Rathbone Brothers Rathbone Brothers Plc : Holding(s) In Company
May 19 2017 - 9:53AM
UK Regulatory
TIDMRAT
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying issuer Rathbone Brothers Plc
of existing shares to which voting rights are
attached: (ii)
2 Reason for the notification (please tick the appropriate
box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition of
shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar
economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the Rathbone Investment Management Ltd
notification obligation: (iii) Rathbone Investment Management International Limited
4. Full name of shareholder(s) Rathbone Nominees
(if different from 3.):(iv) BNP Paribas
5. Date of the transaction and date on 18/05/2017
which the threshold is crossed or
reached: (v)
6. Date on which issuer notified: 19/05/2017
7. Threshold(s) that is/are crossed or Below 10%
reached: (vi, vii)
8. Notified details:
A: Voting rights attached to shares (viii, ix)
Class/type of
shares Situation previous
if possible using to the triggering
the ISIN CODE transaction Resulting situation after the triggering transaction
Number
Number of
of Voting Number Number of voting
Shares Rights of shares rights % of voting rights (x)
Direct Direct (xi) Indirect (xii) Direct Indirect
5p Ordinary Shares 5,079,702 5,079,702 5,028,084 N/A 5,028,084 N/A 9.92%
GB0002148343
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Number of voting
rights that may be
acquired if the
Type of financial Expiration Exercise/ instrument is % of voting
instrument date (xiii) Conversion Period (xiv) exercised/ converted. rights
N/A N/A N/A N/A N/A
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Conversion
instrument Exercise price date (xvii) period (xviii) Number of voting rights instrument refers to % of voting rights (xix, xx)
N/A N/A N/A N/A N/A Nominal Delta
N/A N/A
Total (A+B+C)
Number of voting rights Percentage of voting rights
5,028,084 9.92%
9. Chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
RATHBONE BROTHERS PLC*
Rathbone Investment Management Ltd 9.91%
Rathbone Investment Management International Limited
0.01%
* Rathbone Brothers Plc is the holding company of
the above
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease
to hold: N/A
12. Date on which proxy holder will cease to hold
voting rights: N/A
Total voting rights used as a denominator:
13. Additional information: 50,696,817
14. Contact name: Emma Mulhearn - Compliance Department
15. Contact telephone number: 0151 236 6666
This announcement is distributed by Nasdaq Corporate Solutions on behalf
of Nasdaq Corporate Solutions clients.
The issuer of this announcement warrants that they are solely
responsible for the content, accuracy and originality of the information
contained therein.
Source: Rathbone Brothers Plc via Globenewswire
http://www.rathbones.com/
(END) Dow Jones Newswires
May 19, 2017 09:53 ET (13:53 GMT)
Copyright (c) 2017 Dow Jones & Company, Inc.
Rathbones (LSE:RAT)
Historical Stock Chart
From Apr 2024 to May 2024
Rathbones (LSE:RAT)
Historical Stock Chart
From May 2023 to May 2024