Report of Foreign Issuer (6-k)
June 02 2015 - 9:08AM
Edgar (US Regulatory)
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
June 02,
2015
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Commission File Number
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001-31335
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AU Optronics Corp.
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(Translation of registrant’s name into English)
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No. 1 Li-Hsin Road 2
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Hsinchu Science Park
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Hsinchu, Taiwan
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(Address of principal executive offices)
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Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
____
Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
____
Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the
jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
Not applicable
INDEX TO EXHIBITS
Item
| 1. | Taiwan Stock Exchange filing entitled, “The major resolutions of AUO 2015 Annual General
Shareholders' Meeting”, dated June 02, 2015. |
| 2. | Taiwan Stock Exchange filing entitled, “Announcement of the change of the Director on behalf
of AU Optronics (L) Corp., a subsidiary of AUO”, dated June 02, 2015. |
| 3. | Taiwan Stock Exchange filing entitled,”To announce the change of the spokesperson”,
dated June 02, 2015. |
| 4. | Taiwan Stock Exchange filing entitled, “AUO will attend "Nomura Investment Forum Asia"”,
dated June 02, 2015. |
| 5. | Taiwan Stock Exchange filing entitled, “To announce the purchase of equipment"”,
dated June 02, 2015. |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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AU Optronics Corp.
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Date:
June 2, 2015
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By:
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/s/ Andy Yang
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Name:
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Andy Yang
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Title:
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Chief Financial Officer
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Item 1
AU Optronics Corp.
June 02, 2015
English Language Summary
Subject:The major resolutions of
AUO 2015 Annual General Shareholders' Meeting
To which item it meets--article
4 paragraph xx:18
Date of events:2015/06/02
Contents:
1.Date of the shareholders' meeting:2015/06/02
2.Important resolutions:
(1)Accepted 2014 Business Report
and Financial Statements.
7,198,075,922 shares were represented at the time of
voting (including 4,332,951,592 shares casted electronically)
Votes in favor: 5,851,590,342
votes; 81.29% of the total represented at the time of voting.
Votes against: 106,217 votes;
0.00% of the total represented at the time of voting.
Votes abstained: 1,346,379,363
votes; 18.70% of the total represented at the time of voting.
Votes invalid: 0 votes; 0.00%
of the total represented at the time of voting.
(2)Accepted the proposal for the
distribution of 2014 profits.
Cash dividends of NT$ 4,812,122,558
(NT$0.5 per common share)
7,198,075,922 shares were represented at the time of
voting (including 4,332,951,592 shares casted electronically)
Votes in favor: 5,912,735,405
votes; 82.14% of the total represented at the time of voting.
Votes against: 108,368 votes;
0.00% of the total represented at the time of voting.
Votes abstained: 1,285,232,149
votes; 17.86% of the total represented at the time of voting.
Votes invalid: 0 votes; 0.00%
of the total represented at the time of voting.
(3)Approved the issuance of new common shares for cash
to sponsor issuance of the overseas depositary shares and/or issuance of new common shares for cash in public offering and/or issuance
of new common shares for cash in private placement and/or issuance of overseas or domestic convertible bonds in private placement.
7,198,075,922 shares were represented at the time of
voting (including 4,332,951,592 shares casted electronically)
Votes in favor: 5,722,797,943
votes; 79.50% of the total represented at the time of voting.
Votes against: 180,156,326 votes;
2.50% of the total represented at the time of voting.
Votes abstained: 1,295,121,653
votes; 17.99% of the total represented at the time of voting.
Votes invalid: 0 votes; 0.00%
of the total represented at the time of voting.
3.Endorsement of the annual financial
statements (indicate “yes” or “no”):Yes
4.Any other matters that need to
be specified:None.
Item 2
AU Optronics Corp.
June 02, 2015
English Language Summary
Subject:Announcement of the change
of the Director on behalf of AU Optronics (L) Corp., a subsidiary of AUO
To which item it meets--article
4 paragraph xx:6
Date of events:2015/06/02
Contents:
1.Date of the board of directors
resolution or date of occurrence of the change:2015/06/02
2.Name and resume of the replaced
director:
Mr. Kuen-Yao (K.Y.) Lee, Director
of AU Optronics (L) Corp.
3.Name and resume of the new chairman:NA
4.Type of the change (please enter:
“resignation”, “position adjustment”, “conge”, “tenure expired” or “new appointment”
):resignation
5.Reason for the change:resignation
6.Effective date of the new appointment:NA
7.Any other matters that need to
be specified:NA
Item 3
AU Optronics Corp.
June 02, 2015
English Language Summary
Subject:To announce the change
of the spokesperson
To which item it meets--article
4 paragraph xx:8
Date of events:2015/06/02
Contents:
1.Type of personnel
changed (please enter: spokesperson, acting spokesperson, important personnel(CEO, COO, CMO, CSO, etc.),financial officer, accounting
officer, research and development officer, or internal audit officer):spokesperson
2.Date of occurrence
of the change:2015/06/02
3.Name, title,
and resume of the replaced person:
Mr. Shuang-Lang
(Paul) Peng, President of AUO
4.Name, title,
and resume of the replacement:
Mr. Andy Yang,
Vice President & Chief Financial Officer
5.Type of the
change (please enter: “resignation”, “position adjustment”, “dismissal”, “retirement”,
“death” or “new replacement” ):position adjustment
6.Reason for
the change:position adjustment
7.Effective
date:2015/06/02
8.Any other
matters that need to be specified:None
Item 4
AU Optronics Corp.
June 02, 2015
English Language Summary
Subject:AUO will attend "Nomura
Investment Forum Asia"
To which item it meets--article
4 paragraph xx:12
Date of events:2015/06/02
Contents:
1.Date of the investor conference:2015/6/4~2015/6/5
2.Time of the investor conference:09:30
3.Location of the investor conference:The
Ritz-Carlton Hotel, Singapore
4.Brief information disclosed in
the investor conference:
To brief AUO's operating and financial
results based on the information released at 1Q2015 investor conference.
5.The presentation of the investor
conference release:
Please refer to MOPS or AUO's website
for 1Q2015 investor conference presentation.
6.Will the presentation be released
in the Company’s website: http://auo.com/
7.Any other matters that need to
be specified:None.
Item 5
AU Optronics Corp.
June 02, 2015
English Language Summary
Subject: To announce the purchase
of equipment
Regulation: Published pursuant
to Article 4-20 of the Taiwan Stock Exchange's Operating Procedures for the Publication of Material Information by Listed Companies
Date of Events: 2015/06/02
Contents:
1.Name and nature of the subject
matter (e.g.land located at Sublot XX, Lot XX, North District, Taichung City):Equipments and facilities for TFT-LCD manufacturing.
2.Date of the occurrence of the event
2014/06/09~2015/06/02
3.Transaction volume (e.g.XX square
meters, equivalent to XX p'ing), unit price, total transaction price:unit price, total transaction price:
NT$550,914 thousand/set and NT$550,914
thousand totally.
4.Counterparty to the trade and its
relationship with the company (if the trading counterpart is a natural person and is not an actual related party of the Company,
the name of the trading counterpart is not required to be disclosed):
Manz Taiwan Ltd
5.Where the counterpart to the trade
is an actual related party, a public announcement shall also include the reason for choosing the related party as trading counterpart
and the identity of the previous owner (including its relationship with the company and the trading counterpart), price of transfer
and the date of acquisition:N/A
6.Where a person who owned the property
within the past five years has been an actual related person of the company, a public announcement shall also include the dates
and prices of acquisition and disposal by the related person and the person’s relationship to the company at those times:N/A
7.Anticipated loss or profit from
the disposal (not applicable in cases of acquisition of assets) (where originally deferred, the status or recognition shall be
stated and explained):N/A
8.Terms of delivery or payment (including
payment period and monetary amount):Payment in installments.
9.The manner of deciding on this
transaction (such as tender invitation, price comparison, or price negotiation), the reference basis for the decision on price
and the decision-making department: Price comparison and price negotiation.
10.Name of the professional
appraisal institution and its appraisal amount:N/A
11.Reason for any significant
discrepancy with the transaction amount, and opinion of the certifying CPA:N/A
12.Is the appraisal report
price a limited price or specific price?:N/A
13.Has an appraisal report
not yet been obtained?:N/A
14.Reason an appraisal report
has not yet been obtained:N/A
15.Broker and broker's fee:N/A
16.Concrete purpose or use
of the acquisition or disposition: manufacturing.
17.Do the directors have any
objection to the present transaction?:N/A
18.Any other matters that need
to be specified:
The Company has released related information about the
capital expenditure budget in accordance with the regulations.