Rockhopper Exploration plc Holding(s) in Company (3616I)
June 16 2017 - 9:09AM
UK Regulatory
TIDMRKH
RNS Number : 3616I
Rockhopper Exploration plc
16 June 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Rockhopper Exploration
the underlying issuer Plc
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- --------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights x
------------------------------------------------------------------ -----------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------------ -----------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------------ -----------------------
An event changing the breakdown of voting rights
------------------------------------------------------------------ -----------------------
Other (please
specify):
--------------------------------------------------------- ------- -----------------------
3. Full name of person(s) Carlson Capital UK LLP
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- ------------------------------
5. Date of the transaction 8 June 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ------------------------------
6. Date on which issuer 15 June 2017
notified:
----------------------------------------------------------- ------------------------------
7. Threshold(s) that is/are Drop below 5%
crossed or
reached: (vi, vii)
----------------------------------------------------------- ------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------- ----------------- --------------- ------------- ------------------------- -------------------------
Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------- ----------- ------------- ------------- ---------- ------------ -----------
Common
Stock
GB00B0FVQX23 23,420,467 23,420,467 22,630,467 22,630,467 4.9530%
----------------- --------------- ------------- ------------- ---------- ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- ----------------- ---------------------------- --------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- ----------------- ------------- ------------- --------------------------- -----------------------
Nominal Delta
--------------- ----------------- ------------- ------------- --------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------------------- ----------------------------------------------------
22,630,467 4.9530%
---------------------------------------------------------------- ----------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
--------------------------------------------------------------------------------------------------
Proxy Voting:
--------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- -----------------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- -----------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- -----------------------------------
Please note that this notification
13. Additional information: relates to a decrease in
position below the 5% threshold
to 22,630,467 ordinary shares
on 8 June 2017 and is being
made retrospectively as soon
as possible after learning
of the disclosable holding
event.
------------------------------------------------------------- -----------------------------------
14. Contact name: Joe Brucchieri, Chief Legal
Officer
------------------------------------------------------------- -----------------------------------
15. Contact telephone number: +44 207 591 3450
------------------------------------------------------------- -----------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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