Report of Foreign Issuer (6-k)
January 30 2015 - 6:01AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
6-K
Report
of Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission
File No. 000-51196
For the
month of January 2015
AIXTRON
SE
(Translation
of registrant’s name into English)
Dornkaulstr.
2
52134 Herzogenrath
Germany
(Address of principal executive
offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Indicate by
check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act
of 1934.
If “Yes” is
marked, indicate below the file number assigned to the registrant in
connection with Rule 12g3-2(b): N/A
AIXTRON SE: Publication according to § 26 paragraph. 1 WpHG with the
objective of Europe-wide distribution
Notification of voting rights pursuant to Art. 25, Sec. 1 WpHG
We
received the following notification pursuant to Art. 25, Sec. 1 WpHG on
January 27, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134
Herzogenrath, Germany
2. Notifier:
UBS AG, Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
21.01.2015
6. Total amount of voting rights:
5.49% (equals 6185407 voting
rights) calculated from the following total number of voting rights
issued: 112694555
7. Detailed information on the voting rights proportion:
Voting
rights proportion based on financial/other instruments pursuant to sec.
25 WpHG: 1.05% (equals 1185538 voting rights) thereof held indirectly:
0.00%
(equals 0 voting rights)
Voting rights pursuant to sec. 21, 22 WpHG:
4.44% (equals 4999869
voting rights)
8. Detailed information on financial/other instruments pursuant to sec.
25 WpHG:
ISIN or name/description of the financial/other instrument: Call Option
Exercise
period: At any time
Maturity:
Expiration date: 20.03.2015
Furthermore, we received the following notification pursuant to Art. 25,
Sec. 1 WpHG on January 27, 2015:
1. Listed company:
AIXTRON SE
Dornkaulstraße 2, 52134
Herzogenrath, Germany
2. Notifier:
UBS Group AG, Zurich, Switzerland
3. Triggering event:
Exceeding Threshold
4. Threshold(s) crossed or reached:
5%
5. Date at which the threshold is crossed or reached:
21.01.2015
6. Total amount of voting rights: 5.49% (equals 6185407 voting rights)
calculated from the following total number of voting rights issued:
112694555
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant
to sec. 25 WpHG: 1.05% (equals 1185538 voting rights) thereof held
indirectly:
1.05% (equals 1185538 voting rights)
Voting rights pursuant to sec. 21, 22 WpHG: 4.44% (equals 4999869 voting
rights)
8. Detailed information on financial/other instruments pursuant to sec.
25 WpHG:
Chain of controlled undertakings:
UBS AG
ISIN or name/description of the financial/other instrument: Call Option
Exercise
period: At any time
Maturity:
Expiration date: 20.03.2015
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
|
|
AIXTRON SE
|
|
|
|
|
|
|
|
|
Date:
|
January 29, 2015
|
|
By:
|
/s/ Martin Goetzeler
|
|
|
Name:
|
Martin Goetzeler
|
|
|
Title:
|
President and CEO
|
Aixtron SE ADS, Each Representing One Ordinary Share (NASDAQ:AIXG)
Historical Stock Chart
From Mar 2024 to Apr 2024
Aixtron SE ADS, Each Representing One Ordinary Share (NASDAQ:AIXG)
Historical Stock Chart
From Apr 2023 to Apr 2024