TIDMBARC
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree ANHEUSER-BUSCH INBEV SA/NV
in relation to whose
relevant securities this form relates:
Use a separate form for
each offeror/offeree
(c) Name of the party to ANHEUSER-BUSCH INBEV SA/NV
the offer with which
exempt principal trader is connected:
(d) Date position held/dealing 25 Nov 2015
undertaken:
For an opening position disclosure,
state the latest
practicable date prior
to the disclosure
(e) In addition to the YES
company in 1(b) above, SABMILLER PLC
is the exempt principal trader
making disclosures in respect of
any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 7,821,792 0.49% 6,811,398 0.42%
controlled:
(2) Cash-settled
derivatives:
841,605 0.05% 269,126 0.02%
(3) Stock-settled
derivatives
(including
options)
and agreements 370,331 0.02% 273,331 0.02%
to
purchase/DEALING:
(4)
TOTAL: 9,033,728 0.56% 7,353,855 0.46%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/DEALING Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
ORD Purchase 135,345 123.0750 EUR 120.225 EUR
ORD Purchase 97,955 129.0377 USD 129.0377 USD
ORD Sale 248,238 123.0750 EUR 120.225 EUR
ORD Sale 248,238 129.0377 USD 129.0377 USD
(b) Cash-settled
derivative
transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 31 122.3235 EUR
ORD SWAP Long 48 122.2487 EUR
ORD SWAP Long 122 121.2318 EUR
ORD SWAP Long 368 122.2226 EUR
ORD CFD Long 1,076 122.3398 EUR
ORD SWAP Long 2,231 121.9074 EUR
ORD CFD Long 6,349 122.1888 EUR
ORD CFD Long 6,974 122.0392 EUR
ORD CFD Long 11,714 121.6829 EUR
ORD SWAP Long 22,152 122.3449 EUR
ORD SWAP Long 50,770 122.1876 EUR
ORD SWAP Short 13 122.0169 EUR
ORD SWAP Short 55 122.0683 EUR
ORD SWAP Short 188 122.0170 EUR
ORD SWAP Short 222 122.2549 EUR
ORD CFD Short 281 122.5091 EUR
ORD SWAP Short 1,008 121.8463 EUR
ORD SWAP Short 1,390 122.0054 EUR
ORD SWAP Short 2,671 122.0137 EUR
ORD SWAP Short 4,741 121.5862 EUR
ORD SWAP Expires Long 1,027,749 127.9300 USD
02/01/2017
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 26 Nov 2015
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: BARCLAYS CAPITAL SECURITIES LTD
Name of offeror/offeree in ANHEUSER-BUSCH INBEV
relation to whose relevant
securities the disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Call Written -25,000 110.0000 American 18 Mar 2016
Options
ORD Call Purchased 6,606 120.0000 European 18 Dec 2015
Options
ORD Put Written 25,000 96.0000 American 18 Mar 2016
Options
ORD Call Written -6,606 120.0000 European 18 Dec 2015
Options
ORD Put Purchased -11,493 110.0000 European 18 Dec 2015
Options
ORD Put Purchased -103,000 86.0900 American 18 Dec 2015
Options
ORD Put Written 11,493 110.0000 European 18 Dec 2015
Options
ORD Call Purchased 2,232 110.0000 European 18 Dec 2015
Options
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