TIDMBARC
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL INC
(b) Name of offeror/offeree ANHEUSER-BUSCH INBEV SA/NV
in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which ANHEUSER-BUSCH INBEV SA/NV
exempt principal trader is connected:
(d) Date position held/dealing undertaken: 25 Nov 2015
For an opening position disclosure,
state the latest
practicable date prior to the disclosure
(e) In addition to the company in 1(b) above, YES
is the exempt principal trader SABMILLER PLC
making disclosures in respect of
any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ADR
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 83,600 0.01% 1,792 0.00%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 816,000 0.05% 883,200 0.05%
to
purchase/DEALING:
(4)
TOTAL: 899,600 0.01% 884,992 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/DEALING Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
ADR Purchase 96,804 129.5100 USD 128.63 USD
ADR Sale 97,760 130.0092 USD 128.572 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
ORD Call Purchasing 2,200 125 USD American 15 Jan 2016 6.9000 USD
Options
ORD Put Purchasing 200 130 USD American 18 Mar 2016 6.8000 USD
Options
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 26 Nov 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: BARCLAYS CAPITAL INC
Name of offeror/offeree in ANHEUSER-BUSCH INBEV
relation to whose relevant
securities the disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Call Purchased 35,800 145.0000 American 15 Jan 2016
Options
ORD Put Written 26,200 110.0000 American 15 Jan 2016
Options
ORD Put Written 600 75.0000 American 18 Dec 2015
Options
ORD Put Written 300 70.0000 American 18 Dec 2015
Options
ORD Call Purchased 54,000 130.0000 American 18 Dec 2015
Options
ORD Call Written -6,800 135.0000 American 15 Jan 2016
Options
ORD Call Written -150,100 125.0000 American 15 Jan 2016
Options
ORD Call Purchased 900 135.0000 American 18 Mar 2016
Options
ORD Call Purchased 1,200 125.0000 American 18 Mar 2016
Options
ORD Put Written 2,100 105.0000 American 17 Jun 2016
Options
ORD Call Written -1,700 115.0000 American 15 Jan 2016
Options
ORD Put Purchased -100 85.0000 American 20 Jan 2017
Options
ORD Call Written -8,100 115.0000 American 18 Dec 2015
Options
ORD Put Purchased -1,000 130.0000 American 15 Jan 2016
Options
ORD Put Purchased -1,000 125.0000 American 20 Jan 2017
Options
ORD Put Written 245,400 105.0000 American 15 Jan 2016
Options
ORD Call Purchased 29,400 145.0000 American 18 Dec 2015
Options
ORD Put Written 600 115.0000 American 17 Jun 2016
Options
ORD Call Purchased 100 120.0000 American 18 Mar 2016
Options
ORD Put Written 200 80.0000 American 18 Dec 2015
Options
ORD Call Purchased 9,900 125.0000 American 18 Dec 2015
Options
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