TIDMAV.
FORM 8.5 (EPT/NON-RI)
AMENDMENT TO 2(1) Long and Purchases
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree AVIVA PLC
in relation to whose
relevant securities this form relates:
(c) Name of the party to the FRIENDS LIFE GROUP LIMITED
offer with which exempt
principal trader is connected
(d) Date position held/dealing undertaken: 28 January 2015
(e) In addition to the company in 1(b) YES:
above, is the exempt principal
trader making disclosures in respect FRIENDS LIFE GROUP LIMITED
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 5,679,386 0.19% 4,452,124 0.15%
controlled:
(2) Cash-settled
derivatives:
3,493,667 0.12% 3,850,853 0.13%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/DEALING:
TOTAL: 9,173,053 0.31% 8,302,977 0.28%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/DEALING Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
ORD Purchase 2,871,863 5.3650 GBP 5.25 GBP
ORD Sale 1,329,603 5.3650 GBP 5.25 GBP
ADR Purchase 2,706 16.0919 USD 16.0812 USD
ADR Sale 706 16.0812 USD 16.0812 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 4,555 5.3004 GBP
ORD SWAP Long 4,986 5.3547 GBP
ORD SWAP Long 39,359 5.2994 GBP
ORD SWAP Short 136 5.2948 GBP
ORD SWAP Short 510 5.3050 GBP
ORD CFD Short 1,412 5.2582 GBP
ORD SWAP Short 4,640 5.2843 GBP
ORD SWAP Short 8,374 5.3586 GBP
ORD SWAP Short 8,700 5.2995 GBP
ORD CFD Short 21,879 5.2957 GBP
ORD SWAP Short 33,700 5.2844 GBP
ORD SWAP Short 40,349 5.2874 GBP
ORD SWAP Short 47,999 5.2840 GBP
ORD SWAP Short 392,137 5.2851 GBP
ORD CFD Short 412,868 5.2815 GBP
ORD CFD Short 475,347 5.2889 GBP
ORD SWAP Short 475,347 5.2889 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 30 Jan 2015
Contact name: Jay Supaya
Telephone number: 0207 773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by Business Wire
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