JPMorgan Securities Plc Form 8.5 (EPT/RI)-Royal Dutch Shell Plc-Amendment (8711B)
October 09 2015 - 11:40AM
UK Regulatory
TIDMRDSA
RNS Number : 8711B
JPMorgan Securities Plc
09 October 2015
AMENDMENT
INCREASED ORDINARY A SHARES GBP EQUITY SALES BY 197,471 TO
472,277. INCREASED ORDINARY B SHARES GBP EQUITY PURCHASES BY 40,646
TO 384,838.
ADDED ORDINARY A SHARES EQUITY SWAP SALE OF 197,471.
ADDED ORDINARY B SHARES EQUITY SWAP SALE OF 40,646.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: J.P. Morgan Securities plc
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Royal Dutch Shell Plc
Use a separate form for each offeror/offeree
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(c) Name of the party to the offer with which exempt principal trader is connected: BG Group Plc
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(d) Date dealing undertaken: 28 September 2015
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(e) In addition to the company in 1(b) above, is the exempt principal trader making Yes
disclosures BG Group Plc
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Ordinary A Shares Purchases 167,080 15.6050 GBP 15.0850 GBP
208,893 21.3600 EUR 20.5800 EUR
Sales 472,277 15.4552 GBP 15.0778 GBP
229,941 21.2850 EUR 20.5800 EUR
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
Ordinary B Shares Purchases 384,838 15.6850 GBP 15.1450 GBP
Sales 568,218 15.6650 GBP 15.1450 GBP
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Ordinary A Shares Equity Swaps Long 156,306 15.0778 GBP
41,165 15.2667 GBP
15,003 15.4552 GBP
665 21.1549 EUR
1,281 21.2121 EUR
Short 4,399 15.2494 GBP
4,320 15.2505 GBP
3,192 15.2625 GBP
22,270 15.2682 GBP
1,891 20.5815 EUR
6,677 20.7038 EUR
16,157 20.8160 EUR
2,709 20.9479 EUR
57,391 20.9955 EUR
------------------------- -------------------- ------------------------- ------------------------- ---------------
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
Ordinary B Shares Equity Swap Long 694 15.3332 GBP
2,614 15.6179 GBP
Short 40,646 15.3628 GBP
88,777 15.4275 GBP
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit (EUR) American, received per
option varying etc. option European unit (EUR)
relates etc.
-------------- ------------- ------------- ------------- ------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion (GBP)
--------------------------- ------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
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