SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 6-K
Report of
Foreign Private Issuer
Pursuant
to Rule 13a-16 or 15d-16 of the
Securities
Exchange Act of 1934
Commission File No. 000-51196
For the
month of December, 2014
AIXTRON SE
(Translation
of registrant’s name into English)
Kaiserstr. 98
D-52134 Herzogenrath
Germany
(Address of
principal executive offices)
Indicate by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Indicate by check mark whether the registrant by furnishing the
information contained in this Form is also thereby furnishing the
information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
If “Yes” is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): N/A
Notification of voting rights pursuant to Art. 25a, Sec. 1 WpHG We
received the following notification pursuant to Art. 25a, Sec. 1 WpHG on
December 18, 2014:
1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS Group AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 5%
5. Date at which the threshold is crossed or reached: 12.12.2014
6. Total amount of voting rights: 4.88% (equals 5503094 voting rights)
calculated from the following total number of voting rights issued:
112694555
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant
to Art. 25a, Sec. 1 WpHG: 1.26% (equals 1418319 voting rights) thereof
held indirectly: 1.26% (equals 1418319 voting rights)
Voting rights proportion based on financial/other instruments pursuant
to sec. 25 WpHG: 0.96% (equals 1083479 voting rights) thereof held
indirectly: 0.96% (equals 1083479 voting rights)
Voting rights pursuant to sec. 21, 22 WpHG: 2.66% (equals 3001296 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
Chain of controlled undertakings: UBS AG
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option Maturity: Expiration date: 19.12.2014
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option Maturity: Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 30.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 28.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 04.12.2019
Furthermore we received the following notification pursuant to Art. 25a,
Sec. 1 WpHG on December 18, 2014:
1. Listed company: AIXTRON SE Dornkaulstraße 2, 52134 Herzogenrath,
Germany
2. Notifier: UBS AG, Zurich, Switzerland
3. Triggering event: Falling below threshold
4. Threshold(s) crossed or reached: 5%
5. Date at which the threshold is crossed or reached: 12.12.2014
6. Total amount of voting rights: 4.88% (equals 5503094 voting rights)
calculated from the following total number of voting rights issued:
112694555
7. Detailed information on the voting rights proportion:
Voting rights proportion based on financial/other instruments pursuant
to Art. 25a, Sec. 1 WpHG: 1.26% (equals 1418319 voting rights) thereof
held indirectly: 0.00% (equals 0 voting rights)
Voting rights proportion based on financial/other instruments pursuant
to sec. 25 WpHG: 0.96% (equals 1083479 voting rights) thereof held
indirectly: 0.00% (equals 0 voting rights)
Voting rights pursuant to sec. 21, 22 WpHG: 2.66% (equals 3001296 voting
rights)
8. Detailed information on financial/other instruments pursuant to Art.
25a, Sec. 1 WpHG:
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option Maturity: Expiration date: 19.12.2014
ISIN or name/description of the financial/other instrument: Physically
Settled Put Option Maturity: Expiration date: 19.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 30.06.2015
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 30.09.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 20.12.2016
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 13.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 19.07.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 28.11.2017
ISIN or name/description of the financial/other instrument: Equity Swap
Maturity: Expiration date: 04.12.2019
SIGNATURE
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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AIXTRON SE
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Date:
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December 22, 2014
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By:
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/s/ Martin Goetzeler
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Name:
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Martin Goetzeler
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Title:
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President and CEO
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