Amended Statement of Beneficial Ownership (sc 13d/a)

Date : 06/19/2017 @ 3:22PM
Source : Edgar (US Regulatory)
Stock : The Finish Line, Inc. (MM) (FINL)
Quote : 13.65  0.92 (7.23%) @ 8:00PM
The Finish Line, Inc. (MM) share price Chart

Amended Statement of Beneficial Ownership (sc 13d/a)

   

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D/A

(Rule 13d-101)

Under the Securities Exchange Act of 1934

 

(Amendment No. 6)*

 

FINISH LINE INC

 

 

(Name of Issuer)

 

Common Stock

 

 

(Title of Class of Securities)

 

317923100

 

 

(CUSIP Number)

 

Cameron Olsen
Unit A, Brook Park East
Shirebrook
NG20 8RY
United Kingdom
+44 845 1299 289

 

 

(Name, Address and Telephone Number of Person Authorized

to Receive Notices and Communications)

 

June 16, 2017

 

 

(Date of Event Which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §240.13d-1(e), §240.13d-1(f) or §240.13d-1(g), check the following box:      ¨

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

  

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ( Act ) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

   

 

  

CUSIP No. 317923100    

 

1

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Sports Direct International plc

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) ¨

(b) þ

3 SEC USE ONLY
4

SOURCE OF FUNDS

 

WC

5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)  o
6

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United Kingdom

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER 

 

*

8

SHARED VOTING POWER

 

*

9

SOLE DISPOSITIVE POWER 

 

*

10

SHARED DISPOSITIVE POWER

 

*

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

7,968,438*

12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES  o
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

19.9%*

14

TYPE OF REPORTING PERSON

 

CO

 

* Beneficial ownership is disclaimed as interests are economic interests held through contracts for differences, the terms of which do not confer voting rights or dispositive power.

 

   

 

  

The following constitutes Amendment No. 6 (“Amendment No. 6”) to the Schedule 13D filed by the undersigned on April 14, 2017 as amended by Amendment No. 1 thereto filed on May 19, 2017, Amendment No. 2 thereto filed on May 22, 2017, Amendment No. 3 thereto filed on May 25, 2017, Amendment No. 4 thereto filed on June 5, 2017 and Amendment No. 5 thereto filed on June 7, 2017 (the “Schedule 13D”). This Amendment No. 6 amends the Schedule 13D as specifically set forth.

 

Item 5. Interest in Securities of the Issuer

 

Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

(a) The Reporting Person has an indirect economic interest in 7,968,438 Shares, representing a 19.85% economic interest in the Shares. Such interest is held through the CFDs with ETX Capital listed in paragraph (c) of this Item 5.

(b) Pursuant to the CFDs, the Reporting Person does not have the power to vote or direct the vote, or power to dispose or direct the disposition, of any of the Shares and, accordingly, beneficial ownership is disclaimed pursuant to Rules 13d-4 and 16a-1(a)(4) for Section13(d) and Section 16(a) purposes.

(c) The following table lists each of the purchases and sales by the Reporting Person of CFDs in respect of the Shares during the past 60 days. Each of these CFDs were entered into with ETX Capital and provide that the parties will exchange the difference in the value of the Shares at the time at which the contract is agreed and the time at which it is closed.

 

Date of
transaction
  Type of
transaction
  Number of
Shares subject
to the CFD
    Price per
Share at the
time CFD
agreed (USD)
 
16 May 2017   Purchase     245,151       13.86  
17 May 2017   Purchase     278,911       13.75  
18 May 2017   Purchase     182,929       13.67  
19 May 2017   Purchase     1,600,622       13.32  
22 May 2017   Purchase     53,800       13.96  
23 May 2017   Purchase     285,212       13.99  
24 May 2017   Purchase     102,682       13.91  
25 May 2017   Purchase     27,425       14.00  
26 May 2017   Purchase     69,609       13.98  
30 May 2017   Purchase     53,078       14.03  
31 May 2017   Purchase     202,879       13.99  
1 June 2017   Purchase     7,100       13.98  
2 June 2017   Purchase     721,321       13.85  
5 June 2017   Purchase     67,075       13.91  
6 June 2017   Purchase     478,408       13.90  
7 June 2017   Purchase     130,391       13.84  
14 June 2017   Purchase     55,500       13.95  
15 June 2017   Purchase     134,404       13.94  
16 June 2017   Purchase     80,000       13.60  

 

(d) Not known.

(e) Not applicable.

 

   

 

  

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Item 6 of the Schedule 13D is hereby amended and restated in its entirety as follows:

 

On June 16, 2017, the Reporting Person sold put options referencing an aggregate of 650 Shares with a strike price of $14.00 and which are exercisable on July 21, 2017, an aggregate of 2,488 Shares with a strike price of $14.00 and which are exercisable on August 18, 2017 and an aggregate of 3,338 Shares with a strike price of $14.00 and which are exercisable on November 17, 2017. On June 19, 2017, the Reporting Person sold put options referencing an aggregate of 1,000 Shares with a strike price of $14.00 and which are exercisable on November 17, 2017.

 

Except for the arrangements described herein, to the best knowledge of the Reporting Person, there are no other contracts, arrangements, understandings or relationships (legal or otherwise) among the person named in Item 2 and between such persons and any other person with respect to any securities of the Issuer, including but not limited to, transfer or voting of any of the securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies.

 

   

 

  

SIGNATURE

 

After reasonable inquiry and to the best of each of the undersigned’s knowledge and belief, such person hereby certifies that the information set forth in this statement is true, complete and correct.

 

Dated: June 19, 2017

 

  Sports Direct International plc
     
  By: /s/ Cameron Olsen
    Name: Cameron Olsen
    Title: Company Secretary

 

   

 

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