm) |
Tax reporting services; |
Dienstleistungen im Zusammenhang mit Steuererreportings;
| (nn) |
EMIR Delegated Reporting; |
EMIR Delegated Reporting;
4
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| (oo) |
Online services such as UBS e-banking, UBS AssetLink, UBS KeyLink, UBS PortfolioLink, UBS PortfolioLink Web. |
Online Dienstleistungen, wie etwa UBS e-banking, UBS AssetLink, UBS KeyLink, UBS PortfolioLink, UBS PortfolioLink Web.
5
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 2d
Excluded Contracts /
Anhang 2d
AUSGENOMMENE
VERTRÄGE
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni 2015
For the avoidance of doubt, the Parent does not transfer any
of the following contracts (meaning the entire contractual position, including all right, title, interest and burden therein, and any and all rights and claims, obligations and liabilities, formation rights (Gestaltungsrechte), base rights
(Stammrechte) and other rights or legal positions thereunder) (irrespective of whether they relate to the Business or not), except for the exceptions stated in section III at the end of this Annex 2d:
Zur Klarstellung sei festgehalten, dass die MUTTERGESELLSCHAFT keine der folgenden Verträge überträgt (das heisst die ganze
Vertragsstellung, einschliesslich aller Rechte, Titel, Nutzen und Lasten darin, und sämtliche Rechte und Forderungen, Verpflichtungen und Verbindlichkeiten, Gestaltungsrechte, Stammrechte und anderer Rechte oder Rechtspositionen darunter)
(unabhängig davon, ob diese einen Bezug zum GESCHÄFT haben oder nicht), ausgenommen die in ZIFF. Ill am Ende dieses Anhangs 2d erwähnten Ausnahmen:
| (a) |
Agreements related to the Global Asset Management Business / |
Verträge im Zusammenhang
mit dem Global Asset Management Geschäft
All investment related agreements entered into with the UBS Global Asset Management division including,
but not limited to, investment management agreements, Fund Order Desk agreements and advisory agreements are Excluded Contracts.
Alle anlagebezogenen
Verträge, die mit dem UBS Global Asset Management Unternehmensbereich abgeschlossen wurden, einschliesslich, jedoch nicht beschränkt auf Vermögensverwaltungsverträge, Fund Order Desk Verträge und Beratungsverträge, sind
AUSGENOMMENE VERTRÄGE.
| (b) |
Multi-branch trading agreements / Multi-Branch Trading Verträge |
International multi-branch
trading agreements that are entered into with at least one UBS AG branch outside of Switzerland, regardless of whether UBS AG (Zurich) or a Swiss branch thereof is also a contractual party (such as multi-branch Swiss Master Agreements, ISDA
Agreements, Global Master Securities Lending Agreements, Global Master Repurchase Agreements) as well as any transactions thereunder are Excluded Contracts.
Internationale Multi-Branch Trading Verträge, die mit mindestens einer Zweigniederlassung von UBS AG ausserhalb der Schweiz abgeschlossen wurden,
unabhängig davon, ob die UBS AG (Zürich) oder eine ihrer Schweizer Zweigniederlassungen ebenfalls Vertragspartei ist (wie beispielsweise Multi-Branch Schweizer Rahmenverträge, ISDA Verträge, Global Master Securities Lending
Verträge, Global Master Repurchase Verträge) sowie alle darunter ausgeführten Transaktionen, sind AUSGENOMMENE VERTRÄGE.
| (c) |
Agreements related to FX Prime Brokerage and Bullion Prime Brokerage / |
Verträge im
Zusammenhang mit FX Prime Brokerage und Bullion Prime Brokerage
Any agreements related to FX Prime Brokerage and Bullion Prime Brokerage (such as FX
and Bullion Prime Brokerage Agreement, Master FX and Bullion Give-up Agreement) and their underlying ISDA agreements are Excluded Contracts.
Alle
Verträge im Zusammenhang mit FX Prime Brokerage und Bullion Prime Brokerage (wie etwa FX und Bullion Prime Brokerage Vertrag, Master FX und Bullion Give-up Vertrag) und die zugrunde liegenden ISDA Verträge sind AUSGENOMMENE
VERTRÄGE.
| (d) |
Agreements related to Precious Metals / |
Verträge im Zusammenhang mit Edelmetallen
All precious metal consignment agreements, precious metal loan agreements with banks, regulated brokers and clients on-boarded with investment bank only
as well as agreements related to precious metal clearing services and/or precious metal custody accounts served by investment bank with its respective fee schedules are Excluded Contracts.
Alle Edelmetall-Kommissionsverträge, Edelmetall-Darlehensverträge mit Banken, regulierten Brokern und einzig durch die Investmentbank
aufgenommenen Kunden und Verträge im Zusammenhang mit Edelmetall-Clearing-Dienstleistungen und/oder Edelmetalldepots, welche von der Investmentbank geführt werden, einschliesslich deren entsprechenden Gebührenanhänge, sind
AUSGENOMMENE VERTRÄGE.
2
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| (e) |
Trading agreements related to OTC derivatives transactions with banks and regulated brokers / Handelsverträge im Zusammenhang mit OTC-Derivattransaktionen mit Banken und regulierten Brokern
|
All trading agreements related to OTC derivatives transactions (including single- and multi-branch agreements) with banks and regulated
brokers are Excluded Contracts.
Alle Handelsverträge im Zusammenhang mit OTC-Derivattransaktionen (einschliesslich single- und
Multi-Branchverträge) mit Banken und regulierten Brokern sind AUSGENOMMENE VERTRÄGE.
| (f) |
Trading agreements related to outstanding European Swaption transactions with a face value over CHF 500,000,000 / Handelsverträge im Zusammenhang mit Europäischen Swaption-Transaktionen mit einem Nennwert
von mehr als CHF 500,000,000 |
Trading agreements related to outstanding European Swaption transactions with a face value over CHF
500,000,000 (such as Swiss Master Agreements and ISDA agreements) as well as all transactions thereunder are Excluded Contracts.
Handelsverträge
im Zusammenhang mit Europäischen Swaption-Transaktionen mit einem Nennwert von mehr als CHF 500,000,000 (wie die Schweizei Rahmenverträge und ISDA-Verträge) sowie alle darunter ausgeführten Transaktionen sind
AUSGENOMMENE VERTRÄGE.
| (g) |
Exchange Traded Derivatives (Futures and Options) on dedicated ETD account (“GMI Account”) / Börsengehandelte Derivate (Futures und Optionen) auf einem dezidierten ETD-Sonderkonto (“GMI
Konto”) |
All contracts related to the ETD business with the Investment Bank division (“ETD/GMI business”) are Excluded
Contracts.
Alle Verträge im Zusammenhang mit dem ETD-Geschäft des Investment Bank-Unternehmensbereichs (“ETD/GMI Geschäft”)
sind AUSGENOMMENE VERTRÄGE.
| (h) |
Agreements related to Equity Capital Markets Switzerland, Debt Capital Markets Switzerland and M&A with the Investment Bank division / Verträge im Zusammenhang mit Equity Capital Markets Schweiz, Debt
Capital Markets Schweiz und M&A mit dem Investment Bank-Unternehmensbereich |
All agreements related to Equity Capital Markets
Switzerland, Debt Capital Markets Switzerland and M&A with the Investment Bank division are Excluded Contracts.
Alle Verträge im Zusammenhang
mit dem Equity Capital Markets Schweiz, Debt Capital Markets Schweiz und M&A des Investment Bank-Unternehmensbereichs sind AUSGENOMMENE VERTRÄGE.
| (i) |
Trading agreements related to Swaps with US Persons and certain non-US Persons / Handelsverträge im Zusammenhang mit Swaps mit US Personen und bestimmten Nicht-US Personen |
Trading agreements related to Swaps, in accordance with the CFTC definition, (such as Swiss Master Agreements and ISDA agreements) as well as all transactions
thereunder are Excluded Contracts if the client qualifies as a US Person, Affiliate Conduit and/or Guaranteed Affiliate as defined by the CFTC, and trading agreements related to Securities-Based Swaps in accordance with the SEC definition as well as
all transactions thereunder are also Excluded Contracts.
Handelsverträge im Zusammenhang mit Swaps, gemäss CFTC Definition, (wie die
Schweizer Rahmenverträge und ISDA-Verträge) sowie alle Transaktionen darunter sind AUSGENOMMENE VERTRÄGE, wenn der Kunde gemäss der Definition der CFTC als US Person, Affiliate Conduit und/oder
Guaranteed Affiliate gilt und Handelsverträge im Zusammenhang mit Securities-Based Swaps, gemäss der Definition der SEC, sowie alle Transaktionen darunter sind auch AUSGENOMMENE VERTRÄGE.
3
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| (j) |
Trading agreements related to derivatives transactions with Canadian local counterparties / Handelsverträge im Zusammenhang mit Derivattransaktionen mit kanadischen lokalen Gegenparteien |
Trading agreements related to derivatives transactions (such as Swiss Master Agreements and ISDA agreements) as well as all transactions thereunder are
Excluded Contracts if the client qualifies as a “local counterparty” as defined by the Ontario Securities Commission, the Manitoba Securities Commission, or the Autorité des marchés financiers of Quebec or if the client were
to qualify as a “local counterparty” under any of these definitions if it or its relevant affiliate were incorporated and/or had its principal place of business in one of the three provinces.
Handelsverträge im Zusammenhang mit Derivattransaktionen (wie die Schweizer Rahmenverträge und ISDA-Verträge) sowie alle Transaktionen
darunter sind AUSGENOMMENE VERTRÄGE, wenn der Kunde als “lokale Gegenpartei” gemäss der Definition der Ontario Securities Commission, der Manitoba Securities Commission oder der Autorité des
marchés financiers in Québec, gilt, oder wenn der Kunde gemäss einer dieser Definitionen als “lokale Gegenpartei” angesehen werden sollte, falls der Kunde oder eine relevante verbundene Gesellschaft den Sitz und/oder den
Hauptsitz der Verwaltung in einer dieser drei Provinzen hat.
| (k) |
Market making agreements / Market Making Verträge |
The market making agreements related to
Exchange Traded Funds (ETFs) including amendments and annexes, entered into between the Parent and SIX Swiss Exchange are Excluded Contracts.
Die
Market Making Verträge betreffend börsengehandelter Fonds (ETFs) einschliesslich deren Vertragsänderungen, Zusätze und Anhänge zwischen der MUTTERGESELLSCHAFT und SIX Swiss Exchange sind
AUSGENOMMENE VERTRÄGE.
| (l) |
Structured notes arranger agreements / Arrangerverträge für strukturierte Produkte |
Arranger
agreements related to securities, deposits or other similar instruments linked to, inter alia, debt or equity instruments (including, inter alia, hedge funds or mutual funds), foreign exchange, interest rates, indices, commodities or credit
performance whether issued by the Parent or a third party are Excluded Contracts.
Arrangerverträge im Zusammenhang mit von der
MUTTERGESELLSCHAFT oder einer DRITTPARTEI ausgegebenen Wertschriften, Einlagen oder anderen ähnlichen Instrumenten bezogen auf, unter anderem, Schuld- oder Aktieninstrumente (einschliesslich, aber nicht
abschliessend, Hedgefonds oder Anlagefonds), Devisen, Zinsen, Indizes, Rohstoffe oder Kreditperformance sind AUSGENOMMENE VERTRÄGE.
| (m) |
Agreements related to client facing e-channels exclusively offered in UBS AG / Verträge im Zusammenhang mit e-Channels für Kunden, die ausschliesslich von UBS AG angeboten werden |
The following contracts related to dient facing e-channels exclusively offered by the Parent are Excluded Contracts while certain e-channels will be dually offered by both Parties:
Die folgenden Verträge im Zusammenhang mit e-Channels
für Kunden, die ausschliesslich von der MUTTERGESELLSCHAFT angeboten werden, sind AUSGENOMMENE VERTRÄGE. Bestimmte e-Channels werden hingegen von beiden PARTEIEN angeboten:
| • |
|
Professional client facing e-channels, internal and external Multi Trader Platforms and Direct Application Program Interfaces (“API”) related to Investment Banking business; and |
e-Channels für professionelle Kunden, interne und externe Multi Trader Plattformen und Direct Application Program Interfaces
(“API”) bezüglich das Investment-Banking-Geschäft; und
| • |
|
Professional client facing e-channels related to Global Asset Management business. |
e-Channels für professionelle Kunden für das Global Asset-Management-Geschäft.
4
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| (n) |
Certain large single equity margin loans / |
Bestimmte Kredite mit grossen
Einzelaktienpositionen
The following three large single equity margin loans with clients are Excluded Contracts:
Die folgenden drei grossen Single-Equity Lombardkredite mit Kunden sind AUSGENOMMENE VERTRÄGE:
| • |
|
facility agreement dated 23 March 2015 for USD 250’000’000 credit facility and the Security Documents as defined in the facility agreement; |
Kreditvertrag vom 23. März 2015 für USD 250’000’000 Kreditfazilität und die Sicherheitendokumente (Security
Documents) wie im Kreditvertrag definiert;
| • |
|
facility agreement dated 19 February 2013 for EUR 500’000’000 credit facility and the Finance Documents as defined in the facility agreement; |
Kreditvertrag vom 19. Februar 2013 für EUR 500’000’000 Kreditfazilität und die Finanzierungsdokumente (Finance
Documents) wie im Kreditvertrag definiert;
| • |
|
facility agreement dated 19 April 2013 for USD 395’436’512 credit facility and the Finance Documents as defined in the facility agreement (such facility agreement and Finance Documents as amended on
17 April 2015).” |
Kreditvertrag vom 19. April 2013 für USD 395’436’512 Kreditfazilität
und die Finanzierungsdokumente (Finance Documents) wie im Kreditvertrag definiert (wobei dieser Kreditvertrag und die Finanzierungsdokumente am 17. April 2015 geändert wurden).”
| (o) |
Traded Option Plans / Mitarbeiterbeteiligungspläne |
Master agreements for traded option plans and
all related agreements (e.g. pledge agreements) with five multinational clients are Excluded Contracts.
Rahmenverträge für
Mitarbeiterbeteiligungspläne und alle damit zusammenhängende Verträge (z.B. Pfandverträge) mit fünf Multinational-Kunden sind AUSGENOMMENE VERTRÄGE.
| (p) |
Agreements related to paying agency mandates for bonds / |
Verträge im Zusammenhang mit
Zahlstellenmandaten für Anleihen
All agreements related to paying agency mandates for bonds are Excluded Contracts.
Alle Verträge im Zusammenhang mit Zahlstellenmandaten für Anleihen sind AUSGENOMMENE VERTRÄGE.
| (q) |
Certain agreements related to financial market infrastructure providers / Bestimmte Verträge im Zusammenhang mit Anbietern von Finanzmarktinfrastrukturen |
CLS settlement membership and certain EUR clearing memberships (EBA-Euro1, EBA-Step1) are Excluded Contracts.
CLS Settlement Mitgliedschaft und bestimmte EUR-Clearing Mitgliedschaften (EBA Euro1, EBA Step1) sind AUSGENOMENE
VERTRÄGE.
| (r) |
External service provider agreements / Verträge mit externen Dienstleistern |
External service
provider agreements are Excluded Contracts, unless stated otherwise in this Agreement (in particular Annex 2a (l) or expressly notified to the counterparty).
Verträge mit externen Dienstleistern sind AUSGENOMMENE VERTRÄGE, ausser dieser VERTRAG würde
eine abweichende Bestimmung enthalten (insbesondere Anhang 2a (l) oder falls dies der Gegenpartei ausdrücklich mitgeteilt wird).
| (s) |
Agreements related to real estate / Verträge im Zusammenhang mit Grundstücken |
The Parent
remains contracting party regarding all agreements related to real estates (Parent as lessee and lessor as well as any other related contract including Contracts with third parties). Therefore agreements related to real estate are Excluded Contracts
unless stated otherwise in this Agreement (Annex 2a section (l) (i) and section (o)) or expressly notified to the counterparty.
Die
MUTTERGESELLSCHAFT bleibt Vertragspartei hinsichtlich aller Verträge im Zusammenhang mit Grundstücken (mit der MUTTERGESELLSCHAFT als Mieterin und Vermieterin sowie hinsichtlich aller anderen
diesbezüglichen Verträge, einschliesslich Verträge mit Drittparteien). Folglich sind Verträge im Zusammenhang mit Grundstücken AUSGENOMMENE VERTRÄGE, es sei denn, diese Vereinbarung
würde eine abweichende Bestimmung (Anhang 2a ZIFF. (l) (i) und ZIFF. (o)) enthalten oder dies würde der Gegenpartei ausdrücklich mitgeteilt.
5
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| (t) |
Agreements related to mortgage loan agreements in relation to real estates in the border region France / Verträge im Zusammenhang mit Hypothekarkreditverträgen im Grenzrayon Frankreich
|
Mortgage loan agreements and further agreements as well as any and all related accessories, guarantees, security interests, privileges and
documents in relation to such loan agreements (including but not limited to mortgages, mortgage guarantees (cautionnements hypothécaires), personal guarantees, pledge agreements and other collateral agreements as well as agreements
with Third Parties related to the financed real estates such as agreements with insurance companies) related to real estates located in France are Excluded Contracts.
Hypothekarkreditverträge und alle weiteren damit zusammenhängenden Verträge sowie alle damit zusammenhängenden akzessorischen Rechte,
Garantien, Sicherungsrechte, Privilegien und Dokumente (einschliesslich, aber nicht abschliessend, Hypotheken, hypothekarische Bürgschaft (cautionnements hypothécaires), Personalgarantien, Pfandverträge und andere
Sicherheitsverträge wie auch Verträge mit DRITTPARTEIEN bezüglich der finanzierten Immobilien wie beispielsweise Verträge mit Versicherungsgesellschaften) bezüglich in Frankreich belegenen Immobilien sind
AUSGENOMMENE VERTRÄGE.
| (u) |
Agreements related to the corporate aircraft finance business / |
Verträge im
Zusammenhang mit dem Corporate Aircraft Finance-Geschäft
Corporate aircraft finance agreements (such as loan agreements and lease agreements) as
well as all further agreements and documents in relation to such financing (such as aircraft purchase agreements, escrow agreements, management agreements, mortgage, share charge, assignment agreements, multiparty agreements, guarantees, warranty
agreements, notices and acknowledgements, certificates, surety, powers of attorney, insurance documents, title documents, aircraft documents, and other documents and evidences) are Excluded Contracts.
Verträge im Zusammenhang mit dem Corporate Aircraft Finance-Geschäft über die Finanzierung von Geschäftsflugzeugen (wie
Kreditverträge und Leasing-Verträge) sowie alle weiteren Verträge und Dokumente im Zusammenhang mit diesen Finanzierungen (wie Flugzeugkaufverträge, Escrow-Verträge, Verwaltungsverträge, Hypotheken,
Aktienverpfändungen, Abtretungsverträge, Mehrparteienverträge, Garantien, Gewährleistungsverträge, Mitteilungen und Bestätigungen, Bescheinigungen, Bürgschaften, Vollmachten, Versicherungsdokumente,
rechtsbegründende Dokumente, Flugzeugdokumente und sonstige Dokumente und Belege) sind AUSGENOMMENE VERTRÄGE.
| (v) |
Agreements with the Swiss Bankers Association and the Verein Vorauszahlung UK concerning prepayment under 2011 UK Tax Treaty / Verträge mit der Schweizerischen Bankiervereinigung und dem Verein Vorauszahlung UK
betreffend Vorauszahlung unter dem 2011-STEUERABKOMMEN-GB |
The master agreement between the Swiss Bankers Association,
the Verein Vorauszahlung UK and certain banks (including the Parent) concerning prepayment under article 17 of the 2011 UK Tax Treaty and the corresponding loan agreement between the Parent and the Verein Vorauszahlung UK are Excluded Contracts.
Der Rahmenvertrag mit der Schweizerischen Bankiervereinigung, dem Verein Vorauszahlung UK und gewissen Banken (einschliesslich der
MUTTERGESELLSCHAFT) betreffend Vorauszahlung unter Artikel 17 des 2011-STEUERABKOMMENS-GB und der entsprechende Darlehensvertrag zwischen der MUTTERGESELLSCHAFT und dem Verein Vorauszahlung UK sind
AUSGENOMMENE VERTRÄGE.
| II. |
Other Excluded Contracts due to special reasons / |
Andere aus speziellen
Gründen AUSGENOMMENE VERTRÄGE
For the avoidance of doubt, the Parent does not transfer any
of the following contracts (irrespective of whether they relate to the Business or not):
Zur Klarstellung sei festgehalten, dass die
MUTTERGESELLSCHAFT keine der folgenden Verträge überträgt (unabhängig davon, ob diese einen Bezug zum GESCHÄFT haben oder nicht):
| • |
|
As a result of a counterparty’s prior objection or a counterparty’s refusal to consent to a novation of a foreign law governed agreement and/or a down-sizing from a multi-branch to a single-branch trading
agreement required for the transfer to the Subsidiary and where there is a valid Data Sharing Notification on file, such contracts are not transferred. In such case the client has been notified prior to Closing that the contract remains with the
Parent. |
Als Folge eines vorgängigen Einwandes einer Gegenpartei oder einer verweigerten Zustimmung zu einer Novation
eines Vertrages, welcher ausländischem Recht unterstellt ist, und/oder einer Beschränkung von einem Multi-Branch zu einem Single-Branch-Trading-Vertrag, werden die entsprechenden Verträge nicht auf die
TOCHTERGESELLSCHAFT übertragen, sofern eine gültige Data Sharing Notification im Dossier vorliegt. In diesem Fall wurde der Kunde vor dem VOLLZUG notifiziert, dass der Vertrag bei der
MUTTERGESELLSCHAFT verbleibt.
6
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| • |
|
Syndicated credit agreements where the Parent only holds a participation: As a result of the missing consent of the agent or borrower to transfer the Parent’s commitment under a credit agreement with an agreed
transfer mechanism (e.g. transfer certificate) or a foreign law governed credit agreement where a consent is a requirement for the transfer to the Subsidiary, the commitment will remain with the Parent. |
Syndizierte Kreditverträge, an denen die MUTTERGESELLSCHAFT nur beteiligt ist: Als Folge einer fehlenden Zustimmung des
Agenten oder Kreditnehmers, die Verpflichtung der MUTTERGESELLSCHAFT unter einem Kreditvertrag mit einem vereinbarten Übertragungsprozess (z.B. Transfer Certificate) oder unter einem Kreditvertrag, der ausländischem Recht
untersteht, nach welchem eine Zustimmung für die Übertragung auf die TOCHTERGESELLSCHAFT Voraussetzung ist, bleibt die Kreditzusage bei der MUTTERGESELLSCHAFT.
| III. |
Exception from Annex 2d: Excluded contracts transferring to the Subsidiary (as expressly notified) / Ausnahme zu Anhang 2d: Ausgenommene Verträge, die an die TOCHTERGESELLSCHAFT
übergehen (wie ausdrücklich angezeigt) |
Notwithstanding their qualification as Excluded Contracts under any other
provision of above section I of this Annex 2d, the Parent transfers and the Subsidiary assumes the contracts in the following cases:
Trotz
deren Qualifikation als AUSGENOMMENE VERTRÄGE unter einer anderen Bestimmung der obstehenden ZIFF. I dieses Anhangs 2d überträgt die MUTTERGESELLSCHAFT und
übernimmt die TOCHTERGESELLSCHAFT die Verträge in den folgenden Fällen:
| • |
|
The client has not signed the “basic document for dual relationship clients governing their investment banking relationship with UBS AG” or the “basic document for single relationship clients governing
their investment banking relationship with UBS AG” (both individually or together referred as “IB Basic Agreement”) submitted to him or her and there is no valid Data Sharing Notification in the client’s file.
|
Der Kunde hat das “Basisdokument für Kunden mit einer dualen Geschäftsbeziehung für ihre Investment
Banking-Beziehung mit der UBS AG” oder das “Basisdokument für Kunden mit einer dualen Geschäftsbeziehung für ihre Investment-Banking-Beziehung mit UBS AG” (beide einzeln oder zusammen nachfolgend “IB
Basisdokument”), das ihm oder ihr zugestellt wurde, nicht unterzeichnet und es liegt keine gültige Data Sharing Notification im Kundendossier vor.
| • |
|
The client has not consented to the downsizing of multi-branch trading agreement to a single-branch trading agreement as requested from him or her and there is no valid Data Sharing Notification in the client’s
file. |
Der Kunde hat einer Beschränkung von einem Multi-Branch zu einem Single-Branch Trading Vertrag, wie von ihm
oder ihr verlangt, nicht zugestimmt, und es liegt keine gültige Data Sharing Notification im Kundendossier vor.
| • |
|
The client has not consented to the novation of foreign law governed trading agreement as requested from him or her and/or has not signed the IB Basic Agreement submitted to him or her and there is no valid Data Sharing
Notification in the client’s file. |
Der Kunde hat einer Novation eines Vertrages, welcher ausländischem Recht
unterstellt ist, nicht wie von ihm verlangt zugestimmt, und/oder hat das ihm oder ihr zugestellte IB Basisdokument nicht unterzeichnet und es liegt keine gültige Data Sharing Notification im Kundendossier vor.
7
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
| • |
|
The client has not signed the IB Basic Agreement and there is no valid Data Sharing Notification in the client’s file and a foreign law governed trading agreement has been terminated but the termination only
becomes effective after the Closing. |
Der Kunde hat das IB Basisdokument nicht unterzeichnet und es liegt keine
gültige Data Sharing Notification im Kundendossier vor und der Trading Vertrag, welcher ausländischem Recht unterstellt ist, wurde gekündigt, wobei jedoch die Kündigung erst nach dem VOLLZUG rechtskräftig
wird.
The transfer of such contracts has been notified to the relevant client prior to Closing.
Die Übertragung solcher Verträge wurde dem betreffenden Kunden vor dem VOLLZUG angezeigt.
8
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 3
Transferred Employees /
Anhang 3
ÜBERTRAGENE
ARBEITNEHMER
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni 2015.
List produced as of 10 June 2015 reflecting the expected status as of June 15, 2015.
Die Liste ist am 10. Juni 2015 erstellt und zeigt den erwarteten Stand per 15. Juni 2015.
|
|
|
|
|
|
|
| Group Wide
Personal Number |
|
Group Wide
Personal Number |
|
Group Wide
Personal Number |
|
Group Wide
Personal Number |
| 43385227 |
|
43282313 |
|
43304742 |
|
43179205 |
| 00435074 |
|
00433470 |
|
43278042 |
|
00282023 |
| 00415154 |
|
00398217 |
|
00253626 |
|
43376989 |
| 00128785 |
|
00343496 |
|
00230612 |
|
00347477 |
| 00025479 |
|
00334479 |
|
43391250 |
|
00126103 |
| 00024946 |
|
00297262 |
|
43378625 |
|
43409893 |
| 00023881 |
|
00294145 |
|
43356795 |
|
43272020 |
| 00009180 |
|
00289318 |
|
00340413 |
|
00113545 |
| 00005178 |
|
00169374 |
|
00259025 |
|
43169657 |
| 00256782 |
|
00168874 |
|
00140905 |
|
00211969 |
| 00337205 |
|
00109495 |
|
00059154 |
|
43415080 |
| 00264298 |
|
00019425 |
|
43295630 |
|
00017456 |
| 00023405 |
|
43422217 |
|
00685534 |
|
00168184 |
| 43426527 |
|
43344533 |
|
00502472 |
|
00033239 |
| 43407415 |
|
00566322 |
|
00294675 |
|
00056124 |
| 43339746 |
|
00357608 |
|
00168440 |
|
43424177 |
| 43286537 |
|
00347851 |
|
43422139 |
|
00318775 |
| 00022247 |
|
00276866 |
|
43341766 |
|
00100106 |
| 00025073 |
|
00199354 |
|
43297456 |
|
00024527 |
| 43422842 |
|
00131814 |
|
43280886 |
|
00014378 |
| 00116059 |
|
00126179 |
|
00352807 |
|
43357762 |
| 00042321 |
|
00121731 |
|
00140528 |
|
00504572 |
| 00131995 |
|
00109959 |
|
00139810 |
|
00120329 |
| 43378770 |
|
00100266 |
|
00005995 |
|
00024124 |
| 00314622 |
|
00084261 |
|
43298205 |
|
00325712 |
| 43360879 |
|
00019379 |
|
43298089 |
|
00230280 |
| 43316205 |
|
43348580 |
|
43276937 |
|
00195984 |
| 00231174 |
|
00873993 |
|
00300981 |
|
00124911 |
| 00137355 |
|
00520136 |
|
00272080 |
|
43405525 |
| 00127968 |
|
00477095 |
|
00224428 |
|
43400843 |
| 00075299 |
|
00328480 |
|
00013631 |
|
43400805 |
| 00052654 |
|
00328316 |
|
00007094 |
|
00340147 |
| 00036226 |
|
00324183 |
|
43394690 |
|
00044657 |
| 00020051 |
|
00199151 |
|
43288270 |
|
43292939 |
| 00479721 |
|
00188344 |
|
00333407 |
|
00022795 |
| 00346683 |
|
00169234 |
|
00295632 |
|
43422990 |
| 00346551 |
|
43299444 |
|
00285872 |
|
43421245 |
| 00314479 |
|
00841749 |
|
00259419 |
|
00122155 |
2
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00295176 |
|
00732443 |
|
00250354 |
|
43332252 |
| 00199852 |
|
00523399 |
|
00111961 |
|
43301300 |
| 00138916 |
|
00513547 |
|
00101428 |
|
43416672 |
| 43332058 |
|
00306796 |
|
00079902 |
|
00359870 |
| 00648876 |
|
00134900 |
|
00007575 |
|
00134495 |
| 00526983 |
|
00134073 |
|
00007433 |
|
00113053 |
| 00351410 |
|
00123881 |
|
00528978 |
|
00103982 |
| 00342249 |
|
00113931 |
|
00418250 |
|
00112263 |
| 00323859 |
|
00109730 |
|
00348007 |
|
00105459 |
| 00319684 |
|
00054235 |
|
00130350 |
|
43402259 |
| 00228638 |
|
00024998 |
|
00057710 |
|
43402257 |
| 00141839 |
|
43409597 |
|
00016998 |
|
00721387 |
| 00134279 |
|
43364082 |
|
00014134 |
|
00289734 |
| 00025174 |
|
43230160 |
|
43330214 |
|
00139793 |
| 00023029 |
|
43188135 |
|
00871745 |
|
00113052 |
| 00014109 |
|
00852023 |
|
43388037 |
|
00042737 |
| 43415130 |
|
00413321 |
|
43330852 |
|
43354095 |
| 00228494 |
|
00346556 |
|
00304917 |
|
43335693 |
| 43414074 |
|
00257631 |
|
00269905 |
|
43293738 |
| 43379450 |
|
00224427 |
|
00260164 |
|
43275699 |
| 43300529 |
|
00188611 |
|
00141387 |
|
00030978 |
| 00641405 |
|
00182036 |
|
00028857 |
|
43327059 |
| 00533114 |
|
00119504 |
|
00023310 |
|
43326420 |
| 00438596 |
|
00112588 |
|
43385729 |
|
00889873 |
| 00437107 |
|
00509361 |
|
00326417 |
|
00349797 |
| 00141467 |
|
00342628 |
|
00259756 |
|
00126260 |
| 00122724 |
|
00194034 |
|
00108421 |
|
00100828 |
| 00112691 |
|
00046951 |
|
00031214 |
|
00123054 |
| 00058157 |
|
43413074 |
|
00028778 |
|
43422212 |
| 00057821 |
|
00674893 |
|
00028252 |
|
00818992 |
| 00031234 |
|
00557668 |
|
00028066 |
|
00733091 |
| 00028065 |
|
00435252 |
|
00299784 |
|
00292263 |
| 00018422 |
|
00328286 |
|
00294905 |
|
00198025 |
| 00004628 |
|
00313839 |
|
00217313 |
|
22000086 |
| 43387339 |
|
00307990 |
|
43305692 |
|
00053462 |
| 00840777 |
|
00282681 |
|
43281537 |
|
43318510 |
| 00276872 |
|
00240176 |
|
00101052 |
|
43297692 |
| 00252326 |
|
00204446 |
|
00076849 |
|
00078549 |
| 00132695 |
|
00141122 |
|
00057668 |
|
43416966 |
| 00052836 |
|
00125165 |
|
00024878 |
|
43297457 |
| 00006249 |
|
00113679 |
|
00024633 |
|
00330892 |
| 00006222 |
|
00056774 |
|
43374743 |
|
00024944 |
| 43365122 |
|
00019429 |
|
43372855 |
|
00023647 |
| 43327918 |
|
79000192 |
|
43310736 |
|
00804037 |
| 00727911 |
|
43299445 |
|
43277831 |
|
00114618 |
3
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00328466 |
|
43241278 |
|
00357612 |
|
00101977 |
| 00303244 |
|
00607924 |
|
00287370 |
|
43375746 |
| 00029780 |
|
00579076 |
|
00209375 |
|
00114411 |
| 00014651 |
|
00405477 |
|
00134864 |
|
00076357 |
| 00004119 |
|
00158143 |
|
00343905 |
|
00018404 |
| 43412606 |
|
00115467 |
|
00305090 |
|
00016586 |
| 43232941 |
|
00107106 |
|
00215533 |
|
00013688 |
| 00723495 |
|
43391590 |
|
00014965 |
|
43412981 |
| 00296803 |
|
43165471 |
|
00337641 |
|
43411026 |
| 00258163 |
|
43108218 |
|
00328855 |
|
43382607 |
| 00227303 |
|
00434019 |
|
00328588 |
|
00302363 |
| 00073171 |
|
00401900 |
|
00030174 |
|
00228774 |
| 00058198 |
|
00354227 |
|
43381355 |
|
00076450 |
| 00024844 |
|
00125158 |
|
00344072 |
|
00044221 |
| 43402533 |
|
00111509 |
|
00252905 |
|
43385142 |
| 43379607 |
|
43409515 |
|
00108596 |
|
43320915 |
| 43280025 |
|
43352701 |
|
00024198 |
|
43270565 |
| 00280155 |
|
00648523 |
|
00006464 |
|
00579785 |
| 00230370 |
|
00267146 |
|
43418538 |
|
00501441 |
| 00191191 |
|
00255043 |
|
43346648 |
|
00287943 |
| 00128831 |
|
00252924 |
|
43284205 |
|
00011409 |
| 00115833 |
|
43424303 |
|
00508756 |
|
43280707 |
| 00028234 |
|
00174602 |
|
00346306 |
|
00015505 |
| 00025005 |
|
00047601 |
|
00336661 |
|
00269717 |
| 00023409 |
|
00325921 |
|
00023513 |
|
43423656 |
| 43428756 |
|
00261017 |
|
00646156 |
|
43392717 |
| 43393864 |
|
00123936 |
|
00358031 |
|
43367553 |
| 43286687 |
|
43390955 |
|
00201930 |
|
43278452 |
| 00880809 |
|
43378217 |
|
43276185 |
|
00337898 |
| 00808784 |
|
00214655 |
|
00678333 |
|
00229156 |
| 00720941 |
|
00105421 |
|
00567019 |
|
00132563 |
| 00305423 |
|
00105089 |
|
00324277 |
|
00128580 |
| 00270985 |
|
43351678 |
|
00209260 |
|
00116063 |
| 00253584 |
|
43270911 |
|
00040269 |
|
00025083 |
| 00137176 |
|
00202318 |
|
43357562 |
|
43298092 |
| 00127868 |
|
43373542 |
|
43277057 |
|
00120632 |
| 43426143 |
|
43335957 |
|
00816728 |
|
00317721 |
| 43402908 |
|
43311807 |
|
00816590 |
|
00522198 |
| 43363346 |
|
43292131 |
|
00354220 |
|
00228133 |
| 43298897 |
|
00850926 |
|
00026623 |
|
00107985 |
| 43161431 |
|
00648736 |
|
43337690 |
|
00488569 |
| 00349623 |
|
00337622 |
|
00344397 |
|
00128441 |
| 00314956 |
|
00302364 |
|
00343277 |
|
43397143 |
| 00305263 |
|
00262609 |
|
00269883 |
|
43281342 |
| 00132760 |
|
00115839 |
|
43290741 |
|
00826871 |
4
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43343462 |
|
00028110 |
|
00258340 |
|
00627089 |
| 00499846 |
|
00025910 |
|
43270741 |
|
00349827 |
| 00419303 |
|
43417234 |
|
00128207 |
|
00332830 |
| 00102674 |
|
43398483 |
|
00114259 |
|
00128798 |
| 00038417 |
|
43379527 |
|
00056619 |
|
00047507 |
| 43282117 |
|
43335135 |
|
43331843 |
|
43225123 |
| 00344436 |
|
43309166 |
|
00297917 |
|
00128588 |
| 00533491 |
|
43101102 |
|
00251790 |
|
00116840 |
| 00115676 |
|
00731595 |
|
00073039 |
|
43386082 |
| 00431842 |
|
00422460 |
|
00023194 |
|
43341080 |
| 43325238 |
|
00312518 |
|
00269712 |
|
43237158 |
| 00018351 |
|
00232027 |
|
00141713 |
|
00558761 |
| 00312236 |
|
00117597 |
|
00119886 |
|
00347657 |
| 00105074 |
|
00025911 |
|
43291976 |
|
00284219 |
| 00342408 |
|
00005508 |
|
00323050 |
|
00124265 |
| 00112399 |
|
43400905 |
|
00318129 |
|
00016528 |
| 00031238 |
|
43400550 |
|
00314463 |
|
00298815 |
| 00886734 |
|
43333468 |
|
00299376 |
|
43422416 |
| 00264911 |
|
43310674 |
|
00046299 |
|
00804339 |
| 00079107 |
|
43290729 |
|
43366403 |
|
00347058 |
| 43426862 |
|
00310416 |
|
43331574 |
|
00207285 |
| 43403042 |
|
00078732 |
|
43318536 |
|
00139503 |
| 43374930 |
|
00015451 |
|
43374892 |
|
43411995 |
| 00145424 |
|
43160108 |
|
43354361 |
|
43396216 |
| 00140613 |
|
43397223 |
|
43270694 |
|
43385082 |
| 00114101 |
|
00182222 |
|
00337053 |
|
43308766 |
| 43412980 |
|
00102542 |
|
00052825 |
|
00230087 |
| 43374874 |
|
43390793 |
|
43397375 |
|
00206055 |
| 00536946 |
|
00134274 |
|
43396596 |
|
00171417 |
| 00353622 |
|
00293987 |
|
00108693 |
|
00017746 |
| 00278874 |
|
00213048 |
|
00053809 |
|
81032331 |
| 43292519 |
|
00170753 |
|
00717657 |
|
00309867 |
| 00499595 |
|
00295162 |
|
00295760 |
|
00222089 |
| 00439940 |
|
00836990 |
|
00256672 |
|
00113776 |
| 00437468 |
|
00302209 |
|
43308164 |
|
00045553 |
| 00886114 |
|
00268188 |
|
00356096 |
|
43426457 |
| 00292741 |
|
00130336 |
|
00339174 |
|
43407598 |
| 00199095 |
|
00126703 |
|
43336543 |
|
43401926 |
| 00160318 |
|
00106862 |
|
00464317 |
|
43401212 |
| 00141304 |
|
00142380 |
|
00108877 |
|
43383064 |
| 00130243 |
|
43326852 |
|
00018393 |
|
43335813 |
| 00103149 |
|
43287436 |
|
43315922 |
|
43326901 |
| 43400040 |
|
00307993 |
|
00541648 |
|
43326374 |
| 43396156 |
|
00130467 |
|
00291388 |
|
43109171 |
| 43395268 |
|
43427043 |
|
00213482 |
|
00242913 |
5
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43391364 |
|
43426254 |
|
00206701 |
|
00104495 |
| 43346957 |
|
43359036 |
|
00023948 |
|
43424365 |
| 43329912 |
|
00316571 |
|
43393744 |
|
43412243 |
| 43282201 |
|
43415712 |
|
43325415 |
|
43396894 |
| 43196092 |
|
43404950 |
|
00466301 |
|
43378557 |
| 00552178 |
|
43395432 |
|
00283138 |
|
43374418 |
| 43367647 |
|
43365240 |
|
00136344 |
|
43363386 |
| 43269281 |
|
43365104 |
|
00051231 |
|
43324834 |
| 00331428 |
|
43356212 |
|
00016841 |
|
43422855 |
| 00263929 |
|
00356586 |
|
00007619 |
|
43413203 |
| 00213931 |
|
00338560 |
|
00873764 |
|
43390138 |
| 00895121 |
|
00249797 |
|
00392995 |
|
43379449 |
| 00404268 |
|
00128628 |
|
00368970 |
|
43364102 |
| 00001379 |
|
00018035 |
|
00285072 |
|
43334658 |
| 00120186 |
|
43428182 |
|
00116242 |
|
43319556 |
| 00715220 |
|
43428087 |
|
00115092 |
|
43282108 |
| 43334661 |
|
43421709 |
|
00073323 |
|
00256424 |
| 00335890 |
|
43414764 |
|
00073278 |
|
00123667 |
| 43341745 |
|
43413972 |
|
00073220 |
|
00285878 |
| 00221658 |
|
43413267 |
|
00025992 |
|
43378979 |
| 43340431 |
|
43413183 |
|
43388182 |
|
00517623 |
| 00114076 |
|
43402782 |
|
43331767 |
|
43395787 |
| 43316041 |
|
43402539 |
|
43278991 |
|
43314726 |
| 00320112 |
|
43362319 |
|
43275466 |
|
00841293 |
| 00197718 |
|
43344301 |
|
43274004 |
|
00306633 |
| 00128387 |
|
43344294 |
|
00825786 |
|
43429732 |
| 43343491 |
|
00547115 |
|
00298210 |
|
00102658 |
| 00033694 |
|
00419834 |
|
00033995 |
|
00321132 |
| 43403237 |
|
00128656 |
|
43411396 |
|
43200427 |
| 43287764 |
|
43420274 |
|
00217046 |
|
00827665 |
| 00395021 |
|
43418341 |
|
00107337 |
|
00101672 |
| 00264222 |
|
43414766 |
|
43272116 |
|
00134489 |
| 00253154 |
|
43411661 |
|
00340176 |
|
00728721 |
| 00136343 |
|
43396056 |
|
00306798 |
|
00169053 |
| 00252101 |
|
43355207 |
|
00359060 |
|
00127958 |
| 00059317 |
|
43344532 |
|
00340178 |
|
43364772 |
| 43282135 |
|
43325152 |
|
00322928 |
|
00731420 |
| 43400707 |
|
43287707 |
|
00045319 |
|
43392587 |
| 00486965 |
|
00335882 |
|
00016776 |
|
43385120 |
| 00446378 |
|
00023190 |
|
43308270 |
|
43374147 |
| 00405337 |
|
43431144 |
|
00357199 |
|
43339673 |
| 00334847 |
|
43421957 |
|
00344249 |
|
43339348 |
| 00266876 |
|
43419051 |
|
00231819 |
|
43329644 |
| 00165875 |
|
43365022 |
|
00574694 |
|
43305578 |
| 00109023 |
|
43346490 |
|
00340443 |
|
43275982 |
6
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00076560 |
|
43343380 |
|
00274018 |
|
43275630 |
| 00045284 |
|
00273531 |
|
00111627 |
|
00114180 |
| 00012858 |
|
00264313 |
|
00103330 |
|
00019374 |
| 00011513 |
|
00122603 |
|
43302069 |
|
00122171 |
| 00002999 |
|
00108383 |
|
00720968 |
|
43418131 |
| 00306762 |
|
43425085 |
|
00346438 |
|
43396816 |
| 43420677 |
|
43419521 |
|
00288391 |
|
00355799 |
| 43382851 |
|
43400147 |
|
00195464 |
|
00326670 |
| 43287968 |
|
43366396 |
|
00195426 |
|
00124881 |
| 00516732 |
|
43366058 |
|
43320350 |
|
00114498 |
| 00489603 |
|
43344524 |
|
43270532 |
|
00079256 |
| 00341156 |
|
43277205 |
|
00543225 |
|
00031572 |
| 43415138 |
|
43277019 |
|
00217308 |
|
43342501 |
| 43406522 |
|
00610313 |
|
00195932 |
|
43286092 |
| 43272036 |
|
00270231 |
|
00131512 |
|
00734136 |
| 00170725 |
|
00102225 |
|
00109263 |
|
00357705 |
| 00141685 |
|
43377005 |
|
00896539 |
|
00139654 |
| 43330101 |
|
00520187 |
|
00327247 |
|
43415760 |
| 00297882 |
|
00355056 |
|
00122772 |
|
43395653 |
| 43413402 |
|
00347832 |
|
00354882 |
|
43378193 |
| 43279606 |
|
00347831 |
|
00124025 |
|
43329895 |
| 00864315 |
|
00274997 |
|
00016711 |
|
43290274 |
| 00236411 |
|
00116032 |
|
43331968 |
|
43272877 |
| 00203449 |
|
00527823 |
|
43330203 |
|
00434027 |
| 00836435 |
|
00307140 |
|
43303229 |
|
00306634 |
| 00340695 |
|
00116877 |
|
00289711 |
|
00254348 |
| 00106273 |
|
00021879 |
|
00286083 |
|
00317469 |
| 43316536 |
|
43409007 |
|
00111077 |
|
00027499 |
| 00350783 |
|
00129894 |
|
00107298 |
|
43279807 |
| 00056835 |
|
43420297 |
|
00040034 |
|
00332425 |
| 43384436 |
|
43359162 |
|
00303273 |
|
00017693 |
| 43376988 |
|
43348854 |
|
00230421 |
|
43304682 |
| 43347726 |
|
43276875 |
|
00052868 |
|
00716723 |
| 00342661 |
|
00352824 |
|
43293387 |
|
00132643 |
| 00137219 |
|
00352522 |
|
00341304 |
|
79000160 |
| 00128018 |
|
00284390 |
|
00331058 |
|
00205655 |
| 43411317 |
|
00113603 |
|
00128711 |
|
00025436 |
| 43390529 |
|
00109455 |
|
43405284 |
|
43332154 |
| 43343465 |
|
00050921 |
|
00356919 |
|
43376124 |
| 00326997 |
|
00032222 |
|
00305111 |
|
00222047 |
| 00131580 |
|
43297282 |
|
43413157 |
|
00102224 |
| 00117978 |
|
00438030 |
|
43398286 |
|
43383413 |
| 00025806 |
|
00339038 |
|
43381461 |
|
00326081 |
| 43379944 |
|
00282135 |
|
43348385 |
|
43419522 |
| 43271265 |
|
00203513 |
|
00141615 |
|
43413861 |
7
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43270336 |
|
00129070 |
|
00107923 |
|
43413792 |
| 43346337 |
|
00118959 |
|
00027804 |
|
43412505 |
| 43335619 |
|
00052128 |
|
00017408 |
|
43383623 |
| 00313854 |
|
00016682 |
|
43311311 |
|
43380046 |
| 43339876 |
|
43433809 |
|
00357606 |
|
43377724 |
| 43299742 |
|
43433796 |
|
00312258 |
|
43314064 |
| 00272375 |
|
43418528 |
|
00301687 |
|
43266891 |
| 00100699 |
|
43418510 |
|
00115508 |
|
00356270 |
| 00029207 |
|
43413523 |
|
00104112 |
|
43357324 |
| 43388353 |
|
43413514 |
|
00051853 |
|
43330171 |
| 43298343 |
|
43413408 |
|
00161705 |
|
43305794 |
| 00537071 |
|
43411754 |
|
00130454 |
|
00332214 |
| 00318137 |
|
43411203 |
|
00122407 |
|
00816280 |
| 00079567 |
|
43411195 |
|
00115062 |
|
00328822 |
| 00003014 |
|
43411192 |
|
43298244 |
|
00314640 |
| 43272134 |
|
00112345 |
|
43330004 |
|
00305234 |
| 00142320 |
|
00031055 |
|
43303291 |
|
00200905 |
| 43256593 |
|
43430191 |
|
00878022 |
|
00045561 |
| 00295861 |
|
43426828 |
|
00294584 |
|
43372852 |
| 00198691 |
|
43421619 |
|
00131953 |
|
00295945 |
| 00125422 |
|
43413722 |
|
00349448 |
|
00252348 |
| 43276561 |
|
43413466 |
|
00332848 |
|
43385547 |
| 43275409 |
|
43411466 |
|
00283975 |
|
43384309 |
| 00892300 |
|
43410965 |
|
00257281 |
|
43326370 |
| 00873160 |
|
43410813 |
|
00100313 |
|
43319067 |
| 00720305 |
|
43281518 |
|
00058168 |
|
43292457 |
| 00328898 |
|
00311520 |
|
43378963 |
|
43414936 |
| 00295574 |
|
00017480 |
|
00347957 |
|
43337527 |
| 00202733 |
|
43410985 |
|
00314959 |
|
43319786 |
| 00149837 |
|
43410955 |
|
00269427 |
|
43294759 |
| 00873020 |
|
43410650 |
|
00029726 |
|
00106675 |
| 00334645 |
|
43410643 |
|
43300526 |
|
43327357 |
| 00329347 |
|
43410144 |
|
00706450 |
|
43104944 |
| 00275981 |
|
00017342 |
|
00648221 |
|
00295396 |
| 43333455 |
|
43377748 |
|
00332409 |
|
43371664 |
| 43318924 |
|
00269837 |
|
00329678 |
|
43348382 |
| 43316023 |
|
00268977 |
|
00279396 |
|
00276886 |
| 00832847 |
|
00265962 |
|
00219052 |
|
43346412 |
| 00217910 |
|
00051724 |
|
00126113 |
|
43326273 |
| 00182869 |
|
00021183 |
|
00118296 |
|
43243661 |
| 00122944 |
|
43336746 |
|
00101540 |
|
43105777 |
| 43398908 |
|
43274453 |
|
00021831 |
|
43390798 |
| 43380622 |
|
00391794 |
|
43398385 |
|
00251646 |
| 43329633 |
|
00351849 |
|
43343830 |
|
00340719 |
| 43277003 |
|
00139709 |
|
43311509 |
|
43421925 |
8
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00832804 |
|
00034177 |
|
00529362 |
|
43417022 |
| 00287543 |
|
00018070 |
|
00334473 |
|
00317748 |
| 00232955 |
|
43354359 |
|
00120228 |
|
00312043 |
| 00011067 |
|
43277539 |
|
43420110 |
|
00272814 |
| 00646555 |
|
43276849 |
|
43366973 |
|
43325416 |
| 00197296 |
|
43276725 |
|
43278161 |
|
00833126 |
| 00101908 |
|
00541745 |
|
00329684 |
|
00351669 |
| 43406244 |
|
00517135 |
|
00299588 |
|
00120854 |
| 43166094 |
|
00343647 |
|
00299138 |
|
00110623 |
| 00804002 |
|
00193953 |
|
00230600 |
|
00024353 |
| 00124947 |
|
00113869 |
|
00108749 |
|
43354726 |
| 00107930 |
|
00008857 |
|
00025411 |
|
43331398 |
| 00106486 |
|
43414757 |
|
00015039 |
|
00126324 |
| 43367911 |
|
00879541 |
|
43327900 |
|
43321611 |
| 43289927 |
|
00726346 |
|
00352965 |
|
43293385 |
| 00206514 |
|
00412813 |
|
00350408 |
|
00139207 |
| 00131821 |
|
00310577 |
|
00340677 |
|
00129263 |
| 00121613 |
|
00297740 |
|
00287550 |
|
00126664 |
| 00001791 |
|
00270735 |
|
00125855 |
|
00077632 |
| 43424315 |
|
00259152 |
|
43372195 |
|
00287124 |
| 43395003 |
|
00036015 |
|
00357390 |
|
00129349 |
| 43359047 |
|
00004077 |
|
00221422 |
|
00126125 |
| 00337306 |
|
43423748 |
|
00339323 |
|
00023521 |
| 00139723 |
|
43411802 |
|
00201785 |
|
43370308 |
| 00134874 |
|
43326168 |
|
00134647 |
|
43360469 |
| 43412309 |
|
43275452 |
|
43379531 |
|
43360375 |
| 43327857 |
|
00321465 |
|
43333246 |
|
43360271 |
| 00344762 |
|
00303419 |
|
00259977 |
|
43425895 |
| 00117760 |
|
00245488 |
|
00080345 |
|
43421851 |
| 00031558 |
|
00057896 |
|
00024615 |
|
43404491 |
| 00008798 |
|
43427662 |
|
43299442 |
|
43338809 |
| 43396062 |
|
43410617 |
|
43283835 |
|
43321896 |
| 43384451 |
|
00357074 |
|
00277354 |
|
00335888 |
| 43350469 |
|
00323862 |
|
00217587 |
|
00125054 |
| 00346754 |
|
00235334 |
|
00079054 |
|
00710199 |
| 00115063 |
|
00141062 |
|
00055995 |
|
00331754 |
| 43399908 |
|
00129402 |
|
00124158 |
|
00314963 |
| 43390055 |
|
00031344 |
|
00442658 |
|
00229874 |
| 43382664 |
|
00023296 |
|
00300896 |
|
43318831 |
| 43330484 |
|
00484431 |
|
00134003 |
|
43304942 |
| 43307944 |
|
00170658 |
|
00353108 |
|
43288195 |
| 43333657 |
|
00276905 |
|
00347787 |
|
43419461 |
| 43308471 |
|
00007283 |
|
00325708 |
|
43364068 |
| 43276453 |
|
43308753 |
|
00226661 |
|
43348600 |
| 00341033 |
|
00526975 |
|
00129076 |
|
00228652 |
9
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00306112 |
|
00253855 |
|
00467502 |
|
43415209 |
| 00125261 |
|
00030275 |
|
00105203 |
|
00261966 |
| 00105571 |
|
43398080 |
|
00101930 |
|
00126495 |
| 43378427 |
|
43333576 |
|
00045507 |
|
43407553 |
| 43196353 |
|
43293833 |
|
00033719 |
|
00305297 |
| 00351377 |
|
00834157 |
|
43409538 |
|
00150327 |
| 43392697 |
|
00359862 |
|
43400846 |
|
00141158 |
| 43380919 |
|
00341932 |
|
43398473 |
|
43373029 |
| 43326560 |
|
00117757 |
|
43393209 |
|
43361285 |
| 00325839 |
|
43347725 |
|
43368797 |
|
00017477 |
| 43319703 |
|
43275165 |
|
43368740 |
|
00007995 |
| 43311501 |
|
00493074 |
|
43327559 |
|
00350831 |
| 00285500 |
|
00142089 |
|
00123182 |
|
00005080 |
| 00123086 |
|
00018842 |
|
43375769 |
|
00005985 |
| 00077927 |
|
00596159 |
|
43365519 |
|
00020830 |
| 00001616 |
|
00266409 |
|
43317370 |
|
00129181 |
| 43388426 |
|
00014212 |
|
00326978 |
|
00136727 |
| 43317654 |
|
43309356 |
|
43420271 |
|
00140684 |
| 00229962 |
|
00814245 |
|
43272712 |
|
00286285 |
| 00157007 |
|
00335462 |
|
00441724 |
|
00318772 |
| 00015267 |
|
00319835 |
|
00112809 |
|
00392340 |
| 00393347 |
|
00118402 |
|
43275646 |
|
00532002 |
| 00317683 |
|
00008775 |
|
43275462 |
|
00577979 |
| 00216064 |
|
00008750 |
|
00529702 |
|
43359129 |
| 00139009 |
|
43370704 |
|
00009670 |
|
43351733 |
| 00131963 |
|
43328165 |
|
00643386 |
|
00112330 |
| 43403215 |
|
00625418 |
|
43365103 |
|
00170399 |
| 43183080 |
|
00607606 |
|
00357611 |
|
00177644 |
| 00325912 |
|
00555304 |
|
00271756 |
|
00228272 |
| 00125856 |
|
00375322 |
|
43362962 |
|
00299561 |
| 43333690 |
|
00346044 |
|
43348853 |
|
00884995 |
| 43316754 |
|
00327932 |
|
00565520 |
|
43305750 |
| 00874590 |
|
00284696 |
|
00335666 |
|
00420786 |
| 00110150 |
|
00230626 |
|
00138922 |
|
00284795 |
| 43346949 |
|
00148431 |
|
00131567 |
|
00295283 |
| 00195694 |
|
43369623 |
|
00100787 |
|
00121282 |
| 00076170 |
|
43353604 |
|
00084098 |
|
00023680 |
| 00051049 |
|
43341250 |
|
00010114 |
|
43422328 |
| 00328927 |
|
00717851 |
|
00010110 |
|
00357190 |
| 00116004 |
|
00326179 |
|
00839426 |
|
00213927 |
| 00074928 |
|
00227304 |
|
00648825 |
|
00136294 |
| 00058660 |
|
00131491 |
|
00317327 |
|
00279365 |
| 43318827 |
|
00044083 |
|
00306077 |
|
43379601 |
| 43298446 |
|
00043704 |
|
00122535 |
|
00323673 |
| 15000698 |
|
00040742 |
|
00073213 |
|
00289179 |
10
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00330078 |
|
43399753 |
|
00028041 |
|
00125143 |
| 00075895 |
|
43412117 |
|
00322480 |
|
43413062 |
| 00075164 |
|
43412108 |
|
00275891 |
|
00305627 |
| 00590177 |
|
43406221 |
|
00114899 |
|
00131971 |
| 00054458 |
|
43404178 |
|
00073052 |
|
00113558 |
| 00033076 |
|
43393882 |
|
00048519 |
|
00030305 |
| 00010821 |
|
00276895 |
|
00023169 |
|
43339681 |
| 00289123 |
|
43367966 |
|
00007329 |
|
43178582 |
| 43274819 |
|
00111595 |
|
43399609 |
|
00124124 |
| 43185814 |
|
00017679 |
|
00513296 |
|
00021220 |
| 00342852 |
|
00016756 |
|
00300532 |
|
43336017 |
| 00328599 |
|
43332513 |
|
00274839 |
|
43427149 |
| 00120323 |
|
00133303 |
|
00202205 |
|
43411118 |
| 43332086 |
|
00125184 |
|
00124712 |
|
00876925 |
| 43309766 |
|
00111858 |
|
00040739 |
|
00279373 |
| 00343480 |
|
00053642 |
|
77600148 |
|
00108228 |
| 00299633 |
|
00284498 |
|
43422881 |
|
00045875 |
| 00034830 |
|
00243243 |
|
43414159 |
|
00121509 |
| 00030821 |
|
43399165 |
|
43411043 |
|
00285063 |
| 43323403 |
|
00262502 |
|
43409846 |
|
00276492 |
| 43283605 |
|
43379478 |
|
43382495 |
|
43385257 |
| 00332206 |
|
43367250 |
|
00358025 |
|
00137383 |
| 00289704 |
|
43365716 |
|
43428618 |
|
00078255 |
| 00133880 |
|
43343625 |
|
43421783 |
|
00004135 |
| 00133672 |
|
00364991 |
|
43333305 |
|
43415622 |
| 43384084 |
|
00350165 |
|
43304144 |
|
43407775 |
| 00216152 |
|
00002813 |
|
43290321 |
|
43358188 |
| 00117596 |
|
43339274 |
|
43182226 |
|
00355220 |
| 00005055 |
|
43314940 |
|
43428228 |
|
00434809 |
| 00002265 |
|
43294727 |
|
43425661 |
|
00318930 |
| 77500138 |
|
00841129 |
|
43409814 |
|
00306271 |
| 43389751 |
|
00347838 |
|
43276465 |
|
00861049 |
| 43324382 |
|
00272221 |
|
00119977 |
|
43384072 |
| 00711012 |
|
00261882 |
|
43292303 |
|
00733083 |
| 00217671 |
|
00119173 |
|
00293816 |
|
00111382 |
| 00100014 |
|
00076140 |
|
00279699 |
|
43343704 |
| 00108827 |
|
00055190 |
|
00127453 |
|
43287844 |
| 00033885 |
|
00040749 |
|
00073032 |
|
43281311 |
| 00033741 |
|
00010318 |
|
00025176 |
|
00278208 |
| 00031458 |
|
43315344 |
|
00818100 |
|
00273767 |
| 00023117 |
|
00815713 |
|
00674834 |
|
00016529 |
| 43429943 |
|
00519995 |
|
00347264 |
|
43409692 |
| 43423434 |
|
00339148 |
|
00291178 |
|
43308921 |
| 43419601 |
|
00338065 |
|
00263281 |
|
00576352 |
| 00557846 |
|
00274895 |
|
43394770 |
|
00026734 |
11
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00497940 |
|
00123089 |
|
43286610 |
|
00026616 |
| 00173223 |
|
00083313 |
|
00334996 |
|
43312291 |
| 00054722 |
|
00040647 |
|
00318125 |
|
00342625 |
| 43376351 |
|
00019559 |
|
00130227 |
|
00309713 |
| 00033474 |
|
00010860 |
|
00112559 |
|
00304756 |
| 43329727 |
|
00010682 |
|
00003482 |
|
43371847 |
| 00034028 |
|
43332276 |
|
43317575 |
|
43180690 |
| 00033158 |
|
00349442 |
|
00353338 |
|
43403867 |
| 43343582 |
|
00119507 |
|
00111472 |
|
43342481 |
| 00137447 |
|
00276879 |
|
00263927 |
|
43292871 |
| 00031338 |
|
00105461 |
|
00477087 |
|
00134426 |
| 00196685 |
|
00101117 |
|
00139727 |
|
43394268 |
| 00328528 |
|
00079561 |
|
00011579 |
|
43326380 |
| 00289429 |
|
43322117 |
|
00295944 |
|
00836605 |
| 43269438 |
|
43299515 |
|
43420183 |
|
00348773 |
| 43348896 |
|
00432482 |
|
43341396 |
|
00251091 |
| 43365733 |
|
00364401 |
|
43331932 |
|
00136135 |
| 43377010 |
|
00312266 |
|
00352958 |
|
00130274 |
| 00217336 |
|
00141851 |
|
00345712 |
|
00104440 |
| 00311511 |
|
00115495 |
|
00314957 |
|
43418531 |
| 00702013 |
|
00107222 |
|
00311505 |
|
00487929 |
| 00721824 |
|
43392685 |
|
00274994 |
|
00317002 |
| 43368211 |
|
43370424 |
|
43396354 |
|
00215781 |
| 43366716 |
|
43303215 |
|
43363682 |
|
00028917 |
| 43276174 |
|
43288616 |
|
43326750 |
|
00028202 |
| 43103965 |
|
00307731 |
|
00347871 |
|
00008120 |
| 00689130 |
|
00275816 |
|
00299068 |
|
43376985 |
| 00389226 |
|
43409386 |
|
00252916 |
|
00896605 |
| 00345479 |
|
00842583 |
|
00108753 |
|
00723975 |
| 00304417 |
|
00142143 |
|
00033762 |
|
00289486 |
| 00299070 |
|
43357787 |
|
00018597 |
|
00131638 |
| 00236845 |
|
00343909 |
|
00137107 |
|
00016194 |
| 00122344 |
|
00337055 |
|
43174979 |
|
00049029 |
| 00115997 |
|
00142434 |
|
00335879 |
|
00054631 |
| 00036342 |
|
00114423 |
|
00280910 |
|
00056520 |
| 00008796 |
|
00113637 |
|
43419527 |
|
00079370 |
| 43288750 |
|
00620491 |
|
43270824 |
|
00109585 |
| 00310761 |
|
00272386 |
|
43270765 |
|
00115775 |
| 00140752 |
|
43320554 |
|
00350816 |
|
43322734 |
| 00123953 |
|
00126319 |
|
00340450 |
|
00034743 |
| 00053466 |
|
00103148 |
|
00572683 |
|
00039361 |
| 00051808 |
|
43346749 |
|
43400859 |
|
00053230 |
| 00034314 |
|
00822965 |
|
00709107 |
|
00075445 |
| 43397418 |
|
43334781 |
|
00075500 |
|
00262784 |
| 43286253 |
|
00221657 |
|
00732680 |
|
00308382 |
12
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00328136 |
|
00132139 |
|
00349822 |
|
00688002 |
| 43226965 |
|
00007580 |
|
00283170 |
|
00721948 |
| 00192836 |
|
43307065 |
|
00136220 |
|
00812471 |
| 00359864 |
|
00716332 |
|
00119904 |
|
00837482 |
| 00348596 |
|
00500909 |
|
00007653 |
|
43359516 |
| 00110842 |
|
00198340 |
|
43388720 |
|
43359436 |
| 43292554 |
|
00079080 |
|
43375770 |
|
43348595 |
| 00179124 |
|
00033496 |
|
43340252 |
|
43291132 |
| 00151785 |
|
00017153 |
|
43321006 |
|
00054428 |
| 00145416 |
|
43399786 |
|
00500143 |
|
00104524 |
| 00127988 |
|
43394620 |
|
00459461 |
|
00108531 |
| 43321262 |
|
43391618 |
|
00303074 |
|
00132530 |
| 00499471 |
|
43374261 |
|
00218715 |
|
00290971 |
| 00231198 |
|
43368213 |
|
00208164 |
|
00380601 |
| 00198109 |
|
43368204 |
|
00208159 |
|
00381926 |
| 00052255 |
|
43336737 |
|
00131928 |
|
00387770 |
| 00033438 |
|
43331847 |
|
00116243 |
|
00488747 |
| 00340312 |
|
43292137 |
|
00078436 |
|
00566403 |
| 00623253 |
|
00358022 |
|
43408302 |
|
00734268 |
| 00125699 |
|
00326431 |
|
43389273 |
|
00875651 |
| 00033352 |
|
00206652 |
|
43388446 |
|
43314866 |
| 43281920 |
|
00120013 |
|
43387810 |
|
00014568 |
| 00132194 |
|
00058783 |
|
43342956 |
|
00018762 |
| 43274226 |
|
00025645 |
|
43339786 |
|
00025038 |
| 00320342 |
|
00022264 |
|
43289438 |
|
00058416 |
| 43325451 |
|
43279943 |
|
00217727 |
|
00078689 |
| 43221666 |
|
00861634 |
|
00200696 |
|
00116556 |
| 00246816 |
|
00462896 |
|
00058800 |
|
00133006 |
| 00215536 |
|
00253094 |
|
00026903 |
|
00311161 |
| 00717797 |
|
00242852 |
|
00015792 |
|
00343247 |
| 00310258 |
|
00059551 |
|
00122099 |
|
00388483 |
| 00046044 |
|
00058166 |
|
00118014 |
|
00876852 |
| 00729485 |
|
00048512 |
|
43428811 |
|
43363416 |
| 00132125 |
|
00034702 |
|
43428763 |
|
43321665 |
| 00046019 |
|
00025045 |
|
43365521 |
|
43279979 |
| 00126443 |
|
88000029 |
|
43287967 |
|
43328270 |
| 00113280 |
|
43375734 |
|
43276638 |
|
43289947 |
| 00053005 |
|
43343602 |
|
00484482 |
|
43280030 |
| 00034794 |
|
43340210 |
|
00442836 |
|
43269258 |
| 00030705 |
|
00649074 |
|
00340452 |
|
00310256 |
| 00462705 |
|
00648337 |
|
00324679 |
|
00119489 |
| 00139895 |
|
00275971 |
|
00272637 |
|
00022160 |
| 00127619 |
|
00253545 |
|
00170811 |
|
00022504 |
| 00032579 |
|
00194000 |
|
00103984 |
|
00026707 |
| 00345896 |
|
00141797 |
|
43414281 |
|
00129486 |
13
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00344771 |
|
00100676 |
|
43315032 |
|
00266551 |
| 00317984 |
|
00075443 |
|
00318289 |
|
00318809 |
| 84000172 |
|
00047590 |
|
00119355 |
|
00343251 |
| 43154623 |
|
00028077 |
|
00110768 |
|
43371185 |
| 00468096 |
|
00025081 |
|
43336431 |
|
43338488 |
| 00269566 |
|
00018579 |
|
00353337 |
|
00056887 |
| 00159891 |
|
43276538 |
|
00292462 |
|
00077991 |
| 00118761 |
|
00825700 |
|
00196055 |
|
00114471 |
| 43409568 |
|
00337607 |
|
00036329 |
|
00125640 |
| 00686476 |
|
00102009 |
|
43316203 |
|
00130287 |
| 00337621 |
|
00004778 |
|
43307571 |
|
00196181 |
| 00279797 |
|
43398116 |
|
00274315 |
|
00258564 |
| 00160059 |
|
00318043 |
|
00206303 |
|
00611905 |
| 43270993 |
|
00302960 |
|
00141980 |
|
00816906 |
| 00132501 |
|
00276442 |
|
00121495 |
|
43314048 |
| 00011454 |
|
00035493 |
|
00341974 |
|
00254770 |
| 00011313 |
|
00033793 |
|
00083155 |
|
00287658 |
| 00807141 |
|
00006631 |
|
00052387 |
|
00137242 |
| 00011236 |
|
43374506 |
|
00348965 |
|
00350568 |
| 43279233 |
|
00358622 |
|
00200161 |
|
43433667 |
| 00288676 |
|
00353621 |
|
43373842 |
|
00292745 |
| 00204703 |
|
00278368 |
|
43279986 |
|
00126751 |
| 00009589 |
|
00217414 |
|
00720437 |
|
00357088 |
| 00329828 |
|
00002765 |
|
00422843 |
|
00295296 |
| 00227549 |
|
43332505 |
|
00358514 |
|
00279693 |
| 00132865 |
|
00896455 |
|
00100040 |
|
00146692 |
| 00128772 |
|
00139185 |
|
00052710 |
|
00011060 |
| 43325636 |
|
00124876 |
|
00031417 |
|
43339038 |
| 00880833 |
|
43378829 |
|
00025055 |
|
43194072 |
| 00359877 |
|
43346333 |
|
00022200 |
|
00715204 |
| 00306399 |
|
43335416 |
|
43387845 |
|
00227328 |
| 00028344 |
|
43332611 |
|
00008619 |
|
00128982 |
| 00319115 |
|
00875244 |
|
43289318 |
|
00108345 |
| 00305649 |
|
00728764 |
|
00328144 |
|
00008963 |
| 00211887 |
|
00285323 |
|
00273283 |
|
43425337 |
| 00130105 |
|
00073066 |
|
00350792 |
|
43409395 |
| 00056957 |
|
00059568 |
|
00278425 |
|
43386797 |
| 00031505 |
|
00028570 |
|
00131891 |
|
43337088 |
| 43426963 |
|
00024327 |
|
00198602 |
|
43335153 |
| 00132250 |
|
00022178 |
|
00124804 |
|
43326279 |
| 00102060 |
|
00455512 |
|
00050922 |
|
00351839 |
| 00030750 |
|
00141860 |
|
00032347 |
|
00281066 |
| 00030369 |
|
43375650 |
|
00343854 |
|
00100827 |
| 43288055 |
|
00716618 |
|
43397271 |
|
00050569 |
| 00458503 |
|
00477672 |
|
43362666 |
|
00325706 |
14
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00287944 |
|
00303252 |
|
43323589 |
|
00459151 |
| 00007137 |
|
00257176 |
|
43316150 |
|
43337861 |
| 00393401 |
|
00126574 |
|
00341171 |
|
00688622 |
| 00356273 |
|
43376525 |
|
00102056 |
|
00563013 |
| 00126783 |
|
00541044 |
|
00880353 |
|
43402784 |
| 00045402 |
|
00263559 |
|
00342742 |
|
43347136 |
| 00348588 |
|
00193383 |
|
00213479 |
|
43309880 |
| 00331605 |
|
43394193 |
|
00167185 |
|
43277963 |
| 00314454 |
|
43344546 |
|
00154555 |
|
00818119 |
| 00213713 |
|
00306449 |
|
43366968 |
|
00302959 |
| 00014791 |
|
00265216 |
|
43338387 |
|
00257327 |
| 00329337 |
|
00193348 |
|
43287259 |
|
00199595 |
| 00054790 |
|
00110722 |
|
43408603 |
|
00179841 |
| 00301105 |
|
00034320 |
|
43338485 |
|
43412902 |
| 00122234 |
|
43330804 |
|
43324807 |
|
43273898 |
| 00102460 |
|
43315136 |
|
43299242 |
|
00329179 |
| 00876186 |
|
43277905 |
|
43276888 |
|
00328920 |
| 00272390 |
|
00124482 |
|
00313524 |
|
00305436 |
| 00103634 |
|
43397114 |
|
00308541 |
|
00298111 |
| 43378976 |
|
00250350 |
|
43374778 |
|
00278239 |
| 43324370 |
|
43339008 |
|
43373732 |
|
43412518 |
| 00881759 |
|
43337439 |
|
00350413 |
|
43363427 |
| 00681997 |
|
43277151 |
|
00306791 |
|
43321503 |
| 00516309 |
|
00301803 |
|
00103433 |
|
00720852 |
| 00193311 |
|
43375515 |
|
00058428 |
|
00641375 |
| 00051880 |
|
43298836 |
|
43272597 |
|
00533289 |
| 00007352 |
|
43381623 |
|
00114211 |
|
00359405 |
| 00338214 |
|
43315923 |
|
00123149 |
|
00332556 |
| 00331601 |
|
43425262 |
|
43341197 |
|
00314374 |
| 00026559 |
|
43397037 |
|
00344744 |
|
00176958 |
| 43398919 |
|
43377337 |
|
43324383 |
|
00873780 |
| 43384948 |
|
43325607 |
|
00896427 |
|
00359369 |
| 43314296 |
|
43300139 |
|
00325273 |
|
00012687 |
| 00346385 |
|
00357825 |
|
00002975 |
|
00449849 |
| 00346210 |
|
00003977 |
|
43421645 |
|
00341797 |
| 84000876 |
|
43423048 |
|
00004881 |
|
00073123 |
| 43417190 |
|
43374615 |
|
43352313 |
|
00029418 |
| 43283963 |
|
00304554 |
|
43292067 |
|
00013690 |
| 00294887 |
|
00285521 |
|
00618780 |
|
00011608 |
| 43345767 |
|
00123858 |
|
00354215 |
|
43289751 |
| 43277086 |
|
43349501 |
|
00346766 |
|
43275037 |
| 00413070 |
|
00404934 |
|
00269698 |
|
00126587 |
| 00351366 |
|
43342953 |
|
00025534 |
|
00023351 |
| 00141666 |
|
43279944 |
|
00024659 |
|
00523690 |
| 43346090 |
|
00469777 |
|
00013153 |
|
00004297 |
15
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43345903 |
|
43420390 |
|
00011168 |
|
43406433 |
| 00272503 |
|
43381845 |
|
00120969 |
|
00307134 |
| 43348893 |
|
43340332 |
|
00043567 |
|
00301684 |
| 00270721 |
|
43315349 |
|
00033198 |
|
43429740 |
| 00022122 |
|
43314841 |
|
00015654 |
|
00208640 |
| 43275314 |
|
43299246 |
|
00006945 |
|
00202770 |
| 00208687 |
|
43297392 |
|
00004932 |
|
00462101 |
| 00018754 |
|
00358797 |
|
00250427 |
|
00256552 |
| 43348764 |
|
00339036 |
|
43388706 |
|
00026162 |
| 43348638 |
|
00312152 |
|
43362768 |
|
43402640 |
| 43348463 |
|
00272082 |
|
43350527 |
|
43387912 |
| 00479438 |
|
00016635 |
|
00707457 |
|
43328001 |
| 00251876 |
|
00001946 |
|
00429279 |
|
00354045 |
| 00218962 |
|
43332072 |
|
00426792 |
|
00171123 |
| 43385099 |
|
43306906 |
|
00418838 |
|
00126316 |
| 43374880 |
|
00339545 |
|
00006247 |
|
43388039 |
| 43367995 |
|
00202622 |
|
00150533 |
|
43361084 |
| 32000452 |
|
43340479 |
|
43430135 |
|
43321693 |
| 00331301 |
|
00819964 |
|
43406435 |
|
43317818 |
| 00307789 |
|
00357607 |
|
43403315 |
|
43283873 |
| 00300980 |
|
00107421 |
|
43395353 |
|
00717711 |
| 00269402 |
|
00102821 |
|
43370771 |
|
00543667 |
| 00118203 |
|
00023992 |
|
43369537 |
|
00338063 |
| 00031429 |
|
00023977 |
|
43365644 |
|
00296716 |
| 43277214 |
|
43395842 |
|
43365643 |
|
00253219 |
| 00869708 |
|
43299307 |
|
00336277 |
|
00169227 |
| 00234710 |
|
00140529 |
|
43388244 |
|
43428306 |
| 43344555 |
|
00074902 |
|
43307211 |
|
00134254 |
| 00258685 |
|
00033912 |
|
00135053 |
|
00102498 |
| 43341179 |
|
43325864 |
|
00114964 |
|
43425362 |
| 00732605 |
|
43275641 |
|
43375301 |
|
43423598 |
| 00351382 |
|
00494879 |
|
43372780 |
|
43412290 |
| 00345216 |
|
00108938 |
|
00122177 |
|
00866946 |
| 00272954 |
|
43377774 |
|
00110602 |
|
00124414 |
| 00450472 |
|
43339874 |
|
43377068 |
|
00083307 |
| 00236004 |
|
43338913 |
|
00132493 |
|
43383776 |
| 43344422 |
|
00431761 |
|
00024305 |
|
00338075 |
| 00137414 |
|
00272841 |
|
43189775 |
|
00313807 |
| 43320093 |
|
00268992 |
|
00220535 |
|
00301800 |
| 00228908 |
|
00033895 |
|
43406751 |
|
00014238 |
| 00322476 |
|
00020013 |
|
43412246 |
|
00844713 |
| 00129882 |
|
00333328 |
|
00557366 |
|
00648841 |
| 00014809 |
|
43339389 |
|
43423908 |
|
00456640 |
| 43371744 |
|
00112073 |
|
43423579 |
|
00422967 |
| 43323800 |
|
00026405 |
|
43386650 |
|
00415936 |
16
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43296888 |
|
00023966 |
|
43386637 |
|
00335764 |
| 00133689 |
|
00306417 |
|
43423603 |
|
00307992 |
| 00017236 |
|
00111646 |
|
43423210 |
|
00244015 |
| 00258377 |
|
43412507 |
|
43421426 |
|
00209368 |
| 00876100 |
|
43372785 |
|
43386651 |
|
00190837 |
| 00552860 |
|
00521272 |
|
43386647 |
|
00058859 |
| 00011359 |
|
00310081 |
|
43417252 |
|
00004179 |
| 81028472 |
|
43420503 |
|
43298447 |
|
00114225 |
| 43364572 |
|
43406451 |
|
00351843 |
|
00102713 |
| 43334779 |
|
43355107 |
|
00265850 |
|
00014866 |
| 43327455 |
|
00343315 |
|
00197895 |
|
43343481 |
| 43323998 |
|
00331216 |
|
00721328 |
|
00847801 |
| 00234311 |
|
00208853 |
|
00680427 |
|
00428019 |
| 00054665 |
|
43383233 |
|
00341223 |
|
00338274 |
| 00042970 |
|
00435406 |
|
00106497 |
|
00337595 |
| 43398738 |
|
43382938 |
|
43426658 |
|
00228636 |
| 43340155 |
|
43300248 |
|
43425486 |
|
00080764 |
| 00354035 |
|
43283902 |
|
43425078 |
|
00044126 |
| 00058569 |
|
00103334 |
|
00896616 |
|
00016667 |
| 00340707 |
|
00102859 |
|
00229470 |
|
00009210 |
| 00108200 |
|
00021030 |
|
00132667 |
|
00806269 |
| 00059400 |
|
00328294 |
|
43343885 |
|
00293977 |
| 00047510 |
|
43326080 |
|
43307586 |
|
00276904 |
| 00024838 |
|
43277710 |
|
43296106 |
|
00194496 |
| 00075645 |
|
00356108 |
|
43287127 |
|
00146145 |
| 00055024 |
|
00303069 |
|
00133287 |
|
00129687 |
| 43404188 |
|
00030879 |
|
00119405 |
|
00075038 |
| 43355491 |
|
00007690 |
|
00011988 |
|
00029388 |
| 43206700 |
|
00529583 |
|
43425669 |
|
00526401 |
| 00635847 |
|
00029790 |
|
43420301 |
|
00294691 |
| 00331604 |
|
43338261 |
|
00317328 |
|
00271535 |
| 00205983 |
|
00712094 |
|
00269014 |
|
00075651 |
| 00045470 |
|
00105075 |
|
00228131 |
|
43388100 |
| 00015373 |
|
00101386 |
|
00121622 |
|
00832286 |
| 00821861 |
|
00053250 |
|
00100693 |
|
00806218 |
| 00347519 |
|
43315354 |
|
00007517 |
|
00213993 |
| 00164518 |
|
00686077 |
|
43341613 |
|
00153613 |
| 00129683 |
|
00345480 |
|
00352677 |
|
00104427 |
| 00056941 |
|
00312146 |
|
00349783 |
|
00255831 |
| 00042661 |
|
00303708 |
|
00318606 |
|
00208027 |
| 00021971 |
|
00154547 |
|
00284701 |
|
00017263 |
| 00010550 |
|
00122499 |
|
00250287 |
|
43388332 |
| 00059066 |
|
43325559 |
|
00118970 |
|
43336999 |
| 00034270 |
|
43311882 |
|
00019190 |
|
43277088 |
| 43363227 |
|
43295571 |
|
00002167 |
|
00269008 |
17
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43361684 |
|
43413254 |
|
00805394 |
|
00128550 |
| 00211923 |
|
43408315 |
|
00521531 |
|
00103207 |
| 43370709 |
|
00614297 |
|
00178497 |
|
00053960 |
| 00492639 |
|
00331961 |
|
00109762 |
|
00030688 |
| 00340853 |
|
00292686 |
|
00001997 |
|
00030600 |
| 00227545 |
|
00276911 |
|
43406518 |
|
00027522 |
| 00118963 |
|
00129427 |
|
00462675 |
|
43301079 |
| 43382917 |
|
43373023 |
|
00376086 |
|
00623431 |
| 43368850 |
|
00543683 |
|
00116720 |
|
00271876 |
| 00334235 |
|
00108847 |
|
00033445 |
|
00217416 |
| 00327253 |
|
00562564 |
|
00028575 |
|
00043562 |
| 00113836 |
|
00280635 |
|
00025042 |
|
43426541 |
| 43418587 |
|
00031426 |
|
00025028 |
|
43286833 |
| 00872601 |
|
43424305 |
|
00015354 |
|
43284664 |
| 00356824 |
|
43339676 |
|
43404110 |
|
00487163 |
| 00325002 |
|
00288026 |
|
00418196 |
|
00335398 |
| 00287745 |
|
00224898 |
|
00118060 |
|
00142390 |
| 00217411 |
|
00106713 |
|
00042432 |
|
00133978 |
| 43396356 |
|
00039120 |
|
00008584 |
|
00014512 |
| 43364694 |
|
00028283 |
|
00341908 |
|
43380184 |
| 00347458 |
|
00017097 |
|
00323680 |
|
00483672 |
| 00292748 |
|
43411188 |
|
00115630 |
|
00339792 |
| 00227322 |
|
00469130 |
|
00058688 |
|
00119846 |
| 00205362 |
|
00225835 |
|
00006248 |
|
00052984 |
| 00112108 |
|
00140634 |
|
00680397 |
|
43372178 |
| 00355887 |
|
00133003 |
|
43382277 |
|
43297291 |
| 00287123 |
|
00104646 |
|
43168555 |
|
43286249 |
| 00218816 |
|
00030332 |
|
43105426 |
|
00859494 |
| 00117683 |
|
00494941 |
|
43331684 |
|
00327108 |
| 00031430 |
|
00255086 |
|
43323461 |
|
43374949 |
| 43316557 |
|
00161225 |
|
00176753 |
|
00896515 |
| 43293972 |
|
00157406 |
|
00141296 |
|
00276944 |
| 00324027 |
|
43287771 |
|
00139036 |
|
00213768 |
| 00301111 |
|
00359602 |
|
00111610 |
|
00117577 |
| 00146617 |
|
00129622 |
|
00083072 |
|
00043053 |
| 00115795 |
|
00123466 |
|
00038750 |
|
00015457 |
| 00102124 |
|
00114887 |
|
00018845 |
|
00336662 |
| 00023141 |
|
00007269 |
|
00014390 |
|
00332845 |
| 00310091 |
|
43364291 |
|
00008788 |
|
00306803 |
| 00229021 |
|
00860182 |
|
43276768 |
|
00257753 |
| 00228631 |
|
00250937 |
|
00826251 |
|
00131489 |
| 00139524 |
|
00023929 |
|
00208211 |
|
00013706 |
| 00311014 |
|
00358049 |
|
00116564 |
|
43373433 |
| 00296913 |
|
00355064 |
|
00051622 |
|
00072145 |
| 43361671 |
|
00262173 |
|
00031375 |
|
00054221 |
18
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43231572 |
|
00503916 |
|
00030631 |
|
43201010 |
| 00201436 |
|
00329829 |
|
43283038 |
|
00202126 |
| 43424187 |
|
00245399 |
|
00649376 |
|
00007474 |
| 43405537 |
|
00131514 |
|
00649228 |
|
43179142 |
| 43313456 |
|
00876488 |
|
00350963 |
|
00523259 |
| 00330613 |
|
00803936 |
|
00347462 |
|
00313841 |
| 00255865 |
|
00125168 |
|
00278394 |
|
43320989 |
| 00137539 |
|
00333336 |
|
00134237 |
|
00565636 |
| 43423461 |
|
00258446 |
|
00024472 |
|
00452114 |
| 43417762 |
|
00109848 |
|
43316673 |
|
00307947 |
| 43377361 |
|
00053208 |
|
00134520 |
|
00259403 |
| 43370234 |
|
00052762 |
|
00079246 |
|
00117408 |
| 00188816 |
|
00008049 |
|
00205482 |
|
00116822 |
| 00132905 |
|
43301919 |
|
43387819 |
|
00079310 |
| 43406045 |
|
43335711 |
|
00124423 |
|
00019346 |
| 43401397 |
|
00257082 |
|
00083211 |
|
00119967 |
| 43357540 |
|
00810347 |
|
00008930 |
|
43317829 |
| 00120315 |
|
00108359 |
|
43368783 |
|
43400371 |
| 43406862 |
|
00308137 |
|
43359169 |
|
43359515 |
| 43400286 |
|
00307351 |
|
43276964 |
|
43339557 |
| 00359594 |
|
00258215 |
|
00354062 |
|
43320843 |
| 00109484 |
|
00256419 |
|
00229031 |
|
00882372 |
| 43314142 |
|
00054255 |
|
43344553 |
|
00808725 |
| 00708623 |
|
00051646 |
|
43317232 |
|
00358409 |
| 00119893 |
|
00009489 |
|
43268823 |
|
00128748 |
| 00017264 |
|
00491659 |
|
43202230 |
|
00122805 |
| 43422290 |
|
00265730 |
|
00334952 |
|
00110946 |
| 43402159 |
|
00100931 |
|
00113006 |
|
43428236 |
| 43381983 |
|
43273153 |
|
43345520 |
|
43390623 |
| 43280163 |
|
00231587 |
|
43243281 |
|
43368897 |
| 00100938 |
|
43394250 |
|
00219136 |
|
43325149 |
| 43387753 |
|
00893463 |
|
00023605 |
|
00112444 |
| 00118091 |
|
00887587 |
|
00297621 |
|
00106786 |
| 43321560 |
|
00321656 |
|
00564028 |
|
00116892 |
| 43280706 |
|
00023944 |
|
00350149 |
|
43311982 |
| 00206878 |
|
00534463 |
|
00210595 |
|
00706388 |
| 00132178 |
|
00526266 |
|
00434345 |
|
00100949 |
| 00105137 |
|
00416126 |
|
00342461 |
|
99060198 |
| 00138823 |
|
00292678 |
|
00125764 |
|
99060197 |
| 00134725 |
|
00141843 |
|
00001790 |
|
43418087 |
| 43393137 |
|
00045824 |
|
00013965 |
|
43342377 |
| 43377521 |
|
00390437 |
|
00046833 |
|
00851426 |
| 00301922 |
|
00365467 |
|
00078660 |
|
43360783 |
| 00132402 |
|
00306092 |
|
00078681 |
|
43331854 |
| 00018970 |
|
00138787 |
|
00117601 |
|
43360792 |
19
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00344765 |
|
00009578 |
|
00183385 |
|
43278092 |
| 00322190 |
|
43418486 |
|
00234362 |
|
43270909 |
| 43387742 |
|
00523275 |
|
00327131 |
|
00875783 |
| 00283020 |
|
00477591 |
|
00676713 |
|
00646504 |
| 00252783 |
|
00338974 |
|
43429281 |
|
00595535 |
| 00108452 |
|
00137308 |
|
43364794 |
|
00349785 |
| 43419440 |
|
00031242 |
|
00286435 |
|
00119668 |
| 43382240 |
|
00028606 |
|
00317150 |
|
00119625 |
| 43271058 |
|
00028589 |
|
00345180 |
|
00109803 |
| 00415367 |
|
43387752 |
|
00406872 |
|
00105264 |
| 00296211 |
|
43348402 |
|
00468665 |
|
00017383 |
| 00119424 |
|
00839051 |
|
00478954 |
|
00128409 |
| 00112578 |
|
00363235 |
|
43376257 |
|
00124116 |
| 43411557 |
|
00312734 |
|
43370827 |
|
00301799 |
| 43383697 |
|
00131568 |
|
00107231 |
|
00320021 |
| 43357537 |
|
00050510 |
|
43375122 |
|
43358434 |
| 43308884 |
|
00018446 |
|
43269566 |
|
43308277 |
| 00334488 |
|
00010197 |
|
00032062 |
|
00331753 |
| 00329660 |
|
00010123 |
|
43383777 |
|
00217430 |
| 00126282 |
|
00008928 |
|
43367361 |
|
43102219 |
| 00051993 |
|
43350695 |
|
00194191 |
|
00230451 |
| 43406208 |
|
00028330 |
|
43425584 |
|
00078072 |
| 43331464 |
|
00028080 |
|
43415304 |
|
00877603 |
| 00729450 |
|
43406057 |
|
43409545 |
|
00733555 |
| 00346040 |
|
00334653 |
|
43383264 |
|
00140679 |
| 00343893 |
|
00137070 |
|
43346588 |
|
00004352 |
| 00311017 |
|
43324992 |
|
43339769 |
|
43384133 |
| 00202805 |
|
00383465 |
|
43416681 |
|
43271075 |
| 00133635 |
|
00343868 |
|
43414447 |
|
00294578 |
| 00132891 |
|
00323148 |
|
43406517 |
|
00214020 |
| 00127422 |
|
00117096 |
|
43376356 |
|
00124785 |
| 00123131 |
|
00026812 |
|
43372237 |
|
00050195 |
| 00121114 |
|
00026251 |
|
43368184 |
|
43419445 |
| 00102679 |
|
43407530 |
|
43352966 |
|
00274535 |
| 00728292 |
|
00282883 |
|
43345735 |
|
43415685 |
| 00513229 |
|
00026161 |
|
00027214 |
|
00323283 |
| 00393533 |
|
00025087 |
|
43424537 |
|
00310236 |
| 00223022 |
|
00011983 |
|
43424054 |
|
00286029 |
| 43336825 |
|
00008274 |
|
43386701 |
|
00244368 |
| 00573000 |
|
00319682 |
|
43360417 |
|
00218006 |
| 00357595 |
|
00032541 |
|
00884529 |
|
00214280 |
| 00281245 |
|
00486086 |
|
00335460 |
|
00141813 |
| 00256441 |
|
00209287 |
|
00720135 |
|
00124305 |
| 00141372 |
|
00046606 |
|
43367575 |
|
00047641 |
| 00114139 |
|
00167584 |
|
00106772 |
|
00038407 |
20
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00054453 |
|
00123989 |
|
00119122 |
|
00016138 |
| 00413992 |
|
00123138 |
|
43335256 |
|
00320503 |
| 00110795 |
|
00111365 |
|
00492175 |
|
00141808 |
| 00110191 |
|
43389013 |
|
00292732 |
|
00016534 |
| 00103591 |
|
00491357 |
|
00217304 |
|
43370927 |
| 00059044 |
|
00190217 |
|
00127417 |
|
43314031 |
| 00006454 |
|
00462055 |
|
43328336 |
|
43308446 |
| 00475092 |
|
00356099 |
|
00030969 |
|
00436615 |
| 00262854 |
|
00001445 |
|
43425903 |
|
00205654 |
| 00239186 |
|
00562491 |
|
00111823 |
|
00058786 |
| 00184977 |
|
00391077 |
|
00287247 |
|
43386654 |
| 00123254 |
|
00027455 |
|
00356094 |
|
00717568 |
| 00114724 |
|
00015595 |
|
00205973 |
|
00227313 |
| 00016815 |
|
00337773 |
|
00077261 |
|
00134393 |
| 43411563 |
|
00191744 |
|
43403845 |
|
80702927 |
| 43344565 |
|
00141976 |
|
43385077 |
|
43426248 |
| 00722529 |
|
00038487 |
|
43374525 |
|
43377762 |
| 00359871 |
|
00462349 |
|
00307744 |
|
43375747 |
| 00202561 |
|
00307866 |
|
00192201 |
|
43374871 |
| 00111208 |
|
00100137 |
|
00054995 |
|
43372963 |
| 43351987 |
|
00084216 |
|
43412286 |
|
43356785 |
| 43333194 |
|
00003427 |
|
43398655 |
|
43346600 |
| 43306437 |
|
43332053 |
|
43360969 |
|
00352608 |
| 43271872 |
|
43276745 |
|
00589373 |
|
00343897 |
| 00077013 |
|
00715689 |
|
00317611 |
|
00340502 |
| 00019015 |
|
00642630 |
|
00170672 |
|
00313671 |
| 43392710 |
|
00462195 |
|
00139647 |
|
00312375 |
| 43371682 |
|
00405809 |
|
00352243 |
|
00302120 |
| 00732303 |
|
00364118 |
|
00133620 |
|
00228644 |
| 00310254 |
|
00314293 |
|
00116924 |
|
00136884 |
| 00308888 |
|
00198115 |
|
00075055 |
|
00117406 |
| 00059510 |
|
00132513 |
|
00018370 |
|
00079530 |
| 00007272 |
|
00122463 |
|
43357891 |
|
00002266 |
| 00330953 |
|
00017527 |
|
43371136 |
|
43413479 |
| 00139141 |
|
43412598 |
|
43311182 |
|
43391948 |
| 00117359 |
|
43327062 |
|
00884243 |
|
00358056 |
| 43398659 |
|
00347902 |
|
00326671 |
|
43166216 |
| 43339982 |
|
00271245 |
|
00134453 |
|
00222640 |
| 43326898 |
|
00130580 |
|
00105412 |
|
43375024 |
| 00260754 |
|
43323220 |
|
00033836 |
|
43307323 |
| 00168106 |
|
00307971 |
|
00017580 |
|
00133519 |
| 43385087 |
|
00109470 |
|
00881562 |
|
00034176 |
| 43346936 |
|
00076724 |
|
00717452 |
|
43323663 |
| 43332241 |
|
00495360 |
|
00249723 |
|
00405485 |
| 43404172 |
|
00350560 |
|
00107805 |
|
00347004 |
21
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43348875 |
|
00343615 |
|
00542369 |
|
00117528 |
| 00332210 |
|
00262634 |
|
00392294 |
|
43351887 |
| 00117350 |
|
00028854 |
|
00318429 |
|
43200268 |
| 00282766 |
|
00028802 |
|
00301019 |
|
43283598 |
| 00281057 |
|
00028241 |
|
00114355 |
|
00358843 |
| 00260428 |
|
00019273 |
|
00106239 |
|
00298106 |
| 00055013 |
|
00194979 |
|
00079523 |
|
43338129 |
| 43412523 |
|
00137301 |
|
43374335 |
|
43332001 |
| 43321180 |
|
00017313 |
|
00294580 |
|
00278230 |
| 00195811 |
|
00007794 |
|
00260353 |
|
00101381 |
| 00105144 |
|
00298899 |
|
00130163 |
|
43380194 |
| 00006232 |
|
00102546 |
|
00323427 |
|
43331967 |
| 43327567 |
|
00824771 |
|
00126770 |
|
00132440 |
| 43320837 |
|
00681601 |
|
00113562 |
|
00130323 |
| 43392709 |
|
00676853 |
|
43272594 |
|
43416118 |
| 43334963 |
|
43377073 |
|
00848050 |
|
43288400 |
| 43289756 |
|
43281837 |
|
00677698 |
|
00449881 |
| 43214955 |
|
00291745 |
|
00563285 |
|
00445681 |
| 00213531 |
|
00124457 |
|
00523151 |
|
00302988 |
| 43352973 |
|
43343363 |
|
00131508 |
|
00131859 |
| 43392084 |
|
43319788 |
|
00109124 |
|
00120227 |
| 43326985 |
|
00349632 |
|
00031701 |
|
00018768 |
| 00023764 |
|
00031224 |
|
43372521 |
|
43341762 |
| 00001704 |
|
00005370 |
|
00269438 |
|
00274876 |
| 43340712 |
|
43392604 |
|
43405442 |
|
00133513 |
| 00319834 |
|
43269315 |
|
43396228 |
|
00107746 |
| 00228917 |
|
43215812 |
|
00013442 |
|
43386506 |
| 43285046 |
|
00291174 |
|
00733024 |
|
00107832 |
| 00394343 |
|
00275211 |
|
00123243 |
|
43320699 |
| 00073007 |
|
43340212 |
|
43342255 |
|
00884235 |
| 00428248 |
|
00542946 |
|
43275130 |
|
00199094 |
| 00888311 |
|
00342246 |
|
00483494 |
|
00182230 |
| 00276897 |
|
00121373 |
|
00349820 |
|
00131589 |
| 00115852 |
|
00311492 |
|
00324898 |
|
00122961 |
| 00328821 |
|
00142402 |
|
00265841 |
|
00120887 |
| 00197136 |
|
00125559 |
|
00181633 |
|
00114386 |
| 00142343 |
|
00122494 |
|
00142149 |
|
00108946 |
| 00141348 |
|
00017520 |
|
00077674 |
|
00078877 |
| 00129323 |
|
43413489 |
|
00032391 |
|
00701386 |
| 00105445 |
|
43378311 |
|
00017773 |
|
00503835 |
| 00121846 |
|
43308841 |
|
00012896 |
|
00440361 |
| 43280187 |
|
00137413 |
|
00886556 |
|
00294889 |
| 00332411 |
|
43417475 |
|
00711063 |
|
00045757 |
| 00131753 |
|
43351446 |
|
00324279 |
|
00018572 |
| 00030321 |
|
43341335 |
|
00129214 |
|
00204773 |
22
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43312572 |
|
43298200 |
|
00110405 |
|
00170003 |
| 00275999 |
|
00124707 |
|
00112820 |
|
43332243 |
| 00273888 |
|
00122597 |
|
00002107 |
|
43331917 |
| 43336855 |
|
43287183 |
|
00447838 |
|
00352815 |
| 43328796 |
|
43276478 |
|
00269576 |
|
00043178 |
| 00177520 |
|
00337307 |
|
00256677 |
|
00005894 |
| 00137087 |
|
00007540 |
|
00122755 |
|
43367538 |
| 00058043 |
|
43364921 |
|
43381194 |
|
43399146 |
| 43355545 |
|
00327243 |
|
00288491 |
|
43184035 |
| 00805033 |
|
00276475 |
|
00491691 |
|
00274295 |
| 00132555 |
|
00120197 |
|
00016977 |
|
00259018 |
| 00123856 |
|
00029074 |
|
43410595 |
|
00349446 |
| 43315389 |
|
43411706 |
|
00122688 |
|
43421936 |
| 00333742 |
|
43409794 |
|
00030963 |
|
43398544 |
| 00320587 |
|
43403858 |
|
00566535 |
|
43382505 |
| 43381379 |
|
43375848 |
|
00274407 |
|
43380608 |
| 43347267 |
|
00311143 |
|
00132593 |
|
43393741 |
| 43296706 |
|
00203452 |
|
00035399 |
|
43317613 |
| 00122998 |
|
00197076 |
|
43181895 |
|
43312115 |
| 43340187 |
|
43413257 |
|
43412745 |
|
00141485 |
| 43275648 |
|
43393080 |
|
43322123 |
|
00050369 |
| 00310575 |
|
43389401 |
|
43396222 |
|
43409711 |
| 00227632 |
|
43374067 |
|
00841404 |
|
43378209 |
| 43110484 |
|
43367136 |
|
00702234 |
|
43376995 |
| 00227439 |
|
43362596 |
|
00357154 |
|
43375941 |
| 43376132 |
|
00350806 |
|
00273293 |
|
43375115 |
| 00341018 |
|
00346028 |
|
00128447 |
|
43349939 |
| 00303553 |
|
00133505 |
|
00102610 |
|
00138843 |
| 00126231 |
|
43340862 |
|
00286751 |
|
00075256 |
| 43286534 |
|
43315908 |
|
00126837 |
|
43425173 |
| 00220818 |
|
43306181 |
|
43381852 |
|
43421853 |
| 43413201 |
|
43275022 |
|
43354160 |
|
43392533 |
| 27001004 |
|
43403411 |
|
43330848 |
|
43384343 |
| 00870595 |
|
43388902 |
|
00133605 |
|
00574732 |
| 00311503 |
|
00355052 |
|
00109295 |
|
00123100 |
| 00142044 |
|
00341176 |
|
00025758 |
|
43420120 |
| 00128058 |
|
00272473 |
|
43411364 |
|
43403876 |
| 00338675 |
|
00142362 |
|
43385868 |
|
43402837 |
| 00102351 |
|
43285795 |
|
43359330 |
|
43402811 |
| 43342934 |
|
43205882 |
|
43210462 |
|
43382827 |
| 00358794 |
|
43378023 |
|
00009876 |
|
43370833 |
| 00263160 |
|
43375229 |
|
43281656 |
|
43337205 |
| 00817856 |
|
43345411 |
|
00343898 |
|
43330157 |
| 00123087 |
|
43335843 |
|
00332842 |
|
00017089 |
| 43420208 |
|
43269970 |
|
00140942 |
|
43409400 |
23
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00716677 |
|
43409593 |
|
00128226 |
|
43385465 |
| 43409766 |
|
43327412 |
|
00110958 |
|
43373514 |
| 00716766 |
|
43269502 |
|
43422548 |
|
43370352 |
| 00357080 |
|
00201038 |
|
43417386 |
|
43323210 |
| 00337072 |
|
00303704 |
|
43380397 |
|
43317086 |
| 00213143 |
|
00288392 |
|
43378906 |
|
00016405 |
| 00197449 |
|
00024214 |
|
43356576 |
|
43423751 |
| 43400907 |
|
43414136 |
|
43257896 |
|
43415904 |
| 43390934 |
|
43302335 |
|
00850845 |
|
43395596 |
| 43378573 |
|
43287831 |
|
00288902 |
|
43395581 |
| 00633364 |
|
00888273 |
|
00147745 |
|
43387564 |
| 00449997 |
|
00723622 |
|
00435821 |
|
00305237 |
| 00298379 |
|
00305454 |
|
00434612 |
|
43280404 |
| 00196881 |
|
43341393 |
|
00252018 |
|
00427942 |
| 00125794 |
|
00462462 |
|
00227166 |
|
00354713 |
| 00079345 |
|
00314579 |
|
00131861 |
|
00291177 |
| 00322473 |
|
43297287 |
|
00019819 |
|
00240230 |
| 00109522 |
|
00046703 |
|
00569240 |
|
00233455 |
| 00101918 |
|
00109553 |
|
00504769 |
|
00156396 |
| 00400270 |
|
00102070 |
|
00230316 |
|
00112507 |
| 00294894 |
|
00004728 |
|
00158496 |
|
00107583 |
| 00210064 |
|
00896518 |
|
00133774 |
|
00104833 |
| 00830569 |
|
00259868 |
|
00022631 |
|
00083049 |
| 00322783 |
|
00108424 |
|
43381126 |
|
00058495 |
| 00265554 |
|
00017382 |
|
43380334 |
|
00025485 |
| 00142034 |
|
43416737 |
|
43340477 |
|
00024288 |
| 00829587 |
|
00334154 |
|
43315111 |
|
00021751 |
| 00339326 |
|
00313726 |
|
00880795 |
|
00021571 |
| 00293838 |
|
00306754 |
|
00837229 |
|
00014602 |
| 00010924 |
|
00269436 |
|
00706663 |
|
00004587 |
| 00003678 |
|
00243021 |
|
00703249 |
|
00433438 |
| 43281087 |
|
00145467 |
|
00703192 |
|
00171616 |
| 00490253 |
|
00136921 |
|
00645826 |
|
00540765 |
| 00406694 |
|
00123128 |
|
00517038 |
|
00477532 |
| 00220264 |
|
00122696 |
|
00363359 |
|
00127466 |
| 43378776 |
|
00112610 |
|
00303552 |
|
00014988 |
| 43367972 |
|
00040619 |
|
00274024 |
|
00001036 |
| 00555169 |
|
00004049 |
|
00238848 |
|
43378213 |
| 00356964 |
|
43299824 |
|
00127055 |
|
43375930 |
| 00223055 |
|
00306777 |
|
00125717 |
|
43371645 |
| 00101863 |
|
00134421 |
|
00122956 |
|
00890332 |
| 00100718 |
|
00115136 |
|
00103769 |
|
00705977 |
| 43410798 |
|
00058947 |
|
00040837 |
|
00566195 |
| 00483664 |
|
00809217 |
|
00017432 |
|
00017684 |
| 00326078 |
|
00557706 |
|
43425372 |
|
43377180 |
24
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00300728 |
|
00531081 |
|
43377745 |
|
00010401 |
| 00220809 |
|
00194735 |
|
00892947 |
|
00002594 |
| 43412972 |
|
00348934 |
|
00851701 |
|
00563552 |
| 00835714 |
|
00332192 |
|
00821543 |
|
43409673 |
| 00156892 |
|
00299377 |
|
00711896 |
|
43348938 |
| 00126239 |
|
00139069 |
|
00357079 |
|
00319512 |
| 00106505 |
|
00132140 |
|
00341152 |
|
00142411 |
| 00079096 |
|
43415363 |
|
00334897 |
|
00122571 |
| 00312134 |
|
43322279 |
|
00334651 |
|
00032525 |
| 43277001 |
|
00332542 |
|
00333631 |
|
43382064 |
| 00141873 |
|
00320781 |
|
00333431 |
|
43378192 |
| 00108732 |
|
00318142 |
|
00315621 |
|
00392383 |
| 43360804 |
|
00222944 |
|
00262636 |
|
43359344 |
| 43342991 |
|
00132184 |
|
00213655 |
|
43351992 |
| 00251769 |
|
00076122 |
|
00211841 |
|
00811866 |
| 00128672 |
|
00013325 |
|
00164550 |
|
00279826 |
| 43395082 |
|
00046495 |
|
00024047 |
|
00201844 |
| 43383840 |
|
00020892 |
|
43339128 |
|
00128673 |
| 43331461 |
|
43388365 |
|
43312082 |
|
43417265 |
| 43179420 |
|
43371112 |
|
43297288 |
|
00025440 |
| 43391709 |
|
00202799 |
|
43295160 |
|
00013398 |
| 43386063 |
|
00131583 |
|
43284782 |
|
00387126 |
| 43292561 |
|
43343906 |
|
00861545 |
|
81030857 |
| 43288333 |
|
43323285 |
|
00528056 |
|
43399900 |
| 43335789 |
|
43275706 |
|
00499269 |
|
43288483 |
| 43325468 |
|
00298603 |
|
00339173 |
|
00297985 |
| 00896662 |
|
00288667 |
|
00301531 |
|
00280358 |
| 00118083 |
|
00102369 |
|
00288660 |
|
00046673 |
| 00603678 |
|
43353075 |
|
00206653 |
|
43398802 |
| 00299978 |
|
43294219 |
|
00139842 |
|
43319364 |
| 00002288 |
|
00228910 |
|
00002100 |
|
00124986 |
| 43377763 |
|
43386030 |
|
43411945 |
|
43310765 |
| 00687448 |
|
43331027 |
|
43411881 |
|
00127676 |
| 00310336 |
|
43323209 |
|
43388026 |
|
43419363 |
| 00292351 |
|
43383745 |
|
43331376 |
|
00464023 |
| 00170961 |
|
00387053 |
|
00045743 |
|
00032291 |
| 00125636 |
|
00345345 |
|
00040222 |
|
00107725 |
| 00046850 |
|
00416592 |
|
00627925 |
|
00042151 |
| 00046555 |
|
43318825 |
|
43302972 |
|
43412517 |
| 00043928 |
|
00275840 |
|
00023077 |
|
43356171 |
| 43430228 |
|
00107013 |
|
43281114 |
|
43319700 |
| 00124977 |
|
00027738 |
|
43181286 |
|
00332038 |
| 00255483 |
|
00182311 |
|
00231018 |
|
00223040 |
| 43381022 |
|
00126195 |
|
00122588 |
|
00139889 |
| 43375457 |
|
00107165 |
|
43422901 |
|
00521116 |
25
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43341839 |
|
00074246 |
|
43412898 |
|
00421723 |
| 43341768 |
|
00049216 |
|
43327029 |
|
00357403 |
| 43328883 |
|
00019455 |
|
00326397 |
|
00290754 |
| 43314744 |
|
00019424 |
|
00221659 |
|
00022259 |
| 00268994 |
|
80700396 |
|
00169539 |
|
00021042 |
| 00120185 |
|
43420967 |
|
00136326 |
|
43358192 |
| 00078446 |
|
43359632 |
|
00125761 |
|
43291331 |
| 43327430 |
|
00269249 |
|
00027545 |
|
00348440 |
| 43398805 |
|
00024827 |
|
43333479 |
|
00290083 |
| 43341508 |
|
00329663 |
|
00055192 |
|
00250443 |
| 43338443 |
|
00074003 |
|
43425461 |
|
00141696 |
| 43315792 |
|
43411034 |
|
43334442 |
|
00108172 |
| 43418827 |
|
00284318 |
|
00711330 |
|
00104846 |
| 43338262 |
|
00254564 |
|
00335213 |
|
00010540 |
| 43276752 |
|
00124847 |
|
00334988 |
|
00358808 |
| 00881910 |
|
00729876 |
|
00300147 |
|
00303262 |
| 00303424 |
|
00032532 |
|
00134773 |
|
00240524 |
| 00129130 |
|
43302853 |
|
00026659 |
|
00022021 |
| 00102971 |
|
00157368 |
|
43420925 |
|
00010781 |
| 00080317 |
|
00132901 |
|
00311158 |
|
00104590 |
| 43356387 |
|
00122490 |
|
00030327 |
|
00009916 |
| 00683477 |
|
00352526 |
|
43419960 |
|
43323976 |
| 00465119 |
|
00109135 |
|
43349564 |
|
43426751 |
| 00050536 |
|
00123029 |
|
00415693 |
|
43426660 |
| 43340721 |
|
00121935 |
|
00109134 |
|
43426095 |
| 43323777 |
|
43293832 |
|
43310187 |
|
43426008 |
| 43321252 |
|
00394602 |
|
43301666 |
|
43424324 |
| 43298344 |
|
00219964 |
|
43390870 |
|
43424064 |
| 00825751 |
|
00115516 |
|
43388181 |
|
43423726 |
| 00256525 |
|
00359695 |
|
43332008 |
|
43422466 |
| 00264418 |
|
00040758 |
|
00220819 |
|
43422415 |
| 00203874 |
|
00019345 |
|
43418361 |
|
43422384 |
| 00042415 |
|
43417550 |
|
43378561 |
|
43399420 |
| 43276960 |
|
43374433 |
|
43425703 |
|
43386670 |
| 00125531 |
|
43280965 |
|
43425278 |
|
43386648 |
| 43377398 |
|
00295860 |
|
43412307 |
|
43365525 |
| 43339147 |
|
00106499 |
|
43384975 |
|
43365511 |
| 43339022 |
|
43388183 |
|
43293193 |
|
43345034 |
| 00132086 |
|
43205702 |
|
43285358 |
|
43345028 |
| 00007703 |
|
43167439 |
|
00106845 |
|
43344516 |
| 43394622 |
|
00839167 |
|
43412756 |
|
43318601 |
| 43315252 |
|
00349813 |
|
43330616 |
|
43280270 |
| 43300018 |
|
00299799 |
|
43309825 |
|
00283749 |
| 43296041 |
|
00156973 |
|
00074884 |
|
00196851 |
| 43275406 |
|
00120980 |
|
43406861 |
|
00134481 |
26
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43273573 |
|
43420662 |
|
43386081 |
|
00133637 |
| 00391662 |
|
43372656 |
|
43381758 |
|
00125185 |
| 00334654 |
|
00333382 |
|
43336797 |
|
00112641 |
| 00251178 |
|
00314481 |
|
00319830 |
|
43427901 |
| 00129673 |
|
00100556 |
|
43417278 |
|
43427895 |
| 00127217 |
|
00883425 |
|
43376196 |
|
43427378 |
| 00122913 |
|
43411328 |
|
43373310 |
|
43427064 |
| 00102933 |
|
43296026 |
|
43184775 |
|
43426941 |
| 00051366 |
|
00295936 |
|
43289932 |
|
43278806 |
| 00018069 |
|
00205309 |
|
43293232 |
|
00717762 |
| 00009323 |
|
00296566 |
|
00492000 |
|
00214161 |
| 43379469 |
|
00278734 |
|
00258326 |
|
00200242 |
| 43353439 |
|
00169102 |
|
00157376 |
|
00129656 |
| 43316187 |
|
43405897 |
|
00111425 |
|
00079218 |
| 43315254 |
|
43399827 |
|
43425889 |
|
43422317 |
| 00404640 |
|
43357327 |
|
43418600 |
|
43381075 |
| 00311024 |
|
00335766 |
|
43377251 |
|
43371758 |
| 00251151 |
|
00216135 |
|
43332531 |
|
43337074 |
| 00218341 |
|
43414231 |
|
43331456 |
|
00448044 |
| 00165409 |
|
43410581 |
|
43323889 |
|
00341162 |
| 00103714 |
|
43401244 |
|
43281405 |
|
00309541 |
| 43375237 |
|
43381992 |
|
00873888 |
|
00297132 |
| 43345455 |
|
43339151 |
|
00357728 |
|
00288273 |
| 43338241 |
|
43165998 |
|
00356264 |
|
43428094 |
| 43315781 |
|
00320113 |
|
00287559 |
|
43426973 |
| 00326812 |
|
00297989 |
|
00134062 |
|
43420073 |
| 00263759 |
|
00123649 |
|
43423201 |
|
43418826 |
| 43338460 |
|
00106382 |
|
43421439 |
|
00709514 |
| 43316165 |
|
00459003 |
|
43284025 |
|
00338437 |
| 43314479 |
|
00109705 |
|
00354722 |
|
00268216 |
| 43308656 |
|
43427687 |
|
00845566 |
|
00217409 |
| 00721867 |
|
00825867 |
|
00515825 |
|
00202626 |
| 00134360 |
|
43414278 |
|
00350137 |
|
00132099 |
| 43349282 |
|
43420550 |
|
00133417 |
|
00141351 |
| 43340093 |
|
43423685 |
|
00125558 |
|
00141192 |
| 00863696 |
|
43403751 |
|
00113290 |
|
00017381 |
| 00687707 |
|
43367637 |
|
43400356 |
|
43377339 |
| 00459798 |
|
43282263 |
|
43330779 |
|
00324310 |
| 00307327 |
|
00264102 |
|
00292625 |
|
00311294 |
| 00305291 |
|
00108735 |
|
00211208 |
|
00230450 |
| 00223921 |
|
43353910 |
|
00124715 |
|
00204213 |
| 00130453 |
|
43312943 |
|
00103296 |
|
43396912 |
| 00078505 |
|
00119699 |
|
00100897 |
|
00707902 |
| 43338695 |
|
00115048 |
|
43397700 |
|
00231414 |
| 43298256 |
|
43421549 |
|
00343128 |
|
00010294 |
27
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43375573 |
|
43356074 |
|
00124869 |
|
00113936 |
| 43293814 |
|
43305574 |
|
43426340 |
|
43250552 |
| 00614394 |
|
00221062 |
|
43426338 |
|
00728926 |
| 43416611 |
|
00121245 |
|
43392538 |
|
00194569 |
| 43379472 |
|
00108014 |
|
43307823 |
|
00126251 |
| 43377771 |
|
00296848 |
|
43432296 |
|
00111479 |
| 00559776 |
|
43313446 |
|
00349260 |
|
00280511 |
| 00344524 |
|
43418259 |
|
00298699 |
|
43401235 |
| 00275551 |
|
43400447 |
|
00040790 |
|
43383456 |
| 00107848 |
|
43373390 |
|
00031625 |
|
43339369 |
| 43339626 |
|
43412681 |
|
43421715 |
|
43156885 |
| 43314207 |
|
43378175 |
|
43405424 |
|
00122042 |
| 00333438 |
|
43356079 |
|
43362938 |
|
43286872 |
| 00892548 |
|
43309811 |
|
00843962 |
|
43321281 |
| 00334894 |
|
00347469 |
|
00310985 |
|
43288838 |
| 00334644 |
|
00129459 |
|
00295857 |
|
00262757 |
| 00075794 |
|
43343393 |
|
00286916 |
|
00255661 |
| 00023637 |
|
00139753 |
|
00136216 |
|
00115051 |
| 00007869 |
|
81030925 |
|
00124422 |
|
00106997 |
| 43377402 |
|
43383694 |
|
00123274 |
|
00869929 |
| 43343377 |
|
00343138 |
|
00112008 |
|
00300553 |
| 43336399 |
|
43425230 |
|
00107361 |
|
00123082 |
| 00304915 |
|
43385974 |
|
43355488 |
|
00017584 |
| 43412087 |
|
43289178 |
|
00161454 |
|
00271752 |
| 00687413 |
|
00700657 |
|
00130605 |
|
00004999 |
| 00340694 |
|
00344983 |
|
00129590 |
|
43260764 |
| 00020230 |
|
00335461 |
|
00052085 |
|
00026849 |
| 00020215 |
|
00323365 |
|
00008844 |
|
43348042 |
| 43386630 |
|
00289817 |
|
43409427 |
|
00724912 |
| 43316096 |
|
00250485 |
|
43376998 |
|
00352805 |
| 00590355 |
|
00216065 |
|
00647683 |
|
00195872 |
| 00863467 |
|
00135088 |
|
00478032 |
|
00142279 |
| 00292605 |
|
00118130 |
|
00344451 |
|
00256870 |
| 00197970 |
|
00113955 |
|
00587494 |
|
00059017 |
| 00028522 |
|
00035895 |
|
00350973 |
|
00017397 |
| 43377734 |
|
43270564 |
|
00335685 |
|
00375276 |
| 43295154 |
|
00607274 |
|
00144126 |
|
00079991 |
| 43275637 |
|
00335220 |
|
00109895 |
|
43416468 |
| 00678104 |
|
00292627 |
|
00054930 |
|
43392779 |
| 00114939 |
|
00278717 |
|
00006294 |
|
43383400 |
| 00104198 |
|
00260205 |
|
00006335 |
|
43302660 |
| 00022577 |
|
43424769 |
|
00013954 |
|
43297461 |
| 43275416 |
|
00024661 |
|
00078692 |
|
43297395 |
| 00204842 |
|
00813990 |
|
00285882 |
|
43297297 |
| 43339126 |
|
00077677 |
|
00326543 |
|
00340303 |
28
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43415769 |
|
00891207 |
|
00387177 |
|
00332025 |
| 43286109 |
|
00817090 |
|
43419973 |
|
00302943 |
| 43387737 |
|
00544361 |
|
43401581 |
|
00231818 |
| 00193526 |
|
00357729 |
|
43369000 |
|
00202634 |
| 43395895 |
|
00330412 |
|
00317148 |
|
00122756 |
| 43375725 |
|
00321729 |
|
00309712 |
|
00027172 |
| 00193465 |
|
00271470 |
|
00251631 |
|
43385545 |
| 00118027 |
|
00142003 |
|
00115543 |
|
43334069 |
| 00017488 |
|
00134060 |
|
43428773 |
|
43299818 |
| 43418757 |
|
00132468 |
|
00338440 |
|
43298888 |
| 43414946 |
|
00105845 |
|
00276459 |
|
00340444 |
| 43278809 |
|
00103959 |
|
00245100 |
|
00279110 |
| 00299782 |
|
00055740 |
|
43423725 |
|
00141737 |
| 00119479 |
|
00052104 |
|
43392696 |
|
00141674 |
| 00111970 |
|
00030375 |
|
43364763 |
|
00023622 |
| 00009800 |
|
00848581 |
|
43353077 |
|
43413695 |
| 43340546 |
|
00730033 |
|
43327427 |
|
43405372 |
| 43314576 |
|
00710857 |
|
00196866 |
|
43403206 |
| 00105243 |
|
00475254 |
|
43423660 |
|
43393342 |
| 00016772 |
|
00323287 |
|
43300706 |
|
43392579 |
| 43315263 |
|
00196916 |
|
43293644 |
|
43379587 |
| 43387733 |
|
00153907 |
|
00317321 |
|
43365905 |
| 43377249 |
|
00139613 |
|
00312539 |
|
43311080 |
| 43364216 |
|
00121673 |
|
00120447 |
|
43298283 |
| 43344198 |
|
00114499 |
|
00155810 |
|
43282563 |
| 43318600 |
|
00102896 |
|
00139117 |
|
00217595 |
| 43317567 |
|
00079156 |
|
00018089 |
|
00198424 |
| 43317280 |
|
00024857 |
|
43332381 |
|
00015014 |
| 43295660 |
|
43379622 |
|
00809233 |
|
82000561 |
| 43279947 |
|
43373359 |
|
00341966 |
|
00133664 |
| 00141061 |
|
43329903 |
|
00116044 |
|
00112806 |
| 43339124 |
|
43327908 |
|
43358125 |
|
00003409 |
| 00106888 |
|
00810746 |
|
00273617 |
|
00407151 |
| 43420061 |
|
00122191 |
|
00132438 |
|
00396001 |
| 43386663 |
|
00101290 |
|
43386714 |
|
00127539 |
| 43340701 |
|
43357687 |
|
00101800 |
|
00080932 |
| 43339630 |
|
00559148 |
|
43301169 |
|
00029527 |
| 43276480 |
|
00117828 |
|
00328149 |
|
00011808 |
| 43373211 |
|
00442321 |
|
00309692 |
|
43279595 |
| 43367730 |
|
00253793 |
|
00021025 |
|
00324680 |
| 43342459 |
|
00121559 |
|
00334685 |
|
00268693 |
| 43327160 |
|
00119597 |
|
00002928 |
|
00195737 |
| 00345476 |
|
00006329 |
|
00004878 |
|
43392536 |
| 00296694 |
|
00470643 |
|
00026122 |
|
00117008 |
| 43398380 |
|
00212032 |
|
00030266 |
|
00879568 |
29
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43338089 |
|
00130710 |
|
00053246 |
|
00205729 |
| 43310024 |
|
00045968 |
|
00084204 |
|
00029567 |
| 43295137 |
|
43276871 |
|
00100177 |
|
43432852 |
| 00004800 |
|
00828181 |
|
00119586 |
|
43428225 |
| 43364689 |
|
00338117 |
|
00218782 |
|
43426783 |
| 43363778 |
|
00213771 |
|
00348740 |
|
43420187 |
| 00839531 |
|
00134424 |
|
43318502 |
|
00120240 |
| 00345204 |
|
00084023 |
|
00043950 |
|
43345273 |
| 00101494 |
|
00003469 |
|
00056649 |
|
00397555 |
| 00024537 |
|
43414142 |
|
00103400 |
|
00111283 |
| 43394538 |
|
00497274 |
|
00106767 |
|
00055055 |
| 43420125 |
|
43306386 |
|
00114658 |
|
00151327 |
| 43326035 |
|
00168186 |
|
00125382 |
|
43417384 |
| 43314489 |
|
43384850 |
|
00136300 |
|
43411290 |
| 00896582 |
|
00214080 |
|
00166197 |
|
43376647 |
| 00124075 |
|
43397746 |
|
00320285 |
|
00303070 |
| 43407471 |
|
00274780 |
|
43388665 |
|
00274973 |
| 43301500 |
|
00119060 |
|
00010192 |
|
00129499 |
| 00688614 |
|
00118316 |
|
00046107 |
|
43421812 |
| 00341959 |
|
43388838 |
|
00237558 |
|
43421757 |
| 00029582 |
|
43323287 |
|
00119295 |
|
43421740 |
| 43268827 |
|
43322239 |
|
00131483 |
|
43417108 |
| 00014335 |
|
00427225 |
|
00258164 |
|
43403186 |
| 00302214 |
|
00351219 |
|
00475866 |
|
43390883 |
| 00120909 |
|
43384453 |
|
00005048 |
|
43390796 |
| 00010474 |
|
43291072 |
|
00119420 |
|
43357890 |
| 43422205 |
|
43272500 |
|
00278983 |
|
43343708 |
| 43340268 |
|
00850888 |
|
00349682 |
|
43311070 |
| 43338604 |
|
00566748 |
|
00702579 |
|
00293993 |
| 43285311 |
|
00422053 |
|
00016548 |
|
00259583 |
| 00680273 |
|
00123454 |
|
00023788 |
|
00230929 |
| 00362980 |
|
43420750 |
|
00025454 |
|
43297542 |
| 00349449 |
|
43393920 |
|
00105759 |
|
00514411 |
| 00334890 |
|
43393880 |
|
00134348 |
|
00329809 |
| 00297875 |
|
43370613 |
|
00170313 |
|
43406354 |
| 00195257 |
|
43320363 |
|
00256676 |
|
00216791 |
| 00113139 |
|
00340849 |
|
00299499 |
|
00010254 |
| 43396697 |
|
00114562 |
|
00342831 |
|
00140787 |
| 43379474 |
|
00034273 |
|
00447668 |
|
00350157 |
| 43375107 |
|
43423387 |
|
00449717 |
|
00171286 |
| 43352423 |
|
43415520 |
|
00479365 |
|
00468088 |
| 43331205 |
|
43405906 |
|
00596191 |
|
43392253 |
| 00343256 |
|
43404294 |
|
00827029 |
|
43384644 |
| 00299332 |
|
43348377 |
|
00864811 |
|
43372232 |
| 43347258 |
|
43319038 |
|
43416970 |
|
43367877 |
30
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43343856 |
|
43305797 |
|
43382485 |
|
43396801 |
| 00319384 |
|
43289242 |
|
00733598 |
|
00120134 |
| 00132550 |
|
43289083 |
|
00343994 |
|
00002293 |
| 43326372 |
|
00309520 |
|
00297973 |
|
00292649 |
| 43415026 |
|
00231182 |
|
00017916 |
|
00890464 |
| 00502898 |
|
00112502 |
|
43342938 |
|
00121174 |
| 00359371 |
|
43425458 |
|
43341413 |
|
43340623 |
| 00110227 |
|
43344687 |
|
43292075 |
|
43331615 |
| 00009257 |
|
43338173 |
|
00876135 |
|
43326261 |
| 43298238 |
|
43202280 |
|
00216544 |
|
00351361 |
| 00835781 |
|
00708208 |
|
00142129 |
|
00207380 |
| 00729086 |
|
00323187 |
|
00130465 |
|
43383838 |
| 00126047 |
|
00032912 |
|
43421719 |
|
43367998 |
| 43394404 |
|
43409699 |
|
43421347 |
|
43315771 |
| 00829552 |
|
43406150 |
|
43419373 |
|
00142373 |
| 00055041 |
|
00277600 |
|
43419289 |
|
00142235 |
| 43428403 |
|
43392132 |
|
43417157 |
|
00035757 |
| 43392598 |
|
43384231 |
|
43413993 |
|
00358219 |
| 43296963 |
|
43377190 |
|
43413896 |
|
00724157 |
| 00170804 |
|
43360717 |
|
43411762 |
|
00134630 |
| 43311196 |
|
43355264 |
|
43399483 |
|
43382982 |
| 00881287 |
|
43335802 |
|
43398843 |
|
43246635 |
| 43388360 |
|
43330778 |
|
43392602 |
|
00815810 |
| 00337632 |
|
00854735 |
|
43392453 |
|
00206121 |
| 00274017 |
|
00280934 |
|
43388716 |
|
00125834 |
| 00114617 |
|
00004843 |
|
43388088 |
|
00108811 |
| 00004922 |
|
43412994 |
|
43383300 |
|
00025399 |
| 43328487 |
|
43399160 |
|
43375994 |
|
00343456 |
| 43300010 |
|
43354473 |
|
43375017 |
|
00227320 |
| 00349830 |
|
00704261 |
|
43374652 |
|
00577812 |
| 00341846 |
|
00502146 |
|
43374377 |
|
00314340 |
| 00182354 |
|
00379050 |
|
43366889 |
|
00279410 |
| 00110720 |
|
00313844 |
|
43355430 |
|
00103630 |
| 00127734 |
|
00284704 |
|
43353909 |
|
43370720 |
| 00343135 |
|
00129870 |
|
43347280 |
|
43275027 |
| 00132105 |
|
00126737 |
|
43345439 |
|
00727989 |
| 00109871 |
|
00054775 |
|
43334022 |
|
00363662 |
| 43397099 |
|
00050453 |
|
43327175 |
|
00139101 |
| 43332005 |
|
00050354 |
|
43297753 |
|
43336991 |
| 43277319 |
|
00030716 |
|
43284949 |
|
00015877 |
| 00685909 |
|
00022678 |
|
00337056 |
|
43418921 |
| 00346667 |
|
00011801 |
|
00131573 |
|
43350300 |
| 00285064 |
|
43371665 |
|
43414099 |
|
43341249 |
| 00276928 |
|
43419605 |
|
43412699 |
|
43281751 |
| 00427284 |
|
43412113 |
|
43386682 |
|
43327184 |
31
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00076277 |
|
43363974 |
|
43377651 |
|
43309099 |
| 00028263 |
|
00303049 |
|
43345054 |
|
00260282 |
| 00021018 |
|
00292586 |
|
43344522 |
|
00251427 |
| 43401304 |
|
00269825 |
|
43316017 |
|
00216144 |
| 43270989 |
|
00129902 |
|
43282387 |
|
00461997 |
| 00891940 |
|
43404128 |
|
43280267 |
|
00204981 |
| 00438081 |
|
00125094 |
|
00841358 |
|
00132110 |
| 00339523 |
|
00114965 |
|
00343890 |
|
00492957 |
| 00333619 |
|
43334564 |
|
00267090 |
|
00130125 |
| 00128050 |
|
43325156 |
|
43370045 |
|
43386716 |
| 00100505 |
|
43323221 |
|
43316036 |
|
43323002 |
| 00006166 |
|
00120951 |
|
00342620 |
|
00874337 |
| 00005954 |
|
43406345 |
|
43399600 |
|
00851760 |
| 43406254 |
|
43363968 |
|
43395438 |
|
00720208 |
| 43271002 |
|
43331675 |
|
43392883 |
|
00134043 |
| 00529478 |
|
00124347 |
|
43377451 |
|
00043995 |
| 00193117 |
|
43412292 |
|
43355492 |
|
00136281 |
| 00129680 |
|
43405240 |
|
43309098 |
|
00226645 |
| 00030623 |
|
00305282 |
|
43308148 |
|
00391530 |
| 43274953 |
|
00154431 |
|
00892416 |
|
43432158 |
| 00018064 |
|
43424433 |
|
00130264 |
|
43392217 |
| 00003958 |
|
43410452 |
|
00058272 |
|
43384127 |
| 43380165 |
|
43326084 |
|
00008887 |
|
43388328 |
| 43375986 |
|
43325535 |
|
43383147 |
|
43325358 |
| 00721158 |
|
00277602 |
|
43373577 |
|
43286616 |
| 00716421 |
|
00035206 |
|
43298269 |
|
00311529 |
| 00413631 |
|
43315339 |
|
43297475 |
|
00272500 |
| 00331147 |
|
43313928 |
|
43276184 |
|
00254594 |
| 00205989 |
|
00329614 |
|
00325829 |
|
00229976 |
| 00115415 |
|
00052975 |
|
00289595 |
|
00204762 |
| 00007733 |
|
00027648 |
|
00131532 |
|
00132683 |
| 43399084 |
|
43306221 |
|
00107220 |
|
00131842 |
| 43395322 |
|
00137426 |
|
43424874 |
|
00122806 |
| 00205656 |
|
43398721 |
|
43421830 |
|
43412880 |
| 43427554 |
|
43422809 |
|
43420256 |
|
43320979 |
| 43409775 |
|
43399906 |
|
43416128 |
|
43205628 |
| 43373600 |
|
43343493 |
|
43413813 |
|
00830704 |
| 43343963 |
|
00359590 |
|
43413403 |
|
00714674 |
| 43277095 |
|
00311149 |
|
43316044 |
|
00322934 |
| 43271015 |
|
43379477 |
|
43315138 |
|
43421652 |
| 00399493 |
|
43376348 |
|
00285853 |
|
43403230 |
| 00349252 |
|
43312200 |
|
00128581 |
|
43334738 |
| 00139156 |
|
00265314 |
|
43421531 |
|
00349633 |
| 00024116 |
|
00457396 |
|
43420447 |
|
00008095 |
| 43287777 |
|
00055332 |
|
43420361 |
|
43397744 |
32
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00499161 |
|
43324524 |
|
43415372 |
|
43392223 |
| 00299960 |
|
00344467 |
|
43401004 |
|
43374704 |
| 00174750 |
|
00109926 |
|
43383692 |
|
00458805 |
| 00141701 |
|
43327042 |
|
43383052 |
|
00285439 |
| 00025303 |
|
43315001 |
|
43367267 |
|
00267287 |
| 00848379 |
|
43312396 |
|
43339398 |
|
00265055 |
| 00440639 |
|
43413737 |
|
43298117 |
|
00263661 |
| 00335221 |
|
43382850 |
|
00352688 |
|
00115954 |
| 00010544 |
|
43358512 |
|
00349402 |
|
00073231 |
| 43382631 |
|
43422834 |
|
00122933 |
|
00029705 |
| 43339057 |
|
43416948 |
|
00111926 |
|
00029609 |
| 43330772 |
|
43409832 |
|
43426520 |
|
00026618 |
| 00343253 |
|
43377197 |
|
43420514 |
|
00024614 |
| 00331637 |
|
43372422 |
|
43420394 |
|
00015680 |
| 00230601 |
|
43320100 |
|
43420359 |
|
00011950 |
| 00074500 |
|
43411695 |
|
43416617 |
|
43282518 |
| 00012868 |
|
43392408 |
|
43411394 |
|
00865273 |
| 00420735 |
|
43384341 |
|
43409817 |
|
00830097 |
| 43419677 |
|
43381139 |
|
43409762 |
|
00565628 |
| 43353907 |
|
43371208 |
|
43398935 |
|
00452750 |
| 00312853 |
|
43353139 |
|
43341332 |
|
00269492 |
| 00263665 |
|
43352049 |
|
43332064 |
|
00264208 |
| 00079896 |
|
43412506 |
|
43327358 |
|
00217674 |
| 43414765 |
|
00264195 |
|
43321655 |
|
00206054 |
| 43375220 |
|
43409807 |
|
00019058 |
|
00030962 |
| 43294726 |
|
43359348 |
|
00004084 |
|
00010512 |
| 00334785 |
|
00721743 |
|
43428217 |
|
00008497 |
| 43381365 |
|
00138700 |
|
43420194 |
|
00343643 |
| 00004707 |
|
00128574 |
|
43409225 |
|
00129924 |
| 00262886 |
|
00118412 |
|
43405962 |
|
00007632 |
| 00206520 |
|
82001185 |
|
43401110 |
|
43358456 |
| 00075788 |
|
43379375 |
|
43397766 |
|
00357585 |
| 00026492 |
|
43335700 |
|
43388564 |
|
00358957 |
| 00023922 |
|
43326932 |
|
43383180 |
|
43406340 |
| 00007891 |
|
43356163 |
|
43377753 |
|
00251411 |
| 00442135 |
|
43351494 |
|
43376255 |
|
00211443 |
| 00341843 |
|
43312378 |
|
43338727 |
|
43429506 |
| 00202335 |
|
00358515 |
|
43324362 |
|
00312045 |
| 43276542 |
|
43331357 |
|
43316164 |
|
00298353 |
| 00101352 |
|
43330666 |
|
00332291 |
|
00286291 |
| 00021207 |
|
00329929 |
|
00293982 |
|
00231727 |
| 00020358 |
|
00136861 |
|
00077800 |
|
00213438 |
| 00030921 |
|
00129399 |
|
43336147 |
|
00208380 |
| 00710741 |
|
00109480 |
|
43281857 |
|
00171980 |
| 00403377 |
|
00015798 |
|
00684295 |
|
00307505 |
33
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00298930 |
|
00283351 |
|
00077863 |
|
43379943 |
| 43327040 |
|
00028895 |
|
43419516 |
|
43346466 |
| 43322415 |
|
43326460 |
|
43417267 |
|
43345515 |
| 00441732 |
|
00375543 |
|
43413270 |
|
43325347 |
| 00340182 |
|
00123237 |
|
43406866 |
|
43318806 |
| 00298349 |
|
43281338 |
|
43380920 |
|
43426449 |
| 00007284 |
|
43271001 |
|
43377963 |
|
43206786 |
| 00039430 |
|
43388438 |
|
43340460 |
|
00429600 |
| 00039394 |
|
43368206 |
|
43317208 |
|
00329819 |
| 00896666 |
|
43329812 |
|
43315928 |
|
00259866 |
| 00712108 |
|
43305716 |
|
43314227 |
|
00127017 |
| 00134201 |
|
00104314 |
|
43277093 |
|
43407597 |
| 00129280 |
|
00076908 |
|
43275464 |
|
43380329 |
| 43292556 |
|
00685135 |
|
00213483 |
|
43306365 |
| 00313331 |
|
00391700 |
|
43414957 |
|
00120378 |
| 00279976 |
|
00249722 |
|
43395818 |
|
00013584 |
| 00054082 |
|
00221412 |
|
43382400 |
|
00896615 |
| 00331208 |
|
00134419 |
|
43315675 |
|
00824364 |
| 00021200 |
|
00128473 |
|
00291925 |
|
00268215 |
| 00020706 |
|
00118833 |
|
00290284 |
|
00126439 |
| 00007774 |
|
43333703 |
|
00136794 |
|
00111364 |
| 43288904 |
|
00380032 |
|
00113707 |
|
00109883 |
| 00614076 |
|
00128627 |
|
00110591 |
|
00026693 |
| 00129589 |
|
00124485 |
|
00104627 |
|
00507490 |
| 00129112 |
|
43406367 |
|
00076414 |
|
43370511 |
| 00110667 |
|
43398915 |
|
43390923 |
|
00237590 |
| 00079920 |
|
43391975 |
|
43367999 |
|
00124028 |
| 00160911 |
|
43384225 |
|
43404842 |
|
00649678 |
| 00039129 |
|
43363731 |
|
43390886 |
|
00193729 |
| 43314180 |
|
43327013 |
|
43371059 |
|
00043338 |
| 00339804 |
|
43313861 |
|
43316051 |
|
43193002 |
| 00302554 |
|
43275715 |
|
43304180 |
|
00886955 |
| 00104248 |
|
00268845 |
|
00410047 |
|
00704792 |
| 43401317 |
|
00242676 |
|
00272264 |
|
00299481 |
| 43295763 |
|
00130026 |
|
00142646 |
|
00130050 |
| 00333426 |
|
00128551 |
|
00100544 |
|
43328495 |
| 00007247 |
|
00114215 |
|
00055111 |
|
00211206 |
| 43374876 |
|
43412339 |
|
43310369 |
|
00544566 |
| 43359050 |
|
00318430 |
|
00854344 |
|
43421837 |
| 43313915 |
|
00310567 |
|
00124929 |
|
43380745 |
| 00332557 |
|
00178756 |
|
00002509 |
|
43272119 |
| 00313203 |
|
00026760 |
|
43359099 |
|
00011963 |
| 00164380 |
|
00022189 |
|
43355203 |
|
43399227 |
| 00079914 |
|
00011420 |
|
43320274 |
|
43329144 |
| 00021191 |
|
43395983 |
|
43313127 |
|
43324431 |
34
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00021164 |
|
43276633 |
|
00718416 |
|
43425331 |
| 00296503 |
|
00356932 |
|
00117698 |
|
43405288 |
| 00161268 |
|
00170344 |
|
00114949 |
|
00136150 |
| 43308341 |
|
43355758 |
|
00105439 |
|
43377332 |
| 00297623 |
|
00407496 |
|
00043186 |
|
43324926 |
| 00273624 |
|
00388262 |
|
00016638 |
|
43193573 |
| 00185833 |
|
00344648 |
|
43401597 |
|
43391152 |
| 00119412 |
|
00342861 |
|
43164518 |
|
43281387 |
| 00109750 |
|
00342270 |
|
00137094 |
|
00321473 |
| 43287641 |
|
00121290 |
|
00134863 |
|
00319519 |
| 43379736 |
|
00101979 |
|
00271589 |
|
43345024 |
| 43337225 |
|
43388896 |
|
43395699 |
|
00303700 |
| 43331852 |
|
43343907 |
|
43380124 |
|
00202623 |
| 00606839 |
|
43286836 |
|
43326741 |
|
43422900 |
| 00437980 |
|
43270904 |
|
43290276 |
|
00463795 |
| 00339674 |
|
43225427 |
|
00135518 |
|
43375742 |
| 00262907 |
|
00678945 |
|
00056692 |
|
00322337 |
| 00208335 |
|
00573027 |
|
43397732 |
|
00318611 |
| 00138853 |
|
00500550 |
|
43335792 |
|
00357835 |
| 00121041 |
|
00351664 |
|
00301106 |
|
43341851 |
| 00115367 |
|
00202571 |
|
00553808 |
|
00336882 |
| 43379466 |
|
00124293 |
|
00331275 |
|
43431597 |
| 00868108 |
|
00109308 |
|
00124982 |
|
43374098 |
| 00257085 |
|
43353088 |
|
00044211 |
|
43342401 |
| 00353035 |
|
43339771 |
|
43348680 |
|
43411871 |
| 00219991 |
|
43280399 |
|
00305269 |
|
43409285 |
| 00156582 |
|
43277154 |
|
00222146 |
|
00282034 |
| 00331449 |
|
00822698 |
|
00108180 |
|
00119494 |
| 00254096 |
|
00555819 |
|
43307153 |
|
00053571 |
| 00109788 |
|
00356089 |
|
00303248 |
|
43415374 |
| 43402912 |
|
00262031 |
|
00120631 |
|
43346561 |
| 00493635 |
|
00208684 |
|
43331918 |
|
43325849 |
| 00329086 |
|
00009322 |
|
00230202 |
|
43250608 |
| 00259107 |
|
43409531 |
|
00044519 |
|
43358187 |
| 00232068 |
|
43384629 |
|
00318779 |
|
43329636 |
| 00320362 |
|
00873446 |
|
00114643 |
|
43295322 |
| 00306753 |
|
00854107 |
|
00045085 |
|
00317599 |
| 43390882 |
|
00326546 |
|
43342744 |
|
00229551 |
| 43377182 |
|
00180327 |
|
00100741 |
|
43383695 |
| 43329545 |
|
00122421 |
|
43361439 |
|
43269212 |
| 43319790 |
|
00020977 |
|
43402812 |
|
43413968 |
| 00318292 |
|
00020170 |
|
43382434 |
|
43401595 |
| 00201737 |
|
00007355 |
|
43324283 |
|
43391003 |
| 43373773 |
|
43345946 |
|
43321813 |
|
00376221 |
| 00028888 |
|
43345928 |
|
00302222 |
|
00341533 |
35
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43274431 |
|
00231186 |
|
00300977 |
|
00312408 |
| 00348430 |
|
00078230 |
|
00265992 |
|
00188034 |
| 43420401 |
|
00006370 |
|
00142400 |
|
00117332 |
| 43380043 |
|
43272616 |
|
00107089 |
|
00104670 |
| 00338888 |
|
00494585 |
|
43317090 |
|
00018937 |
| 00048528 |
|
00343889 |
|
00817597 |
|
43370559 |
| 00021537 |
|
00334498 |
|
00132463 |
|
43333514 |
| 43389008 |
|
00166227 |
|
43401334 |
|
43277915 |
| 00028203 |
|
00052136 |
|
43381064 |
|
43180386 |
| 00292252 |
|
43368205 |
|
43371607 |
|
00871419 |
| 43279529 |
|
43348668 |
|
00583553 |
|
00263546 |
| 00306456 |
|
00075888 |
|
00121540 |
|
43425566 |
| 00138685 |
|
43411231 |
|
00120945 |
|
43409810 |
| 00114206 |
|
43375905 |
|
43427371 |
|
43409025 |
| 43277792 |
|
43278611 |
|
43202680 |
|
43406756 |
| 00575771 |
|
00733539 |
|
00131748 |
|
43398724 |
| 00123034 |
|
00719692 |
|
00123432 |
|
43395949 |
| 00301795 |
|
00312392 |
|
00016976 |
|
43394197 |
| 00147486 |
|
43327614 |
|
43298449 |
|
43388330 |
| 00125913 |
|
43275448 |
|
43298223 |
|
43330483 |
| 00842338 |
|
00331425 |
|
00320343 |
|
43324746 |
| 00721476 |
|
00036188 |
|
00200509 |
|
00170307 |
| 00054241 |
|
43379814 |
|
00133949 |
|
43429855 |
| 00269577 |
|
43285866 |
|
00124848 |
|
43412227 |
| 00411272 |
|
00896491 |
|
43417463 |
|
43411521 |
| 00133650 |
|
00407275 |
|
43348780 |
|
43404975 |
| 00105608 |
|
00314143 |
|
43316073 |
|
43380617 |
| 00053263 |
|
00204688 |
|
43241605 |
|
43379609 |
| 43280263 |
|
43334569 |
|
00113912 |
|
00231501 |
| 00114745 |
|
43272966 |
|
00843806 |
|
00424811 |
| 43299620 |
|
00813982 |
|
00509558 |
|
43420293 |
| 00078009 |
|
00009762 |
|
00345708 |
|
43340775 |
| 43325239 |
|
00007341 |
|
00317995 |
|
43324426 |
| 43299631 |
|
00138274 |
|
00263923 |
|
43318701 |
| 43379942 |
|
43424223 |
|
00256474 |
|
00684325 |
| 43377228 |
|
00463469 |
|
00121923 |
|
00207098 |
| 43341246 |
|
00300844 |
|
00121886 |
|
00127695 |
| 00274827 |
|
00295937 |
|
00076492 |
|
00119468 |
| 43311525 |
|
00292052 |
|
00274291 |
|
00025302 |
| 00125819 |
|
00282041 |
|
43360505 |
|
00017156 |
| 43340225 |
|
00192830 |
|
43303115 |
|
43304987 |
| 00328224 |
|
00134601 |
|
43429036 |
|
00276451 |
| 00200585 |
|
43273051 |
|
00333138 |
|
43414508 |
| 00008455 |
|
00336284 |
|
00262169 |
|
43389231 |
| 43376533 |
|
00835234 |
|
00121375 |
|
43378411 |
36
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00139482 |
|
00347443 |
|
00023234 |
|
43375065 |
| 00125469 |
|
00215554 |
|
00894044 |
|
43374709 |
| 00080241 |
|
00120488 |
|
00122353 |
|
00205147 |
| 00034603 |
|
00117826 |
|
00107390 |
|
43402253 |
| 00028309 |
|
00045737 |
|
00079891 |
|
00242851 |
| 00005208 |
|
43351991 |
|
00039065 |
|
43351324 |
| 43381241 |
|
00142415 |
|
00024012 |
|
43339180 |
| 00264593 |
|
00111935 |
|
00009948 |
|
43428080 |
| 43349994 |
|
00074174 |
|
43352352 |
|
43293885 |
| 43344324 |
|
00011203 |
|
00574600 |
|
43270208 |
| 00129498 |
|
00318766 |
|
00359163 |
|
00869635 |
| 00123691 |
|
00265961 |
|
00351226 |
|
00712159 |
| 00034685 |
|
43393723 |
|
00347508 |
|
00345632 |
| 00015094 |
|
43318636 |
|
00347452 |
|
43387486 |
| 00011998 |
|
43270984 |
|
00207489 |
|
43366812 |
| 43354475 |
|
00489379 |
|
00132152 |
|
43311119 |
| 43317276 |
|
00391719 |
|
00129387 |
|
00408549 |
| 43290027 |
|
00137161 |
|
00109033 |
|
00294681 |
| 00145639 |
|
00100579 |
|
00076131 |
|
00141086 |
| 00051024 |
|
43349509 |
|
00325843 |
|
00285159 |
| 00017294 |
|
43342541 |
|
00304824 |
|
00294457 |
| 00006349 |
|
00894079 |
|
43424565 |
|
43392699 |
| 43297374 |
|
00333421 |
|
43369572 |
|
43314040 |
| 00341649 |
|
00317006 |
|
43295627 |
|
00117594 |
| 00274867 |
|
00312552 |
|
43273816 |
|
00807443 |
| 00198134 |
|
00298903 |
|
00328142 |
|
43358439 |
| 00171397 |
|
00122434 |
|
00028517 |
|
43299826 |
| 00034397 |
|
00026407 |
|
43363482 |
|
00281195 |
| 00033053 |
|
43346238 |
|
43313343 |
|
43392097 |
| 00031883 |
|
43270899 |
|
43395449 |
|
43366076 |
| 00030930 |
|
00407593 |
|
43430176 |
|
43362078 |
| 43386065 |
|
00333757 |
|
43335350 |
|
43339031 |
| 00050792 |
|
00333753 |
|
00083432 |
|
43335442 |
| 00035824 |
|
00327244 |
|
00025132 |
|
43313053 |
| 00034456 |
|
00018267 |
|
00015571 |
|
00891517 |
| 00033313 |
|
00009488 |
|
00014871 |
|
00275535 |
| 00030719 |
|
00709352 |
|
00717169 |
|
43383299 |
| 00026487 |
|
43364800 |
|
43361501 |
|
43371648 |
| 43403511 |
|
00580775 |
|
00429767 |
|
43347665 |
| 00133551 |
|
00531022 |
|
43410994 |
|
43320150 |
| 43321795 |
|
00005321 |
|
43383243 |
|
00132886 |
| 43267850 |
|
00015640 |
|
43375091 |
|
43297364 |
| 00288274 |
|
43407393 |
|
43312589 |
|
43297279 |
| 00030799 |
|
43376397 |
|
00137508 |
|
00147834 |
| 00008703 |
|
43325626 |
|
43424474 |
|
43375488 |
37
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43401318 |
|
43295044 |
|
43412691 |
|
43344300 |
| 43375448 |
|
43279224 |
|
43316934 |
|
43285097 |
| 43356699 |
|
43100692 |
|
00843490 |
|
00489247 |
| 43356071 |
|
00259243 |
|
00729256 |
|
00443808 |
| 00109814 |
|
00141448 |
|
00130405 |
|
43380328 |
| 43366650 |
|
43365663 |
|
00014937 |
|
43309767 |
| 00513393 |
|
00124042 |
|
43400849 |
|
43289581 |
| 00338282 |
|
43378570 |
|
43338172 |
|
43398883 |
| 00338067 |
|
43376214 |
|
00539767 |
|
43408187 |
| 00139831 |
|
43335211 |
|
00439290 |
|
43371740 |
| 43377526 |
|
43275805 |
|
00427098 |
|
00135028 |
| 43361061 |
|
00677949 |
|
00351403 |
|
43423739 |
| 00295629 |
|
00450340 |
|
00349423 |
|
43412294 |
| 43375454 |
|
00193462 |
|
00043057 |
|
43324697 |
| 43336848 |
|
43373775 |
|
00106212 |
|
00128818 |
| 00472433 |
|
43346074 |
|
00076759 |
|
43295411 |
| 00119189 |
|
43228342 |
|
00010400 |
|
00131702 |
| 00856274 |
|
43269497 |
|
00135216 |
|
43323562 |
| 00331024 |
|
00124242 |
|
00135039 |
|
43308746 |
| 00325714 |
|
00313511 |
|
00125383 |
|
43279952 |
| 00265828 |
|
00207980 |
|
00709174 |
|
43275289 |
| 00142179 |
|
00140746 |
|
00027506 |
|
00391484 |
| 00110078 |
|
43423117 |
|
43427090 |
|
00078251 |
| 00509280 |
|
43421528 |
|
43315888 |
|
00059492 |
| 00237000 |
|
00131960 |
|
43281020 |
|
00048521 |
| 00200130 |
|
00078337 |
|
00354032 |
|
43415349 |
| 00163430 |
|
43403681 |
|
00004981 |
|
43411907 |
| 00114881 |
|
43388718 |
|
00022168 |
|
43392693 |
| 00019394 |
|
00877395 |
|
00051079 |
|
43382106 |
| 00017228 |
|
00340181 |
|
00114501 |
|
43334663 |
| 00002551 |
|
00213774 |
|
00127922 |
|
43303289 |
| 43376139 |
|
43330662 |
|
00217255 |
|
43287985 |
| 43278613 |
|
00305635 |
|
00459135 |
|
43277237 |
| 00324291 |
|
00344985 |
|
00563749 |
|
00408441 |
| 00028839 |
|
43362312 |
|
00581429 |
|
00312862 |
| 00004172 |
|
43348945 |
|
00701076 |
|
00283738 |
| 00306783 |
|
00234230 |
|
43374403 |
|
00273535 |
| 00156795 |
|
43400714 |
|
43370069 |
|
00123456 |
| 00130143 |
|
43339775 |
|
43342099 |
|
43367171 |
| 00125139 |
|
43311491 |
|
00646237 |
|
43365100 |
| 00046437 |
|
00809683 |
|
00441236 |
|
00350979 |
| 43324803 |
|
00312520 |
|
00337626 |
|
00262176 |
| 00124153 |
|
00272663 |
|
00313984 |
|
00139731 |
| 00100196 |
|
00145233 |
|
00120292 |
|
00135046 |
| 00076150 |
|
00139567 |
|
00112689 |
|
00134859 |
38
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00012104 |
|
00132179 |
|
00040534 |
|
00132000 |
| 43394204 |
|
00100026 |
|
00025118 |
|
00127120 |
| 43296147 |
|
43425444 |
|
00059026 |
|
00123134 |
| 43275457 |
|
43416840 |
|
00075075 |
|
00121825 |
| 43272039 |
|
43379383 |
|
00343218 |
|
00112567 |
| 00343921 |
|
43318597 |
|
00814644 |
|
43399379 |
| 00252756 |
|
00278404 |
|
43218771 |
|
43370527 |
| 00114026 |
|
00211884 |
|
00264829 |
|
00351362 |
| 43411805 |
|
00139798 |
|
00120347 |
|
00194186 |
| 43305054 |
|
00122877 |
|
43355886 |
|
00140513 |
| 43411012 |
|
00033794 |
|
43351444 |
|
43341860 |
| 43398541 |
|
43338907 |
|
43392460 |
|
43341669 |
| 43328503 |
|
00349433 |
|
00320347 |
|
43313641 |
| 43317373 |
|
00281214 |
|
00113272 |
|
43304660 |
| 43272737 |
|
00200074 |
|
43422228 |
|
00289982 |
| 00111434 |
|
00138713 |
|
43351463 |
|
00134518 |
| 00101498 |
|
00124330 |
|
00566497 |
|
00222230 |
| 43388174 |
|
00102584 |
|
00398012 |
|
43420028 |
| 00894532 |
|
00078065 |
|
00356103 |
|
43368096 |
| 00352684 |
|
00004468 |
|
00310410 |
|
43360989 |
| 00300531 |
|
43413384 |
|
00113410 |
|
43333362 |
| 00122557 |
|
43384991 |
|
00218964 |
|
00141072 |
| 00120587 |
|
43311961 |
|
00170432 |
|
00103528 |
| 00102219 |
|
00496286 |
|
00141994 |
|
00825778 |
| 43356070 |
|
00386960 |
|
00130118 |
|
00394882 |
| 00844632 |
|
00343264 |
|
00107775 |
|
00136948 |
| 00344028 |
|
00304956 |
|
00052250 |
|
00055187 |
| 00292715 |
|
00272846 |
|
00114484 |
|
43420984 |
| 00126536 |
|
00122105 |
|
00412554 |
|
43320991 |
| 43395127 |
|
00109434 |
|
00318396 |
|
00826227 |
| 43374527 |
|
00076693 |
|
43404739 |
|
00212946 |
| 43326294 |
|
00034595 |
|
43396977 |
|
00203960 |
| 00223052 |
|
43334306 |
|
43372840 |
|
00267130 |
| 00134732 |
|
43320576 |
|
00267009 |
|
43375015 |
| 00046181 |
|
00314927 |
|
00141276 |
|
00503819 |
| 43348975 |
|
00296953 |
|
43311904 |
|
00192672 |
| 00280139 |
|
00055788 |
|
00295301 |
|
00190284 |
| 00340157 |
|
00054744 |
|
00129199 |
|
00178446 |
| 00231103 |
|
00039098 |
|
43424668 |
|
43341781 |
| 00109519 |
|
00011645 |
|
00313974 |
|
00275513 |
| 00011093 |
|
43322859 |
|
43392618 |
|
00116719 |
| 00342793 |
|
43284485 |
|
43382837 |
|
00285708 |
| 00059080 |
|
43281318 |
|
43327839 |
|
43345936 |
| 00026229 |
|
00231172 |
|
43414654 |
|
43323603 |
| 43395680 |
|
00227159 |
|
43322380 |
|
43312345 |
39
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43275666 |
|
43289871 |
|
00300118 |
|
43404337 |
| 00114892 |
|
43276909 |
|
00295642 |
|
43273815 |
| 00058714 |
|
43189520 |
|
00295637 |
|
43420866 |
| 00023791 |
|
00354060 |
|
00205431 |
|
00346583 |
| 43414892 |
|
00198107 |
|
00102657 |
|
00044488 |
| 43397537 |
|
43396387 |
|
43349003 |
|
00023349 |
| 00449547 |
|
43306928 |
|
00301804 |
|
43396073 |
| 00329371 |
|
00468894 |
|
00104551 |
|
00627747 |
| 00247782 |
|
00168041 |
|
43409922 |
|
00198603 |
| 00216058 |
|
00032999 |
|
00887110 |
|
00100700 |
| 00198854 |
|
43412744 |
|
00121546 |
|
00027844 |
| 00136067 |
|
43173807 |
|
00010928 |
|
43318703 |
| 00117587 |
|
00127132 |
|
43304233 |
|
43288269 |
| 00025859 |
|
00028350 |
|
00008757 |
|
00193997 |
| 00347006 |
|
43420841 |
|
43313543 |
|
00024619 |
| 00345334 |
|
43420757 |
|
00510424 |
|
00625647 |
| 00028954 |
|
43416734 |
|
43337771 |
|
00276572 |
| 00028847 |
|
43415388 |
|
43237946 |
|
00278995 |
| 00028242 |
|
43388368 |
|
00306087 |
|
00727482 |
| 00009254 |
|
43341282 |
|
00221419 |
|
43271173 |
| 00116960 |
|
00329354 |
|
00135091 |
|
00429457 |
| 00028129 |
|
00265556 |
|
00125105 |
|
43420771 |
| 00441937 |
|
00115073 |
|
00106136 |
|
00411043 |
| 00345606 |
|
00077900 |
|
00714984 |
|
00351401 |
| 43400353 |
|
43276541 |
|
43343714 |
|
00342000 |
| 43378194 |
|
00291498 |
|
43287978 |
|
00106728 |
| 43348977 |
|
00197286 |
|
43276049 |
|
00292172 |
| 43340825 |
|
00117519 |
|
43112265 |
|
00126497 |
| 43416194 |
|
00282760 |
|
00524980 |
|
43427988 |
| 43410141 |
|
43279718 |
|
00503673 |
|
43427775 |
| 43342313 |
|
43271444 |
|
00341538 |
|
43413008 |
| 00844624 |
|
00891746 |
|
00336009 |
|
00075079 |
| 00608181 |
|
00207306 |
|
00262268 |
|
43412416 |
| 00355222 |
|
00154032 |
|
00132091 |
|
43407069 |
| 00310260 |
|
00115145 |
|
43418741 |
|
43321386 |
| 00212762 |
|
00033139 |
|
43402786 |
|
43309108 |
| 00028999 |
|
00031343 |
|
43377248 |
|
00828122 |
| 43404509 |
|
43339391 |
|
43377213 |
|
00381810 |
| 43402805 |
|
43287849 |
|
43326534 |
|
00357731 |
| 43401651 |
|
43272017 |
|
43314002 |
|
00141456 |
| 00251973 |
|
00133308 |
|
43299823 |
|
00526290 |
| 00141764 |
|
00045489 |
|
43281543 |
|
43330057 |
| 43408737 |
|
00021964 |
|
43271267 |
|
00003775 |
| 00141814 |
|
43426770 |
|
00252244 |
|
43342252 |
| 00123096 |
|
00518174 |
|
00201429 |
|
00053332 |
40
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00077555 |
|
00110342 |
|
00128411 |
|
43328799 |
| 43304898 |
|
43362759 |
|
00126554 |
|
00276334 |
| 43293831 |
|
43276479 |
|
00123101 |
|
00129714 |
| 00357578 |
|
00341179 |
|
00106153 |
|
00425427 |
| 00001372 |
|
43289319 |
|
00057841 |
|
00375527 |
| 43298834 |
|
00129020 |
|
43367262 |
|
00284772 |
| 43274554 |
|
00117508 |
|
43272391 |
|
00230086 |
| 43378985 |
|
00464678 |
|
00340711 |
|
00122532 |
| 00345002 |
|
00034565 |
|
00340688 |
|
00107382 |
| 00313670 |
|
00031080 |
|
00139498 |
|
00106860 |
| 00280264 |
|
00004082 |
|
00117768 |
|
00105896 |
| 00252086 |
|
43357765 |
|
00001782 |
|
00104841 |
| 00112420 |
|
00310070 |
|
43346121 |
|
00025731 |
| 00073099 |
|
00341987 |
|
43318206 |
|
00019972 |
| 00021842 |
|
43380804 |
|
43301175 |
|
00019024 |
| 43388558 |
|
00010842 |
|
43287970 |
|
00001769 |
| 43380274 |
|
00122779 |
|
00734764 |
|
43367121 |
| 43337180 |
|
43344528 |
|
00354508 |
|
43291322 |
| 43314219 |
|
43316012 |
|
00350294 |
|
43271165 |
| 00219344 |
|
43299513 |
|
00340151 |
|
00886645 |
| 43351891 |
|
00357429 |
|
00338295 |
|
00513970 |
| 43330195 |
|
00277023 |
|
00311006 |
|
00307735 |
| 43327913 |
|
00260592 |
|
00293849 |
|
00263796 |
| 00319228 |
|
00019828 |
|
00269125 |
|
00140762 |
| 00115179 |
|
43415140 |
|
00229968 |
|
00046806 |
| 43409899 |
|
43365524 |
|
00135058 |
|
00019319 |
| 43376555 |
|
43282375 |
|
00127712 |
|
00297263 |
| 00343612 |
|
00461954 |
|
00036149 |
|
43371197 |
| 43399728 |
|
00306409 |
|
00014414 |
|
00820679 |
| 43395150 |
|
00289965 |
|
00330059 |
|
00347441 |
| 43367162 |
|
00277188 |
|
00202555 |
|
00137475 |
| 00042160 |
|
00227307 |
|
00126138 |
|
43338482 |
| 43360333 |
|
00107050 |
|
43421843 |
|
00848999 |
| 00190659 |
|
00078990 |
|
43348601 |
|
00341148 |
| 43386684 |
|
00019359 |
|
43333800 |
|
00332799 |
| 43318603 |
|
00140252 |
|
43314441 |
|
00051393 |
| 00718696 |
|
00129106 |
|
00717843 |
|
00003015 |
| 00125810 |
|
00128151 |
|
00354736 |
|
43338433 |
| 43280484 |
|
00040252 |
|
00303694 |
|
00328612 |
| 00809969 |
|
43372677 |
|
00197182 |
|
00730165 |
| 00732435 |
|
43315362 |
|
00118582 |
|
00319123 |
| 00126839 |
|
43276962 |
|
00084193 |
|
00280800 |
| 00123003 |
|
00318256 |
|
43409982 |
|
43306073 |
| 43421937 |
|
00102192 |
|
43377768 |
|
00111156 |
| 43409445 |
|
43354724 |
|
43339399 |
|
00109036 |
41
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00217431 |
|
43348949 |
|
43338934 |
|
00022170 |
| 00107264 |
|
43300125 |
|
43318794 |
|
00485365 |
| 00015305 |
|
00540692 |
|
43295764 |
|
00227436 |
| 43282516 |
|
00384356 |
|
00359690 |
|
00009659 |
| 00836184 |
|
00335207 |
|
00356583 |
|
00317467 |
| 00197180 |
|
00046695 |
|
00261645 |
|
00044521 |
| 00018711 |
|
00046337 |
|
00141392 |
|
00017238 |
| 43368990 |
|
43399477 |
|
00008556 |
|
43348086 |
| 43328492 |
|
43357745 |
|
43311064 |
|
00264549 |
| 43311060 |
|
43341883 |
|
00311155 |
|
00023181 |
| 43289091 |
|
43332408 |
|
00841366 |
|
84000308 |
| 00231323 |
|
00849022 |
|
00351213 |
|
43420786 |
| 00186546 |
|
00011489 |
|
00347844 |
|
00014360 |
| 00133212 |
|
43387809 |
|
00346545 |
|
00298901 |
| 00079789 |
|
43357035 |
|
00342462 |
|
00588075 |
| 43387757 |
|
43339975 |
|
00316199 |
|
00042638 |
| 43383977 |
|
43339036 |
|
00293799 |
|
00319379 |
| 00293826 |
|
43338269 |
|
00291110 |
|
00104437 |
| 00119165 |
|
43297046 |
|
00268225 |
|
00121610 |
| 00113117 |
|
00690333 |
|
00264857 |
|
00045966 |
| 43376514 |
|
00338311 |
|
00145432 |
|
00850462 |
| 00295177 |
|
00303416 |
|
00140753 |
|
00128572 |
| 43315334 |
|
00273058 |
|
00043388 |
|
00038590 |
| 00309532 |
|
00056425 |
|
00019798 |
|
43400544 |
| 00117003 |
|
00054636 |
|
43299512 |
|
43316400 |
| 00009262 |
|
00007526 |
|
43293020 |
|
43289077 |
| 43425328 |
|
43320985 |
|
00842370 |
|
43221903 |
| 43339904 |
|
43301910 |
|
00607916 |
|
43198765 |
| 00283312 |
|
43299517 |
|
00506885 |
|
00721859 |
| 43418501 |
|
00306438 |
|
00334889 |
|
00328238 |
| 43315293 |
|
00306435 |
|
00329339 |
|
43412751 |
| 43289931 |
|
00306406 |
|
00328634 |
|
43398926 |
| 00347048 |
|
00185469 |
|
00189138 |
|
43344684 |
| 00329688 |
|
00131647 |
|
00128465 |
|
00730432 |
| 00036139 |
|
43368786 |
|
00125448 |
|
00312039 |
| 43397904 |
|
43340816 |
|
00116166 |
|
43419459 |
| 43386079 |
|
43340591 |
|
00112571 |
|
43307873 |
| 43357559 |
|
00102476 |
|
00019248 |
|
43288773 |
| 00058436 |
|
43340818 |
|
43354362 |
|
00832243 |
| 43378577 |
|
00875635 |
|
00333085 |
|
00302946 |
| 43327158 |
|
00338284 |
|
00330065 |
|
00205080 |
| 43283373 |
|
00109520 |
|
00264069 |
|
00141087 |
| 43241324 |
|
43312397 |
|
00199281 |
|
43401137 |
| 00194711 |
|
00817880 |
|
00124693 |
|
43209314 |
| 81037062 |
|
00332100 |
|
00114323 |
|
00626112 |
42
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43326995 |
|
00118345 |
|
00107038 |
|
00251654 |
| 00278387 |
|
00078142 |
|
00103237 |
|
00217295 |
| 00123905 |
|
00053247 |
|
00079250 |
|
00207453 |
| 43325890 |
|
43276613 |
|
43367050 |
|
00123889 |
| 43219547 |
|
00011416 |
|
43364675 |
|
00025100 |
| 00017039 |
|
43422863 |
|
43320665 |
|
43425348 |
| 43207776 |
|
43404230 |
|
43316094 |
|
43420957 |
| 00352260 |
|
00344141 |
|
43315816 |
|
43417708 |
| 00255649 |
|
00101931 |
|
43286855 |
|
43409675 |
| 00221311 |
|
00306110 |
|
00847976 |
|
43308536 |
| 00218123 |
|
00281602 |
|
00354732 |
|
00344760 |
| 00122255 |
|
00075361 |
|
00318191 |
|
00314343 |
| 00273740 |
|
00075108 |
|
00192835 |
|
00127087 |
| 00024574 |
|
00022516 |
|
00131563 |
|
00123504 |
| 00117004 |
|
00019823 |
|
00122558 |
|
00103475 |
| 00079929 |
|
43318593 |
|
00100275 |
|
43371454 |
| 00015238 |
|
43282739 |
|
00013949 |
|
43403001 |
| 43414432 |
|
00841730 |
|
43380553 |
|
00101101 |
| 43413465 |
|
00808768 |
|
43309168 |
|
00015281 |
| 43412777 |
|
00717681 |
|
43275442 |
|
43423736 |
| 43299825 |
|
00342624 |
|
00896622 |
|
43397083 |
| 43292144 |
|
00330396 |
|
00885444 |
|
43363891 |
| 43281539 |
|
00286109 |
|
00446157 |
|
00323851 |
| 00079560 |
|
00261505 |
|
00344745 |
|
00872571 |
| 00216452 |
|
00174971 |
|
00319872 |
|
43347786 |
| 43356145 |
|
00145522 |
|
00301791 |
|
43324449 |
| 43325642 |
|
00141868 |
|
00197564 |
|
00350986 |
| 00195462 |
|
00128605 |
|
00133343 |
|
00263671 |
| 00078281 |
|
00124055 |
|
00127991 |
|
00119255 |
| 43345165 |
|
00108324 |
|
00123180 |
|
00108713 |
| 43337456 |
|
00049217 |
|
00462535 |
|
43417020 |
| 43278747 |
|
43365513 |
|
00674761 |
|
00121701 |
| 43190463 |
|
43357328 |
|
00350990 |
|
43412775 |
| 00844284 |
|
43341403 |
|
00124150 |
|
43273156 |
| 00019822 |
|
43340693 |
|
00084257 |
|
43270077 |
| 43291370 |
|
43331463 |
|
00019863 |
|
00442550 |
| 43276620 |
|
43330002 |
|
43316940 |
|
00220825 |
| 43401735 |
|
43316529 |
|
00433292 |
|
00130201 |
| 43344569 |
|
00804967 |
|
00357725 |
|
00726524 |
| 43343448 |
|
00101194 |
|
00216146 |
|
43390932 |
| 43276456 |
|
00055294 |
|
00214158 |
|
43331915 |
| 00347858 |
|
43427094 |
|
00195429 |
|
00132274 |
| 00023551 |
|
43339416 |
|
00134435 |
|
00104100 |
| 43276614 |
|
43338143 |
|
00029611 |
|
00217271 |
| 00295388 |
|
43315681 |
|
43343362 |
|
00875945 |
43
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00230094 |
|
43277077 |
|
00314964 |
|
00133526 |
| 00141353 |
|
43269273 |
|
43400026 |
|
43332049 |
| 43287992 |
|
00316847 |
|
43339248 |
|
43322240 |
| 00331612 |
|
00307587 |
|
00335364 |
|
00267447 |
| 00132984 |
|
43338442 |
|
00201595 |
|
43331666 |
| 00255203 |
|
43316024 |
|
00038735 |
|
00709581 |
| 00113530 |
|
43314857 |
|
00010104 |
|
00134415 |
| 00328233 |
|
00050974 |
|
43398818 |
|
43330407 |
| 43368925 |
|
00022567 |
|
43372851 |
|
81034955 |
| 43365654 |
|
43399290 |
|
00270014 |
|
43349922 |
| 43323815 |
|
43392695 |
|
00016423 |
|
43236241 |
| 00516627 |
|
43390016 |
|
43420625 |
|
00334375 |
| 00343859 |
|
43325641 |
|
43418825 |
|
43343577 |
| 00314653 |
|
00280275 |
|
43393734 |
|
00350832 |
| 00252910 |
|
00278229 |
|
43312894 |
|
00292250 |
| 00122765 |
|
00130030 |
|
00133979 |
|
00288134 |
| 00016229 |
|
00024937 |
|
00111229 |
|
43367706 |
| 00866822 |
|
00023524 |
|
43426113 |
|
00204672 |
| 00291503 |
|
43424108 |
|
43366060 |
|
00201381 |
| 00222383 |
|
43315785 |
|
00569887 |
|
00137111 |
| 00036345 |
|
43380860 |
|
00496227 |
|
00028774 |
| 43374429 |
|
43344517 |
|
00308708 |
|
43415352 |
| 43354840 |
|
43284836 |
|
43282399 |
|
43323587 |
| 43340404 |
|
00341173 |
|
00273587 |
|
43309117 |
| 43271016 |
|
00011197 |
|
00256485 |
|
43277360 |
| 00879924 |
|
00026416 |
|
00134678 |
|
00595977 |
| 00331424 |
|
00010520 |
|
00125155 |
|
00292350 |
| 43109592 |
|
43423509 |
|
00054296 |
|
00283731 |
| 43301064 |
|
43347457 |
|
43339168 |
|
00129587 |
| 00272068 |
|
43339911 |
|
43318970 |
|
00625035 |
| 00115472 |
|
00356309 |
|
00377937 |
|
00287482 |
| 00112381 |
|
00223054 |
|
00253200 |
|
00035153 |
| 00041004 |
|
00134047 |
|
00131538 |
|
43425871 |
| 00317459 |
|
00028837 |
|
43361157 |
|
43370515 |
| 00274413 |
|
43402343 |
|
43297530 |
|
43287648 |
| 00205195 |
|
43398914 |
|
00633771 |
|
00313204 |
| 00105724 |
|
43391506 |
|
00525928 |
|
00111025 |
| 00100187 |
|
43342448 |
|
00348979 |
|
43312037 |
| 43409668 |
|
43340329 |
|
00289816 |
|
00132533 |
| 43355204 |
|
43340211 |
|
00166189 |
|
00022437 |
| 43321679 |
|
43322421 |
|
00014708 |
|
43379010 |
| 43281340 |
|
43299814 |
|
00392448 |
|
43362521 |
| 43269416 |
|
00333416 |
|
43399778 |
|
43329913 |
| 00501956 |
|
00282138 |
|
43395761 |
|
43275162 |
| 00274308 |
|
00120883 |
|
00115308 |
|
00291926 |
44
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00101378 |
|
00020927 |
|
00032743 |
|
00253578 |
| 43351331 |
|
00020902 |
|
00030681 |
|
00136346 |
| 43327340 |
|
00020748 |
|
00004941 |
|
00134227 |
| 00308710 |
|
00008905 |
|
00004709 |
|
00050382 |
| 00272502 |
|
00007730 |
|
43297463 |
|
00045370 |
| 00141905 |
|
00007423 |
|
00731269 |
|
00006111 |
| 00102683 |
|
00002590 |
|
00724173 |
|
43425488 |
| 00043793 |
|
43378695 |
|
00337759 |
|
43419444 |
| 00021653 |
|
43327001 |
|
00331886 |
|
43418384 |
| 43374970 |
|
43372231 |
|
00305266 |
|
43415463 |
| 00308887 |
|
43287982 |
|
00301532 |
|
43406158 |
| 00282502 |
|
00345625 |
|
00295182 |
|
43396476 |
| 00129619 |
|
00281587 |
|
00117431 |
|
43344972 |
| 00017742 |
|
00076275 |
|
00024330 |
|
43343343 |
| 00015454 |
|
43309176 |
|
43387920 |
|
43332672 |
| 43422814 |
|
43298219 |
|
43341337 |
|
43331990 |
| 43344424 |
|
00712949 |
|
00728381 |
|
43306379 |
| 00728659 |
|
00642606 |
|
00030297 |
|
43298441 |
| 00141178 |
|
43309482 |
|
00027300 |
|
43296851 |
| 43281919 |
|
00688029 |
|
00016466 |
|
43282384 |
| 00114244 |
|
00298565 |
|
00125009 |
|
43272142 |
| 00125066 |
|
00120282 |
|
00120713 |
|
00341027 |
| 00115098 |
|
00023549 |
|
00038521 |
|
00341024 |
| 43409605 |
|
43314603 |
|
00017267 |
|
00340686 |
| 43398651 |
|
43314223 |
|
00008639 |
|
00213929 |
| 43387487 |
|
00020319 |
|
00008629 |
|
00141308 |
| 00340729 |
|
43402275 |
|
00330411 |
|
00102453 |
| 43280798 |
|
43320688 |
|
00306420 |
|
43338351 |
| 00272506 |
|
43298340 |
|
00305449 |
|
00337762 |
| 00168197 |
|
00408042 |
|
00221855 |
|
00132539 |
| 43318073 |
|
00322415 |
|
00195985 |
|
00121117 |
| 00886289 |
|
00304933 |
|
00054954 |
|
43325335 |
| 00804266 |
|
00251402 |
|
43380798 |
|
00711861 |
| 00272084 |
|
43416123 |
|
43327434 |
|
00412252 |
| 00308701 |
|
43412584 |
|
00269414 |
|
00353336 |
| 00133059 |
|
43403289 |
|
00197499 |
|
00298345 |
| 00126914 |
|
43288419 |
|
00108020 |
|
00258081 |
| 00197980 |
|
00059276 |
|
00052826 |
|
00217502 |
| 00129363 |
|
00029672 |
|
00004905 |
|
00180580 |
| 00046106 |
|
43430122 |
|
43342455 |
|
00142272 |
| 00004137 |
|
43397623 |
|
43304909 |
|
00141774 |
| 00027869 |
|
43395759 |
|
43277307 |
|
00141290 |
| 43422995 |
|
43370358 |
|
00217403 |
|
00129873 |
| 43390140 |
|
43367720 |
|
00131790 |
|
00117469 |
| 43327309 |
|
43358742 |
|
00005358 |
|
00116667 |
45
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00015288 |
|
43299633 |
|
43386502 |
|
00116634 |
| 80010023 |
|
43289856 |
|
43341854 |
|
00114058 |
| 00125603 |
|
43289085 |
|
43314333 |
|
00104986 |
| 00100453 |
|
43284037 |
|
00312377 |
|
43288996 |
| 00033791 |
|
43272912 |
|
00208638 |
|
00059157 |
| 43105923 |
|
00457744 |
|
00021249 |
|
00040880 |
| 00107834 |
|
00340057 |
|
43400973 |
|
00024868 |
| 00101846 |
|
00288528 |
|
43400023 |
|
00022213 |
| 00032902 |
|
00236365 |
|
43341500 |
|
00883301 |
| 00717037 |
|
00123471 |
|
43276981 |
|
00816426 |
| 00292650 |
|
00115835 |
|
00150169 |
|
00539600 |
| 00166626 |
|
00024811 |
|
00128098 |
|
00445193 |
| 00104987 |
|
43397898 |
|
00076786 |
|
00251283 |
| 00007648 |
|
43362286 |
|
00023634 |
|
00133241 |
| 00002469 |
|
43328061 |
|
00010818 |
|
00078101 |
| 43395498 |
|
43290156 |
|
00356297 |
|
00076861 |
| 43398075 |
|
00058988 |
|
00343892 |
|
00043091 |
| 43330944 |
|
43377319 |
|
00304085 |
|
00008565 |
| 00119441 |
|
00115023 |
|
00276852 |
|
43407416 |
| 43431858 |
|
00057963 |
|
00128908 |
|
43318308 |
| 00119080 |
|
43398066 |
|
43411796 |
|
00339020 |
| 00002759 |
|
43390708 |
|
43381431 |
|
00306769 |
| 43417164 |
|
43376213 |
|
43337298 |
|
00123310 |
| 43401832 |
|
43298825 |
|
43317378 |
|
43428115 |
| 43360618 |
|
00347496 |
|
00434922 |
|
43414574 |
| 43276467 |
|
00336558 |
|
00398209 |
|
43402637 |
| 00298232 |
|
00256330 |
|
00208957 |
|
00120207 |
| 00110607 |
|
00193267 |
|
00200125 |
|
00113953 |
| 00103536 |
|
00139012 |
|
00073036 |
|
00603473 |
| 00054601 |
|
00123046 |
|
00025497 |
|
00351393 |
| 43320451 |
|
00110021 |
|
43384398 |
|
00342657 |
| 00251786 |
|
00058336 |
|
43330205 |
|
00107263 |
| 00141058 |
|
00047592 |
|
00522457 |
|
00030406 |
| 00104779 |
|
00015627 |
|
43382564 |
|
00024404 |
| 00010447 |
|
43388334 |
|
43272312 |
|
00022523 |
| 43345417 |
|
43316063 |
|
00256803 |
|
00251585 |
| 43335915 |
|
43282222 |
|
00155055 |
|
43396069 |
| 00335684 |
|
00439894 |
|
00102576 |
|
43385458 |
| 00323852 |
|
00352055 |
|
00028209 |
|
00493597 |
| 00195422 |
|
00200162 |
|
00027471 |
|
00156264 |
| 00047110 |
|
43330061 |
|
43397288 |
|
00132585 |
| 00116996 |
|
00492272 |
|
43316356 |
|
43427656 |
| 00133282 |
|
00468185 |
|
00018967 |
|
43423512 |
| 00207002 |
|
00253223 |
|
00438200 |
|
43399164 |
| 00296801 |
|
00136328 |
|
00319723 |
|
43384236 |
46
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00296804 |
|
00074057 |
|
00216132 |
|
43312842 |
| 00310797 |
|
00045638 |
|
00015170 |
|
00352259 |
| 00357386 |
|
00014692 |
|
00398365 |
|
00504114 |
| 43427786 |
|
43407549 |
|
43380652 |
|
00079804 |
| 43406144 |
|
43399612 |
|
00450057 |
|
00181552 |
| 43391265 |
|
43397427 |
|
00329356 |
|
00119623 |
| 43381922 |
|
43370049 |
|
00022654 |
|
00868337 |
| 43380606 |
|
43342793 |
|
00230092 |
|
00186600 |
| 43332431 |
|
43338474 |
|
00170965 |
|
00642649 |
| 43328506 |
|
00333141 |
|
00028574 |
|
00291455 |
| 43327374 |
|
00122083 |
|
43427520 |
|
00428426 |
| 43313868 |
|
00111417 |
|
43317279 |
|
00116442 |
| 00827967 |
|
00058496 |
|
00299794 |
|
00056429 |
| 00128241 |
|
43340695 |
|
00262420 |
|
43276861 |
| 00028359 |
|
43340566 |
|
00193830 |
|
00298387 |
| 43418720 |
|
43339423 |
|
00191736 |
|
00356584 |
| 43413472 |
|
00335661 |
|
00045879 |
|
00294755 |
| 43356440 |
|
00076477 |
|
43398929 |
|
00882542 |
| 43326295 |
|
00008714 |
|
43270996 |
|
00812242 |
| 43296575 |
|
43428520 |
|
00284769 |
|
43364759 |
| 00860476 |
|
43418841 |
|
00028009 |
|
43334465 |
| 00824984 |
|
43360242 |
|
00005246 |
|
43326397 |
| 00118912 |
|
43342910 |
|
00718289 |
|
43300650 |
| 43407086 |
|
43296569 |
|
00305784 |
|
43281664 |
| 43331324 |
|
43270402 |
|
00304935 |
|
43396606 |
| 00320127 |
|
00305094 |
|
43399413 |
|
43387141 |
| 00123459 |
|
00276474 |
|
43306907 |
|
43386331 |
| 00055076 |
|
00142719 |
|
00141510 |
|
00306404 |
| 43417346 |
|
00117342 |
|
00122711 |
|
00141030 |
| 43412610 |
|
00025920 |
|
00008229 |
|
00133117 |
| 43285694 |
|
43350532 |
|
00005256 |
|
00116524 |
| 00349807 |
|
43273261 |
|
43275285 |
|
43420048 |
| 00348973 |
|
00080575 |
|
00333758 |
|
43392889 |
| 00139475 |
|
00008125 |
|
43380816 |
|
43379445 |
| 00013332 |
|
00875872 |
|
43374705 |
|
43303089 |
| 43335443 |
|
00046201 |
|
00107097 |
|
00276896 |
| 00526002 |
|
00045007 |
|
43400441 |
|
00858218 |
| 00135531 |
|
43315258 |
|
43388014 |
|
00022616 |
| 00100636 |
|
00039130 |
|
43333102 |
|
00021522 |
| 00015348 |
|
43416972 |
|
43288422 |
|
00118525 |
| 43398797 |
|
43400209 |
|
00410144 |
|
00267464 |
| 43362869 |
|
43295773 |
|
43279615 |
|
00121185 |
| 00058225 |
|
00325643 |
|
43270979 |
|
43272601 |
| 43380925 |
|
00106225 |
|
00332305 |
|
00023137 |
| 43375492 |
|
00838179 |
|
00281964 |
|
43322893 |
47
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43416538 |
|
00493244 |
|
00263158 |
|
00078764 |
| 00725420 |
|
00347470 |
|
00104868 |
|
00010535 |
| 00707678 |
|
00217581 |
|
00051860 |
|
43429032 |
| 00541915 |
|
43298264 |
|
00885649 |
|
43382629 |
| 00353523 |
|
00896500 |
|
00354996 |
|
43284848 |
| 00295274 |
|
00835935 |
|
00058338 |
|
00126488 |
| 00133740 |
|
00252784 |
|
43341642 |
|
00113986 |
| 00117068 |
|
43343505 |
|
00347896 |
|
00107975 |
| 00010442 |
|
43340583 |
|
00124826 |
|
00054500 |
| 00320935 |
|
00357186 |
|
00114565 |
|
00807664 |
| 00111489 |
|
00355200 |
|
00075950 |
|
00562947 |
| 43410513 |
|
00142271 |
|
43316011 |
|
00331554 |
| 43367552 |
|
00132484 |
|
43271158 |
|
00298468 |
| 43358463 |
|
00078140 |
|
00243418 |
|
00290939 |
| 43329226 |
|
00056863 |
|
00201979 |
|
00119852 |
| 00356823 |
|
00031111 |
|
00103631 |
|
00018704 |
| 43343467 |
|
00017515 |
|
43388787 |
|
00125405 |
| 43298887 |
|
00007916 |
|
43354209 |
|
00725021 |
| 43422811 |
|
00005188 |
|
43337072 |
|
00309222 |
| 43420371 |
|
43425341 |
|
43298886 |
|
00837725 |
| 43415329 |
|
43393106 |
|
00253403 |
|
00258466 |
| 43415049 |
|
43377217 |
|
00119463 |
|
00051142 |
| 43384674 |
|
43327437 |
|
00102504 |
|
00034256 |
| 43340585 |
|
00200083 |
|
00058200 |
|
43297353 |
| 43298276 |
|
00118885 |
|
00057510 |
|
00302672 |
| 43277015 |
|
43376136 |
|
00024816 |
|
00136106 |
| 43275635 |
|
43375932 |
|
43301947 |
|
43410438 |
| 00723525 |
|
43344299 |
|
00433659 |
|
00358824 |
| 00282768 |
|
00137536 |
|
00115349 |
|
00296319 |
| 00115144 |
|
43399782 |
|
00105466 |
|
00111290 |
| 00103626 |
|
43358098 |
|
43298412 |
|
43352556 |
| 00043299 |
|
43425820 |
|
43298409 |
|
00128194 |
| 00292450 |
|
43367642 |
|
00029767 |
|
43320155 |
| 00205806 |
|
43329970 |
|
00022134 |
|
00018944 |
| 00024170 |
|
00291528 |
|
43315121 |
|
00641391 |
| 43343352 |
|
00249815 |
|
43315106 |
|
43317045 |
| 43299589 |
|
00004857 |
|
00886793 |
|
00328914 |
| 00349796 |
|
43362660 |
|
00878278 |
|
00115104 |
| 00022532 |
|
00333636 |
|
00132266 |
|
00024664 |
| 43369978 |
|
00005924 |
|
43377364 |
|
00201316 |
| 43340251 |
|
43420424 |
|
43272133 |
|
00073356 |
| 43276978 |
|
43366191 |
|
00830526 |
|
00140341 |
| 00709115 |
|
43325742 |
|
00814407 |
|
43409939 |
| 00500356 |
|
43321014 |
|
00038713 |
|
00570451 |
| 00312401 |
|
43309503 |
|
43421899 |
|
00154504 |
48
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00287111 |
|
00549789 |
|
43357321 |
|
00074691 |
| 00108876 |
|
00209990 |
|
43332075 |
|
43206887 |
| 00079184 |
|
00059173 |
|
00727547 |
|
43323219 |
| 00011414 |
|
00026338 |
|
00516406 |
|
00056737 |
| 00198676 |
|
43415987 |
|
00411515 |
|
00054717 |
| 43366977 |
|
43415302 |
|
00335667 |
|
00044295 |
| 43310412 |
|
43414345 |
|
43402644 |
|
00388300 |
| 00291601 |
|
43376419 |
|
43399903 |
|
00026325 |
| 00192670 |
|
43296043 |
|
43338135 |
|
43299441 |
| 00057947 |
|
00891754 |
|
43277090 |
|
00203416 |
| 00025706 |
|
00042395 |
|
00633828 |
|
00520209 |
| 43371149 |
|
00030188 |
|
00114740 |
|
00261122 |
| 43361354 |
|
00020351 |
|
43295150 |
|
00213709 |
| 43332608 |
|
43340430 |
|
00873187 |
|
00682004 |
| 43326742 |
|
43287974 |
|
00193399 |
|
00104123 |
| 43286442 |
|
00340167 |
|
43296039 |
|
43413697 |
| 43281990 |
|
00274302 |
|
43296038 |
|
00281352 |
| 00435627 |
|
43340318 |
|
00023980 |
|
00892254 |
| 00434418 |
|
43340249 |
|
00023978 |
|
00541249 |
| 00339552 |
|
00343460 |
|
00023959 |
|
00134624 |
| 00113155 |
|
00339027 |
|
00023943 |
|
00125555 |
| 00028558 |
|
00337210 |
|
00647446 |
|
00039370 |
| 00028452 |
|
00321131 |
|
43409674 |
|
00011653 |
| 00014619 |
|
00309059 |
|
43382478 |
|
00009376 |
| 43394597 |
|
00114460 |
|
43368911 |
|
00029712 |
| 43394592 |
|
43415380 |
|
43340186 |
|
00893242 |
| 00080996 |
|
43414880 |
|
43311808 |
|
00014580 |
| 43271337 |
|
43373385 |
|
00111416 |
|
43272605 |
| 00170649 |
|
43333348 |
|
43339402 |
|
00049117 |
| 00100863 |
|
43332084 |
|
43298254 |
|
43324494 |
| 00017357 |
|
43315779 |
|
00578118 |
|
43315120 |
| 00010511 |
|
43293379 |
|
00345475 |
|
00056931 |
| 43305374 |
|
00861375 |
|
00336003 |
|
00053559 |
| 00137022 |
|
00500844 |
|
00038736 |
|
00040570 |
| 00103534 |
|
00443255 |
|
00008628 |
|
00284099 |
| 00006048 |
|
00328669 |
|
43315772 |
|
00029592 |
| 00295282 |
|
00301924 |
|
00038406 |
|
43402634 |
| 00221481 |
|
00158151 |
|
00010125 |
|
00119940 |
| 00160741 |
|
00141102 |
|
00004560 |
|
00282699 |
| 00076078 |
|
00106491 |
|
43285631 |
|
43189589 |
| 43377823 |
|
00103166 |
|
00257907 |
|
43318533 |
| 43286093 |
|
00050217 |
|
43284477 |
|
43353244 |
| 00421227 |
|
43416958 |
|
43281532 |
|
43423369 |
| 00123934 |
|
43339867 |
|
00205967 |
|
43384090 |
| 00053461 |
|
43332371 |
|
00123103 |
|
43382622 |
49
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00026750 |
|
43292074 |
|
43342457 |
|
43339160 |
| 00008379 |
|
00442720 |
|
00359368 |
|
00470481 |
| 00003001 |
|
00442704 |
|
00077527 |
|
00275970 |
| 43355108 |
|
00336313 |
|
43387743 |
|
00271333 |
| 00257107 |
|
00020440 |
|
43306261 |
|
00202255 |
| 00015737 |
|
43425237 |
|
43299771 |
|
00134402 |
| 00003170 |
|
43379442 |
|
00074875 |
|
00016009 |
| 43364601 |
|
00824402 |
|
00023448 |
|
00055646 |
| 00392154 |
|
00356570 |
|
43324527 |
|
43322261 |
| 00282677 |
|
00141333 |
|
43277094 |
|
00341178 |
| 00157570 |
|
00073136 |
|
00446920 |
|
00865311 |
| 00134190 |
|
00014975 |
|
00395552 |
|
43420918 |
| 00043110 |
|
43422586 |
|
00303253 |
|
43328261 |
| 43284406 |
|
43298275 |
|
43317218 |
|
00896563 |
| 00344786 |
|
00105745 |
|
43276058 |
|
00885835 |
| 00303272 |
|
00046565 |
|
43271271 |
|
00010648 |
| 00303056 |
|
43412291 |
|
00334781 |
|
00006565 |
| 00139883 |
|
43301514 |
|
00300446 |
|
00129241 |
| 00138934 |
|
00348112 |
|
00298638 |
|
00108837 |
| 00051767 |
|
00102768 |
|
00675598 |
|
00108813 |
| 00050159 |
|
00073151 |
|
00122985 |
|
43374100 |
| 00024459 |
|
00016997 |
|
43405361 |
|
00345338 |
| 43383612 |
|
43417480 |
|
00301669 |
|
00029702 |
| 00288632 |
|
43344298 |
|
00274069 |
|
00029542 |
| 00077637 |
|
00141124 |
|
00272380 |
|
00446688 |
| 43276989 |
|
00031228 |
|
00008706 |
|
00105720 |
| 00146080 |
|
00028931 |
|
00575909 |
|
43246900 |
| 00186422 |
|
00028539 |
|
00475416 |
|
00282136 |
| 00333301 |
|
43414664 |
|
00341167 |
|
00227548 |
| 00208554 |
|
43331322 |
|
00329320 |
|
00204975 |
| 43276810 |
|
43279710 |
|
00227164 |
|
00139829 |
| 00560545 |
|
00688037 |
|
00207901 |
|
00104412 |
| 00313540 |
|
00009887 |
|
00130549 |
|
00051208 |
| 00115815 |
|
43338130 |
|
43312422 |
|
00026645 |
| 00100720 |
|
00053742 |
|
00281395 |
|
43338156 |
| 00734489 |
|
00021590 |
|
00028823 |
|
43311591 |
| 00704482 |
|
00011407 |
|
00005086 |
|
43227398 |
| 00045738 |
|
00329940 |
|
00438324 |
|
00115135 |
| 00018433 |
|
00139738 |
|
00267317 |
|
43421510 |
| 00008635 |
|
43382658 |
|
00123018 |
|
43375453 |
| 43309544 |
|
43340578 |
|
00114027 |
|
00286749 |
| 00460559 |
|
43314571 |
|
00003018 |
|
00275537 |
| 00359173 |
|
00596884 |
|
43354793 |
|
00112898 |
| 00301794 |
|
00411124 |
|
00432849 |
|
43385012 |
| 00287997 |
|
00287814 |
|
00295493 |
|
43366894 |
50
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00196744 |
|
00217913 |
|
00179418 |
|
00360724 |
| 00181412 |
|
00042719 |
|
00132295 |
|
00275778 |
| 00134658 |
|
00018991 |
|
00108197 |
|
00170647 |
| 00100628 |
|
00014048 |
|
00106960 |
|
00134905 |
| 43399491 |
|
43374078 |
|
00106875 |
|
43331577 |
| 43393045 |
|
43338740 |
|
00019396 |
|
00297984 |
| 00718033 |
|
43315261 |
|
43399013 |
|
43393884 |
| 00442380 |
|
43295171 |
|
43383539 |
|
00352803 |
| 00251429 |
|
00123596 |
|
43298411 |
|
00338280 |
| 00132341 |
|
00114911 |
|
00564680 |
|
00131797 |
| 00101905 |
|
00100783 |
|
00486701 |
|
00113302 |
| 00044337 |
|
00034615 |
|
00344772 |
|
43406868 |
| 00042690 |
|
43378964 |
|
00141120 |
|
43373220 |
| 00199078 |
|
43355609 |
|
00028708 |
|
43411002 |
| 43418815 |
|
43277098 |
|
00028448 |
|
43408301 |
| 43397545 |
|
00893218 |
|
00017936 |
|
43391794 |
| 43334998 |
|
00343262 |
|
43422397 |
|
43409663 |
| 00129851 |
|
00338898 |
|
43413342 |
|
43331374 |
| 00107753 |
|
00108632 |
|
43379704 |
|
43285382 |
| 00252065 |
|
43320673 |
|
00263199 |
|
43422329 |
| 00051204 |
|
43298087 |
|
00141995 |
|
43384216 |
| 00030267 |
|
43327364 |
|
00052779 |
|
43366943 |
| 43427708 |
|
00896462 |
|
00050262 |
|
43341689 |
| 43407106 |
|
43378775 |
|
00108848 |
|
00141959 |
| 43397903 |
|
43337869 |
|
43425184 |
|
43412111 |
| 43397377 |
|
00730297 |
|
43297280 |
|
43396985 |
| 43388724 |
|
00357586 |
|
00329821 |
|
43381765 |
| 43384226 |
|
00279560 |
|
00153028 |
|
43341026 |
| 43340459 |
|
00230615 |
|
00117913 |
|
43400439 |
| 43297406 |
|
00209953 |
|
00122055 |
|
43371225 |
| 00336418 |
|
00106978 |
|
00022163 |
|
43293868 |
| 00333626 |
|
00053637 |
|
43347271 |
|
00884200 |
| 00299486 |
|
43418914 |
|
43282393 |
|
00607142 |
| 00297974 |
|
43354963 |
|
43272685 |
|
00302966 |
| 00079872 |
|
43316365 |
|
00122451 |
|
00283345 |
| 00051178 |
|
43283876 |
|
00107288 |
|
00125077 |
| 43409016 |
|
00165212 |
|
43418848 |
|
00123539 |
| 43398931 |
|
43314385 |
|
43342958 |
|
00101914 |
| 43375644 |
|
00835757 |
|
00282383 |
|
00040040 |
| 43340729 |
|
00350981 |
|
00122552 |
|
00025364 |
| 43339286 |
|
00140864 |
|
00077940 |
|
43278697 |
| 43339270 |
|
00121968 |
|
00075470 |
|
00352537 |
| 43339035 |
|
43414933 |
|
00008243 |
|
00116021 |
| 43287789 |
|
00326420 |
|
43393937 |
|
00056695 |
| 00005800 |
|
43396493 |
|
43292130 |
|
00537659 |
51
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43407392 |
|
43357426 |
|
43417573 |
|
00413186 |
| 43398936 |
|
43338459 |
|
43397892 |
|
00357464 |
| 43384753 |
|
43312895 |
|
43374721 |
|
43411572 |
| 43340152 |
|
00267254 |
|
43369932 |
|
43391508 |
| 43338455 |
|
00164372 |
|
43339135 |
|
43352935 |
| 43317110 |
|
43417467 |
|
00023454 |
|
00336889 |
| 43276862 |
|
43314475 |
|
00841781 |
|
00112028 |
| 00029682 |
|
43308169 |
|
00567973 |
|
00106704 |
| 43339784 |
|
43418828 |
|
00298104 |
|
43341322 |
| 43323853 |
|
43340148 |
|
00017326 |
|
43338177 |
| 00108994 |
|
43276999 |
|
43409900 |
|
43314690 |
| 43377330 |
|
00460931 |
|
43396552 |
|
00283127 |
| 00347485 |
|
43401118 |
|
43286706 |
|
00016536 |
| 43368906 |
|
43316077 |
|
00344435 |
|
00011383 |
| 43360964 |
|
00464309 |
|
43284844 |
|
00001462 |
| 43327837 |
|
00211627 |
|
00337752 |
|
00865222 |
| 00124993 |
|
43409777 |
|
00302365 |
|
00228643 |
| 00046697 |
|
00359378 |
|
00264100 |
|
00141115 |
| 00032802 |
|
00289407 |
|
00019965 |
|
00362913 |
| 43421602 |
|
00208698 |
|
00001135 |
|
00252209 |
| 43395067 |
|
00141306 |
|
43292134 |
|
43372625 |
| 43395063 |
|
00122774 |
|
00328353 |
|
43319467 |
| 43390062 |
|
00111763 |
|
00201731 |
|
00025795 |
| 43388005 |
|
43314339 |
|
43279958 |
|
00302716 |
| 43376842 |
|
43314204 |
|
00244546 |
|
00114920 |
| 43360762 |
|
43300247 |
|
00112760 |
|
43341417 |
| 43356763 |
|
00816507 |
|
00107964 |
|
00129295 |
| 43335340 |
|
00020237 |
|
00059083 |
|
00110585 |
| 43335339 |
|
00014233 |
|
00076182 |
|
00077405 |
| 43302223 |
|
43427649 |
|
43382180 |
|
00034752 |
| 43292279 |
|
00410217 |
|
43276057 |
|
00034415 |
| 00307148 |
|
43420151 |
|
00523763 |
|
00031618 |
| 00284490 |
|
43372838 |
|
00359401 |
|
00017337 |
| 43424852 |
|
43397216 |
|
00305433 |
|
00264042 |
| 43422984 |
|
00869783 |
|
00302511 |
|
00129494 |
| 43422971 |
|
00605557 |
|
00256945 |
|
00104674 |
| 43422969 |
|
00337630 |
|
00253677 |
|
00101412 |
| 43422545 |
|
00261874 |
|
00230718 |
|
00054582 |
| 43422543 |
|
00014679 |
|
00112219 |
|
43344986 |
| 43416606 |
|
43417084 |
|
00109751 |
|
00853615 |
| 43402457 |
|
43315048 |
|
00058790 |
|
00119596 |
| 43401409 |
|
43279950 |
|
00023824 |
|
00076260 |
| 43401408 |
|
00346062 |
|
43377964 |
|
77500031 |
| 43401403 |
|
00252096 |
|
00817783 |
|
00602345 |
| 43401399 |
|
00242179 |
|
00563757 |
|
00306771 |
52
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43380731 |
|
00102380 |
|
00281610 |
|
00295430 |
| 43380263 |
|
00025037 |
|
00269564 |
|
00137450 |
| 43380262 |
|
00019295 |
|
00123328 |
|
00079895 |
| 43380259 |
|
43413869 |
|
00122631 |
|
43307453 |
| 43369836 |
|
43281829 |
|
00078443 |
|
00107960 |
| 43360993 |
|
00343616 |
|
00052379 |
|
43402926 |
| 43360877 |
|
00321464 |
|
00010191 |
|
43192365 |
| 43360876 |
|
00229147 |
|
43339977 |
|
00327925 |
| 43360874 |
|
00134203 |
|
43312893 |
|
00019281 |
| 43360870 |
|
00131626 |
|
43305954 |
|
43424904 |
| 43360867 |
|
00106503 |
|
43297351 |
|
43414942 |
| 43360814 |
|
43421268 |
|
43276890 |
|
43403226 |
| 43360813 |
|
43326477 |
|
00306604 |
|
43354835 |
| 43360812 |
|
00128939 |
|
00074849 |
|
43337063 |
| 00254559 |
|
00005216 |
|
43371195 |
|
43275656 |
| 00247785 |
|
43399284 |
|
43367881 |
|
43255875 |
| 00016623 |
|
43390935 |
|
00564117 |
|
00314453 |
| 43411885 |
|
43279976 |
|
00356106 |
|
00248053 |
| 43400282 |
|
43279391 |
|
00304647 |
|
00141840 |
| 00545589 |
|
00495395 |
|
00220170 |
|
00124274 |
| 00254733 |
|
00184276 |
|
43309177 |
|
00120904 |
| 00135038 |
|
00025834 |
|
00347054 |
|
43401730 |
| 43382001 |
|
43399675 |
|
00340302 |
|
00258580 |
| 43380867 |
|
43315890 |
|
00128801 |
|
43417644 |
| 43347764 |
|
00142262 |
|
00048548 |
|
00313536 |
| 43342256 |
|
00106631 |
|
43423361 |
|
00231419 |
| 43325013 |
|
43316057 |
|
00264318 |
|
00170963 |
| 00015216 |
|
00850187 |
|
00217748 |
|
00131696 |
| 43286194 |
|
00117564 |
|
43375794 |
|
00125622 |
| 00277913 |
|
43356087 |
|
43272146 |
|
00113328 |
| 00024837 |
|
43340552 |
|
00199844 |
|
43382804 |
| 43396924 |
|
00141266 |
|
00124256 |
|
15000925 |
| 00294964 |
|
43399367 |
|
00008950 |
|
00106265 |
| 00283125 |
|
43374712 |
|
43298408 |
|
00017601 |
| 00231479 |
|
43340469 |
|
00141322 |
|
43349103 |
| 00023176 |
|
43314579 |
|
43344531 |
|
00257444 |
| 00123255 |
|
43272974 |
|
43282383 |
|
00128497 |
| 43341056 |
|
43356210 |
|
00472719 |
|
00109621 |
| 00231906 |
|
43316526 |
|
00267945 |
|
00017647 |
| 00115708 |
|
43316369 |
|
00562912 |
|
81030399 |
| 00102408 |
|
43298096 |
|
00042162 |
|
43386677 |
| 00078545 |
|
43276187 |
|
00029783 |
|
43296103 |
| 00677361 |
|
00848425 |
|
43317117 |
|
00354073 |
| 00567205 |
|
00581933 |
|
00304407 |
|
43363062 |
| 00306829 |
|
00337161 |
|
00274656 |
|
43361664 |
53
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00110134 |
|
00331223 |
|
00133181 |
|
43317383 |
| 00056466 |
|
00217300 |
|
43300020 |
|
00101922 |
| 00033095 |
|
00141103 |
|
00208552 |
|
43426813 |
| 43314042 |
|
00108386 |
|
00115086 |
|
43401420 |
| 43279500 |
|
00104975 |
|
00447382 |
|
43400422 |
| 00331419 |
|
00016678 |
|
00447315 |
|
43400380 |
| 00312241 |
|
00012521 |
|
00330426 |
|
43397215 |
| 00033823 |
|
43377600 |
|
00278982 |
|
00596108 |
| 00449938 |
|
43356151 |
|
00131602 |
|
00522759 |
| 43328543 |
|
43339427 |
|
43339253 |
|
00458724 |
| 00275995 |
|
43271895 |
|
00896623 |
|
00023760 |
| 00250088 |
|
00075136 |
|
00885746 |
|
00014246 |
| 00113466 |
|
43339972 |
|
00830623 |
|
43272029 |
| 00106015 |
|
43338453 |
|
00439533 |
|
00336002 |
| 00104487 |
|
43423590 |
|
00349833 |
|
00332433 |
| 43360196 |
|
43375029 |
|
00336269 |
|
00265986 |
| 43306875 |
|
43300015 |
|
43415367 |
|
00105502 |
| 00543845 |
|
43275764 |
|
43349426 |
|
00023701 |
| 00205316 |
|
00171335 |
|
00311275 |
|
70012033 |
| 00885924 |
|
00030883 |
|
00309915 |
|
43276892 |
| 43295146 |
|
43426348 |
|
00274885 |
|
00271090 |
| 00394858 |
|
00861340 |
|
00038460 |
|
00124942 |
| 00130600 |
|
00847712 |
|
00008987 |
|
00122606 |
| 00101878 |
|
00831387 |
|
00865567 |
|
00121918 |
| 00334895 |
|
00705373 |
|
00837598 |
|
00079276 |
| 00332933 |
|
00677124 |
|
00353322 |
|
43401398 |
| 00320672 |
|
00677019 |
|
00223387 |
|
43399383 |
| 00208332 |
|
00632155 |
|
00101869 |
|
43362530 |
| 00139134 |
|
00632139 |
|
43331087 |
|
43335601 |
| 00102846 |
|
00632090 |
|
43274941 |
|
43279293 |
| 43329803 |
|
00578797 |
|
00304925 |
|
00874450 |
| 00884871 |
|
00512141 |
|
00119532 |
|
00444766 |
| 00304212 |
|
00355798 |
|
00015326 |
|
00354213 |
| 00280542 |
|
00331279 |
|
43343373 |
|
00352681 |
| 00141394 |
|
00218234 |
|
00682969 |
|
00345886 |
| 00029416 |
|
00211184 |
|
00486574 |
|
00252310 |
| 43398304 |
|
00134290 |
|
00115231 |
|
00197685 |
| 43384857 |
|
00129913 |
|
00053725 |
|
00134806 |
| 43334088 |
|
00126807 |
|
43369924 |
|
00131819 |
| 43327993 |
|
00125591 |
|
43333175 |
|
00128142 |
| 00120525 |
|
00120503 |
|
43271080 |
|
43321091 |
| 00042375 |
|
00118681 |
|
00294674 |
|
43301080 |
| 00014359 |
|
00117977 |
|
00121889 |
|
00711233 |
| 00251666 |
|
00102539 |
|
00029630 |
|
00034770 |
| 00111347 |
|
00100706 |
|
00002388 |
|
00013824 |
54
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00009748 |
|
00100235 |
|
43415131 |
|
43334636 |
| 00004959 |
|
00100180 |
|
43286538 |
|
00296330 |
| 43372774 |
|
00100160 |
|
00816892 |
|
00022377 |
| 00811629 |
|
00017254 |
|
00687960 |
|
00299405 |
| 00718009 |
|
00015261 |
|
00335509 |
|
00189561 |
| 00133305 |
|
43423047 |
|
00024228 |
|
43370027 |
| 00128800 |
|
43422337 |
|
00020134 |
|
43324624 |
| 00107909 |
|
43367233 |
|
00010407 |
|
00141035 |
| 00079255 |
|
43338462 |
|
43421545 |
|
00413283 |
| 00054997 |
|
43299834 |
|
43399468 |
|
00139184 |
| 00715336 |
|
43287847 |
|
43340266 |
|
00057772 |
| 00205430 |
|
43272031 |
|
43339142 |
|
00483826 |
| 00131875 |
|
43269363 |
|
00308885 |
|
00439460 |
| 00027335 |
|
00854999 |
|
00010342 |
|
00100259 |
| 43361964 |
|
00307167 |
|
43397290 |
|
00100766 |
| 00895016 |
|
00301542 |
|
00315236 |
|
43421007 |
| 00333007 |
|
00265632 |
|
00008648 |
|
81036553 |
| 00076657 |
|
00123470 |
|
00004558 |
|
43406823 |
| 43328575 |
|
00104307 |
|
00002769 |
|
00114956 |
| 00306412 |
|
00100251 |
|
00258757 |
|
43372575 |
| 00019862 |
|
43277533 |
|
43382328 |
|
00382256 |
| 00008816 |
|
43276801 |
|
43321520 |
|
00121046 |
| 43413142 |
|
00564370 |
|
43279609 |
|
00009715 |
| 43319120 |
|
00010360 |
|
43275438 |
|
43287599 |
| 00638315 |
|
43326920 |
|
00721093 |
|
00428868 |
| 00477877 |
|
00459860 |
|
00022115 |
|
00325716 |
| 00437611 |
|
00359055 |
|
00127135 |
|
00309478 |
| 00414808 |
|
00354721 |
|
43419436 |
|
00231589 |
| 00359403 |
|
00306756 |
|
00016640 |
|
00102109 |
| 00345709 |
|
00283539 |
|
00030711 |
|
00010852 |
| 00345488 |
|
00257694 |
|
00129409 |
|
43405901 |
| 00175307 |
|
00131950 |
|
00208787 |
|
43310949 |
| 00133138 |
|
43353440 |
|
00683868 |
|
43422918 |
| 00106721 |
|
43320289 |
|
43425682 |
|
43217164 |
| 00350975 |
|
00824704 |
|
00572438 |
|
00201431 |
| 00171212 |
|
00134063 |
|
00462489 |
|
00128176 |
| 43362960 |
|
00463515 |
|
00294583 |
|
00119562 |
| 43271332 |
|
00283447 |
|
00156604 |
|
43376205 |
| 00480541 |
|
00282185 |
|
00140699 |
|
43316131 |
| 00317007 |
|
00482021 |
|
00030897 |
|
00288032 |
| 00305960 |
|
00143529 |
|
00878014 |
|
00256889 |
| 00246557 |
|
00283427 |
|
00733423 |
|
00079278 |
| 00140104 |
|
00006560 |
|
00492191 |
|
00018751 |
| 43292158 |
|
00356272 |
|
00102274 |
|
43312411 |
| 00390968 |
|
00314620 |
|
00040675 |
|
00874477 |
55
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00333174 |
|
00282704 |
|
43282245 |
|
00407313 |
| 00073240 |
|
43325423 |
|
00354748 |
|
00885592 |
| 00013679 |
|
00634808 |
|
00346560 |
|
00852074 |
| 43427795 |
|
00010748 |
|
00131502 |
|
00317991 |
| 43371597 |
|
00295303 |
|
00114342 |
|
00246905 |
| 43363345 |
|
00103839 |
|
00108896 |
|
00053641 |
| 00826405 |
|
00044429 |
|
00042776 |
|
00132897 |
| 00464163 |
|
00451908 |
|
00017512 |
|
00142364 |
| 00436771 |
|
00362921 |
|
43406256 |
|
00120554 |
| 00314469 |
|
00349984 |
|
00353328 |
|
00313535 |
| 00262188 |
|
00339667 |
|
00268200 |
|
00102671 |
| 00104906 |
|
00306433 |
|
00262520 |
|
00018426 |
| 00102652 |
|
00185345 |
|
00261906 |
|
43257248 |
| 00076624 |
|
00114108 |
|
00259879 |
|
00434167 |
| 43354145 |
|
00107569 |
|
00251763 |
|
00353140 |
| 43299748 |
|
00842311 |
|
00132409 |
|
00251321 |
| 00682489 |
|
00354709 |
|
00052871 |
|
00203691 |
| 00462527 |
|
00277184 |
|
00051189 |
|
00079205 |
| 00270870 |
|
00140769 |
|
00026964 |
|
79000020 |
| 00262395 |
|
00837652 |
|
43423214 |
|
00278391 |
| 00208039 |
|
00289207 |
|
43412895 |
|
00313519 |
| 00113880 |
|
00198290 |
|
43274604 |
|
00220665 |
| 00079912 |
|
00123628 |
|
00877956 |
|
43426616 |
| 81032258 |
|
00102396 |
|
00309242 |
|
00688665 |
| 43418423 |
|
00023585 |
|
00078434 |
|
43375490 |
| 43411787 |
|
43401036 |
|
00078395 |
|
78500008 |
| 43385648 |
|
43395962 |
|
00034573 |
|
43412996 |
| 43336976 |
|
43341245 |
|
00031630 |
|
43412425 |
| 00355225 |
|
00446033 |
|
00027267 |
|
43385572 |
| 00347910 |
|
00335886 |
|
00139522 |
|
00281354 |
| 00136069 |
|
00193299 |
|
00122207 |
|
43368201 |
| 00122436 |
|
00881090 |
|
00051188 |
|
43320685 |
| 00423718 |
|
00880280 |
|
00004007 |
|
43350170 |
| 00346383 |
|
00681237 |
|
00327000 |
|
43382496 |
| 00023326 |
|
00129253 |
|
00259837 |
|
43342374 |
| 43385714 |
|
00111606 |
|
00193783 |
|
00355216 |
| 43333465 |
|
00111385 |
|
00115200 |
|
00137214 |
| 00159271 |
|
00101909 |
|
00079111 |
|
00120891 |
| 00123640 |
|
00055360 |
|
00013895 |
|
00027840 |
| 00105511 |
|
00040990 |
|
43359616 |
|
00023179 |
| 00028429 |
|
00011451 |
|
00358512 |
|
00481467 |
| 00465259 |
|
43400547 |
|
00133474 |
|
00814423 |
| 00306525 |
|
43276425 |
|
43361359 |
|
00716820 |
| 00127890 |
|
00304638 |
|
00841145 |
|
00272836 |
| 43430743 |
|
00040890 |
|
00302937 |
|
00217584 |
56
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43418431 |
|
43271014 |
|
00150193 |
|
00142198 |
| 43336966 |
|
00880477 |
|
00107719 |
|
00011964 |
| 00326806 |
|
00261769 |
|
00084027 |
|
00331203 |
| 00321277 |
|
00242685 |
|
00007296 |
|
43429239 |
| 00200890 |
|
00344073 |
|
00116632 |
|
43330028 |
| 00136468 |
|
00278237 |
|
00076988 |
|
00132590 |
| 00128820 |
|
00169536 |
|
00055826 |
|
00602140 |
| 43427393 |
|
00124846 |
|
00042896 |
|
00579696 |
| 43422699 |
|
00103816 |
|
00020810 |
|
00260541 |
| 43422670 |
|
00056975 |
|
00003900 |
|
00123261 |
| 43418887 |
|
00472425 |
|
43392399 |
|
00140546 |
| 43411764 |
|
00324297 |
|
43341837 |
|
43314322 |
| 43278386 |
|
00199148 |
|
00325703 |
|
00204315 |
| 43235646 |
|
00132674 |
|
00332046 |
|
00613940 |
| 00854697 |
|
00120211 |
|
43320825 |
|
00030757 |
| 00710881 |
|
00109754 |
|
00341770 |
|
43332248 |
| 00345205 |
|
00043307 |
|
00259006 |
|
00342859 |
| 00261977 |
|
00019761 |
|
00206709 |
|
00221201 |
| 00133082 |
|
43340852 |
|
00139713 |
|
00141702 |
| 43426399 |
|
00845701 |
|
00123817 |
|
00110308 |
| 43250978 |
|
00142118 |
|
00115962 |
|
00107319 |
| 00122748 |
|
00102656 |
|
00059305 |
|
43388723 |
| 43414002 |
|
00076732 |
|
43385986 |
|
43275044 |
| 43430393 |
|
43308680 |
|
00806455 |
|
00317994 |
| 43426962 |
|
00876429 |
|
00721182 |
|
43417185 |
| 43425226 |
|
00341015 |
|
00575127 |
|
43335271 |
| 43421919 |
|
00290516 |
|
00346552 |
|
43334294 |
| 00323042 |
|
00271738 |
|
00304757 |
|
00359867 |
| 43407572 |
|
00217434 |
|
00258955 |
|
00140862 |
| 00251276 |
|
00198130 |
|
00255047 |
|
00136304 |
| 00213715 |
|
43277806 |
|
00253124 |
|
43415325 |
| 43394759 |
|
00343244 |
|
00250523 |
|
43401663 |
| 43382802 |
|
00336893 |
|
00004149 |
|
00273634 |
| 43325242 |
|
00313342 |
|
43379931 |
|
00229026 |
| 00239474 |
|
00056659 |
|
43284662 |
|
00135520 |
| 43420622 |
|
00487104 |
|
00351413 |
|
43297342 |
| 43324913 |
|
00322198 |
|
00323674 |
|
00702420 |
| 43332761 |
|
00282891 |
|
00264563 |
|
43397848 |
| 00326408 |
|
00218244 |
|
00209988 |
|
43169079 |
| 00129164 |
|
00351364 |
|
00145912 |
|
43350308 |
| 00329352 |
|
00347457 |
|
00141384 |
|
43340346 |
| 00276869 |
|
00205974 |
|
00130056 |
|
00337900 |
| 00137489 |
|
00045338 |
|
00004154 |
|
00319532 |
| 81035743 |
|
00009678 |
|
43347730 |
|
00278876 |
| 43420455 |
|
43334674 |
|
43288414 |
|
00227334 |
57
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00283162 |
|
00017530 |
|
00351659 |
|
00132154 |
| 00104266 |
|
00016624 |
|
00346554 |
|
00077081 |
| 43330268 |
|
43306964 |
|
00332218 |
|
43426513 |
| 43306852 |
|
43306748 |
|
00323527 |
|
00193034 |
| 00319959 |
|
00287844 |
|
00280615 |
|
00107691 |
| 00259427 |
|
00267016 |
|
00125739 |
|
00015496 |
| 00335768 |
|
00134447 |
|
00083160 |
|
00110996 |
| 43372955 |
|
00116654 |
|
00083031 |
|
43431086 |
| 00481300 |
|
43335002 |
|
43342476 |
|
43324623 |
| 00132081 |
|
43285957 |
|
00522635 |
|
00042852 |
| 00078199 |
|
00220270 |
|
00304024 |
|
00433853 |
| 00025308 |
|
00130240 |
|
00283343 |
|
00134383 |
| 00878766 |
|
43399911 |
|
00276476 |
|
00078616 |
| 00507717 |
|
43341515 |
|
00124243 |
|
43391977 |
| 00284130 |
|
43331804 |
|
00123768 |
|
00410098 |
| 00131482 |
|
43270793 |
|
00117430 |
|
00284776 |
| 43414794 |
|
00864293 |
|
00058984 |
|
00721573 |
| 43403782 |
|
00802786 |
|
00024682 |
|
00331082 |
| 43399687 |
|
00541729 |
|
00022501 |
|
00132412 |
| 43395138 |
|
00341032 |
|
43378692 |
|
00056860 |
| 43388559 |
|
00299368 |
|
00844322 |
|
43397131 |
| 43381266 |
|
00198114 |
|
00328351 |
|
00295420 |
| 43368002 |
|
00193387 |
|
00288394 |
|
00335606 |
| 43338940 |
|
00179752 |
|
00288150 |
|
43295644 |
| 43338167 |
|
00115171 |
|
00266256 |
|
00017964 |
| 00349645 |
|
43401325 |
|
00265187 |
|
00003416 |
| 00292716 |
|
43328876 |
|
00250732 |
|
43422116 |
| 00287820 |
|
43311373 |
|
00208906 |
|
00623865 |
| 00170650 |
|
00456322 |
|
00125384 |
|
00343445 |
| 00006952 |
|
00357422 |
|
00306627 |
|
00010931 |
| 00009853 |
|
00356646 |
|
00173053 |
|
00377546 |
| 00073392 |
|
00342851 |
|
00158690 |
|
40012364 |
| 00461830 |
|
00331434 |
|
00344790 |
|
00606804 |
| 00488712 |
|
00312858 |
|
00561339 |
|
00294281 |
| 00019003 |
|
00296085 |
|
00284320 |
|
00124713 |
| 00031455 |
|
00233862 |
|
00274804 |
|
00074986 |
| 00484059 |
|
00141807 |
|
00137274 |
|
81027169 |
| 00735213 |
|
00103901 |
|
00079563 |
|
00017324 |
| 43393135 |
|
00675792 |
|
00730173 |
|
00331473 |
| 00105870 |
|
00454397 |
|
00122280 |
|
00134071 |
| 00116081 |
|
00343657 |
|
00056481 |
|
00024382 |
| 00329667 |
|
00323282 |
|
00016810 |
|
23000017 |
| 00805327 |
|
00269204 |
|
00364533 |
|
00354375 |
| 00868175 |
|
00051753 |
|
00828874 |
|
00024885 |
| 43331179 |
|
00008685 |
|
00374091 |
|
43425247 |
58
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43292882 |
|
43419694 |
|
00295304 |
|
43193916 |
| 00338900 |
|
00896636 |
|
00077695 |
|
43430230 |
| 43421101 |
|
00343124 |
|
00019921 |
|
43387124 |
| 43419831 |
|
00208336 |
|
00001953 |
|
43380042 |
| 43417557 |
|
00009861 |
|
43276985 |
|
43339300 |
| 43406525 |
|
00009245 |
|
00340700 |
|
00865117 |
| 43398561 |
|
43396558 |
|
00312558 |
|
43321145 |
| 43390929 |
|
43332089 |
|
00052987 |
|
43405913 |
| 43385825 |
|
43272118 |
|
43348794 |
|
43393331 |
| 43378562 |
|
00076692 |
|
43341841 |
|
00302366 |
| 43375033 |
|
00043620 |
|
00268404 |
|
43417413 |
| 43369603 |
|
00043558 |
|
00180939 |
|
43335703 |
| 43359449 |
|
43328349 |
|
00149306 |
|
43308664 |
| 43292161 |
|
43298094 |
|
43351110 |
|
00266305 |
| 00342862 |
|
43281323 |
|
00456179 |
|
00219442 |
| 00321122 |
|
00875880 |
|
00411175 |
|
00199949 |
| 43418692 |
|
00604917 |
|
00125012 |
|
00361443 |
| 43416974 |
|
00557331 |
|
43380317 |
|
00127948 |
| 43405367 |
|
00525022 |
|
43353215 |
|
00127234 |
| 43395764 |
|
00355227 |
|
43353090 |
|
00031364 |
| 43393818 |
|
00349249 |
|
43310480 |
|
43424990 |
| 43377778 |
|
00311010 |
|
43286081 |
|
43424887 |
| 43343356 |
|
00221651 |
|
43270997 |
|
43343293 |
| 43317609 |
|
00124995 |
|
00531820 |
|
00122477 |
| 43298892 |
|
43395363 |
|
00455385 |
|
00728535 |
| 00120498 |
|
43375996 |
|
00365025 |
|
00275571 |
| 00011805 |
|
43346339 |
|
00306094 |
|
00121368 |
| 43432886 |
|
43321244 |
|
00304911 |
|
00289988 |
| 43428193 |
|
43306546 |
|
00288382 |
|
00137493 |
| 43422119 |
|
43287419 |
|
00253122 |
|
00079863 |
| 43415583 |
|
43283313 |
|
00220275 |
|
00052960 |
| 43415570 |
|
43282184 |
|
00202257 |
|
00013173 |
| 43415215 |
|
00350146 |
|
00171341 |
|
43341763 |
| 43413725 |
|
00341852 |
|
00141845 |
|
43283546 |
| 43343466 |
|
00023765 |
|
00124761 |
|
43282909 |
| 00332423 |
|
43417714 |
|
00122641 |
|
00200279 |
| 00120590 |
|
43371738 |
|
00115823 |
|
00124287 |
| 00025757 |
|
43272518 |
|
00108744 |
|
00119421 |
| 00010484 |
|
00337050 |
|
00102645 |
|
00108886 |
| 43400470 |
|
00265984 |
|
00028214 |
|
00016697 |
| 43398660 |
|
00199738 |
|
00281545 |
|
00013285 |
| 43397439 |
|
00010548 |
|
00230725 |
|
43393885 |
| 43393930 |
|
43382439 |
|
00125491 |
|
43295157 |
| 43379809 |
|
43277084 |
|
00015989 |
|
43274501 |
| 43281526 |
|
00301923 |
|
00011604 |
|
00892815 |
59
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43269229 |
|
00288160 |
|
00011559 |
|
00337904 |
| 00396885 |
|
00205567 |
|
43352658 |
|
00333617 |
| 00170550 |
|
43360353 |
|
00309368 |
|
00329169 |
| 00141474 |
|
43352432 |
|
43278827 |
|
00289450 |
| 00122791 |
|
43319793 |
|
00885614 |
|
00252565 |
| 00121177 |
|
43287976 |
|
00262154 |
|
00220171 |
| 00117019 |
|
00888028 |
|
43393577 |
|
00208556 |
| 00035061 |
|
00823082 |
|
43349549 |
|
00208548 |
| 43335774 |
|
00499420 |
|
43325012 |
|
00207381 |
| 43317249 |
|
00345629 |
|
00872970 |
|
00173568 |
| 00500585 |
|
00343851 |
|
00264434 |
|
00122331 |
| 00347914 |
|
00336279 |
|
43380620 |
|
00009463 |
| 00321279 |
|
00304617 |
|
00577804 |
|
00007671 |
| 00309240 |
|
43404307 |
|
00274887 |
|
00808156 |
| 00306804 |
|
43348480 |
|
00075204 |
|
00234079 |
| 00286752 |
|
00331756 |
|
00023442 |
|
00212938 |
| 00264560 |
|
00299972 |
|
00005650 |
|
00114588 |
| 43416360 |
|
00115106 |
|
43390533 |
|
00123790 |
| 00176745 |
|
00022562 |
|
43361416 |
|
00107704 |
| 43368575 |
|
43399479 |
|
43325429 |
|
00054678 |
| 43362176 |
|
43273435 |
|
00207624 |
|
43363421 |
| 43330827 |
|
00844470 |
|
00075388 |
|
43340853 |
| 43311432 |
|
00338679 |
|
00040750 |
|
43337872 |
| 43267921 |
|
00269228 |
|
43373395 |
|
43317026 |
| 43256456 |
|
00252066 |
|
43368590 |
|
00896611 |
| 43375191 |
|
00132212 |
|
43361156 |
|
00560715 |
| 00876283 |
|
00058263 |
|
00392499 |
|
00537861 |
| 00344756 |
|
43298202 |
|
00328140 |
|
00459348 |
| 00301670 |
|
00133337 |
|
00282952 |
|
00256404 |
| 00287551 |
|
00842400 |
|
00079206 |
|
00192956 |
| 00272063 |
|
00810770 |
|
00875902 |
|
43310623 |
| 00116941 |
|
00588326 |
|
00717614 |
|
00227676 |
| 00108883 |
|
00340728 |
|
00289962 |
|
00127704 |
| 43394203 |
|
00237809 |
|
00207829 |
|
00826162 |
| 43314684 |
|
00026782 |
|
00122018 |
|
00355313 |
| 43314577 |
|
43338746 |
|
00114345 |
|
00208555 |
| 43314091 |
|
00357407 |
|
00113419 |
|
00119435 |
| 43308147 |
|
00314136 |
|
00040275 |
|
43327373 |
| 00230614 |
|
43274897 |
|
43422197 |
|
00201792 |
| 00134503 |
|
00117250 |
|
43393467 |
|
00119319 |
| 00132375 |
|
00027854 |
|
00875899 |
|
00014457 |
| 00129034 |
|
43419871 |
|
00338902 |
|
00008446 |
| 43338712 |
|
00053489 |
|
00287911 |
|
43346847 |
| 43298030 |
|
00104088 |
|
00138959 |
|
43320993 |
| 43272224 |
|
43336146 |
|
00115889 |
|
00271152 |
60
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 00896450 |
|
00358027 |
|
00075903 |
|
00256157 |
| 00841862 |
|
43334672 |
|
00024997 |
|
00079217 |
| 00562432 |
|
43329887 |
|
43345740 |
|
00054539 |
| 00514357 |
|
43276543 |
|
43327268 |
|
00455660 |
| 00314138 |
|
00500666 |
|
00840750 |
|
00124202 |
| 00286737 |
|
00464724 |
|
00251108 |
|
43432065 |
| 00132490 |
|
00055436 |
|
00198020 |
|
43432046 |
| 00105425 |
|
00467510 |
|
00183121 |
|
43428320 |
| 00329668 |
|
00265644 |
|
00167215 |
|
43428282 |
| 00101702 |
|
00128458 |
|
00134193 |
|
00137133 |
| 43390938 |
|
00079362 |
|
00015145 |
|
43333898 |
| 43368909 |
|
00354520 |
|
00010516 |
|
00132767 |
| 43340570 |
|
00319341 |
|
00056235 |
|
43414591 |
| 43339797 |
|
00273577 |
|
43421437 |
|
00358392 |
| 43298444 |
|
00165115 |
|
43350191 |
|
00472638 |
| 43269975 |
|
00100689 |
|
43340707 |
|
00035721 |
| 00356127 |
|
43326418 |
|
43334644 |
|
43358510 |
| 00217412 |
|
43269500 |
|
43330535 |
|
00125187 |
| 00024934 |
|
00205249 |
|
43330530 |
|
81028080 |
| 00128027 |
|
00333761 |
|
43298273 |
|
00304233 |
| 00022346 |
|
00333756 |
|
43293872 |
|
00128962 |
| 43312139 |
|
00079893 |
|
43276627 |
|
43418220 |
| 00814229 |
|
00039406 |
|
00876259 |
|
43360781 |
| 00351657 |
|
00009785 |
|
00713937 |
|
43320457 |
| 00128071 |
|
00002707 |
|
00340290 |
|
00169201 |
| 00606383 |
|
43279700 |
|
00271770 |
|
00014986 |
| 00515833 |
|
00079917 |
|
00262528 |
|
00535443 |
| 00298487 |
|
00030172 |
|
00011075 |
|
00112104 |
| 43413398 |
|
00021199 |
|
43359326 |
|
00028325 |
| 43380308 |
|
00020827 |
|
43354195 |
|
00230941 |
| 43340120 |
|
43417231 |
|
43329825 |
|
43427386 |
| 43270959 |
|
43414291 |
|
43282111 |
|
00121594 |
| 00356569 |
|
43395618 |
|
43276973 |
|
00028605 |
| 00328230 |
|
43299770 |
|
00896517 |
|
00336414 |
| 00131804 |
|
00446807 |
|
00634476 |
|
00274328 |
| 00114977 |
|
00195691 |
|
00445894 |
|
00035384 |
| 00079203 |
|
00141476 |
|
00353310 |
|
43425106 |
| 43430303 |
|
00017642 |
|
00272504 |
|
00142072 |
| 43402714 |
|
00512087 |
|
00179531 |
|
00450634 |
| 43394306 |
|
00434736 |
|
00126504 |
|
00387568 |
| 43377740 |
|
00344959 |
|
43331460 |
|
00217432 |
| 43374421 |
|
00141112 |
|
43194991 |
|
43371966 |
| 43299625 |
|
00127804 |
|
00425699 |
|
43306674 |
| 43282740 |
|
00106798 |
|
00123090 |
|
43105048 |
| 00172219 |
|
43383149 |
|
00078103 |
|
00131571 |
61
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43276847 |
|
00374792 |
|
00075782 |
|
00123994 |
| 00820547 |
|
00343773 |
|
43419801 |
|
00051172 |
| 00301529 |
|
00329770 |
|
43345075 |
|
00002732 |
| 00140525 |
|
00268069 |
|
00347497 |
|
00333395 |
| 00114652 |
|
00114216 |
|
00263191 |
|
00307424 |
| 00077274 |
|
43392440 |
|
00261440 |
|
43393410 |
| 00013712 |
|
00326409 |
|
00167096 |
|
43341401 |
| 00004102 |
|
00025839 |
|
00132180 |
|
43328320 |
| 43388407 |
|
00025476 |
|
00016636 |
|
43162884 |
| 43326301 |
|
43340847 |
|
43404355 |
|
00309519 |
| 43298443 |
|
00237272 |
|
43391586 |
|
43175486 |
| 00889911 |
|
00181579 |
|
00830771 |
|
00309226 |
| 00343495 |
|
00059035 |
|
00389803 |
|
00296212 |
| 43383779 |
|
43398742 |
|
00350790 |
|
43397121 |
| 43322174 |
|
00312733 |
|
00257057 |
|
43229339 |
| 00303712 |
|
00269726 |
|
00120617 |
|
00320808 |
| 00202627 |
|
43417382 |
|
00077440 |
|
00132852 |
| 00132115 |
|
43405945 |
|
00004275 |
|
00231452 |
| 43426253 |
|
43398815 |
|
00578509 |
|
00176915 |
| 00710709 |
|
43376987 |
|
00520853 |
|
43431154 |
| 00350974 |
|
00277312 |
|
43428312 |
|
43381964 |
| 00302050 |
|
00252205 |
|
43425472 |
|
43378981 |
| 00011346 |
|
00205975 |
|
43379098 |
|
43327347 |
| 43315147 |
|
00181781 |
|
43348956 |
|
43315693 |
| 00468452 |
|
00117117 |
|
43335266 |
|
43291838 |
| 00339182 |
|
00023123 |
|
43321649 |
|
00312037 |
| 00256283 |
|
00016476 |
|
43279490 |
|
00133321 |
| 00206819 |
|
00007508 |
|
00318886 |
|
00111616 |
| 00076922 |
|
43334390 |
|
43279503 |
|
43408386 |
| 43420431 |
|
43274085 |
|
00019135 |
|
00202815 |
| 43383987 |
|
00734675 |
|
00606375 |
|
00139034 |
| 43306924 |
|
00577561 |
|
00019285 |
|
43309133 |
| 43295652 |
|
00108275 |
|
43271766 |
|
00886815 |
| 43276494 |
|
00045327 |
|
00030345 |
|
43430484 |
| 00341029 |
|
43272980 |
|
43416963 |
|
43430332 |
| 00308617 |
|
00847658 |
|
43415572 |
|
43428555 |
| 00197894 |
|
00566284 |
|
43373387 |
|
43428535 |
| 43277209 |
|
00141270 |
|
00132875 |
|
43425010 |
| 00357414 |
|
00100005 |
|
43413249 |
|
43418201 |
| 00341979 |
|
43379901 |
|
43406197 |
|
43398933 |
| 00111362 |
|
43283315 |
|
43340183 |
|
43397829 |
| 00106217 |
|
00350494 |
|
43331809 |
|
43393873 |
| 00032544 |
|
00133996 |
|
00352802 |
|
43393859 |
| 00030331 |
|
00126592 |
|
00106181 |
|
43390950 |
| 43345749 |
|
43374266 |
|
43424022 |
|
43380624 |
62
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43334664 |
|
43347668 |
|
00345105 |
|
43377326 |
| 43298225 |
|
43287832 |
|
00207578 |
|
43374076 |
| 00885657 |
|
00339288 |
|
00123233 |
|
43370143 |
| 00016987 |
|
00222310 |
|
00525332 |
|
43368903 |
| 00012708 |
|
00122974 |
|
00206776 |
|
43361586 |
| 43373543 |
|
00038455 |
|
43331862 |
|
43351793 |
| 43325146 |
|
43332615 |
|
00124316 |
|
43273922 |
| 00328520 |
|
00844683 |
|
00056773 |
|
00242769 |
| 00104594 |
|
00326676 |
|
00019342 |
|
00230605 |
| 00358057 |
|
00232785 |
|
43277215 |
|
00223030 |
| 00123357 |
|
00022622 |
|
00213928 |
|
00137495 |
| 00013464 |
|
43417490 |
|
00104101 |
|
00046190 |
| 00126679 |
|
43392715 |
|
43418801 |
|
43301427 |
| 43342876 |
|
43380807 |
|
43416898 |
|
00159697 |
| 43324223 |
|
43370355 |
|
43341264 |
|
00028456 |
| 00024785 |
|
00484032 |
|
00304652 |
|
00687529 |
| 00280499 |
|
00356836 |
|
00269015 |
|
00341185 |
| 00134347 |
|
00215678 |
|
00156825 |
|
00523003 |
| 43396207 |
|
00128307 |
|
00124771 |
|
00335967 |
| 00274878 |
|
00122708 |
|
00106411 |
|
00132791 |
| 00259528 |
|
00025048 |
|
43272309 |
|
43398922 |
| 43299627 |
|
43301084 |
|
00533467 |
|
00502774 |
| 00575895 |
|
00353321 |
|
00330060 |
|
00052867 |
| 00558001 |
|
00134460 |
|
00320250 |
|
43355792 |
| 00513423 |
|
00002315 |
|
00169110 |
|
00349794 |
| 00432423 |
|
00350427 |
|
00859036 |
|
00329076 |
| 00310082 |
|
43413721 |
|
00350789 |
|
00310085 |
| 00274720 |
|
00359876 |
|
00131966 |
|
43368581 |
| 00223196 |
|
00329657 |
|
00077707 |
|
00044016 |
| 00124755 |
|
00310979 |
|
00051293 |
|
00847623 |
| 00110947 |
|
00309838 |
|
00035618 |
|
00132413 |
| 00106849 |
|
00076581 |
|
00016691 |
|
43383567 |
| 00103792 |
|
43355474 |
|
00818763 |
|
00035367 |
| 00049134 |
|
00446246 |
|
00308277 |
|
43333596 |
| 00842362 |
|
00108300 |
|
00101406 |
|
00729310 |
| 00435759 |
|
00841919 |
|
00079269 |
|
00033164 |
| 00309219 |
|
00647314 |
|
00078848 |
|
00009207 |
| 00223807 |
|
43388173 |
|
00078273 |
|
43344707 |
| 00125162 |
|
43314292 |
|
00023917 |
|
43334497 |
| 00107824 |
|
43298090 |
|
00007487 |
|
00043707 |
| 00107466 |
|
43292517 |
|
00277193 |
|
00315087 |
| 00107079 |
|
00317319 |
|
00219053 |
|
00259984 |
| 00019368 |
|
00201849 |
|
00178527 |
|
00025540 |
| 00004828 |
|
00139113 |
|
00049116 |
|
00102007 |
| 43386693 |
|
00134526 |
|
00572497 |
|
00004812 |
63
Asset Transfer Agreement dated 12.June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
| 43320519 |
|
00084190 |
|
00519464 |
|
74001034 |
| 43299446 |
|
00011617 |
|
00301536 |
|
43429209 |
| 00523550 |
|
00011456 |
|
00116793 |
|
43414094 |
| 00508144 |
|
00845752 |
|
00008976 |
|
00194427 |
| 00470929 |
|
00507245 |
|
00328135 |
|
00270026 |
| 00363456 |
|
00475157 |
|
00040129 |
|
00201323 |
| 00306446 |
|
00159611 |
|
00844055 |
|
00142087 |
| 00306439 |
|
00124065 |
|
00479012 |
|
43424199 |
| 00199097 |
|
00112313 |
|
00268228 |
|
43329677 |
| 00149187 |
|
00019462 |
|
00214085 |
|
43309262 |
| 43332062 |
|
43298448 |
|
00181765 |
|
43273436 |
| 43173410 |
|
00306416 |
|
00122614 |
|
00896506 |
| 00729183 |
|
00198021 |
|
00105475 |
|
00719439 |
| 00433268 |
|
00217299 |
|
00083254 |
|
00256334 |
| 00425389 |
|
00172022 |
|
00058916 |
|
00130152 |
| 00328111 |
|
00076526 |
|
00506559 |
|
43348461 |
| 00295390 |
|
43282130 |
|
00419257 |
|
43422981 |
| 00286850 |
|
00286826 |
|
00327004 |
|
43346488 |
| 00277028 |
|
00081346 |
|
00322490 |
|
43343472 |
| 00263478 |
|
43393868 |
|
00318128 |
|
43327343 |
| 00178160 |
|
00523453 |
|
00270334 |
|
43325895 |
| 00169935 |
|
00426725 |
|
00110750 |
|
43311832 |
| 00109727 |
|
00350403 |
|
00028321 |
|
43311723 |
| 00103652 |
|
00347892 |
|
00026902 |
|
43337551 |
| 00054138 |
|
00255424 |
|
00023892 |
|
15000729 |
| 00019329 |
|
00026134 |
|
00014525 |
|
00132323 |
| 00019274 |
|
43416459 |
|
00275739 |
|
00728152 |
| 43371107 |
|
43371137 |
|
00195738 |
|
00122626 |
| 43349488 |
|
43347042 |
|
00073317 |
|
00050969 |
| 43288005 |
|
00347494 |
|
00013519 |
|
43424655 |
| 43280261 |
|
00198226 |
|
43384859 |
|
00890294 |
| 43168273 |
|
00058252 |
|
00203748 |
|
00404691 |
| 00278405 |
|
00031181 |
|
00340872 |
|
00250554 |
| 00228649 |
|
00027653 |
|
00272476 |
|
00151769 |
| 00119222 |
|
43420536 |
|
00140860 |
|
|
| 00026101 |
|
43396715 |
|
43370734 |
|
|
| 43316015 |
|
43338698 |
|
43284053 |
|
|
64
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 4
New short-term intra-group loans /
Anhang 4
Neue kurzfristige konzerninterne
Darlehen
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
Asset Transfer Agreement dated 12 June 2015 / Vermögensübertragungsvertrag vom 12. Juni
2015
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| Product Name |
|
Currency |
|
Nominal Value |
|
|
Rate/Pips |
|
|
Value Date |
|
|
Maturity Date |
|
| Produktname |
|
Währung |
|
Nominalwert |
|
|
Kurs/Pips |
|
|
Valutadatum |
|
|
Fälligkeitsdatum |
|
| FRMM |
|
CHF |
|
|
2’500’000’000 |
|
|
|
0.0000 |
|
|
|
01.04.2015 |
|
|
|
01.09.2015 |
|
| FRMM |
|
CHF |
|
|
2’000’000’000 |
|
|
|
0.0000 |
|
|
|
01.04.2015 |
|
|
|
03.08.2015 |
|
| FRMM |
|
CHF |
|
|
2’000’000’000 |
|
|
|
0.0000 |
|
|
|
01.04.2015 |
|
|
|
03.08.2015 |
|
As of the date of this Agreement.
Per Datum dieses VERTRAGS.
2
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 5a
Excerpt of the minutes of the board of
directors meeting of the Parent /
Anhang 5a
Auszug des Protokolls der Verwaltungsratssitzung der MUTTERGESELLSCHAFT
See separate document / Vgl. separates Dokument
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
1
AUSZUG AUS DEM PROTOKOLL EINER SITZUNG DES VERWALTUNGSRATS
EXCERPT OF THE MINUTES OF A MEETING OF THE BOARD OF DIRECTORS
– Genehmigung des Vermögensübertragungsvertrags –
– Approval of the Asset Transfer Agreement –
der
of
UBS Group AG
mit Sitz in
Zürich
with registered office in Zurich
und von
and of
UBS AG
mit Sitz in Basel
und Zürich
with registered office in Basel and Zurich
| I. |
Einladung und Anwesenheit / Invitation and Attendance |
Der
Verwaltungsrat der UBS AG, Basel und Zürich, (“UBS”) und der Verwaltungsrat der UBS Group AG, Zürich (“UBS Group”) stellen fest, dass diese Sitzung am 12. Juni 2015 an der Bahnhofstrasse 45, 8001
Zürich, gültig einberufen worden ist und dass die Verwaltungsräte in Übereinstimmung mit Art. 713 des schweizerischen Obligationenrechts sowie Art. 21 ff. der Statuten der UBS AG und UBS Group AG (die “Statuten”)
gültig Beschlüsse fassen können.
The Board of Directors of UBS AG, Basel and Zurich, (“UBS”) and the
Board of Directors of UBS Group AG, and Zurich (“UBS Group”) acknowledges that this meeting held on 12 June 2015 at Bahnhofstrasse 45, 8001 Zurich, has been validly convened and that the Boards of Directors may
validly adopt resolutions in accordance with Art. 713 of the Swiss Code of Obligation and Art. 21 et seq. of the articles of association of UBS and UBS Group (“Articles of Association”).
Von den Verwaltungsräten sind folgende Mitglieder persönlich anwesend:
The following members of the Boards of Directors are present by person:
Von den Verwaltungsräten sind folgende Mitglieder telefonisch anwesend:
The following members of the Boards of Directors are present by phone:
| |
• |
|
Beatrice Weder di Mauro. |
Von den Verwaltungsräten sind folgende Mitglieder entschuldigt:
The following members of the Boards of Directors are duly excused:
Weiter sind folgende Gäste persönlich anwesend:
Furthermore, the following guests are present by person:
| II. |
Beschlüsse / Resolutions |
Die Verwaltungsräte fassen einstimmig die
folgenden Beschlüsse:
The Boards of Directors unanimously passes the following resolutions:
| |
• |
|
Die Verwaltungsräte genehmigen den Abschluss des Vermögensübertragungsvertrags gemäss Anhang zu diesem Beschluss und bevollmächtigt Michel Demaré, und Isabelle Romy, den
Vermögensübertragungsvertrag sowie sämtliche anderen daran angehängten oder darin referenzierten Verträge oder Dokumente zu unterzeichnen. |
The Boards of Directors approve the execution of the Final ATA as attached to this resolution and authorizes Michel Demaré, and
Isabelle Romy to sign the Final ATA and all other agreements or documents attached thereto or referred therein.
2
| |
• |
|
Die Verwaltungsräte bevollmächtigen Michel Demaré und Isabelle Romy, die Vermögensübertragung bei den Handelsregistern Basel-Stadt und Zürich anzumelden. |
The Boards of Directors mandate Michel Demaré and Isabelle Romy to file the application for the entry of the Final ATA in the
commercial registers of Basel-City and Zurich.
| |
• |
|
Die Verwaltungsräte beauftragen die Geschäftsleitung und die weiteren gemäss Organisationsreglement der UBS Group und UBS zuständigen Personen, die Transaktion vollständig zu implementieren und
sämtliche erforderlichen oder zweckdienlichen Verträge und Dokumente abzuschliessen bzw. zu unterzeichnen und alle weiteren erforderlichen oder zweckdienlichen Handlungen vorzunehmen. |
The Boards of Directors mandate the group executive board and further responsible individuals pursuant to the Organization Regulations of
UBS Group and UBS to fully implement the Transaction and to execute respectively sign all necessary and appropriate agreements and documents and to undertake all necessary and appropriate actions.
| |
• |
|
Die Verwaltungsräte genehmigen den Abschluss der Separate Instruments Agreements und der Revised Programme Agreements und bevollmächtigen die im Handelsregister eingetragenen Zeichnungsberechtigten der UBS,
diese zu finalisieren und kollektiv zu zweien zu unterzeichnen und sämtliche Verträge und Dokumente abzuschliessen bzw. zu unterzeichnen, und alle weiteren erforderlichen oder zweckdienlichen Handlungen vorzunehmen, um die Separate
Instrument Agreements und die Revised Programme Agreements vollständig zu implementieren. |
The Boards of Directors
approve the execution of the Separate Instruments Agreements and the Revised Programme Agreements and authorize any two authorized signatories of UBS inscribed in the commercial register to finalize and to sign collectively by two the Separate
Instruments Agreements and the Revised Programme Agreements and to sign and execute all other agreements or documents, and to take all actions required to fully implement the Covered Bond Agreements.
3
Zürich, 12. Juni 2015 / Zurich, 12 June 2015
|
|
|
|
|
|
|
|
|
|
| |
|
|
|
|
|
|
|
| Michel Demaré |
|
|
|
Luzius Cameron |
|
|
|
| (Vizepräsident der Verwaltungsräte) |
|
|
|
(Generalsekretär) |
| (Vice-Chairman of the Boards of Directors) |
|
|
|
(Company Secretary) |
4
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 5b
Excerpt of the minutes of the board of directors meeting of the Subsidiary /
Anhang 5b
Auszug des Protokolls der
Verwaltungsratssitzung der TOCHTERGESELLSCHAFT
See separate document / Vgl. separates Dokument
1
AUSZUG AUS DEM PROTOKOLL EINER SITZUNG DES VER-WALTUNGSRATS
EXCERPT OF THE MINUTES OF A MEETING OF THE BOARD OF
DIRECTORS
-
Genehmigung des Vermögensübertragungsvertrags -
- Approval of the Asset Transfer Agreement -
der
of
UBS Switzerland AG
mit
Sitz In Zürich
with registered office in Zurich
I. Einladung und Anwesenheit /
Invitation and Attendance
Der Verwaltungsrat der UBS Switzerland AG, Zürich, (die “Gesellschaft”) stellt
fest, dass diese Sitzung am 12. Juni 2015 an der Bahnhofstrasse 45, 8001 Zürich, gültig einberufen worden ist und dass der Verwaltungsrat in Übereinstimmung mit Art. 713 des schweizerischen Obligationenrechts sowie Art. 21 ff. der
Statuten der Gesellschaft (die “Statuten”) gültig Beschlüsse fassen kann.
The Board of Directors of UBS Switzerland AG,
Zurich, (the “Company”) acknowledges that this meeting held on 12 June 2015 at Bahnhofstrasse 45, 8001 Zurich, has been validly convened and that the Board of Directors may validly adopt resolutions in accordance with
Art. 713 of the Swiss Code of Obligation and Art. 21 et seq. of the articles of association of the Company (“Articles of Association”)
Vom Verwaltungsrat sind folgende Mitglieder persönlich anwesend:
The following members of the Board of Directors are present by person:
Vom Verwaltungsrat sind folgende Mitglieder telefonisch anwesend:
The following members of the Board of Directors are present by phone:
Welter sind folgende Gäste persönlich anwesend:
Furthermore, the following guests are present by person:
II. Beschlüsse / Resolutions
Der Verwaltungsrat fasst einstimmig die folgenden Beschlüsse:
The Board of Directors unanimously passes the following resolutions:
| |
• |
|
Der Verwaltungsrat genehmigt den Abschluss des Vermögensübertragungsvertrags gemäss Anhang zu dlesem Beschluss und bevollmächtigt Sergio Ermotti, und Luzius Cameron, den
Vermögensübertragungsvertrag sowie sämtliche anderen daran angehängten oder darin referenzierten Verträge oder Dokumente zu unterzeichnen. |
The Board of Directors approves the execution of the Final ATA as attached to this resolution and authorizes Sergio Ermotti, and Luzius
Cameron to sign the Final ATA and all other agreements or documents attached thereto or referred therein.
| |
• |
|
Der Verwaltungsrat bevollmächtigt die UBS, die Vermögensübertragung bei den Handelsregistern Basel-Stadt und Zürich anzumelden. |
The Board of Directors mandates UBS to file the application for the entry of the Final ATA in the commercial registers of Basel-City and
Zurich.
| |
• |
|
Der Verwaltungsrat beauftragt die Geschäftsleitung und die weiteren gemäss Organisationsreglement der. Gesellschaft zuständigen Personen, die Transaktion vollständig zu implementieren und
sämtliche erforderlichen oder zweckdienlichen Verträge und Dokumente abzuschliessen bzw. zu unterzeichnen und alle weiteren erforderlichen oder zweckdienlichen Handlungen vorzunehmen. |
The Board of Directors mandates the executive board and further responsible individuals pursuant to the Organization Regulations of the
Company to fully implement the Transaction and to execute respectively sign all necessary and appropriate agreements and documents and to undertake all necessary and appropriate actions.
| |
• |
|
Der Verwaltungsrat genchmigt den Abschluss der Seperate Instruments Agreements und der Revised Programme Agreements und bevollmächtigt
|
2
| |
die im Handelsregister eingetragenen Zeichnungsberechtigten der Gesellschaft, diese zu finalisieren und kollektiv zu zwelen zu unterzeichnen und sämtliche Verträge und Dokumente
abzuschliessen bzw. zu unterzeichnen, und alle weiteren erforderlichen oder zweckdienlichen Handlungen vorzunehmen, um die Separate Instruments Agreements und die Revised Programme Agreements vollständig zu implementleren.
|
The Board of Directors approves the execution of the Separate Instruments Agreements and the Revised Programme
Agreements and authorizes any two authorized signatories of the Company inscribed in the commercial register to finalize and to sign collectively by two the Separate Instruments Agreements and the Revised Programme Agreements and to sign and execute
all other agreements or documents, and to take all actions required to fully implement the Covered Bond Agreements.
Unterschriften auf
separater Seite. / Signatures on separate page.
3
Zürich, 12. Juni 2015 / Zurich, 12 June 2015
|
|
|
|
|
|
|
| Serglo Ermotti |
|
Luzius Cameron |
| (Präsident des Verwaltungsrates)
(Chairman of the Boards of Directors) |
|
(Generalsekretär) (Company
Secretary) |
4
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübetrangungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 6a
Covered Bond Supplemented Agreement (without exhibits) /
Anhang 6a
COVERED-BOND-ZUSATZVEREINBARUNG (ohne Anhänge)
Execution Version
Confidential
Covered Bond Supplemental Agreement
dated 12 June 2015
by and between
|
|
|
| UBS AG |
|
(hereinafter the Parent) |
|
|
| Bahnhofstrasse 45, CH-8001 Zurich, Switzerland, and Aeschenvorstadt 1, CH-4051 Basel,
Switzerland |
|
|
|
|
| and |
|
|
|
|
| UBS Switzerland AG |
|
(hereinafter the Subsidiary) |
|
|
| Bahnhofstrasse 45, CH-8001 Zurich, Switzerland |
|
|
|
|
| and |
|
|
|
|
| BNY Mellon Corporate Trustee Services Limited |
|
(hereinafter the Trustee) |
|
|
| One Canada Square, London E14 5AL, United Kingdom |
|
|
|
|
| and |
|
|
|
|
| UBS Hypotheken AG |
|
(hereinafter the Guarantor) |
|
|
| c/o UBS AG, Bahnhofstrasse 45, CH -8001 Zurich,
Switzerland |
|
|
|
|
| regarding the UBS Covered Bond Programme |
|
|
|
|
|
|
|
|
|
|
|
| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
|
2 | 15 |
This Covered Bond Supplemental Agreement is made between UBS AG, UBS Switzerland AG, BNY Mellon Corporate Trustee Services Limited and UBS Hypotheken AG on 12 June 2015.
Whereas
| |
A. |
The Parent is a bank whose business activities include granting, managing and administering mortgage loans financing Swiss residential property secured by mortgage certificates on the relevant properties.
|
| |
B. |
The Parent, acting through its London branch at 1 Finsbury Avenue, London EC2M 2PP, United Kingdom, has issued several series of covered bonds pursuant to a covered bond programme established on 24 September 2009
(the Covered Bond Programme). No further covered bonds will be issued under the Covered Bond Programme after the date of this Agreement. Currently, the covered bonds listed in Schedule 1 are outstanding (the “Covered
Bonds”). |
| |
C. |
As of the Swiss Transaction Closing Date, the Parent will transfer its Swiss business, including its Swiss Mortgage Business, to the Subsidiary (the Transaction) in accordance with the terms of an Asset Transfer
Agreement between the Parent and the Subsidiary dated as of the date hereof (the Asset Transfer Agreement). The transfer will generally be effected by way of a transfer of assets and liabilities according to art. 69 et seq. Swiss Merger Act
except that mortgage certificates will be transferred by singular succession. |
| |
D. |
As a result of the transfer of the Swiss business, the Subsidiary will assume the roles of Assignor, Originator, Principal Originator, Account Bank, Cash Manager and shareholder of the Guarantor under the Covered Bond
Programme. Such changes will accordingly necessitate the amendment of several Programme Agreements which will require the consent of the Trustee. |
| |
E. |
In accordance with article 75 of the Swiss Merger Act and pursuant to the Asset Transfer Agreement, the Parent assumes joint and several liability for all obligations transferred to the Subsidiary in connection with the
Transaction and, pursuant to the Asset Transfer Agreement, the Subsidiary assumes a corresponding joint and several liability for all existing obligations remaining with the Parent in connection with the Transaction (those joint and several
liabilities collectively the ATA Joint and Several Liability). |
| |
F. |
To ensure that the ATA Joint and Several Liability of the Parent and the Subsidiary is given its full effect under the Covered Bond Programme and that, accordingly, the Relevant Creditors and the Covered Bondholders
will, after the Swiss Transaction Closing Date, continue to have recourse to all of the Parent’s current assets, each of the Parent and the Subsidiary will assume joint and several liability for each other’s obligations in respect of the
Covered Bond Programme, pursuant to the terms of this Agreement which will supersede the ATA Joint and Several Liability. |
| |
G. |
For the avoidance of doubt, the Subsidiary enters into the Transaction (including this Agreement) and assumes the aforementioned contractual positions
and assumes joint and several liability for the obligations of the Parent in connection with the Covered Bond Programme, in consideration of the aggregate benefits it will receive as a result of the Transaction, including, without limitation, in
relation to the Covered Bond Programme, the ownership of (or beneficial interest in) the transferred Swiss Mortgage Claims and Mortgage |
|
|
|
|
|
|
|
|
|
| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
|
3 | 15 |
| |
Certificates, the beneficial interest in the Cover Pool Assets, the shareholding in the Guarantor, the Collateral Differential and other related benefits, as well as to solicit consent by the
Trustee to the amendments of the Programme Agreements. |
Account Bank has the meaning ascribed to it in the Master
Definitions Schedule.
Agreement means this Covered Bond Supplemental Agreement to the Asset Transfer Agreement, as it may be
amended from time to time.
Asset Transfer Agreement has the meaning ascribed to it in recital C.
Assignor has the meaning ascribed to it in the Master Definitions Schedule.
ATA Joint and Several Liability has the meaning ascribed to it in recital E.
Cash Manager has the meaning ascribed to it in the Master Definitions Schedule.
CO means the Swiss Code of Obligations.
Collateral Differential has the meaning ascribed to it in the Master Definitions Schedule.
Cover Pool Assets has the meaning ascribed to it in the Master Definitions Schedule.
Covered Bond Joint and Several Liability means in relation to the Parent the joint and several liability assumed pursuant to
Section 5 of this Agreement and in relation to the Subsidiary the joint and several liability assumed pursuant to Section 4 of this Agreement, respectively, and Covered Bond Joint and Several Liabilities means both of them.
Covered Bond Programme has the meaning ascribed to it in recital B.
Covered Bonds has the meaning ascribed to it in recital B.
Due Date means, (i) in relation to a payment obligation, the date on which payment must be made (and payment may be demanded to be
made by the relevant creditor) and (ii) in relation to any other obligation, the date on which the relevant obligation must be otherwise performed (and such other performance may be demanded to be made by the relevant creditor), in each case in
accordance with the terms of the relevant agreement.
Existing Programme Agreements means the agreements relating to the Covered
Bond Programme listed in Schedule 2.
Guarantor has the meaning ascribed to it on the first page of this Agreement.
Issuer Event of Default has the meaning ascribed to it in the Master Definitions Schedule.
Master Definitions Schedule means the Master Definitions Schedule dated the Programme Closing Date, as amended and restated on
2 November 2010, 28 October 2011, 8 January 2014 and 12 June 2015 and as the same may be amended, restated, varied, supplemented, novated and/or replaced from time to time in accordance with its provisions.
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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4 | 15 |
Mortgage Certificates has the meaning ascribed to it in the Master Definitions
Schedule.
Mortgage Claims has the meaning ascribed to it in the Master Definitions Schedule.
Originator has the meaning ascribed to it in the Master Definitions Schedule.
Parent has the meaning ascribed to it on the first page of this Agreement.
Parties means the parties to this Agreement, and Party means any of them.
Parent Pre-Funding, Recourse and Indemnity Obligations means the Guarantee Pre-Funding Obligation, the Swap Termination Payment
Pre-Funding Obligation, the General Recourse and Indemnity Pre-Funding Obligation, the Guarantee Recourse and Indemnity Obligation, the Swap Termination Payment Recourse and Indemnity Obligation and the General Recourse and Indemnity Obligation,
each as defined in the Master Definitions Schedule.
Principal Originator has the meaning ascribed to it in the Master Definitions
Schedule.
Programme Agreement means each Existing Programme Agreement or, where an agreement has been amended and restated as of
the Swiss Transaction Closing Date, the Relevant Restated Programme Agreement.
Programme Closing Date means September 24,
2009.
Relevant Creditors has the meaning ascribed to it in the Master Definitions Schedule.
Relevant Restated Programme Agreements means the amended and restated agreements relating to the Covered Bond Programme listed in
Schedule 3 and attached as Exhibits 3A to 3L and as the same may be amended, restated, varied, supplemented, novated and/or replaced from time to time in accordance with its provisions.
Remaining Covered Bond Existing Liabilities means those Remaining Covered Bond Liabilities which arise from obligations set out in the
Programme Agreements (including, for the avoidance of doubt, under the Covered Bonds) on or before the Swiss Transaction Closing Date, with any such liability being a Remaining Covered Bond Existing Liability.
Remaining Covered Bond Liabilities means any and all existing and future liabilities of the Parent under the
Programme Agreements that are not Transferred Covered Bond Liabilities, with any such liability being a Remaining Covered Bond Liability.
Section or Clause means the respective section or clause of this Agreement or any other designated agreement.
SHAB means the Swiss Official Gazette of Commerce (Schweizerisches Handelsamtsblatt).
Shareholder has the meaning ascribed to it in the Master Definitions Schedule.
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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5 | 15 |
Subsidiary has the meaning ascribed to it on the first page of this Agreement)
Subsidiary Pre-Funding, Recourse and Indemnity Obligations means the Increased Services Provider Expenses Pre-Funding Obligation and the
Increased Services Provider Expenses Recourse and Indemnity Obligation, each as defined in the Master Definitions Schedule and transferred to the Subsidiary pursuant to the Amended and Restated Security Assignment and Transfer Agreement dated
12 June 2015.
Swiss Mortgage Business means the contractual relationships between the Parent and its customers under which the
Swiss-booked Mortgage Claims and related Mortgage Certificates are originated.
Swiss Transaction Closing means the entry of the
transfer of assets and liabilities pursuant to the Asset Transfer Agreement in the commercial registers of Zurich and Basel.
Swiss
Transaction Closing Date means the date of the Swiss Transaction Closing, which is expected to take place on 14 June 2015.
Transferred Covered Bond Existing Liabilities has the meaning ascribed to it in Section 3 of this Agreement, with any such
liability being a Transferred Covered Bond Existing Liability.
Transferred Covered Bond Benefits has the meaning ascribed to
it in Section 3 of this Agreement.
Transferred Covered Bond Liabilities has the meaning ascribed to it in Section 3 of
this Agreement, with any such liability being a Transferred Covered Bond Liability.
Transferred Role has the meaning
ascribed to it in Section 3 of this Agreement.
Trustee has the meaning ascribed to it on the first page of this Agreement.
For purposes of this Agreement, an ‘‘obligation” of a
debtor towards a creditor includes the corresponding “claim” of such creditor against such debtor, and vice versa.
| 3. |
Transfer of Contractual Position from Parent to the Subsidiary |
As of the Swiss
Transaction Closing Date.
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(a) |
the Parent transfers to the Subsidiary the contractual position of the Parent in its capacities as Assignor, Originator, Principal Originator, Account Bank, Cash Manager and Shareholder (including its rights and
obligations under the Shareholders Agreement) in relation to each of the Existing Programme Agreements (each a Transferred Role and collectively the Transferred Roles); |
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(b) |
the Parent transfers its shareholding in the Guarantor to the Subsidiary; |
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(c) |
the Subsidiary agrees to the transfer referred to in paragraph (a) above; and |
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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6 | 15 |
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(d) |
the Parent and the Subsidiary undertake to enter into the Relevant Restated Programme Agreements in order to reflect such transfer. |
As a result of such transfer, as of the Swiss Transaction Closing Date,
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(e) |
the Subsidiary will be entitled to all existing and future rights and benefits of the Parent arising under the Programme Agreements in relation to the Transferred Roles including a right to receive released Cover Pool
Assets (the Transferred Covered Bond Benefits); and |
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(f) |
the Subsidiary will assume any and all existing and future liabilities of the Parent arising under the Programme Agreements in relation to the Transferred Roles (the Transferred Covered Bond Liabilities).
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Those Transferred Covered Bond Liabilities which arise from obligations set out in the Programme Agreements on or before the
Swiss Transaction Closing Date are hereinafter referred to as the Transferred Covered Bond Existing Liabilities.
For the avoidance
of doubt, the contractual position of the Parent in its capacity as Issuer in relation to the Covered Bond Programme (including each of the Existing Programme Agreements) remains with the Parent and is not transferred to the Subsidiary.
| 4. |
Covered Bond Joint and Several Liability of the Subsidiary |
The Subsidiary is jointly and severally liable to perform or procure the
performance of any and all obligations of the Parent in respect of any and all Remaining Covered Bond Existing Liabilities in accordance with, and subject to, Sections 4.2 and 4.3 below.
| 4.2 |
Covered Bond Joint and Several Liability of the Subsidiary for claims under the Parent Pre-Funding, Recourse and Indemnity Obligations |
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(a) |
With effect from (and including) the Swiss Transaction Closing Date, the Subsidiary is jointly and severally liable to perform or procure the performance of any obligations of the Parent arising from a Parent
Pre-Funding, Recourse and Indemnity Obligation. Such liability continues for a prescription period (Verjährungsfrist) of three years counted from the date of publication of the Swiss Transaction Closing in the SHAB or, if an
obligation is due only after such date, counted from the Due Date of such obligation irrespective of whether the creditor had the right to accelerate the Due Date of the relevant obligation. |
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(b) |
The Subsidiary’s joint and several liability assumed pursuant to this Section 4.2 is agreed for the benefit of the Guarantor and the Trustee (acting in its own name but for the account of the Covered
Bondholders). |
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(c) |
The Subsidiary’s joint and several liability to perform or procure the performance of the relevant Parent Pre-Funding, Recourse and Indemnity Obligation shall become due (and thus its Due Date shall occur) one
(1) day after the Due Date of the relevant Parent Pre-Funding, Recourse and Indemnity Obligation, if and only to the extent the Parent has not satisfied the relevant claim on or prior to such date. |
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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7 | 15 |
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(d) |
For the avoidance of doubt, the Subsidiary’s assumption of joint and several liability pursuant to this Section 4.2 shall not be deemed an acknowledgement or acceptance of any claim under the Parent
Pre-Funding, Recourse and Indemnity Obligations by the Subsidiary or the Parent or be construed to cause the Subsidiary’s liability to perform, or procure the performance of, such obligations
to exceed the Parent’s liability in respect of any such claim under the Parent Pre-Funding, Recourse and Indemnity Obligations; therefore, the assumption by the Subsidiary of joint and several liability pursuant to this Agreement shall not
defeat, impair or limit in any way any right or remedy of the Parent or the Subsidiary to contest or dispute the validity or amount of any claim under the Parent Pre-Funding, Recourse and Indemnity Obligations or to assert any other defense to, or
bring any claim arising from or related to any claim under the Parent Pre-Funding, Recourse and Indemnity Obligations that the Parent or the Subsidiary might have. In particular, if any claim under the Parent Pre-Funding, Recourse and Indemnity
Obligations is satisfied (in full or part) through payment, realization of collateral, set-off (where such set-off is permitted by the Programme Agreements) or otherwise by the Parent or a third party, then the Subsidiary’s joint and several
liability in respect of such claim under the Parent Pre-Funding, Recourse and Indemnity Obligations shall extinguish correspondingly, and in no case shall a creditor of a claim under a Parent Pre-Funding, Recourse and Indemnity Obligation be entitled to be satisfied in an aggregate amount exceeding the relevant obligation under a Parent Pre-Funding, Recourse and Indemnity Obligation.
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| 4.3 |
Covered Bond Joint and Several Liability of the Subsidiary for Remaining Covered Bond Existing Liabilities |
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(a) |
With effect from (and including) the Swiss Transaction Closing Date, the Subsidiary is jointly and severally liable to perform or procure performance of all obligations (including any payment obligation) of the Parent
in respect of a Remaining Covered Bond Existing Liability (other than any Parent Pre-Funding, Recourse and Indemnity Obligation). Such liability continues for a prescription period
(Verjährungsfrist) of three years counted from the date of publication of the Swiss Transaction Closing in the SHAB or, if an obligation becomes due only after such date, counted from the Due Date of such obligation
irrespective of whether the creditor had the right to accelerate the Due Date of the relevant obligation. |
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(b) |
The Subsidiary’s joint and several liability pursuant to this Section 4.3 is agreed for the benefit of the Trustee and any and all other Relevant Creditors (including their successors and assigns) of the
Remaining Covered Bond Existing Liabilities who each may, in respect to their claims under this Section 4.3, seek performance by the Subsidiary in its own right (art. 112 para. 2 CO). |
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(c) |
Except as set out in the Programme Agreements, the Subsidiary’s joint and several liability to perform or procure the performance of a Remaining Covered Bond Existing Liability shall become due (and thus its Due
Date shall occur) one (1) day after the Due Date of the relevant Remaining Covered Bond Existing Liability, if and only to the extent the Parent has not satisfied the relevant claim on or prior to such date. |
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(d) |
For the avoidance of doubt, the assumption of the Subsidiary’s joint and several liability pursuant to this Section 4.3 shall not be deemed
an acknowledgement or acceptance of any claim under the Remaining Covered Bond Existing Liability by the Subsidiary or the Parent or be construed to cause the Subsidiary’s liability to perform, or procure the performance of, such obligations to
exceed the Parent’s liability in respect of any such claim under the Remaining |
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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8 | 15 |
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Covered Bond Existing Liability; therefore, the assumption by the Subsidiary of its joint and several liability shall not defeat, impair or limit in any way any right or remedy of the Subsidiary
or the Parent to contest or dispute the validity or amount of any claim under the Remaining Covered Bond Existing Liability or to assert any other defense to, or bring any claim arising from or related to any claim under the Remaining Covered Bond
Existing Liability that the Parent might have. In particular, if any claim under the Remaining Covered Bond Existing Liability is satisfied (in full or part) through payment, realization of collateral, set-off (where such set-off is permitted by the
Programme Agreements) or otherwise by the Parent or a third party, then the Subsidiary’s joint and several liability in respect of such claim under the Remaining Covered Bond Existing Liability shall extinguish, and in no case shall a creditor
of a claim under a Remaining Covered Bond Existing Liability be entitled to be satisfied in an aggregate amount exceeding the relevant obligation under a Remaining Covered Bond Existing Liability. |
| 5. |
Covered Bond Joint and Several Liability of the Parent |
The Parent is jointly and severally liable to perform or procure the
performance of any and all obligations of the Subsidiary in respect of any and all Transferred Covered Bond Existing Liabilities in accordance with, and subject to, Sections 5.2 and 5.3 below.
| 5.2 |
Covered Bond Joint and Several Liability of the Parent for claims under the Subsidiary Pre-Funding, Recourse and Indemnity Obligations |
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(a) |
Notwithstanding the transfer effected pursuant to this Agreement and the Asset Transfer Agreement and with effect from (and including) the Swiss Transaction Closing Date, the Parent is jointly and severally liable to
perform or procure the performance of any obligations of the Subsidiary arising from a Subsidiary Pre-Funding, Recourse and Indemnity Obligation. Such liability continues for a prescription period (Verjährungsfrist) of three years
counted from the date of publication of the Swiss Transaction Closing in the SHAB or, if an obligation is due only after such date, counted from the Due Date of such obligation irrespective of whether the creditor had the right to accelerate the Due
Date of the relevant obligation. |
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(b) |
The Parent’s joint and several liability assumed pursuant to this Section 5.2 is agreed for the benefit of the Guarantor and the Trustee (acting in its own name but for the account of the Covered Bondholders).
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(c) |
The Parent’s joint and several liability to perform or procure performance of the relevant Subsidiary Pre-Funding. Recourse and Indemnity Obligation shall become due (and thus its Due Date shall occur) one
(1) day after the Due Date for performance of the relevant Subsidiary Pre-Funding, Recourse and Indemnity Obligation, if and only to the extent the Subsidiary has not satisfied the relevant claim on or prior to such date. |
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(d) |
For the avoidance of doubt, the assumption of the Parent’s joint and several liability pursuant to this Section 5.2 shall not be deemed an
acknowledgement or acceptance of any claim under the Subsidiary Pre-Funding. Recourse and Indemnity Obligations by the Parent or the Subsidiary or be construed to cause the Parent’s liability to perform, or procure the performance of, such
obligations to exceed the Subsidiary’s liability in respect of any such claim under the Subsidiary Pre-Funding, Recourse and Indemnity Obligations; therefore, the assumption by the Parent of its joint and several liability shall not defeat,
impair or limit in any |
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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9 | 15 |
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way any right or remedy of the Parent or the Subsidiary to contest or dispute the validity or amount of any claim under the Subsidiary
Pre-Funding, Recourse and Indemnity Obligations or to assert any other defense to, or bring any claim arising from or related to, any
claim under the Subsidiary Pre-Funding, Recourse and Indemnity Obligations that the Subsidiary might have. In particular, if any claim under the Subsidiary Pre-Funding, Recourse and Indemnity Obligations is satisfied (in full or part) through
payment, realization of collateral, set-off (where such set-off is permitted by the Programme Agreements) or otherwise by the Subsidiary or a third party, then the Parent’s joint and several liability in respect of such claim under the
Subsidiary Pre-Funding, Recourse and Indemnity Obligations shall extinguish correspondingly, and in no case shall a creditor of a Subsidiary Pre-Funding, Recourse and Indemnity Obligation be
entitled to be satisfied in an aggregate amount exceeding the relevant obligation or claim under a Subsidiary Pre-Funding, Recourse and Indemnity Obligations. |
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(e) |
For the avoidance of doubt, a failure by the Parent to perform or procure performance of the obligations of the Subsidiary under the Programme Agreements pursuant to this Section 5.2 shall not constitute an Issuer
Event of Default (unless such Issuer Event of Default would have occurred irrespective of the joint and several liability assumed pursuant to this Section 5.2). |
| 5.3 |
Covered Bond Joint and Several Liability of the Parent for Transferred Covered Bond Existing Liabilities |
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(a) |
Notwithstanding the transfer effected pursuant to this Agreement and the Asset Transfer Agreement and with effect from (and including) the Swiss Transaction Closing Date, the Parent is jointly and severally liable to
perform or procure performance of all obligations (including payment obligations) of the Subsidiary in respect of a Transferred Covered Bond Existing Liability (other than a Subsidiary Pre-Funding, Recourse and Indemnity Obligation). Such liability
continues for a prescription period (Verjährungsfrist) of three years counted from the date of publication of the Swiss Transaction Closing in the SHAB or, if an obligation becomes due only after such date, counted from the Due Date of
such obligation irrespective of whether the creditor had the right to accelerate the Due Date of the relevant obligation. |
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(b) |
The Parent’s joint and several liability pursuant to this Section 5.3 is agreed for the benefit of the Trustee any and all other Relevant Creditors (including their successors and assigns) of the Transferred
Covered Bond Existing Liabilities who each may, in respect to their claims under this Section 5.3, seek performance by the Parent in its own right (art. 112 para. 2 CO). |
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(c) |
Except as set out in the Programme Agreements, the Parent’s joint and several liability to perform or procure the performance of a Transferred Covered Bond Existing Liability shall become due (and thus its Due Date
shall occur) one (1) day after the Due Date of the relevant Remaining Covered Bond Existing Liability, if and only to the extent the Subsidiary has not satisfied the relevant claim on or prior to such date. |
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(d) |
For the avoidance of doubt, the assumption of the Parent’s joint and several liability pursuant to this Section 5.3 shall not be deemed an acknowledgement or acceptance of any Transferred Covered Bond Existing
Liability by the Parent or the Subsidiary or be construed to cause the Parent’s liability to perform, or procure the performance of, such obligations to exceed the Subsidiary’s
liability in respect of any such claim under the Transferred Covered Bond Existing Liability; therefore, the assumption by the Parent of its joint and several liability shall not defeat, impair or limit in any way any right or remedy of the Parent
or the Subsidiary to contest or |
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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10 | 15 |
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dispute the validity or amount of any claim under the Transferred Covered Bond Existing Liability or to assert any other defense to, or bring any claim arising from or related to, any claim under
the Transferred Covered Bond Existing Liability the Subsidiary might have. In particular, if any claim under the Transferred Covered Bond Existing Liability is satisfied (in full or part) through payment, realization of collateral, set-off (where
such set-off is permitted by the Programme Agreements) or otherwise by the Subsidiary or a third party, then the Parent’s joint and several liability in respect of such claim under the Transferred Covered Bond Existing Liability shall
extinguish correspondingly, and in no case shall a creditor of a Transferred Covered Bond Existing Liability be entitled to be satisfied in an aggregate amount exceeding the relevant obligation under a Transferred Covered Bond Existing Liability.
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(e) |
For the avoidance of doubt, a failure by the Parent to perform or procure performance of the obligations of the Subsidiary under the Programme Agreements pursuant to this Section 5.3 shall not constitute an Issuer
Event of Default (unless such Issuer Event of Default would have occurred irrespective of the joint and several liability assumed pursuant to this Section 5.3). |
| 6. |
Guarantor Tax Indemnity |
The Parent and the Subsidiary jointly and severally undertake
to promptly pay, and if applicable to promptly indemnify and hold harmless the Guarantor for any and all payments made and all liabilities incurred, in relation to any stamp duty, withholding tax or other taxes or charges which may result from the
transfer of the Swiss Mortgage Business from UBS AG to UBS Switzerland AG.
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(a) |
The Parent has a right of recourse against the Subsidiary, and the Subsidiary shall indemnify the Parent, for all expenses and damages arising in connection with claims brought against, or payments made by, the Parent
as a result of the Covered Bond Joint and Several Liability of the Parent (for the avoidance of doubt, subject to any set-off by the Subsidiary of any indemnification claims arising under Section 7(b) and 7(c) below), provided that in case of
damages arising in connection with claims brought, or payments made, pursuant to section 5.2, such right of recourse shall be limited to additional expenses incurred by the Parent due to such
claims being brought against it, or payments being made by it, (but, for the avoidance of doubt, does not extend to the reimbursement of the nominal value of the relevant Subsidiary Pre-Funding, Recourse and Indemnity Obligation for which the Parent
is jointly and severally liable). |
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(b) |
The Subsidiary shall have a right of recourse against the Parent, and the Parent shall indemnify the Subsidiary for any and all expenses and damages arising in connection with claims brought against, or payments made
by, the Subsidiary as a result of the Covered Bond Joint and Several Liability of the Subsidiary. |
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(c) |
In addition, the Parent shall indemnify the Subsidiary for any and all expenses and damages incurred by the Subsidiary as a result of any non-performance or late performance of any other obligation of the Parent in
connection with the Covered Bond Programme, including any and all losses incurred in connection with a realisation of Cover Pool Assets as a result of an Issuer Event of Default under the Covered Bonds. |
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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11 | 15 |
The right of the Parties to set-off claims arising under the obligations set
out in the Programme Agreements or under this Agreement is governed solely by the provisions set out in the relevant Programme Agreements.
Unless otherwise specifically provided for herein, any notice required or
permitted to be given under this Agreement shall be in writing and shall be personally delivered, or transmitted by registered mail (airmail, if international) or by internationally recognized courier service, or transmitted by telefax (always to be
followed by registered mail) to the parties as follows (as elected by the party giving such notice):
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| if to the Parent: |
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UBS AG Bahnhofstrasse 45
8001
Zurich
Switzerland Fax number: +41 (0)44 237 41 00 |
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Attn: Group Treasury |
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| if to the Subsidiary: |
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UBS Switzerland AG
Bahnhofstrasse 45
8001 Zurich
Switzerland
Fax number: +41 (0)44 237 41 00 |
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Attn: Group Treasury |
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| if to the Trustee: |
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BNY Mellon Corporate Trustee Services Limited
One Canada Square
London E14 5AL
United Kingdom Fax
number: +44 207 964 25 09 |
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Attn: Trustee Administration Manager – UBS AG Covered Bond Programme |
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| if to the Guarantor: |
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UBS Hypotheken AG
c/o UBS AG
Bahnhofstrasse 45
8001 Zurich
Switzerland
Fax number: +41 (0)44 237 41 00 |
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Attn: Kundenberater UBS Hypotheken AG |
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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12 | 15 |
or any substitute address or fax number a Party notify to the others in accordance with the
above by not less than five business days’ notice.
Except as otherwise specified herein, all notices and other communications shall
be deemed to have been duly given on (i) the date of receipt if delivered personally or by courier or transmitted by mail, or (ii) the date of transmission with confirmed answerback if transmitted by telex or telefax, whichever shall occur
first.
| 8.3 |
No Third Party Rights |
No person other than (i) a Party hereto or (ii) a creditor
benefitting from a joint and several liability pursuant to sections 4.3 or 5.3 shall have any rights against any Party hereto pursuant to this Agreement, and none of the Parties shall have any liability to such third parties in relation to the
exercise of their rights and obligations hereunder.
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(a) |
The Trustee has agreed to become a party of this Agreement solely to ensure the preservation and enforcement of its rights, and those of the Covered Bondholders, hereunder and shall not assume any responsibility,
liabilities or obligations in connection with this Agreement and|or the transactions contemplated hereby. |
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(b) |
The rights of the Trustee pursuant to this Agreement are in addition to, and not in lieu of, the rights the Trustee has under the Programme Agreements. |
This Agreement, including the annexes and any other documents referred
to herein, constitutes the entire agreement and understanding among the Parties with respect to the subject matter hereof, and shall supersede all prior oral and written agreements or understandings of the Parties relating hereto. All references to
this Agreement shall be deemed to include the Schedules and Exhibits hereto.
In particular, (i) the terms of this Agreement shall
supersede those of the Asset Transfer Agreement and (ii) the Covered Bond Joint and Several Liability (and any joint and several obligations assumed pursuant to any other Programme Agreement) shall supersede the ATA Joint and Several Liability. The
Covered Bond Joint and Several Liability shall in the context of this Agreement be entirely governed by the terms hereunder in relation to the rights and obligations of the Parties and (to the extent permissible) any third party beneficiaries
hereunder.
| 8.6 |
Amendments and Waivers |
This Agreement may only be modified or amended by a document
signed by all Parties. Any provision contained in this Agreement may only be waived by a document signed by the Party waiving such provision.
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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13 | 15 |
If any one or more of the provisions contained in this Agreement shall be
invalid, illegal or unenforceable in any respect under any applicable law, the validity, legality and enforceability in any respect under any applicable law and the remaining provisions contained herein shall not in any way be affected or impaired
and the Parties shall agree to such amendment, even with retro-active effect, that reflects the spirit of the relevant agreement and which the Parties would presumably have agreed upon had they been aware of the invalidity, illegality or
unenforceability of the provision in question at the time of execution of the relevant agreement.
Neither Party may transfer or assign any of its rights and obligations
under this Agreement in whole or in part to any third party without the prior written consent of the other Parties.
This Agreement may be executed in any number of counterparts (manually or
by facsimile) each of which, when executed and delivered, shall constitute an original, but all the counterparts shall together constitute but one and the same instrument.
The effectiveness of this Agreement is subject to the Trustee
consenting to the amendments to the Programme Agreements.
| 9.2 |
Entry into the Commercial Register |
The effectiveness of this Agreement is subject to
the occurrence of the Swiss Transaction Closing.
| 10. |
Governing Law and Dispute Resolution |
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(a) |
This Agreement shall be governed by and construed by the substantive laws of Switzerland (to the exclusion of Swiss Private International Law and of international treaties, in particular the Vienna Convention on the
International Sale of Goods dated 11 April 1980). |
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(b) |
The aforementioned choice of law is without prejudice to the choice of English law as the contractual and non-contractual governing law of the Programme Agreements, expressed to be governed by English law. For the
avoidance of doubt, English law shall govern all claims arising out of such agreements, including any non-contractual claims arising out of them irrespective of whether the relevant claim is brought by or against the Parent or the Subsidiary (or
both). |
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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14 | 15 |
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(a) |
All disputes arising out of or in connection with this Agreement, including disputes on its conclusion, binding effect, amendment and termination and any non-contractual obligations arising out of or in connection with
it, shall be subject to the exclusive jurisdiction of the competent courts for the City of Zurich (Zurich 1), Switzerland. |
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(b) |
This jurisdiction clause is without prejudice to the jurisdiction clauses in the Programme Agreements which provide for the courts of England and Wales to have jurisdiction. Accordingly, the courts of England and Wales
shall be competent to decide any disputes arising out of such Agreements, irrespective of whether the relevant action is brought by or against the Parent or the Subsidiary (or both). |
(signatures next page)
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| Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY Mellon Corporate
Trustee Services Limited and UBS Hypotheken AG |
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15 | 15 |
UBS AG
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| By: |
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Name: Stefan Uebelhart Function: |
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Name: Samuel Gamper Function: |
UBS Switzerland AG
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| By: |
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Name: Oliver Diener Function: |
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Name: Gabriel Lehner Function: |
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| BNY Mellon Corporate Trustee Services Limited
SIGNED for and on behalf of
BNY MELLON CORPORATE TRUSTEE SERVICES LIMITED |
UBS Hypotheken AG
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| By: |
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Name: Christoph Pestalozzi
Function: |
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Name: Marco Menotti Function: |
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Schedule 1 to Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY
Mellon Corporate Trustee Services Limited and UBS Hypotheken AG |
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1 | 1 |
Schedule 1
Outstanding Covered Bonds
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| Series |
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Currency |
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Notional
Outstanding* |
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FX
Rate |
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CH
Equivalent* |
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Maturity |
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Coupon
Rate |
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ISIN CODE |
| Series 2 - 2009 - 02.12.19 |
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Euro |
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1’000’000 |
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1.51 |
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1’510’000 |
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02.12.2019 |
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3.875 |
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XS0470204172 |
| Series 4 - 2010 - 08.04.22 |
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Euro |
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1’250’000 |
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1.430 |
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1’787’500 |
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08.04.2022 |
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4.000 |
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XS0500331557 |
| Series 5 - 2011 - 06.06.16 |
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Euro |
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1’000’000 |
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1.221
0.1331 |
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1’221’000 |
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06.06.2016 |
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3.000 |
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XS0632934583 |
| Series 7 - 2011 - 15.03.19 |
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NOK |
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300’000 |
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2
0.1331 |
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39’936 |
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15.03.2019 |
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2.200 |
* |
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Private Plcmt |
| Series 8 - 2011 - 15.09.23 |
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NOK |
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700’000 |
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2 |
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93’184 |
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15.09.2023 |
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2.450 |
* |
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Private Plcmt |
| Series 9 - 2012 - 10.01.17 |
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Euro |
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1’500’000 |
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1.2167 |
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1’825’050 |
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10.01.2017 |
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2.250 |
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XS0728789578 |
| Series 11 - 2012 - 30.03.17 |
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USD |
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2’000’000 |
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0.9038 |
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1’807’600 |
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30.03.2017 |
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2.250 |
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XS0765656276 |
| Series 12 - 2013 - 24.03.16 |
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USD |
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1’250’000 |
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0.9475 |
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1’184’375 |
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24.03.2016 |
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0.750 |
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XS0908533929
US90349CAC8 |
| Series 13 - 2013 - 08.04.16 |
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USD |
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150’000 |
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0.9398 |
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140’970 |
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08.04.2016 |
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0.551 |
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2 |
| Series 14 - 2014 - 16.04.21 |
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Euro |
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1’000’000 |
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1.218 |
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1’218’000 |
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16.04.2021 |
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1.375 |
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XS1057841980 |
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| Total / Average |
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10’827’615 |
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Numbers multiplied with 1000
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Schedule 2 to Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY
Mellon Corporate Trustee Services Limited and UBS Hypotheken AG |
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1 | 1 |
Schedule 2
Existing Programme Agreements
| • |
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Guarantee Deed between, inter alios, the Guarantor and BNY Mellon Corporate Trustee Services Limited (formerly known as BNY Corporate Trustee Services Limited) as Trustee, dated as of September 24, 2009 |
| • |
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Second Supplemental Agency Agreement (modifying and restating the Amended and Restated Agency Agreement dated as of October 28, 2011) between, inter alios, the Issuer, the Guarantor and The Bank of
New York Mellon as the Principal Paying Agent, dated as of January 8, 2014 |
| • |
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Fifth Supplemental Trust Deed (modifying and restating the Trust Deed dated September 24, 2009, as supplemented by the First Supplemental Trust
Deed dated November 2, 2010, the Second Supplemental Trust Deed dated October 27, 2011, the Third Supplemental Trust Deed dated October 28, 2011 and the Fourth Supplemental Trust Deed dated June 28, 2012) between, inter
alios, the Issuer, the Guarantor and BNY Mellon Corporate Trustee Services Limited (formerly known as BNY Corporate Trustee Services Limited) as Trustee, dated as of January 8, 2014 |
| • |
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Cash Management Agreement between UBS AG as Cash Manager, BNY Mellon Corporate Trustee Services Limited (formerly known as BNY Corporate Trustee Services Limited) as Trustee and the Guarantor, dated as of
September 24, 2009 |
| • |
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Asset Monitor Agreement between, inter alios, the Guarantor and KMPG LLP as Asset Monitor, dated as of September 24, 2009 |
| • |
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Amended and Restated Master Definitions Schedule between, inter alios, the Issuer, the Guarantor and BNY Mellon Corporate Trustee Services Limited (formerly known as BNY Corporate Trustee Services Limited) as
Trustee, dated as of January 8, 2014 |
| • |
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Intercreditor Deed between, inter alios, the Guarantor, the Issuer and BNY Mellon Corporate Trustee Services Limited (formerly known as BNY Corporate Trustee Services Limited) as Trustee, dated as of
September 24, 2009 |
| • |
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1992 ISDA Master Agreement between the Guarantor and UBS AG as Initial Swap Provider, dated October 1, 2009, including electronic copies of the related Schedule dated October 1, 2009 and the related
“Credit Support Annex” (English law) and its Paragraph 11 dated October 1, 2009 |
| • |
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Amended and Restated Security Assignment and Transfer Agreement between UBS AG as Assignor and the Guarantor, dated as of January 8, 2014 |
| • |
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Amended and Restated Administration Services Agreement between UBS Hypotheken AG and Treureva AG as Administration Services Provider, dated as of January 8, 2014 |
| • |
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Amended and Restated Collateral Holding Agreement between the Guarantor, SIX SIS AG as Collateral Holding Agent and UBS AG as Originator and Assignor, dated as of January 8, 2014 |
| • |
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Amended and Restated Master Bank Account Agreement between UBS AG as Account Bank and the Guarantor, dated as of January 8, 2014 |
| • |
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Amended and Restated Corporate Services Agreement between the Guarantor and UBS AG as Corporate Services Provider, dated as of January 8, 2014 |
| • |
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Amended and Restated Guarantee Mandate Agreement between the Issuer and the Guarantor, dated as of January 8, 2014 |
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Schedule 3 to Covered Bond Supplemental Agreement between UBS AG, UBS Switzerland AG, BNY
Mellon Corporate Trustee Services Limited and UBS Hypotheken AG |
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1 | 1 |
Schedule 3
Relevant Restated Programme Agreements
| • |
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First Supplemental Guarantee Deed (modifying and restating the Guarantee Deed dated September 24, 2009) between, inter alios, the Guarantor and BNY Mellon Corporate Trustee Services Limited (formerly
known as BNY Corporate Trustee Services Limited) as Trustee, dated as of 12 June 2015 (Exhibit 3A) |
| • |
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Sixth Supplemental Trust Deed (modifying and restating the Trust Deed dated September 24, 2009, as supplemented by the First Supplemental Trust Deed dated November 2, 2010, the Second
Supplemental Trust Deed dated October 27, 2011, the Third Supplemental Trust Deed dated October 28, 2011, the Fourth Supplemental Trust Deed dated June 28, 2012 and the Fifth
Supplemental Trust Deed dated January 3, 2014) between, inter alios, the Issuer, the Guarantor and BNY Mellon Corporate Trustee Services Limited as Trustee, dated as of 12 June 2015 (Exhibit 3B) |
| • |
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Amended and Restated Cash Management Agreement (modifying and restating the Cash Management Agreement dated September 24, 2009) between, inter alios, UBS Switzerland AG, BNY Mellon Corporate Trustee Services
Limited as Trustee and the Guarantor, dated as of 12 June 2015 (Exhibit 3C) |
| • |
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Asset Monitor Agreement between, inter alios, the Guarantor and KMPG LLP as Asset Monitor, dated as of 12 June 2015 (Exhibit 3D) |
| • |
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Amended and Restated Master Definitions Schedule between, inter alios, the Issuer, the Guarantor and BNY Mellon Corporate Trustee Services Limited as Trustee, dated as of 12 June 2015 (Exhibit 3E)
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| • |
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First Supplemental Intercreditor Deed between, inter alios, the Guarantor, the Issuer, UBS Switzerland AG and BNY Mellon Corporate Trustee Services Limited as Trustee, dated as of 12 June 2015 (Exhibit
3F) |
| • |
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Amended and Restated Security Assignment and Transfer Agreement between, inter alios, UBS Switzerland AG and the Guarantor, dated as of 12 June 2015 (Exhibit 3G) |
| • |
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Amended and Restated Administration Services Agreement between UBS Hypotheken AG and Treureva AG as Administration Services Provider, dated as of 12 June 2015 (Exhibit 3H) |
| • |
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Amended and Restated Collateral Holding Agreement between, inter alios, the Guarantor, SIX SIS AG as Collateral Holding Agent and UBS Switzerland AG, dated as of 12 June 2015 (Exhibit
3I) |
| • |
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Amended and Restated Master Bank Account Agreement between, inter alios, UBS Switzerland AG and the Guarantor, dated as of 12 June 2015 (Exhibit 3J) |
| • |
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Amended and Restated Corporate Services Agreement between the Guarantor and UBS AG as Corporate Services Provider, dated as of 12 June 2015 (Exhibit 3K)
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| • |
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Amended and Restated Guarantee Mandate Agreement between, inter alios, the Issuer and the Guarantor, dated as of 12 June 2015 (Exhibit 3L) |
JOINT AND SEVERAL LIABILITY PROVISIONS IN ENGLISH LAW GOVERNED RELEVANT
RESTATED PROGRAMME AGREEMENTS
Definitions:
In this each of the relevant amended and
restated English law governed programme agreements set out below
SHAB means the Swiss Official Gazette of Commerce (Schweizerisches
Handelsamtsblatt); and
Closing means the entry of the transfer of assets and liabilities pursuant to the Asset Transfer Agreement in
the commercial register of Zurich and Basel.
Subject as hereinafter provided and unless there is something in the subject matter or context inconsistent
therewith, all words and expressions defined in the relevant amended and restated English law programme agreements referred to below shall have the meanings given to them in those agreements.
EXCERPT OF LANGUAGE FROM SIXTH SUPPLEMENTAL TRUST DEED
| “3. |
Joint and several liability of UBS Switzerland AG |
| 3.1 |
Subject to Clause 3.5 below, notwithstanding the transfer and novation effected pursuant to [Clause 2 of the Sixth Supplemental Sixth Supplemental Trust Deed] and the Covered Bond Supplemental Agreement, UBS Switzerland
is jointly and severally liable to perform or procure the performance of the obligations of the Issuer under the Amended and Restated Principal Trust Deed and the Covered Bonds for a period of three years counted from the publication of the Closing
in the SHAB or, if an obligation is due for performance only after such date, counted from the due date of such obligation irrespective of whether the relevant creditor had the right to accelerate the due date of the relevant obligation.
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| 3.2 |
UBS Switzerland’s joint and several liability pursuant to the [Sixth Supplemental Trust Deed] is agreed for the benefit of the Trustee and (without prejudice to Clause 9 of the Amended and Restated Principal Trust
Deed (Proceedings, Action and Indemnification)) the Covered Bondholders. The Trustee may seek performance from UBS Switzerland independently of seeking performance from the Issuer, subject to the provisions of Clauses 3.3 to 3.7
below. |
| 3.3 |
Subject to the provisions of Clauses 3.4 to 3.7 below, UBS Switzerland’s joint and several liability to perform or procure performance pursuant to this Clause 3 shall arise one (1) day after the due date for
performance by the Issuer of its obligations under the Amended and Restated Principal Trust Deed or, as applicable, the relevant Series of Covered Bonds, if and only to the extent that the Issuer has not performed such obligations on or prior to
such date. |
| 3.4 |
For the avoidance of doubt, the assumption by UBS Switzerland of joint and several liability under this Clause 3 shall not be deemed to be an
acknowledgement or acceptance of any claim in respect of any existing or future liability of the Issuer or UBS Switzerland under the Amended and Restated Principal Trust Deed or in respect of the Covered Bonds of any Series; therefore the assumption
by UBS Switzerland of its joint and several liability to perform or procure performance of such obligations shall not defeat, impair or limit in any way any right or remedy of the Issuer or UBS Switzerland to contest or dispute the validity or
amount of any claim under the Amended and Restated Principal Trust Deed or the Covered Bonds of any Series, or to assert any other defence to, or bring any claim arising from or related to the Amended and Restated Principal Trust Deed or the Covered
Bonds of any Series that the Issuer or UBS Switzerland might have. In particular, if any claim under the Amended and Restated Principal Trust Deed or in respect of any Series of Covered Bonds is satisfied (in full or in part) through payment or
realisation of collateral or set-off (where |
| |
such set-off is permitted pursuant to the terms of the Transaction Documents) or otherwise by the Issuer, the Guarantor or a third party, then UBS Switzerland’s joint and several liability
in respect of such claim shall extinguish correspondingly, and in no case shall the Trustee or any Covered Bondholder be entitled to be satisfied in an aggregate amount exceeding the relevant obligation under the Amended and Restated Principal Trust
Deed or in respect of the Covered Bonds of any Series. |
| |
(a) |
an Issuer Event of Default has occurred under Conditions 1l(a)(ii), 11(a)(iv) or 11(a)(v); |
| |
(b) |
an Issuer Default Notice has been given to the Issuer that the relevant Series of Covered Bonds is, as regards the Issuer only, thereupon immediately due and repayable at its Early Redemption Amount together with
accrued interest as provided in the Trust Deed; |
| |
(c) |
none of the events specified in Conditions 1l(a)(iv) or 11(a)(v) has occurred with respect to UBS Switzerland (as if references to the ’’Issuer” in those Conditions were to UBS Switzerland); and
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(d) |
no Guarantor Acceleration Notice has been served on the Guarantor in accordance with Condition 11, |
then UBS Switzerland will not be jointly and severally liable pay the Early Redemption Amount together with the accrued interest on the
relevant Series of Covered Bonds but it will be liable (i) to pay scheduled interest and scheduled principal on each relevant Series of Covered Bonds as and when originally due for payment by the Issuer and (ii) (without double counting
and taking into account the amount payable under paragraph (i) above) to pay any other liability, damages, cost, loss or expense (including, without limitation, legal fees, costs and expenses) suffered or incurred by the Trustee or the Covered
Bondholders as a result of such events.
| 3.6 |
Notwithstanding the provisions of Clause 3.5 above, the Trustee shall, following the occurrence of an Issuer Event of Default and the giving of an Issuer Default Notice to the Issuer, serve a Guarantee Activation Notice
on the Guarantor in accordance with Condition II. |
| 3.7 |
Without prejudice to any other rights or obligations of the Guarantor following the service of a Guarantee Activation Notice on the Guarantor, the Guarantor shall serve Guarantee Pre-Funding Notices on UBS Switzerland
in accordance with the terms of the Guarantee Deed and the Guarantee Mandate Agreement and UBS Switzerland shall be jointly and severally liable to perform or procure performance of the Issuer’s obligations under the terms of the Transaction
Documents applicable to the Issuer in such circumstances (excluding the obligation to pay the Early Redemption Amount together with accrued interest on the relevant Series of Covered Bonds). |
| 4. |
Joint and several liability of the Original Assignor |
| 4.1 |
Notwithstanding the transfer and novation effected pursuant to [Clause 2 of the Sixth Supplemental Sixth Supplemental Trust Deed] and the Covered Bond Supplemental Agreement, the Original Assignor is jointly and
severally liable to perform or procure performance of the obligations of the Acquiring Assignor under the Amended and Restated Principal Trust Deed for a period of three years counted from the publication of the Closing in the SHAB or, if an
obligation becomes due only after such date, counted from the due date of such obligation irrespective of whether the relevant creditor had the right to accelerate the due date of the relevant obligation. |
| 4.2 |
The Original Assignor’s joint and several liability pursuant to this Clause 4 is agreed for the benefit of the Trustee and (without prejudice to Clause 9 of the Amended and Restated Principal Trust Deed
(Proceedings, Action and Indemnification)) the Covered Bondholders. The Trustee may seek performance from the Original Assignor, independently of seeking performance from the Acquiring Assignor, subject to the provisions of
Clauses 4.3 and 4.4 below. |
| 4.3 |
Subject to the provisions of Clause 4.4, the Original Assignor’s joint and several liability to perform or procure performance pursuant to this Clause 4 shall arise one (1) day after the due date for
performance by the Acquiring Assignor of its obligations under the Amended and Restated Principal Trust Deed or, as applicable, the relevant Series of Covered Bonds, if and only to the extent that the Acquiring Assignor has not performed such
obligations on or prior to such date. |
| 4.4 |
For the avoidance of doubt, the assumption by the Original Assignor of joint and several liability under this Clause 4 shall not be deemed to be an acknowledgement or acceptance of any claim in respect of any existing
or future liability of the Original Assignor or the Acquiring Assignor under the Amended and Restated Principal Trust Deed; therefore the assumption by the Original Assignor of its joint and several liability to perform or procure performance of
such obligations shall not defeat, impair or limit in any way any right or remedy of the Original Assignor or the Acquiring Assignor to contest or dispute the validity or amount of any claim under the Amended and Restated Principal Trust Deed, or to
assert any other defence to, or bring any claim arising from or related the Amended and Restated Principal Trust Deed that the Acquiring Assignor or the Original Assignor might have. In particular, if any claim under the Amended and Restated
Principal Trust Deed is satisfied (in full or in part) through payment or realisation of collateral or set-off (where such set-off is permitted pursuant to the terms of the Transaction Documents) or otherwise by UBS Switzerland, the Guarantor or a
third party, then the Original Assignor’s joint and several liability in respect of such claim shall extinguish correspondingly, and in no case shall the Trustee or any Covered Bondholder be entitled to be satisfied in an aggregate amount
exceeding the relevant obligation under the Amended and Restated Principal Trust Deed. |
| 4.5 |
For the avoidance of doubt, a failure by the Original Assignor to perform or procure performance of the obligations of the Acquiring Assignor under the Amended and Restated Principal Trust Deed pursuant to this Clause 4
shall not constitute an Issuer Event of Default unless such failure would have constituted or given rise to an Issuer Event of Default irrespective of the joint and several liability assumed pursuant to this Clause 4.” |
EXCERPT OF LANGUAGE FROM FIRST SUPPLEMENTAL DEED TO THE GUARANTEE DEED
| “3. |
Joint and several liability of UBS Switzerland |
| 3.1 |
Subject to Clause 3.5 below, notwithstanding the transfer and novation effected pursuant to Clause 2 [of the First Supplemental Deed to the Guarantee Deed] and the Covered Bond Supplemental Agreement, UBS Switzerland,
is jointly and severally liable to perform or procure the performance of the obligations of UBS, in its capacity as the Issuer, under the Amended and Restated Guarantee Deed for a period of three years counted from the publication of the Closing in
the SHAB or, if an obligation is due for performance only after such date, counted from the due date of such obligation irrespective of whether the relevant creditor had the right to accelerate the due date of the relevant obligation.
|
| 3.2 |
UBS Switzerland’s joint and several liability pursuant to this Clause 3 is agreed for the benefit of the parties to this [First Supplemental Deed to the Guarantee Deed]. Subject to the other provisions of the
Transaction Documents and to the provisions of Clauses 3.3 to 3.5 below, a party may seek performance from UBS Switzerland independently of seeking performance against UBS. |
| 3.3 |
Subject to Clauses 3.4 and 3.5 below, UBS Switzerland’s joint and several liability to perform or procure performance pursuant to this Clause 3 shall arise one (1) day after the due date for performance by
UBS, in its capacity as the Issuer, of its obligations under the Amended and Restated Guarantee Deed, if and only to the extent that UBS has not performed such obligations on or prior to such date. |
| 3.4 |
For the avoidance of doubt, the assumption by UBS Switzerland of joint and several liability under this Clause 3 shall not be deemed to be an acknowledgement or acceptance of any claim in respect of any existing or
future liability of UBS or UBS Switzerland, under the Amended and Restated Guarantee Deed; therefore the assumption by UBS Switzerland of its joint and several liability to perform or procure performance of such obligations shall not defeat, impair
or limit in any way any right or remedy of UBS or UBS Switzerland to contest or dispute the validity or amount of any claim under the Amended and Restated Guarantee Deed, or to assert any other defence to, or bring any claim arising from or related
to the Amended and Restated Guarantee Deed that UBS or UBS Switzerland might have. In particular, if any claim under the Amended and Restated Guarantee Deed is satisfied (in full or in part) through payment or realisation of collateral or set-off
(where such set-off is permitted pursuant to the terms of the Transaction Documents) or otherwise by UBS, the Guarantor or a third party, then UBS Switzerland’s joint and several liability in respect of such claim shall extinguish
correspondingly, and in no case shall any party to this Supplemental Deed be entitled to be satisfied in an aggregate amount exceeding the relevant obligation under the Amended and Restated Guarantee Deed. |
| 3.5 |
The joint and several liability of UBS Switzerland is subject to the limitation set out in Clause 3.5 of the Sixth Supplemental Trust Deed dated on or about the date of this [First Supplemental Deed to the Guarantee
Deed].” |
EXCERPT OF LANGUAGE FROM FIRST SUPPLEMENTAL DEED TO THE INTERCREDITOR DEED
| “3. |
Joint and several liability of UBS Switzerland |
| 3.1 |
Subject to Clause 3.5 below, notwithstanding the transfer and novation effected pursuant to Clause 2 [of the First Supplemental Deed to the Intercreditor Deed] and the Covered Bond Supplemental Agreement, UBS
Switzerland is jointly and severally liable to perform or procure the performance of the obligations of UBS in its capacities as Issuer, Initial Swap Provider, Initial Corporate Services Provider and Swiss Principal Paying Agent (each a Relevant
UBS Capacity) under the Amended and Restated Intercreditor Deed for a period of three years counted from the publication of the Closing in the SHAB or, if an obligation is due for performance only after such date, counted from the due
date of such obligation irrespective of whether the relevant creditor had the right to accelerate the due date of the relevant obligation. |
| 3.2 |
UBS Switzerland’s joint and several liability pursuant to this Clause 3 is agreed for the benefit of the parties to this [First Supplemental Deed to the Intercreditor Deed]. Subject to the other provisions of the
Transaction Documents and to the provisions of Clauses 3.3 to 3.5 below, a party may seek performance from UBS Switzerland independently of seeking performance from UBS. |
| 3.3 |
Subject to Clause 3.4 and 3.5 below, UBS Switzerland’s joint and several liability to perform or procure performance pursuant to this Clause 3 shall arise one (1) day after the due date for performance by UBS
(in a Relevant UBS Capacity) of its obligations under the Amended and Restated Intercreditor Deed, if and only to the extent that UBS (in a Relevant UBS Capacity) has not performed such obligations on or prior to such date. |
| 3.4 |
For the avoidance of doubt, the assumption by UBS Switzerland of joint and several liability under this Clause 3 shall not be deemed to be an acknowledgement or acceptance of any claim in respect of any existing or
future liability of UBS or UBS Switzerland under the Amended and Restated Intercreditor Deed; therefore the assumption by UBS Switzerland of its joint and several liability to perform or procure performance of such obligations shall not defeat,
impair or limit in any way any right or remedy of UBS or UBS Switzerland to contest or dispute the validity or amount of any claim under the Amended and Restated Intercreditor Deed or to assert any other defence to, or bring any claim arising from
or related to the Amended and Restated Intercreditor Deed that UBS or UBS Switzerland might have. In particular, if any claim under the Amended and Restated Intercreditor Deed is satisfied (in full or in part) through payment or realisation of
collateral or set-off (where such set-off is permitted pursuant to the terms of the Transaction Documents) or otherwise by UBS, the Guarantor or a third party, then UBS Switzerland’s joint and several liability in respect of such claim shall
extinguish correspondingly, and in no ease shall any party to this Supplemental Deed be entitled to be satisfied in an aggregate amount exceeding the relevant obligation under the Amended and Restated Intercreditor Deed. |
| 3.5 |
The joint and several liability of UBS Switzerland is subject to the limitation set out in Clause 3.5 of the Sixth Supplemental Trust Deed dated on or about the date of this Supplemental Deed. |
| 4. |
Joint and several liability of UBS |
| 4.1 |
Notwithstanding the transfer and novation effected pursuant to Clause 2 [of this First Supplemental Deed to the Intercreditor Deed] and the Covered Bond Supplemental Agreement, UBS is jointly and severally liable to
perform or procure performance of the obligations of UBS Switzerland in its capacities as Assignor, Cash Manager, Account Bank and Shareholder of the Guarantor (each a Relevant UBS Switzerland Capacity) under the Amended and
Restated Intercreditor Deed for a period of three years counted from the publication of the Closing in the SHAB or, if an obligation becomes due only after such date, counted from the due date of such obligation irrespective of whether the relevant
creditor had the right to accelerate the due date of the relevant obligation. |
| 4.2 |
UBS’s joint and several liability pursuant to this Clause 4 is agreed for the benefit of the parties to this [First Supplemental Deed to the Intercreditor Deed]. Subject to the other provisions of the Transaction
Documents and to the provisions of Clauses 4.3 and 4.4 below, a party may seek performance from UBS independently of seeking performance from UBS Switzerland. |
| 4.3 |
Subject to Clause 4.4 below, UBS’s joint and several liability to perform or procure performance pursuant to this Clause 4 shall arise one (1) day after the due date for performance by UBS Switzerland (in a
Relevant UBS Switzerland Capacity) of its obligations under the Amended and Restated Intercreditor Deed, if and only to the extent that UBS Switzerland (in a Relevant UBS Switzerland Capacity) has not performed such obligations on or prior to such
date. |
| 4.4 |
For the avoidance of doubt, the assumption by UBS of joint and several liability under this Clause 4 shall not be deemed to be an acknowledgement or acceptance of any claim in respect of any existing or future liability
of UBS or UBS Switzerland under the Amended and Restated Intercreditor Deed; therefore the assumption by UBS of its joint and several liability to perform or procure performance of such obligations shall not defeat, impair or limit in any way any
right or remedy of UBS or UBS Switzerland to contest or dispute the validity or amount of any claim under the Amended and Restated Intercreditor Deed, or to assert any other defence to, or bring any claim arising from or related the Amended and
Restated intercreditor Deed that UBS or UBS Switzerland might have. In particular, if any claim under the Amended and Restated Intercreditor Deed is satisfied (in full or in part) through payment or realisation of collateral or set-off (where such
set-off is permitted pursuant to the terms of the Transaction Documents) or otherwise by UBS Switzerland, the Guarantor or a third party, then UBS’s joint and several liability in respect of such claim shall extinguish correspondingly, and in
no case shall any party to this [First Supplemental Deed to the Intercreditor Deed] be entitled to be satisfied in an aggregate amount exceeding the relevant obligation under the Amended and Restated Intercreditor Deed. |
| 4.5 |
For the avoidance of doubt, a failure by UBS to perform or procure performance of the obligations of UBS Switzerland under the Amended and Restated Intercreditor Deed pursuant to this Clause 4 shall not constitute an
Issuer Event of Default unless such failure would have constituted or given rise to an Issuer Event of Default irrespective of the joint and several liability assumed pursuant to this Clause 4.” |
EXCERPT OF LANGUAGE FROM FIRST SUPPLEMENTAL AGREEMENT TO THE CASH MANAGEMENT AGREEMENT
| “3. |
Joint and several liability of UBS Switzerland |
| 3.1 |
Notwithstanding the transfer and novation effected pursuant to Clause 2 [of the First Supplemental Agreement to the Cash Management Agreement] and the Covered Bond Supplemental Agreement, UBS Switzerland is jointly and
severally liable to perform or procure the performance of the obligations of UBS in its capacity as Initial Corporate Services Provider under the Amended and Restated Cash Management Agreement for a period of three years counted from (he publication
of the Closing in the SHAB or, if an obligation is due for performance only after such date, counted from the due date of such obligation irrespective of whether the relevant creditor had the right to accelerate the due date of the relevant
obligation. |
| 3.2 |
UBS Switzerland’s joint and several liability pursuant to this Clause 3 is agreed for the benefit of the parties to this [First Supplemental Agreement to the Cash Management Agreement]. Subject to the other
provisions of the Transaction Documents and to the provisions of Clauses 3.3 and 3.4 below, a party may seek performance from UBS Switzerland independently of seeking performance from UBS. |
| 3.3 |
Subject to Clauses 3.4 and 3.5 below, UBS Switzerland’s joint and several liability to perform or procure performance pursuant to this Clause 3 shall arise one (1) day after the due date for performance by UBS
(in its capacity as Initial Corporate Services Provider) of its obligations under the Amended and Restated Cash Management Agreement, if and only to the extent that UBS (in its capacity as Initial Corporate Services Provider) has not performed such
obligations on or prior to such date. |
| 3.4 |
For the avoidance of doubt, the assumption by UBS Switzerland of joint and several liability under this Clause 3 shall not be deemed to be an acknowledgement or acceptance of any claim in respect of any existing or
future liability of UBS or UBS Switzerland under the Amended and Restated Cash Management Agreement; therefore the assumption by UBS Switzerland of its joint and several liability to perform or procure performance of such obligations shall not
defeat, impair or limit in any way any right or remedy of UBS or UBS Switzerland to contest or dispute the validity or amount of any claim under the Amended and Restated Cash Management Agreement or to assert any other defence to, or bring any claim
arising from or related to the Amended and Restated Cash Management Agreement that UBS or UBS Switzerland might have. In particular, if any claim under the Amended and Restated Cash Management Agreement is satisfied (in full or in part) through
payment or realisation of collateral or set-off (where such set-off is permitted pursuant to the terms of the Transaction Documents) or otherwise by UBS, the Guarantor or a third party, then UBS Switzerland’s joint and several liability’
in respect of such claim shall extinguish correspondingly, and in no case shall any party to this [First Supplemental Agreement to the Cash Management Agreement] be entitled to be satisfied in an aggregate amount exceeding the relevant obligation
under the Amended and Restated Cash Management Agreement. |
| 3.5 |
The joint and several liability of UBS Switzerland is subject to the limitation set out in Clause 3.5 of the Sixth Supplemental Trust Deed dated on or about the date of this Supplemental Agreement. |
| 4. |
Joint and several liability of UBS |
| 4.1 |
Notwithstanding the transfer and novation effected pursuant to Clause 2 [of the First Supplemental Agreement to the Cash Management Agreement] and the Covered Bond Supplemental Agreement, UBS is jointly and severally
liable to perform or procure performance of the obligations of UBS Switzerland in its capacities as Assignor and Cash Manager (each a Relevant UBS Switzerland Capacity) under the Amended and Restated Cash Management Agreement for a
period of three |
| |
years counted from the publication of the Closing in the SHAB or, if an obligation becomes due only after such date, counted from the due date of such obligation irrespective of whether the
relevant creditor had the right to accelerate the due date of the relevant obligation. |
| 4.2 |
UBS’s joint and several liability pursuant to this Clause 4 is agreed for the benefit of the parties to this [First Supplemental Agreement to the Cash Management Agreement]. Subject to the other provisions of the
Transaction Documents and to the provisions of Clauses 4.3 and 4.4 below, a party may seek performance from UBS independently of seeking performance from UBS Switzerland. |
| 4.3 |
Subject to Clause 4.4 below, UBS’s joint and several liability to perform or procure performance pursuant to this Clause 4 shall arise one (1) day after the due date for performance by UBS Switzerland (in a
Relevant UBS Switzerland Capacity) of its obligations under the Amended and Restated Cash Management Agreement, if and only to the extent that UBS Switzerland (in a Relevant UBS Switzerland Capacity) has not performed such obligations on or prior to
such date. |
| 4.4 |
For the avoidance of doubt, the assumption by UBS of joint and several liability under this Clause 4 shall not be deemed to be an acknowledgement or acceptance of any claim in respect of any existing or future liability
of UBS or UBS Switzerland under the Amended and Restated Cash Management Agreement; therefore the assumption by UBS of its joint and several liability to perform or procure performance of such obligations shall not defeat, impair or limit in any way
any right or remedy of UBS or UBS Switzerland to contest or dispute the validity or amount of any claim under the Amended and Restated Cash Management Agreement, or to assert any other defence to, or bring any claim arising from or related the
Amended and Restated Cash Management Agreement that UBS or UBS Switzerland might have. In particular, if any claim under the Amended and Restated Cash Management Agreement is satisfied (in full or in part) through payment or realisation of
collateral or set-off (where such set-off is permitted pursuant to the terms of the Transaction Documents) or otherwise by UBS Switzerland, the Guarantor or a third party, then UBS’s joint and several liability in respect of such claim shall
extinguish correspondingly, and in no case shall any party to this Supplemental Agreement be entitled to be satisfied in an aggregate amount exceeding the relevant obligation under the Amended and Restated Cash Management Agreement.
|
| 4.5 |
For the avoidance of doubt, a failure by UBS to perform or procure performance of the obligations of UBS Switzerland under the Amended and Restated Cash Management Agreement pursuant to this Clause 4 shall not
constitute an Issuer Event of Default unless such failure would have constituted or given rise to an Issuer Event of Default irrespective of the joint and several liability assumed pursuant to this Clause 4.” |
EXCERPT OF LANGUAGE FROM THE FIRST SUPPLEMENTAL AGREEMENT TO THE ASSET MONITOR AGREEMENT
| “3. |
Joint and several liability of UBS Switzerland |
| 3.1 |
Subject to Clause 3.5 below, notwithstanding the transfer and novation effected pursuant to Clause 2 [of the Amended and Restated Asset Monitor Agreement] and the Covered Bond Supplemental Agreement, UBS Switzerland is
jointly and severally liable to perform or procure the performance of the obligations of UBS (in its capacity as Issuer) under the [Amended and Restated Asset Monitor Agreement] for a period of three years counted from the publication of the Closing
in the SHAB or, if an obligation is due for performance only after such date, counted from the due date of such obligation irrespective of whether the relevant creditor had the right to accelerate the due date of the relevant obligation.
|
| 3.2 |
UBS Switzerland’s joint and several liability pursuant to this Clause 3 is agreed for the benefit of the parties to this [Amended and Restated Asset Monitor Agreement]. Subject to the other provisions of the
Transaction Documents and to the provisions of Clauses 3.3 and 3.4 below, a party may seek performance from UBS Switzerland independently of seeking performance from UBS. |
| 3.3 |
Subject to Clause 3.4 below, UBS Switzerland’s joint and several liability to perform or procure performance pursuant to this Clause 3 shall arise one (1) day after the due date for performance by the Issuer
of its obligations under the [Amended and Restated Asset Monitor Agreement], if and only to the extent that the Issuer has not performed such obligations on or prior to such date. |
| 3.4 |
For the avoidance of doubt, the assumption by UBS Switzerland of joint and several liability under this Clause 3 shall not be deemed to be an acknowledgement or acceptance of any claim in respect of any existing or
future liability of UBS or UBS Switzerland under the [Amended and Restated Asset Monitor Agreement]; therefore the assumption by UBS Switzerland of its joint and several liability to perform or procure performance of such obligations shall not
defeat, impair or limit in any way any right or remedy of UBS or UBS Switzerland to contest or dispute the validity or amount of any claim under the [Amended and Restated Asset Monitor Agreement] or to assert any other defence to, or bring any claim
arising from or related to the [Amended and Restated Asset Monitor Agreement] that UBS or UBS Switzerland might have. In particular, if any claim under the [Amended and Restated Asset Monitor Agreement] is satisfied (in full or in part) through
payment or realisation of collateral or set-off (where such set-off is permitted pursuant to the terms of the Transaction Documents) or otherwise by UBS, the Guarantor or a third party, then UBS Switzerland’s joint and several liability in
respect of such claim shall extinguish correspondingly, and in no case shall any party to this Amended and Restated Agreement be entitled to be satisfied in an aggregate amount exceeding the relevant obligation under the [Amended and Restated Asset
Monitor Agreement]. |
| 3.5 |
The joint and several liability of UBS Switzerland is subject to the limitation set out in Clause 3.5 of the Sixth Supplemental Trust Deed dated on or about the date of this Supplemental Agreement. |
| 4. |
Joint and several liability of UBS |
| 4.1 |
Notwithstanding the transfer and novation effected pursuant to Clause 2 of [the Amended and Restated Asset Monitor Agreement] and the Covered Bond Supplemental Agreement, UBS is jointly and severally liable to perform
or procure performance of the obligations of UBS Switzerland in its capacity as Assignor under the [Amended and Restated Asset Monitor Agreement] for a period of three years counted from the publication of the Closing in the SHAB or, if an
obligation becomes due only after such date, counted from the due date of such obligation irrespective of whether the relevant creditor had the right to accelerate the due date of the relevant obligation. |
| 4.2 |
UBS’s joint and several liability pursuant to this Clause 3 is agreed for the benefit of the parties to this [Amended and Restated Asset Monitor Agreement]. A party may seek performance from UBS independently of
seeking performance from UBS Switzerland, subject to the provisions of Clauses 3.3 and 3.4 below. |
| 4.3 |
Subject to the provisions of Clause 4.4, UBS’s joint and several liability to perform or procure performance pursuant to this Clause 4 shall arise one (1) day after the due date for performance by UBS Switzerland
(in its capacity as Assignor) of its obligations under the [Amended and Restated Asset Monitor Agreement], if and only to the extent that UBS Switzerland (in its capacity as Assignor) has not performed such obligations on or prior to such date.
|
| 4.4 |
For the avoidance of doubt, the assumption by UBS of joint and several liability under this Clause 4 shall not be deemed to be an acknowledgement or acceptance of any claim in respect of any existing or future liability
of UBS or UBS Switzerland under the [Amended and Restated Asset Monitor Agreement]; therefore the assumption by UBS of its joint and several liability to perform or procure performance of such obligations shall not defeat, impair or limit in any way
any right or remedy of UBS or UBS Switzerland to contest or dispute the validity or amount of any claim under the [Amended and Restated Asset Monitor Agreement], or to assert any other defence to, or bring any claim arising from or related to the
[Amended and Restated Asset Monitor Agreement] that UBS Switzerland or UBS might have. In particular, if any claim under the [Amended and Restated Asset Monitor Agreement] is satisfied (in full or in part) through payment or realisation of
collateral or set-off (where such set-off is permitted pursuant to the terms of the Transaction Documents) or otherwise by UBS Switzerland, the Guarantor or a third party, then UBS’s joint and several liability in respect of such claim shall
extinguish correspondingly, and in no case shall the any party to this [Amended and Restated Asset Monitor Agreement] be entitled to be satisfied in an aggregate amount exceeding the relevant obligation under the [Amended and Restated Asset Monitor
Agreement]. |
| 4.5 |
For the avoidance of doubt, a failure by UBS to perform or procure performance of the obligations of UBS Switzerland under the [Amended and Restated Asset Monitor Agreement] pursuant to the joint and several liability
assumed pursuant to this Clause 4 shall not constitute an Issuer Event of Default (unless such Issuer Event of Default would have occurred irrespective of the joint and several liability assumed pursuant to this Clause 4.” |
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 6b
NY Assumption Agreement /
Anhang 6b
NY-ÜBERNAHMEVERTRAG
|
| Notariat Hottingen-Zürich |
|
|
| Roman Sandmayr, Notar |
ASSUMPTION AGREEMENT
ASSUMPTION AGREEMENT, dated as of June 12, 2015 (this “Agreement”), between UBS AG, a Swiss stock corporation
(Aktiengesellschaft) (“UBS”), and UBS Switzerland AG, a Swiss stock corporation (Aktiengesellschaft) (“UBS Switzerland”).
RECITALS:
WHEREAS, UBS
and UBS Switzerland are parties to the Asset Transfer Agreement, dated as of June 12, 2015 (the “Asset Transfer Agreement”), pursuant to which UBS will transfer to UBS Switzerland, by means of a partial universal succession
governed by Swiss law, the assets, liabilities and obligations specified in the Asset Transfer Agreement, including certain swaps, forwards, security-based swaps, and other derivative instruments (collectively, “derivatives”)
transactions with Swiss counterparties and certain derivatives transactions that are booked in Switzerland with non-Swiss clients other than U.S. persons at the Closing Time (as defined in the Asset Transfer Agreement); and
WHEREAS, UBS will retain all remaining assets, liabilities and obligations in existence at the Closing Time, including derivative transactions
with U.S. persons that are outstanding at the Closing Time (the “UBS Derivatives”); and
WHEREAS, under applicable Swiss
law governing the asset transfer and the Asset Transfer Agreement, UBS will remain jointly liable with UBS Switzerland under all the liabilities and obligations transferred by UBS to UBS Switzerland under the Asset Transfer Agreement; and
WHEREAS, pursuant to Section 12.2 of the Asset Transfer Agreement, UBS Switzerland will assume full and unconditional joint and several
liability for, among other things, the UBS Derivatives in existence at the Closing Time, and pursuant to Section 12.7 of the Asset Transfer Agreement, the Parties undertake to enter into certain separate instruments in furtherance of the
intention of the Parties to ensure that the joint and several liability is given full effect under the laws of certain jurisdictions that may be relevant, including into this Agreement; and
WHEREAS, UBS entered into the UBS Derivatives (the “UBS New York Law Derivatives”) under (i) master agreements, dated as
of various dates, that are governed by New York law and documented under the 1992 or 2002 ISDA Master Agreement (Multicurrency— Cross Border) (collectively, the “ISDA New York Law Agreements”) and (ii) other agreements
governed by New York law that by their terms incorporate the provisions of a standard ISDA Master Agreement (together with the ISDA New York Law Agreements, the “New York Law Agreements”), with U.S. counterparties (each, a
“Counterparty”); and
WHEREAS, under applicable United States law, a co-obligor that assumes joint and several liability
for the obligations of another party is entitled to all of the benefits available to a surety; and
WHEREAS, the parties to this Agreement
wish to confirm UBS Switzerland’s joint and several liability under the UBS New York Law Derivatives, and to further assure that UBS’s Counterparties under the UBS New York Law Derivatives are able to enforce their claims against UBS
Switzerland both in the State of New York and in Switzerland;
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NOW, THEREFORE, in consideration of the premises and for other good and valuable consideration,
the receipt and sufficiency of which are hereby acknowledged, UBS and UBS Switzerland hereby agree as follows:
Section 1.
Definitions. All capitalized terms used in this Agreement that are defined in the Asset Transfer Agreement shall have the respective meanings assigned them in the Asset Transfer Agreement, except as otherwise provided in this Agreement or
unless the context otherwise requires.
Section 2. Interpretation.
(a) In this Agreement, unless a clear contrary intention appears:
(i) the singular number includes the plural number and vice versa;
(ii) the words “herein”, “hereof” and “hereunder” and other words of similar
import refer to this Agreement as a whole and not to any particular Section or other subdivision;
(iii) a reference to any
person includes such person’s successors and assigns but, if applicable, only if such successors and assigns are permitted by this Agreement, the Asset Transfer Agreement or the New York Law Agreements, and reference to a person in a particular
capacity excludes such person in any other capacity or individually, provided that nothing in this clause (iii) is intended to authorize any assignment not otherwise permitted by this Agreement or the Asset Transfer Agreement;
(iv) reference to any agreement, document or instrument means such agreement, document or instrument as amended, supplemented
or modified and in effect from time to time in accordance with the terms thereof and, if applicable, the terms hereof, as well as any substitution or replacement therefor;
(v) reference to any Section means such Section of this Agreement; and
(vi) the words “include”, “includes” and “including” mean include, includes
or including without limiting the generality of any description preceding such term.
(b) The section headings contained in this Agreement
are for reference purposes only and shall not affect in any way the meaning or interpretation of this Agreement.
Section 3.
Assumption of Liabilities.
(a) From and after the Closing Time, without relieving UBS in any way from its obligations under
any UBS New York Law Derivatives and without prejudice to any other rights that UBS Switzerland may have due to its status as a surety, UBS Switzerland shall irrevocably assume full and unconditional liability, jointly and severally with UBS, for,
and shall
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pay, perform and discharge, in a timely manner and in accordance with the terms thereof, all of the obligations of UBS under the UBS New York Law Derivatives and all of the obligations of UBS
under each New York Law Agreement to the extent related to the UBS New York Law Derivatives (collectively, the “Obligations”). For the avoidance of doubt, UBS shall also retain full and unconditional liability for the Obligations.
UBS Switzerland’s liabilities and obligations under this Section 3(a) shall not be subject to offset or reduction by reason of any actual or alleged breach of any representation, warranty or covenant contained in this Agreement, the Asset
Transfer Agreement or any document delivered in connection herewith or therewith or any right or alleged right to indemnification hereunder or thereunder.
(b) Each Counterparty may, in its discretion, enforce the Obligations against UBS Switzerland or UBS, as if each were a direct party to the
relevant New York Law Agreement, with no obligation to proceed against UBS prior to proceeding against UBS Switzerland; provided, however, that no third party shall be allowed to seek double payment or satisfaction under both this
Agreement and the Asset Transfer Agreement and each third party shall have the right to invoke alternatively, but not cumulatively, UBS Switzerland’s liability under this Agreement or under the Asset Transfer Agreement, respectively, and any
payment under one liability shall reduce the other liability accordingly.
(c) UBS Switzerland’s liabilities and obligations under
this Agreement shall be co-extensive with, and shall not exceed, UBS’s liabilities and obligations under the UBS New York Law Derivatives and New York Law Agreements. All defenses available to UBS to the payment, performance or discharge of an
Obligation shall apply and be available also to UBS Switzerland. In particular, UBS Switzerland shall not be obligated to make any payment, perform any obligation or discharge any liability that UBS would not be obligated to pay, perform or
discharge if an action, suit or proceeding had been brought directly against UBS. In no event shall UBS Switzerland assert any defense available to UBS Switzerland solely due to its status as a surety. For the sake of clarity, it is intended that
UBS Switzerland never be in a worse position than UBS if UBS had been directly sued or directly made the payment or discharged the Obligation.
Section 4. Excluded Liabilities.
(a) Notwithstanding anything to the contrary set forth in this Agreement, and without prejudice to the terms of the Asset Transfer Agreement,
UBS Switzerland shall not, under this Agreement, assume any liability or obligation of UBS other than UBS’s liabilities and obligations under the UBS New York Law Derivatives and under each New York Law Agreement to the extent related to the
UBS New York Law Derivatives, and only for those liabilities and obligations of UBS under such UBS New York Law Derivatives that were entered into prior to the Closing Time. For the avoidance of doubt, UBS Switzerland shall have no liability under
this Agreement for any liability or obligation of UBS under or in connection with any transactions entered into by UBS at or after the Closing Time, whether such transactions are entered into with the same Counterparties, under the same New York Law
Agreement, are entitled to the benefit of the same collateral or other credit support arrangements, or otherwise.
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(b) In furtherance of the foregoing and without prejudice to any other rights that UBS
Switzerland may have due to its status as a surety, the following shall apply with respect to netting, set off or similar rules:
(i) To the extent that UBS Switzerland is able to net or otherwise set off any due and payable Transferred Liability (as
defined in the Asset Transfer Agreement) (other than any Transferred Liability that UBS Switzerland reasonably and expressly disputes), UBS Switzerland agrees that it will use such ability to net or set off in order to limit, to the fullest extent
possible, UBS’s joint and several liability for such Transferred Liabilities, and UBS Switzerland further authorizes UBS to exercise any such right to net or set off the Transferred Liabilities on UBS Switzerland’s behalf.
(ii) To the extent that UBS is able to net or otherwise set off any due and payable Remaining Liability (as defined in the
Asset Transfer Agreement) (other than any Remaining Liability that UBS reasonably and expressly disputes), UBS agrees that it will use such ability to net or set off in order to limit, to the fullest extent possible, UBS Switzerland’s joint and
several liability for such assets and liabilities, and UBS further authorizes UBS Switzerland to exercise any such right to net or set off the Remaining Liabilities on UBS’s behalf.
(c) To the extent not otherwise required under Section 4(b)(i) or 4(b)(ii), the parties further agree that:
(i) To the extent that UBS is party to any agreement or arrangement with a Counterparty, including any New York Law Agreement,
master netting agreement, security arrangement or credit support document, pursuant to which UBS’s obligations towards the Counterparty are subject to mandatory or permitted offset against any other transaction or other obligation that the
Counterparty or any other person may have to UBS, UBS Switzerland’s total liability to such Counterparty in respect of such UBS New York Law Derivatives in respect of this Agreement shall be limited to the lesser of (i) the net
amount due to such Counterparty in respect of all transactions between UBS and such Counterparty, including the UBS New York Law Derivatives and any other transactions outstanding under the relevant New York Law Agreement, including both the UBS New
York Law Derivatives and any other transactions or other obligations between UBS and such Counterparty, whether entered into or incurred before, at or after the Closing Time, that UBS is entitled to net, set off or otherwise apply against its
obligations to such Counterparty either under the UBS New York Law Derivatives or generally, whether under the terms of a master agreement, the rules of a clearing or other relevant organization, under common law, by statute or otherwise, and
(ii) the net amount that would be due to such Counterparty in respect of the UBS New York Law Derivatives outstanding at the Closing Time if such UBS New York Law Derivatives were the only transactions or obligations outstanding between UBS and
such Counterparty under the New York Law Agreement. To the extent that UBS Switzerland is a party to any agreement or arrangement with a Counterparty under which UBS Switzerland’s obligations towards the Counterparty are subject to mandatory or
permitted netting or set off against any other transactions or other obligation that the Counterparty or any other person may have to UBS Switzerland, UBS Switzerland may net or set off any such
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obligations to the extent UBS Switzerland is able, in order to limit, to the extent possible, its joint and several liability for the Remaining Liabilities. The parties acknowledge that UBS
Switzerland’s status as a co-obligor under the joint and several liability is as a principal, and is therefore mutual to obligations incurred by a counterparty as a principal vis a vis UBS Switzerland.
(d) UBS Switzerland shall assume only the Obligations, and shall not assume any liabilities or obligations that do not arise under the UBS New
York Law Derivatives or under the New York Law Agreements to the extent related to the UBS New York Law Derivatives. Accordingly, the liability of UBS Switzerland under this Agreement shall not extend to any other liability or obligation of UBS,
including any criminal liability (including for fines, disgorgement of profits or any similar sanctions), liability in tort, or other non-contractual liability of a punitive character to which UBS may have been or become subject, and any regulatory
liability which results from, or is connected to, the licenses or similar regulatory authorizations that have been granted, or other regulatory requirements that apply, to UBS.
Section 5. Collateral.
(a) To the extent that Obligations for which UBS Switzerland is jointly and severally liable under the terms of this Agreement is secured in
full or in part by any security or collateral of whatever nature provided by UBS at the time the relevant creditor seeks satisfaction of such Obligation from UBS Switzerland, UBS Switzerland shall have the right to require, as a condition precedent
to satisfying its obligation under the joint and several liability and in such form as UBS Switzerland may reasonably require, such creditor
(i) to assign the claim corresponding to such Obligation against UBS to UBS Switzerland; and
(ii) to transfer the security or collateral securing such Obligation (including, if reasonably required by UBS Switzerland,
consenting to the release and transfer of the respective collateral) to the Subsidiary,
with each of (i) and (ii) being required to take effect
upon satisfaction of such Obligation by UBS Switzerland; in the event that such creditor only asks for partial satisfaction of an Obligation, then such assignment and transfer shall be pro rated accordingly. For the avoidance of doubt, UBS
Switzerland shall have the right to refuse satisfaction of its liability in respect of such Obligation for so long as the creditor of such Obligation refuses to consent to such assignment or transfer or intentionally frustrates such transfer
(including through an undue early release or waiver of its security); provided, however, that such creditor shall not be required to do anything that is not under its control in order to effect such assignment or transfer.
(b) UBS hereby consents, for the benefit of UBS Switzerland and any relevant third party, to any such assignment and transfer, and to any
subrogation occurring by operation of law in connection with UBS Switzerland’s satisfaction of its obligations under this Agreement, and hereby waives, to the fullest extent possible, any legal or contractual rights it may have against such
assignment and transfer, or such subrogation, and agrees to promptly repeat its consent to such assignment and transfer, or subrogation, in such other form as UBS Switzerland may reasonably require.
(c) Subject to Section 3(b) of this Agreement, to the extent that a creditor whose interest with respect to UBS is subject to security or
collateral realizes its claim to such security or collateral, UBS Switzerland’s joint and several liability under the obligation will be correspondingly decreased by the amount of collateral applied in favor of such creditor.
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Section 6. Counterparties are Intended Third-Party Beneficiaries. THE PARTIES
HERETO ACKNOWLEDGE AND AGREE THAT THEY INTEND EACH COUNTERPARTY TO A UBS NEW YORK LAW DERIVATIVE TO BE A THIRD-PARTY BENEFICIARY OF THIS AGREEMENT, AND EACH SUCH COUNTERPARTY SHALL BE ENTITLED TO ENFORCE THE PROVISIONS OF THIS AGREEMENT TO THE SAME
EXTENT AS IF IT WERE A PARTY HERETO.
Section 7. Conditions of Effectiveness. This Agreement shall become effective
upon the later of (i) the occurrence of the Closing (as defined in the Asset Transfer Agreement), and (ii) the authorization, execution and delivery of this Agreement by both UBS and UBS Switzerland.
Section 8. Separate Instrument.
(a) This Agreement constitutes a “Separate Instrument”, under the Asset Transfer Agreement. Notwithstanding any provision in the
Asset Transfer Agreement to the contrary, in the event of any inconsistency between the provisions of the Asset Transfer Agreement and the provisions of this Agreement, this Agreement will prevail with respect to the matters addressed by this
Agreement.
(b) Subject to the foregoing paragraph, this Agreement is intended to supplement the Asset Transfer Agreement and is not
intended to replace or supersede the respective rights and obligations under the Asset Transfer Agreement, which may be invoked alternatively (but not cumulatively) in accordance with Section 12.7 of the Asset Transfer Agreement.
Section 9. Reference to the ISDA Agreements.
(a) Upon the effectiveness of this Agreement, each reference in each New York Law Agreement to “this Agreement”,
“hereunder”, “herein” or words of like import shall mean and be a reference to such New York Law Agreement, as affected, amended and supplemented hereby.
(b) Each New York Law Agreement, as amended and supplemented hereby, shall remain in full force and effect and are hereby ratified and
confirmed.
Section 10. Execution in Counterparts. This Agreement may be executed in any number of counterparts and by
different parties hereto in separate counterparts, each of which when so executed and delivered shall be deemed to be an original and all of which when taken together shall constitute but one and the same instrument.
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Section 11. Amendments.
(a) This Agreement may be amended or terminated, as to one Counterparty, all Counterparties or a group of specified Counterparties and as to
one UBS New York Law Derivative or New York Law Agreement, all UBS New York Law Derivatives or New York Law Agreements, or specified UBS New York Law Derivatives or New York Law Agreements, at any time by written notice signed by UBS Switzerland and
UBS, with such amendment or termination effective with respect to any Counterparty on the opening of business on the fifth (5th) New York business day after the giving of such written notice;
provided, however, that no such amendment or termination may adversely affect the rights of any Counterparty relating to any UBS New York Law Derivative or New York Law Agreement existing on or prior to the close of business on such
fifth (5th) New York business day; and provided further, however, that any such amendment or termination may become effective as to one Counterparty whether or not it
becomes effective with respect to another Counterparty. Any such amendment or termination shall become effective and be valid and binding against UBS, UBS Switzerland and one or more counterparties as of the close of business on such fifth (5th) New York business day.
(b) In addition, this Agreement may be amended or
terminated in any manner as to any Counterparty by the written agreement of UBS Switzerland, UBS and such Counterparty.
Section 12. Enforcement of Rights. No failure or delay by any party in exercising any right, power or privilege hereunder
shall operate as a waiver thereof nor shall any single or partial exercise thereof preclude any other or further exercise thereof or the exercise of any other right, power or privilege. The rights and remedies herein provided shall be cumulative and
not exclusive of any rights or remedies provided by law.
Section 13. Assignment; Binding Effect. UBS Switzerland may
not assign its rights or delegate its obligations under this Agreement with respect to a Counterparty, in whole or in part, without prior written consent of such Counterparty, and any purported assignment or delegation without such consent shall be
void, except for an assignment and delegation of all of UBS Switzerland’s rights and obligations hereunder in whatever form UBS Switzerland determines may be appropriate to a partnership, corporation, trust or other organization in whatever
form that succeeds to all or substantially all of UBS Switzerland’s assets and business and that assumes such obligations by contract, operation of law or otherwise. Upon any such delegation and assumption of obligations, UBS Switzerland shall
be relieved of and fully discharged from all obligations hereunder, whether such obligations arose before or after such delegation and assumption.
Section 14. Indemnification. The parties agree to indemnify each other to the same extent as provided in Section 12.9
in the Asset Transfer Agreement, and agree to follow the procedures for third party claims as provided in Section 12.11, which provisions shall apply mutatis mutandis.
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Section 15. Governing Law; Jurisdiction.
(a) This Agreement shall be governed by and construed in accordance with the laws of the State of New York and shall be binding upon the
parties hereto and their respective permitted successors and assigns.
(b) With respect to any suit, action or proceedings brought by any
Counterparty to enforce the obligations of UBS Switzerland under this Agreement or under any New York Law Agreement in respect of which UBS Switzerland has assumed liability under this Agreement (“Proceedings”), each of UBS and UBS
Switzerland irrevocably submits to the non-exclusive jurisdiction of the courts of the State of New York and the United States District Court located in the Borough of Manhattan in New York City, but only to the extent that UBS has submitted to such
jurisdiction in the relevant ISDA Agreement or other agreement governing the terms of the relevant UBS New York Law Derivative or that UBS is otherwise subject to the jurisdiction of such courts in relation to such Agreement, and waives any
objection which it may have at any time to the laying of venue of any proceedings brought in any such court, waives any claim that such Proceedings have been brought in an inconvenient forum and further waives the right to object, with respect to
such Proceedings, that such court does not have any jurisdiction over such party.
(c) Nothing in this Agreement precludes either party
from bringing Proceedings in any other jurisdiction, nor will the bringing of Proceedings in any one or more jurisdictions preclude the bringing of Proceedings in any other jurisdiction.
(d) UBS Switzerland irrevocably appoints UBS, at its branch located at 1285 Avenue of the Americas, New York, NY 10019, to receive, for it and
on its behalf, service of process in any Proceedings. If for any reason UBS is unable to act as process agent for UBS Switzerland, such party will promptly notify the other party and within 30 days appoint a substitute process agent located in New
York State upon whom Counterparties may serve process in any Proceedings. UBS Switzerland irrevocably consents to service of process given in the manner provided for notices in Section 12 of the standard form 1992 ISDA Master Agreement. Nothing
in this Agreement will affect the right of any Counterparty to serve process in any other manner permitted by law.
Section 16.
Swiss Resolution Power. UBS and UBS Switzerland acknowledge, and any third party asserting either party’s joint and several liability is hereby cautioned, that the liability and indemnification arrangements under this Agreement
(including a party’s joint and several liability) are subject to the powers of the Swiss Financial Market Supervisory Authority (or any other Swiss authority that is competent under Swiss law) in case of financial distress, resolution or
similar circumstances and in accordance with applicable Swiss law (including protective measures pursuant to article 26 Banking Act and any measures that result in the partial or complete write-down of claims or conversion of claims into equity
pursuant to article 31 paragraph 3 Banking Act and article 47 ff. Banking Insolvency Ordinance (section 3 ‘Corporate Actions’) at the relevant time). The rights and obligations under this Agreement (including UBS
Switzerland’s joint and several liability) shall be construed in accordance with, and are subject to, any such powers.
[Signatures on
following page]
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IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be duly executed as of the
day and year first written above.
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| UBS AG |
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Name: |
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Michel Demaré |
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Title: |
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Vice Chairman of the Board of Directors |
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Name: |
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Isabelle Romy |
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Title: |
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Member of the Board of Directors |
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Name: |
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Sergio Ermotti |
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Title: |
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Chairman of the Board of Directors |
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Name: |
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Luzius Cameron |
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Title: |
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Company Secretary |
[Signature page to
Assumption Agreement]
Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 6c
UK Assumption Agreement /
Anhang 6c
UK-ÜBERNAHMEVERTRAG
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| Notariat Hottingen-Zürich |
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| Roman Sandmayr, Notar |
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CLIFFORD CHANCE LLP |
EXECUTION VERSION
UBS AG
AND
UBS SWITZERLAND AG
DEED
SUPPLEMENTAL TO ASSET TRANSFER
AGREEMENT IN RESPECT OF CERTAIN ENGLISH
LAW GOVERNED AGREEMENTS
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CONTENTS
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THIS DEED is made on 12 June 2015
BETWEEN:
| (1) |
UBS AG, of Aeschenvorstadt 1, 4051 Basel and Bahnhofstrasse 45, 8001 Zurich (the “Parent”); and |
| (2) |
UBS SWITZERLAND AG, of Bahnofstrasse 45, 8001 Zurich (the “Subsidiary”), |
each a
“Party” and collectively the “Parties”.
INTRODUCTION:
| (A) |
The Parties entered into an Asset Transfer Agreement dated as of 12 June 2015 (the “Asset Transfer Agreement”) pursuant to which the Parent will transfer to the Subsidiary, by means of a partial
universal succession governed by Swiss law, the assets, liabilities and obligations specified in the Asset Transfer Agreement. |
| (B) |
The Parent will retain all remaining assets, liabilities and obligations in existence at the Closing Time (as defined below) which are not specified in the Asset Transfer Agreement, including certain transactions
governed by English law that are outstanding at the Closing Time. |
| (C) |
Under applicable Swiss law governing the asset transfer and the Asset Transfer Agreement, the Parent will remain jointly liable with the Subsidiary in respect of all the liabilities and obligations transferred by the
Parent to the Subsidiary under the Asset Transfer Agreement. |
| (D) |
Pursuant to Section 12 of the Asset Transfer Agreement, the Subsidiary will assume full joint and several liability for the Remaining Liabilities (as defined below) as set out in the terms of the Asset Transfer
Agreement. |
| (E) |
The Asset Transfer Agreement specifically envisages a number of Separate Instruments (as defined therein) supplemental to the Asset Transfer Agreement in respect of certain Remaining Liabilities in furtherance of the
intention of the Parties to ensure that the joint and several liability of each Party is given full effect under the laws of certain relevant jurisdictions. |
| (F) |
Pursuant to the Asset Transfer Agreement, the Parties wish to enter into this Deed to ensure that joint and several liability of the Parties is created and given full effect under English law in respect of the Relevant
Remaining Liabilities (as defined below) so as to supplement the Asset Transfer Agreement as contemplated in Section 12.7 thereof. |
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The Parties agree as follows:
“Asset Transfer Agreement” has the meaning given to it in the
Introduction to this Deed;
“Banking Act” means the Swiss Federal Act on Banks and Savings Banks (Bundesgesetz
über die Banken und Sparkassen) dated 8 November 1934 (SR 952.0), as amended;
“Banking Insolvency
Ordinance” means the Ordinance of the Swiss Financial Market Supervisory Authority on the Insolvency of Banks and Securities Dealers (Verordnung der Eidgenössischen Finanzmarktaufsicht über die Insolvenz von Banken und
Effektenhändlern) dated 30 August 2012 (SR 952.05), as amended;
“Business Day” means a day (other than a
Saturday or Sunday) on which banks are open for general business in Zurich;
“Closing” means the entry of the transfer of
assets and liabilities pursuant to the Asset Transfer Agreement in the commercial register of Zurich and Basel, which is expected to take place on 14 June 2015;
“Closing Time” means the time when the Closing is entered into the journal (Tagesregister) of the commercial register
of Zurich and Basel, as evidenced by a confirmation of such commercial register;
“FINMA” means the Swiss Financial Market
Supervisory Authority;
“Joint and Several Liability” has the meaning given to it in the Asset Transfer Agreement and
includes, for the avoidance of doubt, the Subsidiary’s Relevant Joint and Several Liability;
“Relevant Remaining
Liability” means a Remaining Liability which is governed by English law, where such Remaining Liability relates to obligations or liabilities (or any single obligation or liability) based on, or based substantially on, an international
multi- branch master agreement published by the International Swaps and Derivatives Association, Inc. entered into with at least one UBS AG branch outside of Switzerland regardless of whether UBS AG (Zurich) or a Swiss branch thereof is also a
contractual party;
“Remaining Liability” has the meaning given to it in the Asset Transfer Agreement;
“Subsidiary’s Relevant Joint and Several Liability” has the meaning given to it in Clause 2.1 of this Deed;
“Third Party” means any person other than a Party; and
“Transferred Liability” has the meaning given to it in the Asset Transfer Agreement.
| 1.2 |
The headings in this Deed do not affect its interpretation. |
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| 2. |
JOINT AND SEVERAL LIABILITY |
| 2.1 |
The Parties agree that, subject to, and with effect from, the Closing but without relieving the Parent in any way from its liabilities and obligations under any Relevant Remaining Liability, and without prejudice to any
other rights that the Subsidiary may have, the Subsidiary shall, together with the Parent, be jointly and severally liable for the Relevant Remaining Liabilities (“Subsidiary’s Relevant Joint and Several Liability”).
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| 2.2 |
Subsidiary’s Relevant Joint and Several Liability is agreed for the benefit of any and all creditors (including their successors and assigns) of the Relevant Remaining Liabilities who each may, in respect of their
Relevant Remaining Liabilities, seek recourse by the Subsidiary without first seeking performance by the Parent. The Parties agree that the rights of the creditors of the Relevant Remaining Liabilities hereunder shall be irrevocable, and not subject
to amendment or waiver solely among the Parties, as from the Closing Time, provided, however, that the Subsidiary may agree with any creditor of a Relevant Remaining Liability at any time to amend or waive the Subsidiary’s Relevant Joint and
Several Liability in respect of such Relevant Remaining Liability. |
| 2.3 |
The Subsidiary’s Relevant Joint and Several Liability shall not extend to (i) any criminal liability (including for fines, disgorgement of profits or any similar sanctions) or similar non-contractual liability
of a punitive character to which Parent may have been, or become, subject, (ii) any regulatory liability which results from, or is connected to, the licences or similar regulatory authorisations that have been granted, or other regulatory
requirements that apply, to Parent, (iii) any liability which arises from loss-absorbing capital instruments that, at the time when the relevant liability relating to the Subsidiary’s Relevant Joint and Several Liability is asserted or
enforced, have been subject to a write down in accordance with their terms upon the occurrence of certain events, or (iv) any liability which results from pension or other post-employment benefit plans. |
| 2.4 |
No Third Party shall be permitted to seek double payment or satisfaction under both this Deed and the Asset Transfer Agreement or any other agreement made in connection with the Asset Transfer Agreement. To the extent
that any performance or satisfaction of an obligation arising under a Relevant Remaining Liability is made to a Third Party pursuant to any of this Deed, the Asset Transfer Agreement or such other agreement, any further requirement to perform or
satisfy such obligation shall be reduced or extinguished accordingly. |
| 2.5 |
The Subsidiary’s liabilities and obligations under this Deed shall be co-extensive with, and shall not exceed, the Parent’s liabilities and obligations under the Relevant Remaining Liabilities. All defences
available to the Parent relating to the payment, performance or discharge of an obligation arising under a Relevant Remaining Liability shall apply and shall also be available to the Subsidiary. In particular, the Subsidiary shall not be obliged to
make any payment or perform any obligation or discharge any liability that the Parent would not be obliged to pay, perform or discharge if an action, suit or proceeding had been brought directly against the Parent. |
| 2.6 |
Notwithstanding anything to the contrary in this Deed, and without prejudice to the terms of the Asset Transfer Agreement, the Subsidiary shall not,
under this Deed, assume any liability or obligation of the Parent other than the Parent’s liabilities or |
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obligations under the Relevant Remaining Liabilities. For the avoidance of doubt, the Subsidiary shall have no liability under this Deed for any liability or obligation of the Parent under or in
connection with any transactions entered into by the Parent after the Closing Time, whether such transactions are entered into with the same counterparties, under the same master agreement, or which are entitled to the benefit of the same collateral
or other credit support arrangements or otherwise. |
| 3. |
TREATMENT OF POSITIONS SUBJECT TO NETTING, SET OFF OR SIMILAR RULES |
| 3.1 |
In case at any time the Parent is able to net any Remaining Liability (other than any Remaining Liability that the Parent reasonably and expressly disputes), the Parent undertakes to immediately make use of such ability
in order to limit Subsidiary’s exposure under the Subsidiary’s Joint and Several Liability to the fullest extent possible, and it hereby authorises the Subsidiary to exercise any such right to net the Remaining Liabilities on its behalf.
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| 3.2 |
The above authorisations are granted for an indefinite period of time and shall remain in effect also in case of the principal’s dissolution, bankruptcy, or other insolvency or regulatory proceedings.
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| 3.3 |
To the extent that the Parent is party to any master agreement (such as derivatives or swap master agreement, master repurchase agreement or master securities loan agreement) or other agreement or arrangement with a
counterparty under which the Parent’s obligations towards such counterparty are subject to mandatory or permitted netting against any other transaction or other obligation that the counterparty or any other person may have to the Parent (a
“Nettable Parent Arrangement”), for the purposes of this Deed the Subsidiary’s Relevant Joint and Several Liability to such counterparty under such Nettable Parent Arrangement shall be limited to the least of:
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3.3.1 |
the outstanding amount of all Relevant Remaining Liabilities due to such counterparty calculated as if such Relevant Remaining Liabilities were the only transactions or obligations outstanding between the Parent and
such counterparty under the Nettable Parent Arrangement; |
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3.3.2 |
the amount that the counterparty is able to receive after the Parent has netted any Remaining Liability in accordance with clause 3.1 above; and |
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3.3.3 |
the net amount due to such counterparty in respect of all transactions between the Parent and such counterparty under such Nettable Parent Arrangement, including all transactions or other obligations between the Parent
and such counterparty, whether entered into or incurred before, on or after the Closing Time, that the Parent is entitled to net. |
| 3.4 |
For purposes of this Clause, to “net” a liability or obligation means to net, set off, apply anything against, exercise a right of recoupment against or otherwise reduce such liability or obligation, either
under an agreement (including under a single transaction, under the terms of a master agreement or any other arrangement) or generally, whether under the rules of a clearing or other relevant organisation, pursuant to applicable rules of law or
otherwise; and “netting” shall be construed accordingly. |
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| 4. |
TREATMENT OF SECURED OBLIGATIONS |
| 4.1 |
In case any Relevant Remaining Liability is secured in full or part by any security of whatever nature at the time a creditor of such Relevant Remaining Liability seeks satisfaction from the Subsidiary, the Subsidiary
shall have the right to require such creditor, as a condition precedent to satisfying the Subsidiary’s Relevant Joint and Several Liability for such Relevant Remaining Liability and in such form as the Subsidiary may reasonably require:
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(i) |
to assign the claim corresponding to such Relevant Remaining Liability against the Parent to the Subsidiary; and |
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(ii) |
to consent to the transfer of the security securing such Relevant Remaining Liability (including, if reasonably required by the Subsidiary, the release and transfer of the respective collateral to the Subsidiary),
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whereby each of (i) and (ii) is required to take effect upon satisfaction of such Relevant Remaining Liability by
the Subsidiary; in case such creditor only asks for partial satisfaction of a Relevant Remaining Liability, then such assignment and transfer shall be accordingly partial. For the avoidance of doubt, the Subsidiary shall have the right to refuse
satisfaction of the Subsidiary’s Relevant Joint and Several Liability for such Relevant Remaining Liability as long as the creditor of such Relevant Remaining Liability refuses such assignment and such consent to transfer, respectively, or
otherwise frustrates mala fide the transfer of the security to the Subsidiary (including through an undue early release or waiver of its security); however, such creditor shall not be required to do anything which is not under its control in
order to effect such assignment or transfer.
| 4.2 |
The Parent hereby consents, with benefit for the Subsidiary and any relevant Third Party, to any such assignment and transfer, and to any subrogation occurring by operation of law in connection with Subsidiary’s
satisfaction of the Subsidiary’s Relevant Joint and Several Liability, and hereby waives, to the fullest extent possible, any legal or contractual rights it may have against such assignment and transfer, or such subrogation, and agrees to
promptly repeat its consent to such assignment and transfer, or subrogation, in such other form as the Subsidiary may reasonably require. |
| 5.1 |
The Subsidiary shall have a right of full recourse against the Parent, and the Parent shall indemnify and hold harmless the Subsidiary to the fullest extent permitted by law from and against any and all claims, actions,
proceedings, demands, liabilities, damages, costs, expenses and losses, including judgments, fines, penalties, amounts paid in settlement and any legal fees, costs or expenses arising out of or created by or in connection with claims of Third
Parties against the Subsidiary as a result of Subsidiary’s Relevant Joint and Several Liability. |
| 5.2 |
In case of any claim brought or threatened by a Third Party, including claims brought by any public authority, against the Subsidiary which is subject
to an obligation of indemnification by the Parent under this Deed, the Subsidiary shall give the Parent a notice of such Third Party claim or proceeding within reasonable time. Failure to give such notice shall not, however, affect the
Subsidiary’s right to indemnification except |
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to the extent that the Parent is prejudiced by such failure. The Parent shall then have 20 Business Days after receipt of such notice to notify the Subsidiary that it elects to conduct and
control the defence of such Third Party claims (“Notice of Defence”). If the Parent does not give a Notice of Defence, the Subsidiary shall have the right to defend or settle such claim or proceeding in its exclusive discretion and
the Parent shall, upon request from the Subsidiary, promptly indemnify the Subsidiary. |
| 6. |
INTERACTION WITH ASSET TRANSFER AGREEMENT |
| 6.1 |
Notwithstanding any provision in the Asset Transfer Agreement to the contrary, in the event of any inconsistency between the provisions of the Asset Transfer Agreement and this Deed, this Deed shall prevail for the
purposes of interpreting this Deed. |
| 6.2 |
Subject to Clause 6.1, this Deed is intended to supplement the Asset Transfer Agreement and is not intended to replace or supersede the respective rights and obligations under the Asset Transfer Agreement which may
invoked alternatively (but not cumulatively). |
| 7. |
ACKNOWLEDGEMENT OF FINMA RESOLUTION POWERS |
The Parties acknowledge, and any Third Party
asserting a Party’s Joint and Several Liability is hereby cautioned, that the liability and indemnification arrangements under this Deed (including a Party’s Joint and Several Liability) are subject to the powers of FINMA (or any other
Swiss authority that is competent under Swiss law) in case of financial distress, resolution or similar circumstances and in accordance with applicable Swiss law (including protective measures pursuant to art. 26 Banking Act and any measures that
result in the partial or complete write-down of claims or conversion of claims into equity pursuant to art. 31 para. 3 Banking Act and art. 47 ff. Banking Insolvency Ordinance (section 3 “Corporate Actions”) at the relevant time). The
rights and obligations under this Deed (including the Subsidiary’s Relevant Joint and Several Liability) shall be construed in accordance with, and are subject to, any such powers.
Each Party shall bear its own costs incurred in relation to this Deed.
| 9. |
AMENDMENTS AND MODIFICATIONS |
Subject to Clause 2.2, this Deed may be amended or
modified by an agreement in writing duly executed by the Parties.
Neither Party may transfer or assign, in whole or in part, this Deed or any
of its rights or obligations under this Deed to any person without the prior written consent of the other Party, which consent shall not be unreasonably withheld. Any transfer or assignment made without such approval shall be null and void.
| 11. |
RIGHTS OF THIRD PARTIES |
| 11.1 |
The Parties agree that this Deed is intended to grant rights in respect of the Relevant Remaining Liabilities to third parties which are counterparties to the Relevant Remaining Liabilities and which are not Parties to
this Deed in accordance with the Contracts (Rights of Third Parties) Act 1999. |
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| 11.2 |
Except as set out in Clause 11.1 above, a person who is not a Party to this Deed has no right under the Contracts (Rights of Third Parties) Act 1999 to enforce any term of this Deed but this does not affect any right or
remedy of a third party which exists or is available apart from that Act. |
| 11.3 |
The Parties acknowledge that the provisions of this Clause 11 may be limited by powers of FINMA as described in Clause 7 above. |
All notices in connection with this Deed shall be given to the following
addresses:
If to the Parent:
UBS AG
Corporate Legal
P.O. Box
8098 Zurich
Switzerland
If to the
Subsidiary:
UBS Switzerland AG
Legal Department
P.O. Box
8098 Zurich
Switzerland
| 13. |
GOVERNING LAW AND JURISDICTION |
| 13.1 |
This Deed and all non-contractual or other obligations arising out of or in connection with it are governed by English law. |
| 13.2 |
The courts of England have non-exclusive jurisdiction to settle any dispute arising from or connected with this Deed (a “Dispute”), including a dispute regarding the existence, validity or termination
of this Deed or the consequences of its nullity. |
| 13.3 |
The parties agree that the courts of England are the most appropriate and convenient courts to settle any Dispute and, accordingly, that they will not argue to the contrary. |
This Deed may be executed in any number of counterparts, each of which is
an original and all of which together evidence the same agreement.
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This Deed is delivered as a deed on the date written at the start of this
Deed.
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EXECUTED by the parties as a deed
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Michel Demare |
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Isabelle Romy |
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Vice-Chairman of the Board of Directors |
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Member of the Board of Directors |
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Sergio Ermotti |
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Luzius Cameron |
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Chairman of the Board of Directors |
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Company Secretary |
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Asset Transfer Agreement dated 12 June 2015 between UBS AG and UBS Switzerland AG /
Vermögensübertragungsvertrag vom 12. Juni 2015 zwischen der UBS AG und der UBS Switzerland AG
Annex 6d
Supplemental US Indentures /
Anhang 6d
ZUSATZ-US-ANLEIHEVERTRÄGE
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| Notariat Hottingen-Zürich |
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| Roman Sandmayr, Notar |
UBS AG
and
UBS SWITZERLAND AG
to
U.S. BANK TRUST NATIONAL ASSOCIATION
Trustee
Fifth
Supplemental Indenture
Dated as of June 12, 2015
Supplement to Indenture Dated
as
of November 21, 2000
FIFTH SUPPLEMENTAL INDENTURE, dated as of June 12, 2015 (the “Fifth Supplemental
Indenture’’) to the Indenture, dated as of November 21, 2000, as supplemented by the First Supplemental Indenture thereto, dated as of February 28, 2006, the Second Supplemental Indenture thereto, dated as of December 13,
2010, the Third Supplemental Indenture thereto, dated as of November 19, 2012 and the Fourth Supplemental Indenture thereto, dated as of August 5, 2013 (as supplemented, the “Indenture”) between UBS AG, a corporation duly
organized and existing under the laws of Switzerland (herein called the “Company”), having its principal offices at Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland, UBS Switzerland AG, a corporation duly
organized and existing under the laws of Switzerland (herein called “UBS Switzerland”), having its principal office at Bahnhofstrasse 45, Zurich, Switzerland, and U.S. Bank Trust National Association, a national banking association duly
organized and existing under the laws of the United States, as Trustee (herein called the “Trustee”).
RECITALS OF THE COMPANY:
WHEREAS, the Company has heretofore made, executed and delivered to the Trustee the Indenture, providing for the issuance from time to time of
the Company’s unsecured debentures, notes or odier evidences of indebtedness (herein called the “Securities”) to be issued in one or more series;
WHEREAS, the Company and UBS Switzerland have entered into the Asset Transfer Agreement, dated June 12, 2015 (the “Asset Transfer
Agreement”), pursuant to which the Company will transfer to UBS Switzerland the Company’s Retail & Corporate business and its Wealth Management business booked in the Company’s booking center in Switzerland (the
“Transferred Business”);
WHEREAS, Section 801 of the Indenture permits the conveyance, transfer or lease of the properties
and assets of the Company substantially as an entirety if the entity which acquires such properties and assets of the Company expressly assumes the due and punctual payment of the principal of and any premium and interest on all the Securities and
the performance or observance of every covenant of the Indenture on the part of the Company to be performed or observed;
WHEREAS, the
Company does not believe that the transfer of the Transferred Business to UBS Switzerland would constitute the conveyance, transfer or lease of the property or assets of the Company substantially as an entirety, but nonetheless wishes to provide for
the security of the holders of the Outstanding Securities by entering into this Fifth Supplemental Indenture, and to forgo and surrender any rights that might arise pursuant to Section 802 of the Indenture as a consequence thereof;
WHEREAS, the Indenture provides, in Sections 901(2) and 901(10), respectively, that, without the consent of any Holders, the Company, when
authorized by a Board Resolution, and the Trustee, at any time and from time to time, may enter into one or more indentures supplemental thereto (i) to surrender any right or power in the Indenture conferred upon the Company; and (ii) to
make any other provisions with respect to matters or questions arising under the Indenture; provided that such action pursuant to Section 901(10) shall not adversely affect the interests of the Holders of Securities of any series in any
material respect;
WHEREAS, the addition of UBS Switzerland as a co-obligor pursuant to this Fifth Supplemental Indenture is being
effected pursuant to Sections 901(2) and 901(10) of the Indenture, and to satisfy the requirements of Section 801 of the Indenture if and to the extent the transfer of the Transferred Business might constitute a conveyance, transfer or lease of
the Company’s properties and assets substantially as an entirety;
1
WHEREAS, the Company has determined that the execution and delivery of this Fifth Supplemental
Indenture by the Company, UBS Switzerland and the Trustee complies with said Section 901 and does not require the consent of any Holder of the Outstanding Securities;
WHEREAS, all acts and things necessary to amend the Indenture and to make this Fifth Supplemental Indenture a valid and legally binding
agreement of the Company, UBS Switzerland and the Trustee, in accordance with its terms, have been done.
NOW,
THEREFORE, THIS FIFTH SUPPLEMENTAL INDENTURE WITNESSETH:
For and in consideration of the premises contained herein and in the Indenture, and for other good and valuable consideration (including, in
the case of UBS Switzerland, the Transferred Business), the receipt and sufficiency of which are hereby acknowledged, the Company, UBS Switzerland and the Trustee hereby agree as follows:
ARTICLE I
SECTION l.0l
Definitions. For all purposes of this Fifth Supplemental Indenture, except as otherwise stated herein, capitalized terms used but not otherwise defined in this Fifth Supplemental Indenture shall have the respective meanings assigned to them
in the Indenture. Each reference to “herein”, “hereof” and “hereunder” and other words of similar import contained in the Indenture shall, after this Fifth
Supplemental Indenture becomes effective, refer to the Indenture as supplemented thereby.
ARTICLE II
Amendment
The
Indenture shall be amended as follows, with respect to all Securities Outstanding under the Indenture up to and including the Closing Time under (and as defined in) the Asset Transfer Agreement:
SECTION 2.01 Amendment of Introductory Paragraph. The first paragraph of the Indenture immediately preceding the First recital is
hereby deleted and replaced in its entirety by the following:
INDENTURE, dated us of November 21, 2000 between UBS AG, a corporation
duly organized and existing under the laws of Switzerland (herein called the “Company”), having its principal offices at Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland, UBS Switzerland AG, a corporation
duly organized and existing under the laws of Switzerland (herein called the “Co-Obligor”), having its principal office at Bahnhofstrasse 45, Zurich, Switzerland, and U.S. Bank Trust National Association, a national banking association
duly organized and existing under the laws of the United States, as Trustee (herein called the “Trustee”).
SECTION 2.02 Addition of Certain Definitions. Section 101 (Definitions) of the Indenture is hereby amended by inserting the
following new definitions in appropriate alphabetical order:
“Asset Transfer” means the transfer by the
Company of its Retail & Corporate business and its Wealth Management business each booked in the Company’s booking center in Switzerland to the Co-Obligor on the Closing Date under (and as defined in) the Asset Transfer Agreement.
2
“Asset Transfer Agreement” means (the Asset Transfer Agreement,
dated June 12, June 2015, between the Company and the Co-Obligor.
“Authorized Representative”
means, with respect to the Co-Obligor, a director or an officer of the Co-Obligor, or any other Person duly authorized by a resolution of the Co-Obligor’s board of directors or any duly authorized committee thereof (either directly or by
authorized delegation).
“Co-Obligor” means the Person named as the “Co-Obligor” in the first
paragraph of this instrument, or such Person, if any, that shall have become the successor to such Person pursuant to the applicable provisions of this Indenture, whereupon
“Co-Obligor” shall mean such successor Person.
“Co-Obligation” means the obligations of the Co-Obligor pursuant to Section 312(a) hereof.
SECTION 2.03 Addition of Section 312 to the Indenture. The following new Section 312 is added to Article Three of
the Indenture:
Section 312. Co-Obligation.
(a) The Co-Obligor hereby fully, unconditionally and irrevocably assumes and agrees to pay, perform and discharge, jointly and
severally with the Company, the due and punctual payment of the principal of and any premium, interest and other amounts (including additional amounts, if any) payable on, under or in respect of all of the Securities on the dates and in the manner
provided in this Indenture and the due performance and observance of every covenant of this Indenture to be performed or observed by the Company with respect to the Securities.
(b) The obligations of the Co-Obligor as a co-obligor hereunder are primary and not merely those of a surety, and shall be
absolute and unconditional , irrespective of, and shall be unaffected by, any failure to enforce the provisions of any Security or this Indenture, or any waiver, modification or indulgence granted to the Company with respect thereto, by the Holder
of any Security or the Trustee, or any other circumstance which may otherwise constitute a legal or equitable discharge of a co-obligor, surety or guarantor; provided, however, that, notwithstanding the foregoing, no such waiver, modification
or indulgence shall, without the consent of the Co-Obligor, increase the principal amount of any Security or the interest rate thereon or impose or increase any premium payable upon redemption thereof. The Co-Obligor hereby waives diligence,
presentment, demand of payment, any right to require a proceeding first against the Company, protest or notice and all demands whatsoever with respect to the Securities or the indebtedness evidenced thereby, and covenants that the Co-Obligation
hereunder will not be discharged as to this Indenture or the Securities except in accordance with Article Four of this Indenture. The Co-Obligor shall be subrogated to all rights of the Holder of a Security of a series against the Company in respect
of any amounts paid to such Holder by the Co-Obligor pursuant to the provisions of this Indenture; provided, however, that the Co-Obligor shall not be entitled to enforce, or to receive any payments arising oirt of or based upon, such right
of subrogation or any right of contribution until the principal of and any premium, interest and other amounts (including Additional Amounts, if any) payable on, under
3
or in respect of all of the Securities of the same series issued under this Indenture shall have been paid in full. The Co-Obligor hereby agrees that any notice given to the Company pursuant to
the terms of this Indenture shall be deemed given to the Co-Obligor.
(c) The Co-Obligation shall be valid and obligatory
with respect to any Security that has been or will be duly authenticated by the Trustee or any predecessor trustee hereunder.
(d) The Co-Obligor hereby agrees, if the Company shall so request, to execute the Co-Obligation substantially to the effect
above recited, to be endorsed on the Securities of any series hereafter authenticated and delivered hereunder. The Company and the Co-Obligor agree that, if requested by the Trustee, it will execute and deliver to the Trustee for authentication new
Securities of any series of Outstanding Securities with the Co-Obligation endorsed thereon (and otherwise identical to the old Securities of such series) and the Trustee hereby agrees that, if requested by the Company, it will authenticate and
deliver such new Securities of such series in exchange for Outstanding Securities of such series. The Co-Obligation endorsed on any Securities shall be executed on behalf of the Co-Obligor by an Authorized Representative. The signature of any such
Authorized Representative on the Co-Obligation may be manual or facsimile and may be imprinted or otherwise reproduced on the Co-Obligation. The Co-Obligation endorsed on any Securities bearing the manual or
facsimile signatures of individuals who were at any time Authorized Representatives shall bind the Co-Obligor notwithstanding that such individuals or any of them have ceased to be Authorized Representatives prior to the authentication and delivery
of the Securities on which such Co-Obligation is endorsed or were not Authorized Representatives at the date of such Securities. The failure to endorse a Co-Obligation on any Security shall not impair the validity of the Co-Obligation with respect
to that Security.
SECTION 2.04 Amendment to Section 802. Section 802 of the Indenture is hereby amended by inserting the
following immediately at the end of such Section after the phrase “under this Indenture and the Securities”:
; provided,
however, that, in the case of the Asset Transfer to the Co-Obligor, the Company shall remain an obligor hereunder and under all of the Securities, jointly and severally with the Co-Obligor as provided in Section 312 of this Indenture, and
shall not be relieved of any of its obligations and covenants hereunder or under the Securities.
ARTICLE III
Miscellaneous Provisions
SECTION 3.01 Effect of Supplemental Indenture. Upon the execution and delivery of this Fifth Supplemental Indenture by the Company, UBS
Switzerland and the Trustee, the Indenture shall be supplemented in accordance herewith, and this Fifth Supplemental Indenture shall form a part of the Indenture for all purposes. Every Holder of Securities heretofore or hereafter authenticated and
delivered under the Indenture shall be bound thereby.
SECTION 3.02 Other Terms of Indenture. Except insofar as herein otherwise
expressly provided, all provisions, terms and conditions of the Indenture are in all respects ratified and confirmed and shall remain in full force and effect.
SECTION 3.03 Separate Instrument. This Fifth Supplemental Indenture constitutes a “Separate Instrument” under the Asset
Transfer Agreement. Notwithstanding any provision in the
4
Asset Transfer Agreement to the contrary, in the event of any inconsistency between the provisions of the Asset
Transfer Agreement and the provisions of this Fifth Supplemental Indenture, this Fifth Supplemental Indenture will prevail with respect to the matters addressed by this agreement. To the fullest extent permitted under the Asset Transfer Agreement,
the Indenture as supplemented by this Fifth Supplemental Indenture shall replace the Joint and Several Liability arising under (and as defined in) the Asset Transfer Agreement in respect of the Securities.
SECTION 3.04 Effectiveness. The effectiveness of this Fifth Supplemental Indenture shall be conditional upon the entry of the transfer
of assets and liabilities pursuant to the Asset Transfer Agreement in the commercial registers of Zurich and Basel-Stadt. The Company agrees to provide evidence to the Trustee of the successful completion of such transfer in the form of an
Officer’s Certificate.
SECTION 3.05 Separability Clause. If any provision in this Fifth Supplemental Indenture shall be
invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.
SECTION 3.06 Governing Law. This Fifth Supplemental Indenture shall be governed by, and construed in accordance with, the laws of the
State of New York.
SECTION 3.07 Further Instruments. The parties hereto will execute and deliver such further instruments and do
such further acts and things as may reasonably be required to carry out the intent and purpose of this Fifth Supplemental Indenture.
SECTION 3.08 Trust Indenture Act. If any provision of this Fifth Supplemental Indenture limits, qualifies or conflicts with another
provision that is required to be included in this Fifth Supplemental Indenture by the Trust Indenture Act of 1939, as amended, the required provision shall control.
SECTION 3.09 Counterparts. This Fifth Supplemental Indenture may be executed in any number of counterparts, each of which shall be an
original, but such counterparts shall together constitute but one and the same instrument.
SECTION 3.10 Trustee’s Disclaimer.
The Trustee accepts the amendments of the Indenture effective by this Fifth Supplemental Indenture, but on the terms and conditions set forth in the Indenture, including the terms and provisions defining and limiting the liabilities and
responsibilities of the Trustee. Without limiting the generality of the foregoing, the Trustee shall not be responsible in any manner whatsoever for or with respect to any of the recitals or statements contained herein, all of which recitals or
statements are made solely by the Company or UBS Switzerland, or for or with respect to (i) the validity or sufficiency of this Fifth Supplemental Indenture or any of the terms or provisions hereof, (ii) the proper authorization hereof by
the Company or UBS Switzerland by action or otherwise, (iii) the due execution hereof by the Company or UBS Switzerland, or (iv) the consequences of any amendment herein provided for, and the Trustee makes no representation with respect to any such
matters.
SECTION 3.11 No New Securities. Notwithstanding any other provision in the Indenture, the Company hereby undertakes that
no new Securities will be issued under the Indenture after the effectiveness of this Fifth Supplemental Indenture.
[signature
page follows]
5
IN WITNESS WHEREOF, the parties hereto have caused this Fifth Supplemental Indenture to be duly
executed, as of the day and year first above written.
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| UBS AG |
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| By |
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Name: Michel Demaré |
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Title: Vice Chairman of the Board of Directors |
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| By |
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Name: Isabelle Romy |
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Title: Member of the Board of Directors |
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| UBS Switzerland AG |
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| By |
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Name: Sergio Ermotti |
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Title: Chairman of the Board of Directors |
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| By |
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Name: Luzius Cameron |
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Title: Company Secretary |
[Signature page to Fifth Supplemental Indenture to UBS Debt Indenture]
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| U.S. BANK TRUST NATIONAL ASSOCIATION |
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| as Trustee |
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| By |
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Name: |
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Title: |
[Signature page to Fifth Supplemental Indenture to UBS Debt Indenture]
UBS AG
and
UBS SWITZERLAND AG
to
U.S. BANK TRUST
NATIONAL ASSOCIATION
Trustee
First
Supplemental Indenture
Dated as of June 12, 2015
Supplement to Warrant Indenture Dated
as of July 22, 2004
FIRST SUPPLEMENTAL INDENTURE, dated as of June 12, 2015 (the “First Supplemental
Indenture”) to the Indenture, dated as of July 22, 2004 (the “Indenture”) between UBS AG, a corporation duly organized and existing under the laws of Switzerland (herein called the “Company”), having its principal
offices at Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel Switzerland, UBS Switzerland AG, a corporation duly organized and existing under the laws of Switzerland (herein called “UBS Switzerland”), having its
principal office at Bahnhofstrasse 45, Zurich, Switzerland, and U.S. Bank Trust National Association, a national banking association duly organized and existing under the laws of the United States, as Trustee (herein called the “Trustee”).
RECITALS OF THE COMPANY:
WHEREAS, the Company has heretofore made, executed and delivered to the Trustee the Indenture, providing for the issuance from time to time of
the Company’s Universal Warrants (herein called the “Securities”) to be issued in one or more series;
WHEREAS, the Company
and UBS Switzerland have entered into the Asset Transfer Agreement, dated June 12, 2015 (the “Asset Transfer Agreement”), pursuant to which the Company will transfer to UBS Switzerland the Company’s Retail & Corporate
business and its Wealth Management business booked in the Company’s booking center in Switzerland (the “Transferred Business”);
WHEREAS, Section 801 of the Indenture permits the conveyance, transfer or lease of the properties and assets of the Company substantially
as an entirety if the entity which acquires such properties and assets of the Company expressly assumes the due and punctual payment or delivery of the money or Warrant Property payable or deliverable by the Company with respect to all the
Securities in accordance with their terms, and the performance or observance of every covenant of the Indenture on the part of the Company to be performed or observed;
WHEREAS, the Company does not believe that the transfer of the Transferred Business to UBS Switzerland would constitute the conveyance,
transfer or lease of the property or assets of the Company substantially as an entirety, but nonetheless wishes to provide for the security of the holders of the Outstanding Securities by entering into this First Supplemental Indenture, and to forgo
and surrender any rights that might arise pursuant to Section 802 of the Indenture as a consequence thereof;
WHEREAS, the Indenture
provides, in Sections 901(2) and 901(10), respectively, that, without the consent of any Holders, the Company, when authorized by a Board Resolution, and the Trustee, at any time and from time to time, may enter into one or more indentures
supplemental thereto (i) to surrender any right or power in the Indenture conferred upon the Company; and (ii) to make any other provisions with respect to matters or questions arising under the Indenture; provided that such action
pursuant to Section 901(10) shall not adversely affect the interests of the Holders of Securities of any series in any material respect;
WHEREAS, the addition of UBS Switzerland as a co-obligor pursuant to this First Supplemental Indenture is being effected pursuant to Sections
901(2) and 901(10) of the Indenture, and to satisfy the requirements of Section 801 of the Indenture if and to the extent the transfer of the Transferred Business might constitute a conveyance, transfer or lease of the Company’s properties
and assets substantially as an entirety;
WHEREAS, the Company has determined that the execution and delivery of this First Supplemental
Indenture by the Company, UBS Switzerland and the Trustee complies with said Section 901 and does not require the consent of any Holder of the Outstanding Securities;
1
WHEREAS, all acts and things necessary to amend the Indenture and to make this First Supplemental
Indenture a valid and legally binding agreement of the Company, UBS Switzerland and the Trustee, in accordance with its terms, have been done.
NOW, THEREFORE, THIS FIRST SUPPLEMENTAL INDENTURE
WITNESSETH:
For and in consideration of the premises contained herein and in the Indenture, and for other good and
valuable consideration (including, in the case of UBS Switzerland, the Transferred Business), the receipt and sufficiency of which are hereby acknowledged, the Company, UBS Switzerland and the Trustee hereby agree as follows:
ARTICLE I
SECTION 1.01
Definitions. For all purposes of this First Supplemental Indenture, except as otherwise stated herein, capitalized terms used but not otherwise defined in this First Supplemental Indenture shall have the respective meanings assigned to them
in the Indenture. Each reference to “herein”, “hereof” and “hereunder” and other words of similar import contained in the Indenture shall, after this First Supplemental Indenture becomes effective, refer to the
Indenture as supplemented thereby.
ARTICLE II
Amendment
The
Indenture shall be amended as follows, with respect to all Securities Outstanding under the Indenture up to and including the Closing Time under (and as defined in) the Asset Transfer Agreement:
SECTION 2.01 Amendment of Introductory Paragraph. The first paragraph of the Indenture immediately preceding the first recital is
hereby deleted and replaced in its entirety by the following:
WARRANT INDENTURE, dated as of July 22, 2004 between UBS AG, a
corporation duly organized and existing under the laws of Switzerland (herein called the “Company”), having its principal offices at Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland, UBS Switzerland AG, a
corporation duly organized and existing under the laws of Switzerland (herein called the “Co-Obligor”), having its principal office at Bahnhofstrasse 45, Zurich, Switzerland, and U.S. Bank Trust National Association, a national banking
association duly organized and existing under the laws of the United States, as Trustee (herein called the “Trustee”).
SECTION
2.02 Addition of Certain Definitions. Section 101 (Definitions) of the Indenture is hereby amended by inserting the following new definitions in appropriate alphabetical order:
“Asset Transfer” means the transfer by the Company of its Retail & Corporate business
and its Wealth Management business each booked in the Company’s booking center in Switzerland to the Co-Obligor on the Closing Date under (and as defined in) the Asset Transfer Agreement.
“Asset Transfer Agreement” means the Asset Transfer Agreement, dated June 12, 2015, between the Company
and the Co-Obligor.
2
“Authorized Representative” means, with respect to the
Co-Obligor, a director or an officer of the Co-Obligor, or any other Person duly authorized by a resolution of the Co-Obligor’s board of directors or any duly authorized committee thereof (either directly or by authorized delegation).
“Co-Obligor” means the Person named as the
“Co-Obligor” in the first paragraph of this instrument, or such Person, if any, that shall have become the successor to such Person pursuant to the applicable provisions of this
Indenture, whereupon “Co-Obligor” shall mean such successor Person.
“Co-Obligation” means the obligations of the Co-Obligor pursuant to Section 311(a) hereof.
SECTION 2.03 Addition of Section 311 to the Indenture. The following new Section 311 is added to Article Three of the
Indenture:
Section 311. Co-Obligation.
(a) The Co-Obligor hereby fully, unconditionally and irrevocably assumes and agrees to pay, perform and discharge, jointly and
severally with the Company, the due and punctual payment or delivery of the money or Warrant Property payable or deliverable by the Company with respect to, and any other amounts (including additional amounts, if any) payable on, under or in respect
of, all of the Securities on the dates and in the manner provided in this Indenture and the due performance and observance of every covenant of this Indenture to be performed or observed by the Company with respect to the Securities.
(b) The obligations of the Co-Obligor as a co-obligor hereunder are primary and not merely those of a surety, and shall be
absolute and unconditional, irrespective of, and shall be unaffected by, any failure to enforce the provisions of any Security or this Indenture, or any waiver, modification or indulgence granted to the Company with respect thereto, by the Holder of
any Security or the Trustee, or any other circumstance which may otherwise constitute a legal or equitable discharge of a co-obligor, surety or guarantor; provided, however, that, notwithstanding the foregoing, no such waiver, modification or
indulgence shall, without the consent of the Co-Obligor, increase the amount of money or Warrant Property with respect to any Security payable or deliverable upon redemption thereof. The Co-Obligor hereby waives diligence, presentment, demand of
payment, any right to require a proceeding first against the Company, protest or notice and all demands whatsoever with respect to the Securities or the indebtedness evidenced thereby, and covenants that the Co-Obligation hereunder will not be
discharged as to this Indenture or the Securities except in accordance with Article Four of this Indenture. The Co-Obligor shall be subrogated to all rights of the Holder of a Security of a series against the Company in respect of any amounts of
money or Warrant Property paid or delivered to such Holder by the Co-Obligor pursuant to the provisions of this Indenture; provided, however, that the Co-Obligor shall not be entitled to enforce, or to receive any payments or delivery of
property arising out of or based upon, such right of subrogation or any right of contribution until the money or Warrant Property due and other amounts (including Additional Amounts, if any) payable on, under or in respect of all of the Securities
of the same series issued under this Indenture shall have been paid or delivered in full. The Co-Obligor hereby agrees that any notice given to the Company pursuant to the terms of this Indenture shall be deemed given to the Co-Obligor.
3
(c) The Co-Obligation shall be valid and obligatory with respect to any Security
that has been or will be duly authenticated by the Trustee or any predecessor trustee hereunder.
(d) The Co-Obligor hereby
agrees, if the Company shall so request, to execute the Co-Obligation substantially to the effect above recited, to be endorsed on the Securities of any series hereafter authenticated and delivered hereunder. The Company and the Co-Obligor agree
that, if requested by the Trustee, it will execute and deliver to the Trustee for authentication new Securities of any series of Outstanding Securities with the Co-Obligation endorsed thereon (and otherwise identical to the old Securities of such
series) and the Trustee hereby agrees that, if requested by the Company, it will authenticate and deliver such new Securities of such series in exchange for Outstanding Securities of such series. The Co-Obligation endorsed on any Securities shall be
executed on behalf of the Co-Obligor by an Authorized Representative. The signature of any such Authorized Representative on the Co-Obligation may be manual or facsimile and may be imprinted or otherwise reproduced on the Co-Obligation. The Co-
Obligation endorsed on any Securities bearing the manual or facsimile signatures of individuals who were at any time Authorized Representatives shall bind the Co-Obligor notwithstanding that such individuals or any of them have ceased to be
Authorized Representatives prior to the authentication and delivery of the Securities on which such Co-Obligation is endorsed or were not Authorized Representatives at the date of such Securities. The failure to endorse a Co-Obligation on any
Security shall not impair the validity of the Co-Obligation with respect to that Security.
SECTION 2.04 Amendment to
Section 802. Section 802 of the Indenture is hereby amended by inserting the following immediately at the end of such Section after the phrase “under this Indenture and the Securities”:
; provided, however, that, in the case of the Asset Transfer to the Co-Obligor, the Company shall remain an obligor hereunder and under
all of the Securities, jointly and severally with the Co-Obligor as provided in Section 311 of this Indenture, and shall not be relieved of any of its obligations and covenants hereunder or under the Securities.
ARTICLE III
Miscellaneous Provisions
SECTION 3.01 Effect of Supplemental Indenture. Upon the execution and delivery of this First Supplemental Indenture by the Company, UBS
Switzerland and the Trustee, the Indenture shall be supplemented in accordance herewith, and this First Supplemental Indenture shall form a part of the Indenture for all purposes. Every Holder of Securities heretofore or hereafter authenticated and
delivered under the Indenture shall be bound thereby.
SECTION 3.02 Other Terms of Indenture. Except insofar as herein otherwise
expressly provided, all provisions, terms and conditions of the Indenture are in all respects ratified and confirmed and shall remain in full force and effect.
SECTION 3.03 Separate Instrument. This First Supplemental Indenture constitutes a “Separate Instrument” under the Asset
Transfer Agreement. Notwithstanding any provision in the Asset Transfer Agreement to the contrary, in the event of any inconsistency between the provisions of the Asset Transfer Agreement and the provisions of this First Supplemental Indenture, this
First Supplemental Indenture will prevail with respect to the matters addressed by this agreement. To the fullest extent permitted under the Asset Transfer Agreement, the Indenture as supplemented by this First Supplemental Indenture shall replace
the Joint and Several Liability arising under (and as defined in) the Asset Transfer Agreement in respect of the Securities.
4
SECTION 3.04 Effectiveness. The effectiveness of this First Supplemental Indenture shall
be conditional upon the entry of the transfer of assets and liabilities pursuant to the Asset Transfer Agreement in the commercial registers of Zurich and Basel-Stadt. The Company agrees to provide evidence to the Trustee of the successful
completion of such transfer in the form of an Officer’s Certificate.
SECTION 3.05 Separability Clause. If any provision in
this First Supplemental Indenture shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.
SECTION 3.06 Governing Law. This First Supplemental Indenture shall be governed by, and construed in accordance with, the laws of the
State of New York.
SECTION 3.07 Further Instruments. The parties hereto will execute and deliver such further instruments and do
such further acts and things as may reasonably be required to carry out the intent and purpose of this First Supplemental Indenture.
SECTION 3.08 Trust Indenture Act. If any provision of this First Supplemental Indenture limits, qualifies or conflicts with another
provision that is required to be included in this First Supplemental Indenture by the Trust Indenture Act of 1939, as amended, the required provision shall control.
SECTION 3.09 Counterparts. This First Supplemental Indenture may be executed in any number of counterparts, each of which shall be an
original, but such counterparts shall together constitute but one and the same instrument.
SECTION 3.10 Trustee’s
Disclaimer. The Trustee accepts the amendments of the Indenture effective by this First Supplemental Indenture, but on the terms and conditions set forth in the Indenture, including the terms and provisions defining and limiting the
liabilities and responsibilities of the Trustee. Without limiting the generality of the foregoing, the Trustee shall not be responsible in any manner whatsoever for or with respect to any of the recitals or statements contained herein, all of which
recitals or statements are made solely by the Company or UBS Switzerland, or for or with respect to (i) the validity or sufficiency of this First Supplemental Indenture or any of the terms or provisions hereof, (ii) the proper
authorization hereof by the Company or UBS Switzerland by action or otherwise, (iii) the due execution hereof by the Company or UBS Switzerland, or (iv) the consequences of any amendment herein provided for, and the Trustee makes no
representation with respect to any such matters.
SECTION 3.11 No New Securities. Notwithstanding any other provision in the
Indenture, the Company hereby undertakes that no new Securities will be issued under the Indenture after the effectiveness of this First Supplemental Indenture.
[signature page follows]
5
IN WITNESS WHEREOF, the parties hereto have caused this First Supplemental Indenture to be duly
executed, as of the day and year first above written.
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| UBS AG |
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| By |
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Name: |
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Michel Demaré |
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Title: |
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Vice Chairman of the Board of Directors |
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| By |
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Name: |
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Isabelle Romy |
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Title: |
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Member of the Board of Directors |
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| UBS Switzerland AG |
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| By |
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Name: |
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Sergio Ermotti |
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Title: |
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Chairman of the Board of Directors |
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| By |
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Name: |
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Luzius Cameron |
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Title: |
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Company Secretary |
[Signature page to First Supplemental Indenture to UBS Warrant Indenture]
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| U.S. BANK TRUST NATIONAL ASSOCIATION |
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| as Trustee |
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| By |
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Name: |
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Title: |
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[Signature page to First Supplemental Indenture to UBS Warrant Indenture]
UBS AMERICAS INC.
(as successor by merger to Paine Webber Group Inc.)
UBS AG
Guarantor
and
UBS SWITZERLAND AG
to
THE BANK OF NEW
YORK MELLON
Trustee
Fifth
Supplemental Indenture
Dated as of June 12, 2015
Supplement to Indenture Dated
as
of March 15, 1988
FIFTH SUPPLEMENTAL INDENTURE, dated as of June 12, 2015 (the ‘‘Fifth Supplemental
Indenture”) to the Indenture, dated as of March 15, 1988, as supplemented by the First Supplemental Indenture thereto, dated as of September 22, 1989, the Second Supplemental Indenture thereto, dated as of March 22, 1991, the
Third Supplemental Indenture thereto, dated as of November 3, 2000 and the Fourth Supplemental Indenture thereto, dated as of December 22, 2000 (as supplemented, the “Indenture”), between UBS Americas Inc. (as successor by merger
to Paine Webber Group Inc.), a corporation duly organized and existing under the laws of the State of Delaware (herein called the “Company”), having its principal office at 677 Washington Boulevard, Stamford, Connecticut, UBS AG, a
corporation duly organized and existing under the laws of Switzerland (herein called the “Guarantor”), having its principal offices at Bahnhofstrasse 45, Zurich, Switzerland, and Aeschenvorstadt 1, Basel, Switzerland, LBS Switzerland AG, a
corporation duly organized and existing under the laws of Switzerland (herein called “UBS Switzerland”), having its principal office at Bahnhofstrasse 45, Zurich, Switzerland, and The Bank of New York Mellon (as successor to The Chase
Manhattan Bank), a New York banking corporation, as Trustee (herein called the “Trustee”).
RECITALS
OF THE COMPANY:
WHEREAS, the Company is a wholly owned subsidiary of the Guarantor and the
Company has heretofore made, executed and delivered to the Trustee the Indenture, providing for the issuance from time to time of the Company’s unsecured debentures, notes or other evidences of indebtedness (herein called the
“Securities”) to be issued in one or more series, and which are guaranteed by the Guarantor;
WHEREAS, the Guarantor and UBS
Switzerland have entered into the Asset Transfer Agreement, dated June 12, 2015 (the “Asset Transfer Agreement”), pursuant to which the Guarantor will transfer to UBS Switzerland the Guarantor’s Retail & Corporate
business and its Wealth Management business booked in the Guarantor’s booking center in Switzerland (the “Transferred Business”);
WHEREAS, Section 803 of the Indenture permits the conveyance, transfer or lease of the properties and assets of the Guarantor
substantially as an entirety if the entity which acquires such properties and assets of the Guarantor expressly assumes the performance of the Guarantee and the performance of every covenant of the Indenture on the part of the Guarantor to be
performed or observed;
WHEREAS, the Guarantor does not believe that the transfer of the Transferred Business to UBS Switzerland would
constitute the conveyance, transfer or lease of the property or assets of the Guarantor substantially as an entirety, but nonetheless wishes to provide for the security of the holders of the Outstanding Securities by entering into this Fifth
Supplemental Indenture, and to forgo and surrender any rights that might arise pursuant to Section 804 of the Indenture as a consequence thereof;
WHEREAS, the Indenture provides, in Sections 901(2) and 901(10), respectively, that, without the consent of any Holders, the Company, when
authorized by a Board Resolution, and the Trustee, at any time and from time to time, may enter into one or more indentures supplemental thereto (i) to surrender any right or power in the Indenture conferred upon the Company; and (ii) to
make any other provisions with respect to matters or questions arising under the Indenture; provided that such action pursuant to Section 901(10) shall not adversely affect the interests of the Holders of Securities of any series in any
material respect;
WHEREAS, the addition of UBS Switzerland as a co-obligor pursuant to this Fifth Supplemental Indenture is being
effected pursuant to Sections 901(2) and 901(10) of the Indenture, and
1
to satisfy the requirements of Section 803 of the Indenture if and to the extent the transfer of the
Transferred Business might constitute a conveyance, transfer or lease of the Guarantor’s properties and assets substantially as an entirety;
WHEREAS, the Company and Guarantor have determined that the execution and delivery of this Fifth Supplemental Indenture by the Company, the
Guarantor, UBS Switzerland and the Trustee complies with said Section 901 and does not require the consent of any Holder of the Outstanding Securities; and
WHEREAS, all acts and things necessary to amend the Indenture and to make this Fifth Supplemental Indenture a valid and legally binding
agreement of the Company, the Guarantor, UBS Switzerland and the Trustee, in accordance with its terms, have been done.
NOW, THEREFORE, THIS FIFTH SUPPLEMENTAL INDENTURE
WITNESSETH;
For and in consideration of the premises contained herein and in the Indenture, and for other good and
valuable consideration (including, in the case of UBS Switzerland, the Transferred Business), the receipt and sufficiency of which are hereby acknowledged, the Company, the Guarantor, UBS Switzerland and the Trustee hereby agree as follows:
ARTICLE I
SECTION 1.01
Definitions. For all purposes of this Fifth Supplemental Indenture, except as otherwise stated herein, capitalized terms used but not otherwise defined in this Fifth Supplemental Indenture shall have the respective meanings assigned to them
in the Indenture. Each reference to “herein”, “hereof’ and “hereunder” and other words of similar import contained in the Indenture shall, after this Fifth
Supplemental Indenture becomes effective, refer to the Indenture, as supplemented thereby.
ARTICLE II
Amendment
The
Indenture shall be amended as follows, with respect to all Securities Outstanding under the Indenture at the time of effectiveness of this Fifth Supplemental Indenture, as specified in Section 3.04 hereof.
SECTION 2.01 Amendment of Introductory Paragraph. The first paragraph of the Indenture immediately preceding the first recital is
hereby deleted and replaced in its entirety by the following;
INDENTURE, dated as of March 15 1988 between UBS Americas Inc., a
corporation duly organized and existing under the laws of the State of Delaware (herein called the “Company”), (as successor to Paine Webber Group Inc.), having its principal office at 677 Washington Boulevard, Stamford, Connecticut, UBS
AG, a corporation duly organized and existing under the laws of Switzerland (herein called the “Guarantor”), having its principal offices at Bahnhofstrasse 45, Zurich. Switzerland, and Aeschenvorstadt 1, Basel, Switzerland, UBS Switzerland
AG, a corporation duly organized and existing under the laws of Switzerland (herein called the “Co-Obligor”), having its principal office at Bahnhofstrasse 45, Zurich, Switzerland, and The Bank of New York Mellon (as successor to The Chase
Manhattan Bank), a New York banking corporation, as Trustee (herein called the “Trustee”).
2
SECTION 2.02 Addition of Certain Definitions. Section 101 (Definitions) of the
Indenture is hereby amended by inserting the following new definitions in appropriate alphabetical order:
“Asset
Transfer” means the transfer by the Guarantor of its Retail & Corporate business and its Wealth Management business each booked in the Guarantor’s booking center in Switzerland to the Co-Obligor pursuant to the Asset
Transfer Agreement.
“Asset Transfer
Agreement” means the Asset Transfer Agreement, dated June 12, 2015, between the Guarantor and the Co-Obligor.
“Co-Obligor” means the Person named as the “Co-Obligor” in the first paragraph of this instrument,
or such Person, if any, that shall have become the successor to such Person pursuant to the applicable provisions of this Indenture, whereupon “Co-Obligor” shall mean such successor Person.
“Co-Obligation” means the obligations of the Co-Obligor pursuant to Section 301-B(a) hereof.
SECTION 2.03 Addition of Section 301-B to the Indenture. The following Article Three-B is added to Article Three of the Indenture
after the existing Article Three-A:
Section 301-B. Co-Obligation
(a) The Co-Obligor hereby fully, unconditionally and irrevocably assumes and agrees to pay, perform and discharge, jointly and severally with
the Guarantor, the Guarantee, and the due performance and observance of every covenant of this Indenture to be performed or observed by the Guarantor.
(b) The obligations of the Co-Obligor as a co-obligor hereunder are primary and not merely those of a surety, and shall be absolute and
unconditional, irrespective of, and shall be unaffected by, any failure to enforce the provisions of any Security or this Indenture, or any waiver, modification or indulgence granted to the Guarantor with respect thereto, by the Holder of any
Security or the Trustee, or any other circumstance which may otherwise constitute a legal or equitable discharge of a co-obligor, surety or guarantor; provided, however, that, notwithstanding the foregoing, no such waiver, modification or
indulgence shall, without the consent of the Co-Obligor, increase the principal amount of any Security or the interest rate thereon or impose or increase any premium payable upon redemption thereof. The Co-Obligor hereby waives diligence,
presentment, demand of payment, any right to require a proceeding first against the Guarantor, protest or notice and all demands whatsoever with respect to the Securities or the indebtedness evidenced thereby, and covenants that the Co-Obligation
hereunder will not be discharged as to this Indenture or the Securities except in accordance with Article Four of this Indenture. The Co-Obligor shall be subrogated to all rights of the Holder of a Security of a series against the Guarantor in
respect of any amounts paid to such Holder by the Co-Obligor pursuant to the provisions of this Indenture; provided, however, that the Co-Obligor shall not be entitled to enforce, or to receive any payments arising out of or based upon, such
right of subrogation or any right of contribution until the principal of and any premium, interest and other amounts (including Additional Amounts, if any) payable on, under or in respect of all of the Securities of the same series issued under this
Indenture shall have been paid in full. The Co-Obligor hereby agrees that any notice given to the Guarantor pursuant to the terms of this Indenture shall be deemed given to the Co-Obligor.
(c) The Co-Obligation shall be valid and obligatory with respect to any Security that has been or will be duly authenticated by the Trustee or
any predecessor trustee hereunder.
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SECTION 2.04 Amendment to Section 804. Section 804 of the Indenture is hereby
amended by inserting the following immediately at the end of such Section after the phrase “under this Indenture and the Guarantee’’:
; provided, however, that, in the case of the Asset Transfer to the Co-Obligor, the Guarantor shall remain a guarantor hereunder and
under all of the Securities, jointly and severally with the Co-Obligor as provided in Section 301-B of this Indenture, and shall not be relieved of any of its obligations and covenants hereunder or under the Securities.
ARTICLE III
Miscellaneous Provisions
SECTION 3.01 Effect of Supplemental Indenture. Upon the execution and delivery of this Fifth Supplemental Indenture by the Company,
the Guarantor, UBS Switzerland and the Trustee (the ‘‘Effective Date”), the Indenture shall be supplemented in accordance herewith, and this Fifth Supplemental Indenture shall form a part of the Indenture for all purposes. Every
Holder of Securities heretofore or hereafter authenticated and delivered under the Indenture shall be bound thereby.
SECTION 3.02
Other Terms of Indenture. Except insofar as herein otherwise expressly provided, all provisions, terms and conditions of the Indenture are in all respects ratified and confirmed and shall remain in full force and effect.
SECTION 3.03 Separate Instrument. This Fifth Supplemental Indenture constitutes a “Separate Instrument’’ under the
Asset Transfer Agreement. Notwithstanding any provision in the Asset Transfer Agreement to the contrary, in the event of any inconsistency between the provisions of the Asset Transfer Agreement and the provisions of this Fifth Supplemental
Indenture, this Fifth Supplemental Indenture will prevail with respect to the matters addressed by this agreement. Upon the occurrence of the Effective Date, and to the fullest extent permitted under the Asset Transfer Agreement, the Indenture as
supplemented by this Fifth Supplemental Indenture shall replace the joint and several liability of the Guarantor in relation to UBS Switzerland and of UBS Switzerland in relation to the Guarantor arising under the Asset Transfer Agreement in respect
of the Securities. For the avoidance of doubt, the provisions of the Asset Transfer Agreement referenced in this Section 3.03 do not in any way impair or limit the rights of Holders provided in the newly added Section 301-B of the
Indenture, or in any way diminish the obligations being assumed by UBS Switzerland pursuant to the newly added Section 301-B of the Indenture.
SECTION 3.04 Effectiveness. The effectiveness of this Fifth Supplemental Indenture shall be conditional upon the entry of the transfer
of assets and liabilities pursuant to the Asset Transfer Agreement in the commercial registers of Zurich and Basel-Stadt. The Guarantor agrees to provide evidence to the Trustee of the successful completion of such transfer in the form of an
Officer’s Certificate.
SECTION 3.05 Separability Clause. If any provision in this Fifth Supplemental Indenture shall be
invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby.
4
SECTION 3.06 Governing Law. This Fifth Supplemental Indenture shall be governed by, and
construed in accordance with, the laws of the State of New York.
SECTION 3.07 Further Instruments. The parties hereto will
execute and deliver such further instruments (in a form reasonably satisfactory to the Trustee) and do such further acts and things as may reasonably be required to carry out the intent and purpose of this Fifth Supplemental Indenture.
SECTION 3.08 Trust Indenture Act. If any provision of this Fifth Supplemental Indenture limits, qualifies or conflicts with another
provision that is required to be included in this Fifth Supplemental Indenture by the Trust Indenture Act of 1939, as amended, the required provision shall control.
SECTION 3.09 Counterparts. This Fifth Supplemental Indenture may be executed in any number of counterparts, each of which shall be an
original, but such counterparts shall together constitute but one and the same instrument.
SECTION 3.10 Trustee’s
Disclaimer. The Trustee accepts the amendments of the Indenture effective by this Fifth Supplemental Indenture, but on the terms and conditions set forth in the Indenture, including the terms and provisions defining and limiting the liabilities
and responsibilities of the Trustee. Without limiting the generality of the foregoing, the Trustee shall not be responsible in any manner whatsoever for or with respect to any of the recitals or statements contained herein, all of which recitals or
statements are made solely by the Company, the Guarantor or UBS Switzerland, or for or with respect to (i) the validity or sufficiency of this Fifth Supplemental Indenture or any of the terms or provisions hereof, (ii) the proper
authorization hereof by the Company, the Guarantor or UBS Switzerland, by action or otherwise, (iii) the due execution hereof by the Company, the Guarantor or UBS Switzerland, or (iv) the consequences of any amendment herein provided for, and
the Trustee makes no representation with respect to any such matters.
SECTION 3.01 No New Securities. Notwithstanding any other
provision in the Indenture, the Company hereby undertakes that no new Securities will be issued under the Indenture after the effectiveness of this Fifth Supplemental Indenture.
[signature page follows]
5
IN WITNESS WHEREOF, the parties hereto have caused this Fifth Supplemental Indenture to be duly
executed, as of the day and year first above written.
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| UBS AMERICAS INC. |
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Name: |
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Title: |
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| By |
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Name: |
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Title: |
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| UBS AG |
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| By |
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Name: |
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Michel Demaré |
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Title: |
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Vice Chairman of the Board of Directors |
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| By |
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Name: |
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Isabelle Romy |
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Title: |
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Member of the Board of Directors |
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| UBS Switzerland AG |
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| By |
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Name: |
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Sergio Ermotti |
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Title: |
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Chairman of the Board of Directors |
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Name: |
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Luzius Cameron |
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Title: |
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Company Secretary |
[Signature page to
Fifth Supplemental Indenture to UBS Americas Indenture]
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| THE BANK OF NEW YORK MELLON |
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| as Trustee |
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Name: Title: |
[Signature page to
Fifth Supplemental Indenture to UBS Americas Indenture]
This Form 6-K is hereby incorporated by reference into (1) each of the registration
statements of UBS AG on Form F-3 (Registration Number 333-204908) and of UBS Group AG on Form S-8 (Registration Numbers 333-200634; 333-200635; 333-200641; and 333-200665) and into each prospectus outstanding under any of the
foregoing registration statements, (2) any outstanding offering circular or similar document issued or authorized by UBS AG that incorporates by reference any Form 6-K’s of UBS AG that are incorporated into its registration
statements filed with the SEC, and (3) the base prospectus of Corporate Asset Backed Corporation (“CABCO”) dated June 23, 2004 (Registration Number 333-111572), the Form 8-K of CABCO filed and dated June 23, 2004
(SEC File Number 001-13444), and the Prospectus Supplements relating to the CABCO Series 2004-101 Trust dated May 10, 2004 and May 17, 2004 (Registration Number 033-91744 and 033-91744-05).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
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| UBS Group AG |
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/s/ David Kelly |
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Name: |
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David Kelly |
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Title: |
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Managing Director |
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| By: |
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/s/ Sarah Starkweather |
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Name: |
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Sarah M. Starkweather |
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Title: |
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Executive Director |
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| UBS AG |
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| By: |
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/s/ David Kelly |
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Name: |
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David Kelly |
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Title: |
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Managing Director |
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| By: |
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/s/ Sarah Starkweather |
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Name: |
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Sarah M. Starkweather |
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Title: |
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Executive Director |
Date: June 17, 2015
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