Amended Statement of Beneficial Ownership (sc 13d/a)
August 08 2016 - 9:01AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
WASHINGTON, D.C. 20549
AMENDED SCHEDULE 13D
(Amendment No. 24)
Under the Securities Act of 1934
AVALON HOLDINGS CORPORATION
(Name of Issuer)
Class A Common Stock, $0.01 par value
(Title of Class of Securities)
0534P109
(CUSIP Number)
Anil Choudary Nalluri
5500 Market Street, Suite 128
Youngstown, Ohio 44512
(330) 783-1147
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
August 8, 2016
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.
¨
Note
. Schedules filed in paper
format shall include a signed original and five copies of the schedule, including all exhibits.
See
Rule 13d-7 for other parties to whom copies are to be sent.
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information
required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however,
see
the
Notes
).
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CUSIP No. 05343P109
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13D
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Page 2 of 4
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1
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NAME OF REPORTING PERSON
Anil Choudary Nalluri
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OR A GROUP*
(a)
¨
(b)
¨
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3
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SEC USE ONLY
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4
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SOURCES OF
FUNDS
PF
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5
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CHECK BOX IF DISCLOSURE OR
LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
¨
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6
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CITIZENSHIP OR PLACE OF
ORGANIZATION
United States
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
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7
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SOLE VOTING POWER
712,234
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8
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SHARED VOTING POWER
0
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9
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SOLE DISPOSITIVE POWER
712,234
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10
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SHARED DISPOSITIVE POWER
0
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
712,234
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12
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CHECK BOX IF THE AGGREGATE
AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
¨
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13
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PERCENT OF CLASS REPRESENTED
BY AMOUNT IN ROW (11)
22.319%
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14
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TYPE OF REPORTING
PERSON*
IN
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REPORT ON SCHEDULE 13D
Item 1.
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Security and Issuer
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This Statement on Schedule 13D (
Schedule 13D
) relates to the Class A Common Stock, $0.01 par value (the
Common Stock
) of Avalon Holdings Corporation, an Ohio corporation (the
Issuer
), whose principal executive offices are located at One American Way, Warren, Ohio 44484.
Item 2.
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Identity and Background
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This statement is filed by Anil Choudary Nalluri (
Mr. Nalluri
or the
Reporting Person
) on behalf of himself and his wife, Parvati Nalluri and various accounts
controlled by them. Mr. Nalluris principal business address is 5500 Market Street, Suite 128, Youngstown, Ohio 44512. Mr. Nalluris principal occupation is practicing in the field of child and adult psychiatry. During the past
five years, Mr. Nalluir has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) and has not been a party to civil proceedings of a judicial or administrative body of competent jurisdiction, as a
result of which Mr. Nalluri was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to
such laws. Mr. Nalluri is a United States citizen.
Item 3.
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Source and Amount of Funds or Other Consideration
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Mr. Nalluris purchases of shares of Common Stock have all been made with his personal funds.
Item 4.
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Purpose of the Transaction
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The purpose of this filing is to state that Mr. Nalluri is the beneficial owner of greater than 20% of the Common Stock of the Issuer.
Mr. Nalluri does not currently have any specific plans or proposals that relate to or would result in any of the actions or events
specified in clauses (a) through (j) of Item 4 of Schedule 13D. Mr. Nalluri reserves the right to change plans and take any and all actions that Mr. Nalluri may deem appropriate to maximize the value of his investments,
including, among other things, purchasing or otherwise acquiring additional securities of the Issuer, selling or otherwise disposing of any securities of the Issuer beneficially owned by him, in each case in the open market or in privately
negotiated transactions, or formulating other plans or proposals regarding the Issuer or its securities to the extent deemed advisable by Mr. Nalluri in light of his general investment policies, market conditions, subsequent developments
affecting the Issuer and the general business and future prospects of the Issuer.
Item 5.
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Interest in Securities of the Issuer
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(a) Mr. Nalluri beneficially owns 712,234 shares of Common Stock, which is equal to approximately 22.319% of the outstanding shares, based on information from the Issuer that 3,191,100 Class A shares
of Common Stock are outstanding as of March 4, 2016.
(b) Mr. Nalluri has sole voting and dispositive power for all such shares of Common
Stock held of record by him.
(c) The following table details the transactions effected by Mr. Nalluri, which have not
been disclosed in previously filed Schedule 13Ds:
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Date of Transaction
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Number of Shares
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Price Per Share
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6/30/2016
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1000
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$
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2.3799
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6/30/2016
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100
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$
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2.365
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6/30/2016
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900
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$
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2.3529
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6/30/2016
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990
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$
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2.3299
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7/5/2016
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1036
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$
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2.4061
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7/5/2016
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1114
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$
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2.415
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7/5/2016
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86
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$
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2.43
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7/12/2016
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2901
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$
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2.75
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7/12/2016
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624
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$
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2.7336
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7/12/2016
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691
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$
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2.7711
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7/12/2016
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1082
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$
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2.72
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7/12/2016
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1065
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$
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2.7199
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7/12/2016
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1122
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$
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2.67
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7/12/2016
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16
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$
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2.66
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7/12/2016
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1827
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$
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2.468
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7/12/2016
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300
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$
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2.65
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7/13/2016
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700
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$
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2.7228
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7/13/2016
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300
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$
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2.742
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7/13/2016
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800
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$
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2.7237
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7/14/2016
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1639
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$
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2.664
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7/14/2016
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2300
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$
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2.664
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7/28/2016
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100
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$
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2.25
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7/28/2016
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1600
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$
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2.2854
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8/3/2016
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1270
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$
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2.2111
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8/4/2016
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345
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$
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2.299
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8/4/2016
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10
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$
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2.26
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8/4/2016
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1054
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$
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2.47
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8/4/2016
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329
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$
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2.35
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8/4/2016
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62
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$
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2.24
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8/4/2016
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100
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$
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2.46
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8/5/2016
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300
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$
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2.53
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8/5/2016
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3900
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$
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2.54
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All of these shares were purchased in the open market.
(d) Not applicable.
(e) Not applicable.
Item 6.
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Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
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Not applicable.
Item 7.
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Material to be Filed as Exhibits
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Not applicable.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true and correct.
Dated: 8/8/2016
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By:
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/s/ Anil Choudary Nalluri
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Anil Choudary Nalluri
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