Advance Frontier Markets Fund Ltd Holding(s) in Company (3150B)
January 05 2015 - 10:40AM
UK Regulatory
TIDMAFMF
RNS Number : 3150B
Advance Frontier Markets Fund Ltd
05 January 2015
TR-1: NOTIFICATION OF MAJOR INTEREST
IN SHARES
-------------------------------------------------- ----------------------------------
1. Identity of the issuer or the underlying Advance Frontier Markets Fund,
issuer Inc
of existing shares to which voting rights
are
attached:
-------------------------------------------------- ----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
--------------------------------------------------------------------------------------
An acquisition or disposal of voting rights yes
----------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
----------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
----------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
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Other (please
specify):
------------------- -------------------------------------------------------- -------
3. Full name of person(s) subject 1607 Capital Partners, LLC
to the
notification obligation:
-------------------------------------------- ----------------------------------------
4. Full name of shareholder(s) Northern Trust 4,062,378
(if different from 3.): Bny Mellon 3,129,600
State Street 1,356,200
-------------------------------------------- ----------------------------------------
5. Date of the transaction and date December 29, 2014
on
which the threshold is crossed
or
reached:
-------------------------------------------- ----------------------------------------
6. Date on which issuer notified: January 2, 2015
-------------------------------------------- ----------------------------------------
7. Threshold(s) that is/are crossed
or
reached: 5%
-------------------------------------------- ----------------------------------------
8. Notified details:
--------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
-------------- ------------------------------------- -------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of rights (x)
Shares Voting shares
Rights
-------------- --------------- -------------------- ------- ----------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------ ------- ------ ------ ---- ------- ----------- ---------- ------------- ------------
GG00B1W59J17 8,008,178 8,008,178 8,548,178 5.04%
-------------- --------------- -------------------- ------- ----------- ---------- ------------- ------------
B: Qualifying Financial Instruments
--------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
be
acquired if the
instrument is
exercised/ converted.
---------------------- --------------- -------------------------- --------------------------- ------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
--------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
--------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date Conversion rights instrument
instrument period refers to
-------------- --------------- -------------- ------------- --------------------------- -----------------------
Nominal Delta
-------------- --------------- -------------- ------------- --------------------------- ---------- -----------
Total (A+B+C)
--------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- ----------------------------------------------------
Same as A
-------------------------------------------------------------- ----------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
-------------------------------------------------------------------------------
Proxy Voting:
-------------------------------------------------------------------------------
10. Name of the proxy holder:
-------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
-------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
-------------------------------------------------- ---------------------------
13. Additional information:
--------------------------------------- --------------------------------------
14. Contact name:
--------------------------------------- --------------------------------------
15. Contact telephone number:
--------------------------------------- --------------------------------------
Enquiries:
Advance Emerging Capital Limited (investment manager to Advance
Frontier Markets Fund Limited)
Andrew Lister / Bernard Moody Tel: +44 (0)20 7016 0030
Grant Thornton UK LLP (Nominated Adviser)
Philip Secrett Tel: +44 (0)20 7383 5100
Numis Securities Limited (Nominated Broker)
David Benda Tel: +44 (0) 20 7260 1275
END
This information is provided by RNS
The company news service from the London Stock Exchange
END
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