Report of Foreign Issuer (6-k)
September 20 2016 - 6:03AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month
of September 2016 |
Commission File Number: 001-15014 |
SUN LIFE FINANCIAL INC.
(the "Company")
(Translation of registrant's name into English)
150 King Street West, Toronto, Ontario, M5H 1J9
(Address of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or
Form 40-F.
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):____
Indicate
by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):____
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
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Sun
Life Financial Inc.
(Registrant) |
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Date: September
19, 2016 |
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By: |
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/s/
“Troy Krushel” |
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Troy Krushel, |
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Assistant Vice-President & Senior Counsel |
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Exhibits |
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Description |
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99.1 |
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Press Release dated September 19, 2016 - Sun Life Financial Reports Results of Conversion Privilege of Class A Non-Cumulative Rate Reset Preferred Shares Series 10R
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Exhibit 99.1
Sun Life Financial Reports Results of Conversion Privilege of
Class A Non-Cumulative Rate Reset Preferred Shares Series 10R
TORONTO, Sept.19, 2016 /CNW/ - Sun Life Financial Inc. (TSX:
SLF) (NYSE: SLF) ("Sun Life Financial") today announced that 1,080,072 of its 8,000,000 Class A Non-Cumulative Rate Reset
Preferred Shares Series 10R (the "Series 10R Shares") have been elected for conversion on September 30, 2016, on a one-for-one
basis, into Class A Non-Cumulative Floating Rate Preferred Shares Series 11QR (the "Series 11QR Shares"). Consequently,
on September 30, 2016, Sun Life Financial will have 6,919,928 Series 10R Shares and 1,080,072 Series 11QR Shares issued and outstanding.
The Series 10R Shares and Series 11QR Shares will be listed on the Toronto Stock Exchange under the symbols SLF.PR.H and SL.PR.K,
respectively.
Subject to regulatory approval, Sun Life Financial: (i) may
redeem the Series 10R Shares and the Series 11QR Shares in whole or in part on September 30, 2021 and on the 30th of September
every five years thereafter by the payment of an amount for each share so redeemed of $25.00, together with all declared and unpaid
dividends to the date fixed for such redemption, and (ii) may redeem the Series 11QR Shares in whole or in part on any other date
after September 30, 2016 by the payment of an amount for each share so redeemed of $25.50, together with all declared and unpaid
dividends to the date fixed for such redemption.
The Series 10R Shares and the Series 11QR Shares have not
been and will not be registered under the United States Securities Act of 1933, as amended, and subject to certain exceptions,
may not be offered, sold or delivered, directly or indirectly, in the United States of America for the account or benefit of U.S.
persons. This release does not constitute an offer to sell or a solicitation to buy such securities in the United Sates.
About Sun Life Financial
Sun Life Financial is a leading international financial services organization providing a diverse range of protection and wealth
products and services to individuals and corporate customers. Sun Life Financial has operations in a number of markets worldwide,
including Canada, the United States, the United Kingdom, Ireland, Hong Kong, the Philippines, Japan, Indonesia, India, China, Australia,
Singapore, Vietnam, Malaysia and Bermuda. As of June 30, 2016, the Sun Life Financial group of companies had total assets under
management of $865 billion. For more information please visit www.sunlife.com.
Sun Life Financial Inc. trades on the Toronto (TSX), New York
(NYSE) and Philippine (PSE) stock exchanges under the ticker symbol SLF.
Note to Editors: All figures in Canadian dollars.
SOURCE Sun Life Financial Inc. - Financial News
%CIK: 0001097362
For further information: Media Relations Contact: Gannon Loftus,
Manager, Media & PR, Corporate Communications, T. 416-979-6345, gannon.loftus@sunlife.com; Investor Relations Contact: Greg
Dilworth, Vice-President, Investor Relations, T. 416-979-6230, investor.relations@sunlife.com
CO: Sun Life Financial Inc. - Financial News
CNW 17:23e 19-SEP-16
This regulatory filing also includes additional resources:
ex991.pdf
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