Statement of Changes in Beneficial Ownership (4)
July 27 2016 - 4:29PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
WHITE MILES D
|
2. Issuer Name
and
Ticker or Trading Symbol
ABBOTT LABORATORIES
[
ABT
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman and CEO
|
(Last)
(First)
(Middle)
100 ABBOTT PARK ROAD
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/25/2016
|
(Street)
ABBOTT PARK, IL 60064-6400
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common shares without par value
|
7/25/2016
|
|
M
|
|
550000
|
A
|
$25.2461
|
2010517
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
3647
|
A
|
$43.155
|
2014164
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
13500
|
A
|
$43.29
|
2027664
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
20602
|
A
|
$43.22
|
2048266
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
7300
|
A
|
$43.14
|
2055566
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
300
|
A
|
$43.065
|
2055866
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
3800
|
A
|
$43.24
|
2059666
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
35664
|
A
|
$43.08
|
2095330
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
12600
|
A
|
$43.19
|
2107930
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
3220
|
A
|
$43.145
|
2111150
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
1800
|
A
|
$43.185
|
2112950
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
2100
|
A
|
$43.16
|
2115050
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
8700
|
A
|
$43.15
|
2123750
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
100
|
A
|
$43.32
|
2123850
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
1900
|
A
|
$43.115
|
2125750
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
7080
|
A
|
$43.18
|
2132830
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
3504
|
A
|
$43.225
|
2136334
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
100
|
A
|
$43.1525
|
2136434
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
9100
|
A
|
$43.235
|
2145534
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
9198
|
A
|
$43.265
|
2154732
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
6758
|
A
|
$43.25
|
2161490
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
100
|
A
|
$43.2725
|
2161590
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
200
|
A
|
$43.335
|
2161790
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
10300
|
A
|
$43.07
|
2172090
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
25400
|
A
|
$43.09
|
2197490
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
6575
|
A
|
$43.245
|
2204065
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
14802
|
A
|
$43.26
|
2218867
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
23598
|
A
|
$43.275
|
2242465
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
10499
|
A
|
$43.105
|
2252964
|
D
|
|
Common shares without par value
|
7/25/2016
|
|
P
|
|
100
|
A
|
$43.1725
|
2253064
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Option (right to buy)
(1)
|
$25.2461
|
7/25/2016
|
|
M
|
|
|
550000
|
2/16/2010
|
2/15/2017
|
Common shares
|
550000
|
$25.2461
|
0
|
D
|
|
Explanation of Responses:
|
(
1)
|
Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
|
Remarks:
Form 1 of 5. The transactions reported on this Form 4 are part of a series of transactions pursuant to which Mr. White personally invested $45.5 million in cash to purchase a total of 1,281,500 shares on his own account, increasing his total ownership from 1,460,517 shares to 2,742,017 shares. These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
WHITE MILES D
100 ABBOTT PARK ROAD
ABBOTT PARK, IL 60064-6400
|
X
|
|
Chairman and CEO
|
|
Signatures
|
John A. Berry, by power of attorney for Miles D. White
|
|
7/27/2016
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Abbott Laboratories (NYSE:ABT)
Historical Stock Chart
From Mar 2024 to Apr 2024
Abbott Laboratories (NYSE:ABT)
Historical Stock Chart
From Apr 2023 to Apr 2024