UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities and Exchange Act of 1934

Date of report (Date of earliest event reported): December 11, 2014 (December 5, 2014)

 

 

JDS UNIPHASE CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   000-22874   94-2579683

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

430 North McCarthy Boulevard, Milpitas, CA   95035
(Address of Principal Executive Offices)   (Zip Code)

(408) 546-5000

(Registrant’s Telephone Number, Including Area Code)

Not Applicable

(Former Name or Former Address, if Changed Since Last Reporting)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

The Annual Meeting of Stockholders (the “Meeting”) of JDS Uniphase Corporation (the “Company”) was held on December 5, 2014. At the Meeting, the stockholders voted on the following proposals, each of which are described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on October 24, 2014:

Proposal 1: To elect six directors to serve until the 2015 Annual Meeting of Stockholders:

 

Director

  

For

    

Against

    

Abstain

    

Broker Non-Votes

 

Keith Barnes

     120,055,430         42,550,429         5,554,072         33,615,379   

Timothy Campos

     145,776,330         16,825,873         5,557,728         33,615,379   

Penelope Herscher

     121,702,485         40,901,182         5,556,264         33,615,379   

Masood Jabbar

     145,558,507         17,067,217         5,534,207         33,615,379   

Martin Kaplan

     108,553,163         57,859,952         1,746,816         33,615,379   

Thomas Waechter

     158,144,617         8,613,543         1,401,771         33,615,379   

Proposal 2: To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 27, 2015:

 

For

  

Against

  

Abstain

197,040,391

   2,676,738    2,058,181

Proposal 3: To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers:

 

For

  

Against

  

Abstain

  

Broker Non-Votes

119,034,951

   47,127,249    1,997,731    33,615,379

Proposal 4: To approve the amendment of the Company’s 2003 Amended and Restated Equity Incentive Plan:

 

For

  

Against

  

Abstain

  

Broker Non-Votes

157,513,241

   9,051,494    1,595,196    33,615,379


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

JDS Uniphase Corporation
By:  

    /s/ Andrew Pollack

Andrew Pollack
Senior Vice President, General Counsel and Secretary

December 11, 2014

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