TIDMBARC
FORM 8.3 - Amendment to s2(a)(1) & 3(a)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of
interest and short
positions disclosed, if
different from 1(a):
(c) Name of offeror/offeree LIBERTY GLOBAL PLC
in relation to whose
relevant securities
this form relates:
(d) If an exempt fund manager
connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing 17 Mar 2016
undertaken:
(f) In addition to the YES:
company in 1(c)
above, is the discloser making
disclosures in respect of any CABLE & WIRELESS COMMUNICATIONS PLC
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of USD 0.01 Class
relevant A ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 233,295 0.09% 109,513 0.04%
controlled:
(2) Cash-settled
derivatives:
88,000 0.03% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 151,400 0.06% 317,800 0.13%
to
purchase/DEALING:
(4)
TOTAL: 472,695 0.19% 427,313 0.17%
Class of USD 0.01 Class
relevant C ordinary
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 163,775 0.03% 28,085 0.00%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/DEALING:
(4)
TOTAL: 163,775 0.03% 28,085 0.00%
Class of USD 0.01 LiLAC
relevant Class
security: A ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 11,919 0.09% 6,428 0.05%
controlled:
(2) Cash-settled
derivatives:
6,400 0.05% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/DEALING:
(4)
TOTAL: 18,319 0.15% 6,428 0.05%
Class of USD 0.01 LiLAC
relevant Class
security: C ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 0 0.00% 255 0.00%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/DEALING:
(4)
TOTAL: 0 0.00% 255 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/DEALING Number of Price per unit
security securities
USD 0.01 LiLAC Class Purchase 1 37.7400 USD
C ordinary
USD 0.01 Class A ordinary Purchase 2 37.9350 USD
USD 0.01 Class C ordinary Purchase 2 37.1524 USD
USD 0.01 Class C ordinary Purchase 790 37.1700 USD
USD 0.01 Class A ordinary Purchase 8 37.5587 USD
USD 0.01 LiLAC Class Purchase 93 37.4900 USD
C ordinary
USD 0.01 Class A ordinary Purchase 100 37.9399 USD
USD 0.01 Class A ordinary Purchase 100 37.9850 USD
USD 0.01 LiLAC Class Purchase 100 37.6500 USD
C ordinary
USD 0.01 LiLAC Class Purchase 100 35.3900 USD
A ordinary
USD 0.01 LiLAC Class Purchase 100 35.2400 USD
A ordinary
USD 0.01 LiLAC Class Purchase 199 37.8655 USD
C ordinary
USD 0.01 LiLAC Class Purchase 200 37.7283 USD
C ordinary
USD 0.01 LiLAC Class Purchase 200 35.1100 USD
A ordinary
USD 0.01 Class C ordinary Purchase 200 36.8750 USD
USD 0.01 Class C ordinary Purchase 202 37.2100 USD
USD 0.01 Class A ordinary Purchase 207 37.4986 USD
USD 0.01 Class C ordinary Purchase 300 37.2033 USD
USD 0.01 Class C ordinary Purchase 300 37.1800 USD
USD 0.01 Class C ordinary Purchase 300 37.1950 USD
USD 0.01 Class A ordinary Purchase 300 37.5633 USD
USD 0.01 LiLAC Class Purchase 300 37.7300 USD
C ordinary
USD 0.01 Class A ordinary Purchase 307 37.5500 USD
USD 0.01 LiLAC Class Purchase 370 34.9735 USD
A ordinary
USD 0.01 LiLAC Class Purchase 400 37.7050 USD
C ordinary
USD 0.01 Class A ordinary Purchase 401 37.9000 USD
USD 0.01 Class A ordinary Purchase 499 37.7363 USD
USD 0.01 Class C ordinary Purchase 500 36.9420 USD
USD 0.01 Class C ordinary Purchase 500 37.1650 USD
USD 0.01 Class A ordinary Purchase 500 37.5700 USD
USD 0.01 LiLAC Class Purchase 544 37.6475 USD
C ordinary
USD 0.01 Class A ordinary Purchase 600 37.8683 USD
USD 0.01 Class A ordinary Purchase 600 37.9141 USD
USD 0.01 Class A ordinary Purchase 600 37.9050 USD
USD 0.01 LiLAC Class Purchase 600 37.5950 USD
C ordinary
USD 0.01 Class C ordinary Purchase 700 37.1985 USD
USD 0.01 LiLAC Class Purchase 700 35.0400 USD
A ordinary
USD 0.01 Class C ordinary Purchase 705 37.0789 USD
USD 0.01 LiLAC Class Purchase 750 37.8060 USD
C ordinary
USD 0.01 Class A ordinary Purchase 800 37.9184 USD
USD 0.01 LiLAC Class Purchase 800 37.5937 USD
C ordinary
USD 0.01 Class C ordinary Purchase 800 37.1999 USD
USD 0.01 Class A ordinary Purchase 800 37.9137 USD
USD 0.01 LiLAC Class Purchase 816 35.1797 USD
A ordinary
USD 0.01 LiLAC Class Purchase 900 37.6000 USD
C ordinary
USD 0.01 LiLAC Class Purchase 900 35.0336 USD
A ordinary
USD 0.01 LiLAC Class Purchase 1,116 37.5266 USD
C ordinary
USD 0.01 LiLAC Class Purchase 1,200 35.0600 USD
A ordinary
USD 0.01 LiLAC Class Purchase 1,226 35.0824 USD
A ordinary
USD 0.01 LiLAC Class Purchase 1,231 35.1410 USD
A ordinary
USD 0.01 LiLAC Class Purchase 1,400 37.6092 USD
C ordinary
USD 0.01 LiLAC Class Purchase 1,488 37.6289 USD
C ordinary
USD 0.01 Class C ordinary Purchase 1,600 37.1665 USD
USD 0.01 LiLAC Class Purchase 1,700 35.1923 USD
A ordinary
USD 0.01 LiLAC Class Purchase 1,800 35.1365 USD
A ordinary
USD 0.01 Class A ordinary Purchase 1,900 37.5584 USD
USD 0.01 Class C ordinary Purchase 2,400 37.2000 USD
USD 0.01 Class C ordinary Purchase 2,494 37.1424 USD
(MORE TO FOLLOW) Dow Jones Newswires
April 29, 2016 07:38 ET (11:38 GMT)
USD 0.01 Class C ordinary Purchase 2,701 37.1699 USD
USD 0.01 LiLAC Class Purchase 2,710 35.1954 USD
A ordinary
USD 0.01 Class A ordinary Purchase 2,741 37.8915 USD
USD 0.01 Class A ordinary Purchase 2,800 37.7564 USD
USD 0.01 Class C ordinary Purchase 2,800 36.9342 USD
USD 0.01 Class C ordinary Purchase 3,000 36.8354 USD
USD 0.01 LiLAC Class Purchase 3,004 35.0858 USD
A ordinary
USD 0.01 Class C ordinary Purchase 3,200 37.2057 USD
USD 0.01 Class C ordinary Purchase 3,520 37.0543 USD
USD 0.01 LiLAC Class Purchase 3,614 35.2288 USD
A ordinary
USD 0.01 LiLAC Class Purchase 3,639 35.1707 USD
A ordinary
USD 0.01 Class A ordinary Purchase 3,842 37.8914 USD
USD 0.01 Class A ordinary Purchase 3,900 37.7705 USD
USD 0.01 Class A ordinary Purchase 4,190 37.9300 USD
USD 0.01 Class A ordinary Purchase 4,603 37.8976 USD
USD 0.01 Class A ordinary Purchase 5,055 37.8697 USD
USD 0.01 Class C ordinary Purchase 5,600 37.1205 USD
USD 0.01 Class C ordinary Purchase 5,600 37.1545 USD
USD 0.01 Class A ordinary Purchase 5,702 37.9500 USD
USD 0.01 Class A ordinary Purchase 6,151 37.8702 USD
USD 0.01 Class C ordinary Purchase 7,736 37.2153 USD
USD 0.01 Class A ordinary Purchase 9,659 37.9457 USD
USD 0.01 Class A ordinary Purchase 13,261 37.9754 USD
USD 0.01 Class A ordinary Purchase 13,261 37.9554 USD
USD 0.01 Class C ordinary Purchase 13,728 37.1109 USD
USD 0.01 Class A ordinary Purchase 19,800 37.8703 USD
USD 0.01 Class C ordinary Purchase 22,341 37.0768 USD
USD 0.01 Class A ordinary Purchase 25,211 37.8753 USD
USD 0.01 Class C ordinary Purchase 30,380 37.1570 USD
USD 0.01 Class A ordinary Purchase 34,400 37.8972 USD
USD 0.01 Class C ordinary Purchase 56,828 37.1159 USD
USD 0.01 Class C ordinary Purchase 288,616 37.1700 USD
USD 0.01 Class A ordinary Sale 1 37.8900 USD
USD 0.01 Class C ordinary Sale 1 37.1750 USD
USD 0.01 Class A ordinary Sale 1 37.8950 USD
USD 0.01 Class C ordinary Sale 5 37.1810 USD
USD 0.01 Class A ordinary Sale 80 38.1000 USD
USD 0.01 Class C ordinary Sale 100 37.1100 USD
USD 0.01 Class C ordinary Sale 100 36.8400 USD
USD 0.01 LiLAC Class Sale 100 34.9700 USD
A ordinary
USD 0.01 LiLAC Class Sale 100 37.7800 USD
C ordinary
USD 0.01 Class C ordinary Sale 100 37.1600 USD
USD 0.01 Class A ordinary Sale 100 38.0100 USD
USD 0.01 Class C ordinary Sale 200 36.8312 USD
USD 0.01 LiLAC Class Sale 200 35.0112 USD
A ordinary
USD 0.01 LiLAC Class Sale 200 37.4600 USD
C ordinary
USD 0.01 Class A ordinary Sale 300 37.9483 USD
USD 0.01 Class A ordinary Sale 369 37.8345 USD
USD 0.01 Class A ordinary Sale 400 38.0525 USD
USD 0.01 Class A ordinary Sale 401 37.8792 USD
USD 0.01 Class A ordinary Sale 500 37.9050 USD
USD 0.01 Class C ordinary Sale 561 37.1203 USD
USD 0.01 Class A ordinary Sale 660 37.8484 USD
USD 0.01 Class A ordinary Sale 700 37.9000 USD
USD 0.01 LiLAC Class Sale 700 35.0400 USD
A ordinary
USD 0.01 Class C ordinary Sale 700 37.0700 USD
USD 0.01 LiLAC Class Sale 800 35.0600 USD
A ordinary
USD 0.01 LiLAC Class Sale 800 37.6050 USD
C ordinary
USD 0.01 LiLAC Class Sale 900 35.1078 USD
A ordinary
USD 0.01 Class C ordinary Sale 1,000 36.8251 USD
USD 0.01 Class C ordinary Sale 1,042 37.0010 USD
USD 0.01 Class A ordinary Sale 1,101 37.8915 USD
USD 0.01 Class A ordinary Sale 1,116 37.8022 USD
USD 0.01 LiLAC Class Sale 1,160 35.0905 USD
A ordinary
USD 0.01 LiLAC Class Sale 1,188 37.6446 USD
C ordinary
USD 0.01 LiLAC Class Sale 1,250 35.3404 USD
A ordinary
USD 0.01 Class C ordinary Sale 1,600 37.0607 USD
USD 0.01 Class A ordinary Sale 1,640 37.8791 USD
USD 0.01 Class C ordinary Sale 1,700 36.8417 USD
USD 0.01 LiLAC Class Sale 1,800 37.6000 USD
C ordinary
USD 0.01 Class C ordinary Sale 2,032 37.0326 USD
USD 0.01 LiLAC Class Sale 2,093 37.6427 USD
C ordinary
USD 0.01 LiLAC Class Sale 2,710 37.6607 USD
C ordinary
USD 0.01 Class A ordinary Sale 2,730 37.8954 USD
USD 0.01 Class A ordinary Sale 2,799 37.9579 USD
USD 0.01 Class C ordinary Sale 2,800 36.9342 USD
USD 0.01 Class A ordinary Sale 2,800 37.7564 USD
USD 0.01 Class A ordinary Sale 3,000 37.5600 USD
USD 0.01 Class A ordinary Sale 3,008 37.9600 USD
USD 0.01 Class C ordinary Sale 3,200 37.1168 USD
USD 0.01 Class C ordinary Sale 3,273 37.0410 USD
USD 0.01 Class A ordinary Sale 3,400 37.9829 USD
USD 0.01 Class A ordinary Sale 3,700 37.7597 USD
USD 0.01 Class A ordinary Sale 3,842 37.8914 USD
USD 0.01 Class A ordinary Sale 3,990 37.9300 USD
USD 0.01 Class C ordinary Sale 4,000 37.1444 USD
USD 0.01 Class C ordinary Sale 4,200 37.1745 USD
USD 0.01 LiLAC Class Sale 4,400 35.0732 USD
A ordinary
USD 0.01 Class C ordinary Sale 4,600 37.1130 USD
USD 0.01 Class C ordinary Sale 5,268 37.2105 USD
USD 0.01 Class C ordinary Sale 6,300 37.2031 USD
USD 0.01 Class A ordinary Sale 7,373 37.8821 USD
USD 0.01 Class C ordinary Sale 7,736 37.2153 USD
USD 0.01 Class A ordinary Sale 8,300 37.8469 USD
USD 0.01 Class A ordinary Sale 10,200 37.8641 USD
USD 0.01 Class A ordinary Sale 10,253 37.9800 USD
USD 0.01 Class A ordinary Sale 10,900 37.8873 USD
USD 0.01 Class A ordinary Sale 13,261 37.9554 USD
USD 0.01 LiLAC Class Sale 13,800 35.1747 USD
A ordinary
USD 0.01 Class C ordinary Sale 15,594 37.0903 USD
USD 0.01 Class A ordinary Sale 17,200 37.8869 USD
USD 0.01 Class A ordinary Sale 21,061 37.9500 USD
USD 0.01 Class A ordinary Sale 39,564 37.8891 USD
USD 0.01 Class C ordinary Sale 103,555 37.1261 USD
USD 0.01 Class C ordinary Sale 289,407 37.1700 USD
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
Call Selling 100 40 USD American Apr 15, 0.6000 USD
Options 2016
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(MORE TO FOLLOW) Dow Jones Newswires
April 29, 2016 07:38 ET (11:38 GMT)
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: Mar 18, 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose LIBERTY GLOBAL PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 Call Purchased 1,000 42.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Call Written -16,200 37.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -400 32.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -18,700 45.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -9,800 40.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -44,700 40.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Put Written 100 37.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -1,000 17.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Written 200 40.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Purchased 32,400 40.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Put Written 600 35.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -21,000 37.5000 American Jan 20,
Class Options 2017
A
ordinary
USD 0.01 Put Written 1,700 32.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -200 35.0000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -4,500 35.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Purchased 79,500 52.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Purchased 3,200 42.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Put Written 200 37.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -600 37.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -22,500 42.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -400 32.5000 American Jul 15,
Class Options 2016
A
ordinary
USD 0.01 Call Written -156,800 47.5000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Put Written 100 30.0000 American Apr 15,
Class Options 2016
A
ordinary
USD 0.01 Call Purchased 32,400 40.0000 American Mar 18,
Class Options 2016
A
ordinary
USD 0.01 Put Purchased -21,000 27.5000 American Jan 20,
Class Options 2017
A
ordinary
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/DEALING/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
April 29, 2016 07:38 ET (11:38 GMT)
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