TIDMSBRY
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this
and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 24 August 2016
(f) In addition to the company in 1(c) YES:
above, is the discloser making
disclosures in respect of any HOME RETAIL GROUP PLC
other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant ORD
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 15,521,053 0.81% 9,992,666 0.52%
controlled:
(2) Cash-settled
derivatives:
7,488,033 0.39% 5,585,868 0.29%
(3) Stock-settled
derivatives
(including
options)
and agreements 1,300,000 0.07% 0 0.00%
to
purchase/sell:
TOTAL: 24,309,086 1.26% 15,578,534 0.81%
Class of relevant security: Convertible Bond XS1268412993
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 300,000 0.02%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives
(including options)
and agreements to 0 0.00% 0 0.00%
purchase/sell:
TOTAL: 0 0.00% 300,000 0.02%
Class of relevant security: Convertible Bond XS1139087933
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,100,000 0.16% 0 0.00%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives
(including options)
and agreements to 0 0.00% 0 0.00%
purchase/sell:
TOTAL: 3,100,000 0.16% 0 0.00%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 700 2.4515 GBP
ADR Purchase 1,046 13.0965 USD
ORD Purchase 1,224 2.4330 GBP
ORD Purchase 1,239 2.4300 GBP
ORD Purchase 1,285 2.4310 GBP
ORD Purchase 2,092 2.4352 GBP
ORD Purchase 2,178 2.4390 GBP
ORD Purchase 6,513 2.4450 GBP
ORD Purchase 23,979 2.4478 GBP
ORD Purchase 25,612 2.4313 GBP
ORD Purchase 31,331 2.4386 GBP
ORD Purchase 42,575 2.4434 GBP
ORD Purchase 59,155 2.4432 GBP
ORD Purchase 60,543 2.4436 GBP
ORD Purchase 75,249 2.4320 GBP
ORD Purchase 85,193 2.4472 GBP
ORD Purchase 100,000 2.4443 GBP
ORD Purchase 341,260 2.4337 GBP
ORD Purchase 403,844 2.4453 GBP
ORD Sale 700 2.4515 GBP
ORD Sale 904 2.4290 GBP
ADR Sale 1,046 13.0965 USD
ORD Sale 1,062 2.4378 GBP
ORD Sale 1,224 2.4330 GBP
ORD Sale 2,178 2.4390 GBP
ORD Sale 5,523 2.4444 GBP
ORD Sale 7,142 2.4413 GBP
ORD Sale 10,096 2.4419 GBP
ORD Sale 10,387 2.4327 GBP
ORD Sale 12,856 2.4450 GBP
ORD Sale 17,924 2.4317 GBP
ORD Sale 18,388 2.4457 GBP
ORD Sale 24,291 2.4459 GBP
ORD Sale 65,144 2.4412 GBP
ORD Sale 74,953 2.4435 GBP
ORD Sale 141,751 2.4427 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 1,062 2.4378 GBP
ORD SWAP Long 7,142 2.4413 GBP
ORD CFD Long 17,924 2.4317 GBP
ORD CFD Long 207,799 2.4418 GBP
ORD CFD Short 2,092 2.4356 GBP
ORD CFD Short 12,018 2.4321 GBP
ORD CFD Short 13,594 2.4304 GBP
ORD SWAP Short 17,979 2.4323 GBP
ORD CFD Short 31,331 2.4386 GBP
ORD CFD Short 40,481 2.4447 GBP
ORD SWAP Short 40,481 2.4447 GBP
ORD SWAP Short 98,770 2.4462 GBP
ORD SWAP Short 108,215 2.4434 GBP
ORD CFD Short 341,260 2.4337 GBP
ORD CFD Short 403,844 2.4453 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding,
formal or informal, relating to relevant securities
which may be an inducement to
deal or refrain from dealing entered into by
the person making the disclosure and any
party to the offer or any person acting
in concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal,
between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 25 Aug 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION)
POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
ORD Put Written 1,000,000 260.0000 American 15 Dec 2017
Options
ORD Call Purchased 300,000 230.0000 American 16 Sep 2016
Options
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the
interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form
(Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be
stated.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/20160825005621/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
August 25, 2016 08:54 ET (12:54 GMT)
Sainsbury (j) (LSE:SBRY)
Historical Stock Chart
From Aug 2024 to Sep 2024
Sainsbury (j) (LSE:SBRY)
Historical Stock Chart
From Sep 2023 to Sep 2024