IPO Ip Group Plc

 
TIDMIPO 
 
 
   FORM 8 (DD) 
 
   PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN 
CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT 
CLIENTS) 
 
   Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code") 
 
   1.         KEY INFORMATION 
 
 
 
 
(a) Full name of discloser:                                   Invesco Ltd. 
(b) Owner or controller of interests and short positions 
 disclosed, if different from 1(a): 
 The naming of nominee or vehicle companies is insufficient. 
 For a trust, the trustee(s), settlor and beneficiaries 
 must be named. 
(c) Name of offeror/offeree in relation to whose relevant     IP Group Plc. 
 securities this form relates: 
 Use a separate form for each offeror/offeree 
(d) Status of person making the disclosure:                   Acting in concert with both Touchstone Innovations 
 e.g. offeror, offeree, person acting in concert with          Plc. and with the IP Group Plc. 
 the offeror/offeree (specify name of offeror/offeree) 
(e) Date dealing undertaken:                                  15.09.2017 
(f) In addition to the company in 1(c) above, is the          YES : 
 discloser making disclosures in respect of any other          Touchstone Innovations Plc. 
 party to the offer? 
 If it is a cash offer or possible cash offer, state 
 "N/A" 
 
 
   2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
   If there are positions or rights to subscribe to disclose in more than 
one class of relevant securities of the offeror or offeree named in 1(c), 
copy table 2(a) or (b) (as appropriate) for each additional class of 
relevant security. 
 
   (a)        Interests and short positions in the relevant securities of 
the offeror or offeree to which the disclosure relates following the 
dealing 
 
 
 
 
                                                              2p ordinary 
Class of relevant security:                                   GB00B128J450 
                                                                           Short 
                                                        Interests        positions 
                                                      Number       %    Number   % 
(1) Relevant securities owned and/or controlled:    163,345,033  23.36 
(2) Cash-settled derivatives: 
(3) Stock-settled derivatives (including options) 
 and agreements to purchase/sell: 
 
  TOTAL:                                            163,345,033  23.36 
 
 
   All interests and all short positions should be disclosed. 
 
   Details of any open stock-settled derivative positions (including traded 
options), or agreements to purchase or sell relevant securities, should 
be given on a Supplemental Form 8 (Open Positions). 
 
   Details of any securities borrowing and lending positions or financial 
collateral arrangements should be disclosed on a Supplemental Form 8 
(SBL). 
 
   (b)        Rights to subscribe for new securities (including directors' 
and other employee options) 
 
 
 
 
Class of relevant security in relation to which subscription 
 right exists: 
Details, including nature of the rights concerned 
 and relevant percentages: 
 
 
   3.         DEALINGS BY THE PERSON MAKING THE DISCLOSURE 
 
   Where there have been dealings in more than one class of relevant 
securities of the offeror or offeree named in 1(c), copy table 3(a), (b), 
(c) or (d) (as appropriate) for each additional class of relevant 
security dealt in. 
 
   The currency of all prices and other monetary amounts should be stated. 
 
   (a)        Purchases and sales 
 
   (i)         Party to an offer or person acting in concert (except for a 
principal trader in the same group as a connected adviser) 
 
 
 
 
   Class of relevant      Purchase/sale  Number of securities  Price per unit 
        security 
    Ordinary                  Sale              74,819                1.23 GBP 
 
 
   (ii)        Principal trader where the sole reason for the connection is 
that the principal trader is in the same group as a connected adviser 
 
 
 
 
   Class of     Purchases/ sales   Total number   Highest price  Lowest price 
   relevant                       of securities     per unit       per unit 
   security                                       paid/received  paid/received 
 
 
 
   (b)        Cash-settled derivative transactions 
 
 
 
 
Class of  Product description                         Nature of dealing                          Number of   Price 
relevant        e.g. CFD        e.g. opening/closing a long/short position, increasing/reducing  reference    per 
security                                             a long/short position                       securities  unit 
 
 
 
   (c)        Stock-settled derivative transactions (including options) 
 
   (i)         Writing, selling, purchasing or varying 
 
 
 
 
Class of    Product     Writing,    Number of   Exercise              Type               Expiry   Option 
relevant  description  purchasing,  securities   price     e.g. American, European etc.   date    money 
security   e.g. call    selling,     to which     per                                             paid/ 
            option       varying      option      unit                                           received 
                          etc.       relates                                                       per 
                                                                                                   unit 
 
 
 
   (ii)        Exercise 
 
 
 
 
  Class of     Product description  Exercising/     Number of      Exercise 
  relevant       e.g. call option    exercised     securities      price per 
  security                            against                        unit 
 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 
 
 
Class of relevant         Nature of dealing         Details   Price per unit 
     security        e.g. subscription, conversion            (if applicable) 
 
 
 
   4.         OTHER INFORMATION 
 
   (a)        Indemnity and other dealing arrangements 
 
 
 
 
Details of any indemnity or option arrangement, or 
 any agreement or understanding, formal or informal, 
 relating to relevant securities which may be an inducement 
 to deal or refrain from dealing entered into by the 
 party to the offer or person acting in concert making 
 the disclosure and any other person: 
 Irrevocable commitments and letters of intent should 
 not be included. If there are no such agreements, 
 arrangements or understandings, state "none" 
 
  None 
 
 
   (b)        Agreements, arrangements or understandings relating to 
options or derivatives 
 
 
 
 
Details of any agreement, arrangement or understanding, 
 formal or informal, between the party to the offer 
 or person acting in concert making the disclosure 
 and any other person relating to: 
 (i) the voting rights of any relevant securities under 
 any option; or 
 (ii) the voting rights or future acquisition or disposal 
 of any relevant securities to which any derivative 
 is referenced: 
 If there are no such agreements, arrangements or understandings, 
 state "none" 
 
  None 
 
 
   (c)        Attachments 
 
   Are any Supplemental Forms attached? 
 
 
 
 
Supplemental Form 8 (Open Positions)  NO 
Supplemental Form 8 (SBL)             NO 
 
 
 
 
Date of disclosure:     18.09.2017 
Contact name:         Philippa Holmes 
Telephone number:       01491 417 447 
 
 
   Public disclosures under Rule 8 of the Code must be made to a Regulatory 
Information Service. 
 
   The Panel's Market Surveillance Unit is available for consultation in 
relation to the Code's dealing disclosure requirements on +44 (0)20 7638 
0129. 
 
   The Code can be viewed on the Panel's website at 
www.thetakeoverpanel.org.uk. 
 
   This announcement is distributed by Nasdaq Corporate Solutions on behalf 
of Nasdaq Corporate Solutions clients. 
 
   The issuer of this announcement warrants that they are solely 
responsible for the content, accuracy and originality of the information 
contained therein. 
 
   Source: Invesco Ltd. via Globenewswire 
 
 
  http://www.invescoperpetual.co.uk/ 
 

(END) Dow Jones Newswires

September 18, 2017 09:41 ET (13:41 GMT)

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