TIDMSPX
RNS Number : 0843H
Spirax-Sarco Engineering PLC
05 June 2017
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
NICHOLAS JOHN ANDERSON N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
NICHOLAS JOHN ANDERSON GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 15,068
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR ANDERSON
ARE 43,939
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
KEVIN JAMES BOYD N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
KEVIN JAMES BOYD GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 8,181
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR BOYD
ARE 17,599
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
NEIL HARVEY DAWS N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
NEIL HARVEY DAWS GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 7,420
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR DAWS
ARE 24,465
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
JAMES LAWRENCE WHALEN N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
JAMES LAWRENCE WHALEN GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 7,420
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR WHALEN
ARE 23,137
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
SUAY WAH LEE N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
SUAY WAH LEE GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 6,302
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR LEE
ARE 14,189
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
SHELDON BANKS N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
SHELDON BANKS GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 5,065
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR BANKS
ARE 16,643
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
MAURIZIO PREZIOSA N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
MAURIZIO PREZIOSA GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 5,065
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR PREZIOSA
ARE 8,265
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
IAN FARNWORTH N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
IAN FARNWORTH GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 2,500
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR FARNWORTH
ARE 7,850
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
ANDREW JOHN ROBSON N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
ANDREW JOHN ROBSON GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 2,500
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR ROBSON
ARE 7,850
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
BYRON JEFFREY THOMAS N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
BYRON JEFFREY THOMAS GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 2,500
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR THOMAS
ARE 7,850
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
ASHOK D'SA N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
ASHOK D'SA GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 2,500
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR D'SA
ARE 7,850
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R, (ii)
a disclosure made
in accordance
LR 9.8.6R(1) or (iii)
a disclosure made
in accordance with
section 793 of the
1. Name of the issuer 2. Companies Act (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
JAMES DEVINE N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
JAMES DEVINE GRANT OF CONTINGENT
RIGHT TO ACQUIRE SHARES
UNDER A PERFORMANCE
SHARE PLAN
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
26TH MAY 2017 The award will vest
and the participant
will become entitled
to the shares, subject
to satisfaction of
a performance condition,
on the date after
31ST DECEMBER 2019
on which the Remuneration
Committee determines
that the performance
condition has been
satisfied
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
NIL 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
NIL SEE 8. ABOVE - INCLUDING
THE GRANT OF 2,500
THE TOTAL AWARDS GRANTED
UNDER THE PERFORMANCE
SHARE PLAN TO MR DEVINE
ARE 5,050
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 5/6/2017
--------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to 4,
6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to the
shares of the issuer (other than a debenture)
should complete boxes 1 to 4, 6, 8, 9,
11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R,
(ii) a disclosure
made in accordance
LR 9.8.6R(1) or
(iii) a disclosure
made in accordance
with section 793 of
the Companies Act
1. Name of the issuer 2. (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
NICHOLAS JOHN ANDERSON N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
NICHOLAS JOHN ANDERSON EMPLOYEE SHARE OWNERSHIP
PLAN-DIVID SHARES
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
5 0.000007
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
N/A N/A
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
5275.0p 26/05/2017
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
20,192, 0.0274% 01/06/2017
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 05/06/2017_________________________________
-------------------------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to
the shares of the issuer (other than a
debenture) should complete boxes 1 to
4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R,
(ii) a disclosure
made in accordance
LR 9.8.6R(1) or
(iii) a disclosure
made in accordance
with section 793 of
the Companies Act
1. Name of the issuer 2. (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
NEIL HARVEY DAWS N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
NEIL HARVEY DAWS EMPLOYEE SHARE OWNERSHIP
PLAN-DIVID SHARES
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
21 0.000029
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
N/A N/A
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
5275.0p 26/05/2017
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
25,919, 0.0352% 01/06/2017
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 05/06/2017_________________________________
-------------------------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to
the shares of the issuer (other than a
debenture) should complete boxes 1 to
4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R,
(ii) a disclosure
made in accordance
LR 9.8.6R(1) or
(iii) a disclosure
made in accordance
with section 793 of
the Companies Act
1. Name of the issuer 2. (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
ANDREW JOHN ROBSON N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
ANDREW JOHN ROBSON EMPLOYEE SHARE OWNERSHIP
PLAN-DIVID SHARES
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
4 0.000005
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
N/A N/A
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
5275.0p 26/05/2017
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
1,055, 0.0014% 01/06/2017
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 05/06/2017_________________________________
-------------------------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to
the shares of the issuer (other than a
debenture) should complete boxes 1 to
4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R,
(ii) a disclosure
made in accordance
LR 9.8.6R(1) or
(iii) a disclosure
made in accordance
with section 793 of
the Companies Act
1. Name of the issuer 2. (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
BYRON THOMAS N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
BYRON THOMAS EMPLOYEE SHARE OWNERSHIP
PLAN-DIVID SHARES
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
12 0.000016
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
N/A N/A
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
5275.0p 26/05/2017
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
2,513, 0.0034% 01/06/2017
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 05/06/2017_________________________________
-------------------------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to
the shares of the issuer (other than a
debenture) should complete boxes 1 to
4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R,
(ii) a disclosure
made in accordance
LR 9.8.6R(1) or
(iii) a disclosure
made in accordance
with section 793 of
the Companies Act
1. Name of the issuer 2. (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
IAN FARNWORTH N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
IAN FARNWORTH EMPLOYEE SHARE OWNERSHIP
PLAN-DIVID SHARES
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
2 0.000003
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
N/A N/A
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
5275.0p 26/05/2017
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
941, 0.0013% 01/06/2017
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 05/06/2017_________________________________
-------------------------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to
the shares of the issuer (other than a
debenture) should complete boxes 1 to
4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R,
(ii) a disclosure
made in accordance
LR 9.8.6R(1) or
(iii) a disclosure
made in accordance
with section 793 of
the Companies Act
1. Name of the issuer 2. (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
SHELDON BANKS N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
SHELDON BANKS EMPLOYEE SHARE OWNERSHIP
PLAN-DIVID SHARES
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
2 0.000003
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
N/A N/A
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
5275.0p 26/05/2017
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
645, 0.0009% 01/06/2017
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 05/06/2017_________________________________
-------------------------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to
the shares of the issuer (other than a
debenture) should complete boxes 1 to
4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Annex DTR3
Notification of Transactions of Directors/Persons Discharging
Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital
letters.
State whether the
notification relates
to (i) a
transaction notified
in accordance with
DTR 3.1.2 R,
(ii) a disclosure
made in accordance
LR 9.8.6R(1) or
(iii) a disclosure
made in accordance
with section 793 of
the Companies Act
1. Name of the issuer 2. (2006).
---- --------------------------- ---- ---------------------------
SPIRAX-SARCO ENGINEERING (i) a transaction
PLC notified in accordance
with DTR 3.1.2 R,
---- --------------------------- ---- ---------------------------
State whether notification
relates to a person
connected with a person
discharging managerial
Name of person discharging responsibilities/director
managerial named in 3 and identify
3. responsibilities/director 4. the connected person
---- --------------------------- ---- ---------------------------
ASHOK D'SA N/A
---- --------------------------- ---- ---------------------------
Indicate whether the
notification is in
respect of a holding
of the person referred Description of shares
to in 3 or 4 above (including class),
or in respect of a debentures or derivatives
nonbeneficial or financial instruments
5. interest 1 6. relating to shares
---- --------------------------- ---- ---------------------------
HOLDING 26(12) /(13) p ORDINARY
SHARES
---- --------------------------- ---- ---------------------------
Name of registered
shareholders(s) and,
if more than one,
the number of shares State the nature of
7. held by each of them 8. the transaction
---- --------------------------- ---- ---------------------------
ASHOK D'SA EMPLOYEE SHARE OWNERSHIP
PLAN-DIVIDEND SHARES
---- --------------------------- ---- ---------------------------
Percentage of issued
class acquired (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
9. to shares acquired 10. calculating percentage)
---- --------------------------- ---- ---------------------------
1 0.000001
---- --------------------------- ---- ---------------------------
Percentage of issued
class disposed (treasury
Number of shares, shares of that class
debentures or financial should not be taken
instruments relating into account when
11. to shares disposed 12. calculating percentage)
---- --------------------------- ---- ---------------------------
N/A N/A
---- --------------------------- ---- ---------------------------
Price per share or Date and place of
13. value of transaction 14. transaction
---- --------------------------- ---- ---------------------------
5275.0p 26/05/2017
---- --------------------------- ---- ---------------------------
Total holding following
notification and total
percentage holding
following notification
(any treasury shares
should not be taken
into account when Date issuer informed
15. calculating percentage) 16. of transaction
---- --------------------------- ---- ---------------------------
107, 0.0001% 01/06/2017
---- --------------------------- ---- ---------------------------
If a person discharging managerial responsibilities has been
granted options by the issuer
complete the following boxes
Period during which
17. Date of grant 18. or date on which exercisable
---- --------------------------- ---- ------------------------------
Total amount paid Description of shares
(if any) for grant or debentures involved
19. of the option 20. (class and number)
---- --------------------------- ---- ------------------------------
Exercise price (if
fixed at time of grant)
or Total number of shares
indication that price or debentures over
is to be fixed at which options held
21. the time of exercise 22. following notification
---- --------------------------- ---- ------------------------------
Name of contact and
telephone number for
23. Any additional information 24. queries
---- --------------------------- ---- ------------------------------
ANDY ROBSON
TEL. 01242 521361
---- --------------------------- ---- ------------------------------
Name of authorised official of issuer responsible
for making notification
Date of notification: 05/06/2017_________________________________
-------------------------------------------------------------------
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
(1) An issuer making a notification in respect
of a transaction relating to the shares
or debentures of the issuer should complete
boxes 1 to 16, 23 and 24.
(2) An issuer making a notification in respect
of a derivative relating the shares of
the issuer should complete boxes 1 to
4, 6, 8, 13, 14, 16, 23 and 24.
(3) An issuer making a notification in respect
of options granted to a director/person
discharging managerial responsibilities
should complete boxes 1 to 3 and 17 to
24.
(4) An issuer making a notification in respect
of a financial instrument relating to
the shares of the issuer (other than a
debenture) should complete boxes 1 to
4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
This information is provided by RNS
The company news service from the London Stock Exchange
END
DSHLIFSVRDIVIID
(END) Dow Jones Newswires
June 05, 2017 04:08 ET (08:08 GMT)
Spirax-sarco Engineering (LSE:SPX)
Historical Stock Chart
From Mar 2024 to Apr 2024
Spirax-sarco Engineering (LSE:SPX)
Historical Stock Chart
From Apr 2023 to Apr 2024
