Alternative Asset Opps PCC Ltd Holding(s) in Company (7980X)
November 24 2014 - 5:25AM
UK Regulatory
TIDMTLI
RNS Number : 7980X
Alternative Asset Opps PCC Ltd
24 November 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Alternative Asset Opportunities
issuer PCC Limited
of existing shares to which voting rights
are
attached: (ii)
-------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
--------------------------------------------------------------------------------------
An acquisition or disposal of voting rights
----------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
----------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
----------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
----------------------------------------------------------------------------- -------
Other (please Change in controlled undertakings X
specify):
------------------- -------------------------------------------------------- -------
3. Full name of person(s) subject Brewin Dolphin Limited
to the
notification obligation: (iii)
-------------------------------------------- ----------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
-------------------------------------------- ----------------------------------------
5. Date of the transaction and date 14 November 2014
on
which the threshold is crossed
or
reached: (v)
-------------------------------------------- ----------------------------------------
6. Date on which issuer notified: 18 November 2014
-------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 8%
-------------------------------------------- ----------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------------- -------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- ------------------ -------------------- ---------- ----------------------- ------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ---- ----- --- ---- ----- ------- ---------- ----------- ---------- ---------- ------------
US Traded
Life
Interests
RED
PREF
GB0034353424 2,006,025 2,006,025 N/A N/A 6,449,460 N/A 8.9575%
------------------ -------------------- ---------- ----------- ---------- ---------- ------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
--------------------- ---------------- ------------------------------ ------------------------- ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ----------- ---------------- ------------- ----------------------------- ------------------------
Nominal Delta
--------------- ----------- ---------------- ------------- ----------------------------- ------------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------- -------------------------------------------------------
6,449,460 8.9575%
------------------------------------------------------------- -------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
-------------------------------------------------------------------------------------------
Indirect - Brewin Nominees (Channel Islands)
Limited 437,300 0.6073 %
Indirect - Brewin Nominees Limited - Individual
Designations 138,000 0.1917 %
Indirect - Brewin Nominees Limited A/c NOM 1,568,850 2.1790 %
Indirect - Brewin Nominees Limited A/c ISA 418,226 0.5809 %
Indirect - Brewin Nominees Limited A/c GROSS 1,088,734 1.5121 %
Indirect - Brewin Nominees Limited A/c CHARITY 2,714,350 3.7699 %
Indirect - Brewin Nominees Limited A/c OFFBOND 84,000 0.1167 %
GRAND TOTAL 6,449,460 8.9575 %
Proxy Voting:
-------------------------------------------------------------------------------------------
10. Name of the proxy holder:
---------------------------------------------------------- -------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
---------------------------------------------------------- -------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
---------------------------------------------------------- -------------------------------
13. Additional information:
---------------------------------------------- -------------------------------------------
14. Contact name: Peter Ingram-Company Secretary
---------------------------------------------- -------------------------------------------
15. Contact telephone number: 020 7065 1467
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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