Brewin Dolphin Holdings PLC Holding(s) in Company (2620H)
November 27 2015 - 11:31AM
UK Regulatory
TIDMBRW TIDMAV.
RNS Number : 2620H
Brewin Dolphin Holdings PLC
27 November 2015
TR-1: Notification of a Major Interest in Shares
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1. Identity of the issuer or the underlying Brewin Dolphin plc
issuer
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------------- ------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please specify): NOTIFICATION PROMPTED BY THE REMOVAL OF STOCK
LENDING EXEMPTION FOLLOWING IMPLEMENTATION OF
THE EU TRANSPARENCY DIRECTIVE AMENDMENTS
------------------------ ---------------------------------------------------------------- --------
3. Full name of person(s) subject Aviva plc & its subsidiaries
to the
notification obligation: (iii)
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4. Full name of shareholder(s) Registered Holder:
(if different from 3.):(iv)
BNY Norwich Union Nominees Limited
876,894*
Chase (GA Group) Nominees Limited 9,362,936*
Chase Nominees Limited 100,735*
State Street Nominees Limited 186,755*
Available on Request 11,000*
* denotes direct interest
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5. Date of the transaction and date 25 November 2015
on
which the threshold is crossed or
reached: (v)
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6. Date on which issuer notified: 27 November 2015
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7. Threshold(s) that is/are crossed 4% to 3% Change at Direct Interest
or Level
reached: (vi, vii)
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
--------------- ------------------------------ ---------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
--------------- --------------- ------------- ----------- ----------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------- ----- -------- ------ ----- ----------- ------------- -------------- --------- --------------
Ordinary
Shares
GB0001765816 11,302,520 11,302,520
--------------- ------------- ----------- ------ -------------- ---- --------------
Not Not
10,538,320 10,538,320 Disclosable 3.77% Disclosable
--------------- ----- -------- ------ ----- ----------- ------------- -------------- --------- --------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
---------------------- ---------------- -------------------------- --------------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date (xvii) Conversion rights instrument (xix, xx)
period refers to
(xviii)
------------------- ---------- -------------- ------------- -------------------- ---------------------
RIGHT TO RECALL N/A N/A N/A 1,011,134 * Nominal Delta
LOANED SHARES
* Direct Interest
------------------- ---------- -------------- ------------- -------------------- ----------- --------
0.36%
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Total (A+B+C)
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Number of voting rights Percentage of voting rights
------------------------ ----------------------------
11,549,454 4.13%
------------------------ ----------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
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The voting rights are managed and controlled by Aviva Investors Global
Services Limited and Friends Provident International Limited, with the
following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
* Aviva Investors Holdings Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
* Aviva Investors Global Services Limited (wholly owned
subsidiary of Aviva Investors Holdings Limited)
Friends Provident International Limited:
* Aviva plc (Parent Company)
* Aviva Group Holdings Limited (wholly owned subsidiary
of Aviva plc)
* Aviva Life Holdings UK Limited (wholly owned
subsidiary of Aviva Group Holdings Limited)
* Friends Life FPG Limited (wholly owned subsidiary of
Aviva Life Holdings UK Limited)
* Friends Life FPL Limited (wholly owned subsidiary of
Friends Life FPG Limited)
* Friends Life Limited (wholly owned subsidiary of
Friends Life FPL Limited)
* Friends Life and Pensions Limited (wholly owned
subsidiary of Friends Life Limited)
* Friends Provident International Limited (wholly owned
subsidiary of Friends Life and Pensions Limited)
Proxy Voting:
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10. Name of the proxy holder: See Section 4
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11. Number of voting rights proxy holder will
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