UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of December 2014

Commission File Number 1-15242

 

 

DEUTSCHE BANK CORPORATION

(Translation of Registrant’s Name Into English)

 

 

Deutsche Bank Aktiengesellschaft

Taunusanlage 12

60325 Frankfurt am Main

Germany

(Address of Principal Executive Office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F  x Form 40-F  ¨

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T

Rule 101(b)(1):  ¨

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T

Rule 101(b)(7):  ¨

 

 

 


Explanatory note

This Report on Form 6-K contains the following exhibit:

Exhibit 99.1: Notice of Redemption for Deutsche Bank Capital Funding Trust VI, Wilmington, Delaware, U.S.A., 900,000 Noncumulative Trust Preferred Securities (Liquidation Preference Amount EUR 1,000 per Trust Preferred Security).

This Report on Form 6-K and the exhibit hereto are hereby incorporated by reference into Registration Statement No. 333-184193 of Deutsche Bank AG.

Forward-looking statements contain risks

This report contains forward-looking statements. Forward-looking statements are statements that are not historical facts; they include statements about our beliefs and expectations. Any statement in this report that states our intentions, beliefs, expectations or predictions (and the assumptions underlying them) is a forward-looking statement. These statements are based on plans, estimates and projections as they are currently available to the management of Deutsche Bank. Forward-looking statements therefore speak only as of the date they are made, and we undertake no obligation to update publicly any of them in light of new information or future events.

By their very nature, forward-looking statements involve risks and uncertainties. A number of important factors could therefore cause actual results to differ materially from those contained in any forward-looking statement. Such factors include the conditions in the financial markets in Germany, in Europe, in the United States and elsewhere from which we derive a substantial portion of our trading revenues, potential defaults of borrowers or trading counterparties, the implementation of our strategic initiatives, the reliability of our risk management policies, procedures and methods, and other risks referenced in our filings with the U.S. Securities and Exchange Commission. Such factors are described in detail in our 2013 Annual Report on Form 20-F, which was filed with the SEC on March 20, 2014, on pages 11 through 25 under the heading “Risk Factors.” Copies of this document are readily available upon request or can be downloaded from www.deutsche-bank.com/ir.

 

2


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    DEUTSCHE BANK AKTIENGESELLSCHAFT
Date: December 19, 2014    
    By:  

/s/ Jonathan Blake

    Name:   Jonathan Blake
    Title:   Managing Director
    By:  

/s/ Joseph C. Kopec

    Name:   Joseph C. Kopec
    Title:   Managing Director and Senior Counsel

 

3



Exhibit 99.1

 

LOGO    LOGO
  
Ad hoc: Deutsche Bank AG (english)   

Deutsche Bank: Redemption of 900,000 Trust Preferred Securities

Frankfurt am Main, December 19, 2014 – Deutsche Bank (XETRA: DBKGn.DE / NYSE: DB) hereby gives notice that the 900,000 Noncumulative Trust Preferred Securities, issued by Deutsche Bank Capital Funding Trust VI on 28 January 2005, will be redeemed on 28 January 2015 at their liquidation preference amount of EUR 1,000 per Trust Preferred Security:

 

Issuer:    Deutsche Bank Capital Funding Trust VI
Amount:    900 Mio Euro
WKN:    A0DTY3
ISIN:    DE000A0DTY34

All regulatory preconditions are met.

Deutsche Bank AG

Taunusanlage 12

60325 Frankfurt am Main

Germany

ISIN: DE0005140008

WKN: 514000

Listed: Regulated market in Berlin-Bremen, Duesseldorf, Frankfurt (Prime Standard), Hamburg, Hanover, Munich und Stuttgart; EUREX; NYSE

The International Securities Identification Numbers (ISINs) of further financial instruments issued by Deutsche Bank AG, and admitted to trading on a domestic organized market or for which such admission has been applied for, are available on Deutsche Bank’s Investor Relations website under https://www.db.com/ir/.

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