Notification of the Appointment of an Agent for Service by Certain Foreign Institutions (f-n)
June 02 2016 - 5:21PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM F-N
APPOINTMENT OF AGENT FOR SERVICE OF
PROCESS
BY FOREIGN BANKS AND FOREIGN INSURANCE
COMPANIES AND CERTAIN OF THEIR HOLDING COMPANIES
AND FINANCE SUBSIDIARIES MAKING PUBLIC OFFERINGS
OF SECURITIES IN THE UNITED STATES
|
A.
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Name of issuer or person filing (“Filer”):
Lloyds Banking Group plc
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x
an
original filing for the Filer
o
an
amended filing for the Filer
|
C.
|
Identify the filing in conjunction with which this Form is being filed
|
Name of registrant
Lloyds Banking
Group plc
Form type
F-3ASR
File Number (if known)
333-211791
Filed by
Lloyds Banking Group
plc
Date Filed (if filed concurrently,
so indicate)
June 2, 2016
|
D.
|
The Filer is incorporated or organized under the laws of
United Kingdom
|
and has its principal place
of business at
25 Gresham Street, London EC2V 7HN, Tel: +44 (0)207 626 1500
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E.
|
The Filer designates and appoints
Kevin P. McKendry, Senior Partner, Legal Department, North
America of Lloyds Bank plc
(“Agent”) located at
1095 Avenue of the Americas, New York, New York 10036, telephone:
(212) 930 8920
as the agent of the Filer upon whom may be served any process, pleadings, subpoenas, or other papers in:
|
|
(a)
|
any investigation or administrative proceeding conducted by the Commission, and
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|
(b)
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any civil suit or action brought against the Filer or to which the Filer has been joined as defendant
or respondent, in any appropriate court in any place subject to the jurisdiction of any state or of the United States or any of
its territories or possessions or of the District of Columbia,
|
arising out of or based on any
offering made or purported to be made in connection with the securities registered by the Filer on Form
F-3ASR
filed on
June 2, 2016
or any purchases or sales of any security in connection therewith. The Filer stipulates and agrees that any
such civil suit or action or administrative proceeding may be commenced by the service of process upon, and that service of an
administrative subpoena shall be effected by service upon, such agent for service of process, and that the service as aforesaid
shall be taken and held in all courts and administrative tribunals to be valid and binding as if personal service thereof had been
made.
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F.
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Each person filing this Form stipulates and agrees to appoint a successor agent for service of
process and file an amended Form F-N if the Filer discharges the Agent or the Agent is unwilling or unable to accept service on
behalf of the Filer at any time until six years have elapsed from the date of the Filer’s last registration statement or
report, or amendment to any such registration statement or report, filed with the Commission under the Securities Act of 1933 or
Securities Exchange Act of 1934. Filer further undertakes to advise the Commission promptly of any change to the Agent’s
name or address during the applicable period by amendment of this Form referencing the file number of the relevant registration
form in conjunction with which the amendment is being filed.
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G.
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Each person filing this form undertakes to make available, in person or by telephone, representatives
to respond to inquiries made by the Commission staff, and to furnish promptly, when requested to do so by the Commission staff,
information relating to the securities registered pursuant to the form referenced in paragraph E or transactions in said securities
|
The Filer certifies that it
has duly caused this power of attorney, consent, stipulation and agreement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the
City of
London
Country
of
United Kingdom
this
2nd
day
of
June, 2016 A.D.
Filer:
Lloyds Banking Group
plc
By:
/s/ Suzy Margretts
Name: Suzy Margretts
Title: Senior Director, MTNs
This statement has been signed by the following
persons in the capacities on the dates indicated.
Kevin P. McKendry
Title: Authorized Agent for Service of Process in the United States
By:
/s/ Kevin P. McKendry
Name: Kevin P. McKendry
Title: Senior Partner, Legal Department, North America of Lloyds Bank plc
June 2, 2016
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