Statement of Changes in Beneficial Ownership (4)
March 06 2017 - 2:12PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
GERLACH JOHN B JR
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2. Issuer Name
and
Ticker or Trading Symbol
LANCASTER COLONY CORP
[
LANC
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__
X
__ Officer (give title below)
_____ Other (specify below)
Chairman & President
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(Last)
(First)
(Middle)
380 POLARIS PARKWAY
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3. Date of Earliest Transaction
(MM/DD/YYYY)
3/2/2017
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(Street)
WESTERVILLE, OH 43082
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock
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3/2/2017
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J
(1)
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15000.0000
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A
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$0.0000
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267506.0000
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D
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Common Stock
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3/2/2017
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J
(1)
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7500.0000
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D
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$0.0000
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57500.0000
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I
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Ashleigh Gerlach 2012 Irrevocable Trust
(2)
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Common Stock
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3/2/2017
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J
(1)
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7500.0000
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D
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$0.0000
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57500.0000
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I
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Courtney Gerlach 2012 Irrevocable Trust
(2)
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Common Stock
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75518.0000
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I
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As Custodian for Son
(3)
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Common Stock
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55523.0000
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I
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Ashleigh A. Gerlach Irrevocable Trust
(4)
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Common Stock
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39999.0000
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I
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Ashleigh A. Gerlach Trust
(4)
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Common Stock
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1180.0000
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I
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By 401(k)
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Common Stock
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4167.0000
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I
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By Darby Road Company
(5)
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Common Stock
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4872.0000
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I
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By Darby Road Limited Partnership
(6)
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Common Stock
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15645.0000
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I
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By ESOP
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Common Stock
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620122.0000
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I
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By Lehrs, Inc.
(3)
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Common Stock
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5737602.0000
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I
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By Marital Trust
(3)
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Common Stock
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153397.0000
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I
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By Spouse
(3)
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Common Stock
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121162.0000
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I
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Courtney E. Gerlach Irrevocable Trust
(4)
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Common Stock
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39999.0000
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I
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Courtney E. Gerlach Trust
(4)
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Common Stock
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39999.0000
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I
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John B. Gerlach III Trust
(4)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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The reported transaction involved the reporting person's withdrawal of shares from the Trust in exchange for cash. The reporting person was the beneficial owner of the shares while they were held by the Trust and remains the beneficial owner of the shares following their withdrawal from the Trust.
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(
2)
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Shares held by a trust of which Mr. Gerlach's spouse is trustee.
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(
3)
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Mr. Gerlach disclaims a beneficial interest in these shares held indirectly by him.
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(
4)
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Shares held by a trust of which Mr. Gerlach is trustee. Mr. Gerlach disclaims a beneficial interest in these shares held indirectly by him.
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(
5)
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The corporation is the general partner of a family limited partnership. Mr. Gerlach is a director and controlling shareholder of the corporation and disclaims beneficial ownership of these shares.
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(
6)
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Shares held by a family limited partnership. Mr. Gerlach is a director and controlling shareholder of the corporation that is the general partner of the family limited partnership and disclaims beneficial ownership of these shares.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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GERLACH JOHN B JR
380 POLARIS PARKWAY
WESTERVILLE, OH 43082
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X
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Chairman & President
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Signatures
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Patricia S. Callahan, Attorney-in-Fact
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3/6/2017
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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