TIDMBARC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON
ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF
DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this form relates:
(d) Status of person making the disclosure: CONNECTED TO OFFEREE
(e) Date position held/dealing undertaken: 20 November 2017
(f) In addition to the company in 1(c) NO
above, is the discloser making
disclosures in respect of any
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing
Class of USD 0.00001 Class
relevant A common
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 11,902 0.01% 366 0.00%
controlled:
(2) Cash-settled
derivatives:
0 0.00% 0 0.00%
(3) Stock-settled
derivatives
(including
options)
and agreements 3,200 0.00% 45,400 0.03%
to
purchase/sell:
TOTAL: 15,102 0.01% 45,766 0.03%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
Details of any securities borrowing and lending positions or
financial collateral arrangements should be disclosed on a
Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a
principal trader in the same group as a connected adviser)
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.00001 Class A common Purchase 23 70.8300 USD
USD 0.00001 Class A common Purchase 100 70.8100 USD
USD 0.00001 Class A common Purchase 100 70.7000 USD
USD 0.00001 Class A common Purchase 110 70.5190 USD
USD 0.00001 Class A common Purchase 200 70.6600 USD
USD 0.00001 Class A common Purchase 200 71.1200 USD
USD 0.00001 Class A common Purchase 200 70.2637 USD
USD 0.00001 Class A common Purchase 300 70.8166 USD
USD 0.00001 Class A common Purchase 500 70.5820 USD
USD 0.00001 Class A common Purchase 502 70.2436 USD
USD 0.00001 Class A common Purchase 1,259 70.7851 USD
USD 0.00001 Class A common Purchase 1,593 70.7389 USD
USD 0.00001 Class A common Purchase 2,100 70.2083 USD
USD 0.00001 Class A common Purchase 3,500 70.8348 USD
USD 0.00001 Class A common Purchase 3,801 70.7087 USD
USD 0.00001 Class A common Purchase 5,200 70.6835 USD
USD 0.00001 Class A common Purchase 5,978 70.7158 USD
USD 0.00001 Class A common Purchase 6,100 70.7090 USD
USD 0.00001 Class A common Purchase 8,100 70.7906 USD
USD 0.00001 Class A common Purchase 8,113 70.5980 USD
USD 0.00001 Class A common Purchase 13,500 70.6833 USD
USD 0.00001 Class A common Purchase 15,800 70.6966 USD
USD 0.00001 Class A common Purchase 15,835 70.4775 USD
USD 0.00001 Class A common Purchase 24,469 70.7129 USD
USD 0.00001 Class A common Purchase 35,937 70.7934 USD
USD 0.00001 Class A common Purchase 1,039,850 70.8000 USD
USD 0.00001 Class A common Sale 6 70.8101 USD
USD 0.00001 Class A common Sale 40 70.7900 USD
USD 0.00001 Class A common Sale 78 70.7101 USD
USD 0.00001 Class A common Sale 100 70.1000 USD
USD 0.00001 Class A common Sale 100 70.2400 USD
USD 0.00001 Class A common Sale 101 71.0201 USD
USD 0.00001 Class A common Sale 198 70.8647 USD
USD 0.00001 Class A common Sale 199 70.1998 USD
USD 0.00001 Class A common Sale 200 70.8050 USD
USD 0.00001 Class A common Sale 200 70.9650 USD
USD 0.00001 Class A common Sale 300 70.3400 USD
USD 0.00001 Class A common Sale 300 70.4616 USD
USD 0.00001 Class A common Sale 300 70.7100 USD
USD 0.00001 Class A common Sale 301 70.9796 USD
USD 0.00001 Class A common Sale 484 70.6947 USD
USD 0.00001 Class A common Sale 503 70.7197 USD
USD 0.00001 Class A common Sale 700 70.7207 USD
USD 0.00001 Class A common Sale 800 70.6468 USD
USD 0.00001 Class A common Sale 999 70.6686 USD
USD 0.00001 Class A common Sale 1,300 70.8384 USD
USD 0.00001 Class A common Sale 1,600 70.6500 USD
USD 0.00001 Class A common Sale 1,963 70.7202 USD
USD 0.00001 Class A common Sale 2,075 70.7462 USD
USD 0.00001 Class A common Sale 2,100 70.8152 USD
USD 0.00001 Class A common Sale 2,200 70.5234 USD
USD 0.00001 Class A common Sale 4,300 70.6309 USD
USD 0.00001 Class A common Sale 5,600 70.7162 USD
USD 0.00001 Class A common Sale 6,173 70.3803 USD
USD 0.00001 Class A common Sale 6,600 70.6703 USD
USD 0.00001 Class A common Sale 6,713 70.6117 USD
USD 0.00001 Class A common Sale 6,900 70.6150 USD
USD 0.00001 Class A common Sale 7,400 70.8237 USD
USD 0.00001 Class A common Sale 8,500 70.7067 USD
USD 0.00001 Class A common Sale 12,664 70.4704 USD
USD 0.00001 Class A common Sale 14,300 70.7390 USD
USD 0.00001 Class A common Sale 56,923 70.7742 USD
USD 0.00001 Class A common Sale 1,039,850 70.8000 USD
(ii) Principal trader where the sole reason for the connection
is that the principal trader is in the same group as a connected
adviser
Class of Purchases/ sales Total number of Highest price Lowest price
relevant securities per unit per unit
security paid/received paid/received
(b) Cash-settled derivative transactions
Class of relevant Product Nature of Number of reference Price per unit
security description dealing securities
e.g. CFD e.g.
opening/closing
a long/short
position,
increasing/reducing
a long/short
position
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD Call Selling 1,200 75 USD American 16 Feb 2018 1.4333 USD
0.00001 Options
Class
A
common
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant
securities which may be an inducement
to deal or refrain from dealing entered
into by the party to the offer or
person acting in concert making the disclosure and any other person:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the party to
the offer or person acting in concert making the
disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Are any Supplemental Forms attached?
Supplemental Form 8 (Open Positions) YES
Supplemental Form 8 (SBL) NO
Date of disclosure: 21 Nov 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose VANTIV INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD Call Written -300 60.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Written 200 70.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Purchased -100 50.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Call Purchased 2,000 60.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -400 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -15,000 75.0000 American 15 Dec 2017
0.00001 Options
Class
A
common
USD Put Purchased -100 35.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -200 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -200 85.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -700 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -3,900 70.0000 American 15 Dec 2017
0.00001 Options
Class
A
common
USD Call Written -6,400 75.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -15,500 70.0000 American 18 May 2018
0.00001 Options
Class
A
common
USD Put Written 400 70.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -500 105.0000 American 18 Jan 2019
0.00001 Options
Class
A
common
USD Call Purchased 600 65.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Call Written -100 50.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
USD Put Purchased -2,000 45.0000 American 16 Feb 2018
0.00001 Options
Class
A
common
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20171121005450/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
November 21, 2017 06:31 ET (11:31 GMT)
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