Initial Statement of Beneficial Ownership (3)
May 26 2016 - 4:28PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
LORAINE DONNA M
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2. Date of Event Requiring Statement (MM/DD/YYYY)
5/16/2016
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3. Issuer Name
and
Ticker or Trading Symbol
DEVRY EDUCATION GROUP INC. [DV]
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(Last)
(First)
(Middle)
3005 HIGHLAND PARKWAY
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
President, Carrington Colleges /
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(Street)
DOWNERS GROVE, IL 60515
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
(1)
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8271
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Incentive Stock Option (Right to Buy)
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8/31/2008
(2)
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8/31/2017
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Common Stock
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2800
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$34.53
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D
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Incentive Stock Option (Right to Buy)
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8/28/2009
(2)
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8/28/2018
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Common Stock
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2107
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$51.23
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D
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Non-qualified Stock Option (Right to Buy)
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8/28/2009
(2)
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8/28/2018
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Common Stock
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1093
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$51.23
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D
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Incentive Stock Option (Right to Buy)
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8/28/2010
(2)
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8/28/2019
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Common Stock
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550
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$52.28
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D
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Non-qualified Stock Option (Right to Buy)
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8/28/2010
(2)
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8/28/2019
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Common Stock
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2475
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$52.28
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D
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Incentive Stock Option (Right to Buy)
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8/27/2011
(2)
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8/27/2020
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Common Stock
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2150
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$38.71
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D
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Non-qualified Stock Option (Right to Buy)
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8/27/2011
(2)
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8/27/2020
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Common Stock
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2150
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$38.71
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D
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Incentive Stock Option (Right to Buy)
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8/24/2012
(2)
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8/24/2021
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Common Stock
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2987
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$41.87
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D
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Non-qualified Stock Option (Right to Buy)
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8/24/2012
(2)
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8/24/2021
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Common Stock
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1063
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$41.87
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D
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Incentive Stock Option (Right to Buy)
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8/29/2013
(2)
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8/29/2022
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Common Stock
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5424
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$18.60
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D
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Non-qualified Stock Option (Right to Buy)
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8/29/2013
(2)
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8/29/2022
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Common Stock
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1421
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$18.60
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D
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Incentive Stock Option (Right to Buy)
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8/21/2014
(3)
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8/21/2023
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Common Stock
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6475
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$28.32
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D
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Explanation of Responses:
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(
1)
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Includes restricted stock units which represent a right to receive one share of common stock for each restricted stock unit. Each restricted stock units vest 25% on the anniversary of the original grant date and is fully-vested on the four year anniversary of the grant date
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(
2)
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This option vests at 25% per year and will be fully vested at the end of the 4th year. This option was issued in two parts - one as an incentive stock option (ISO), and the other as a non-qualified stock option (NQSO) due to the ISO limitations.
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(
3)
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This option vests at 25% per year. This option will be fully vested at the end of the 4th year.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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LORAINE DONNA M
3005 HIGHLAND PARKWAY
DOWNERS GROVE, IL 60515
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President, Carrington Colleges
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Signatures
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/s/ Gregory S. Davis, for Donna M. Loraine
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5/25/2016
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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