ADVFN PLC Holding(s) in Company (3807U)
March 28 2019 - 12:10PM
UK Regulatory
TIDMAFN
RNS Number : 3807U
ADVFN PLC
28 March 2019
For immediate release
28 March 2019
ADVFN PLC
("ADVFN" or the "Company")
Holding(s) in Company
The Board of ADVFN announces that the Company received on 28
March 2019 the following TR-1 notification which is set out
below.
A copy of this announcement is available on the Company's
website, at www.advfn.com
For further information please contact:
ADVFN PLC
Clem Chambers CEO
Tel: +44 (0)207 070 0909
Beaumont Cornish Limited (Nominated Adviser)
www.beaumontcornish.com
Roland Cornish/Michael Cornish
Tel: +44 (0) 207 628 3396
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the ADVFN PLC
underlying issuer of existing shares
to which voting rights are attached(ii)
:
----------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation(iv)
Name River and Mercantile Asset Management
LLP
City and country of registered office London, United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name DISCRETIONARY CLIENTS
----------------------------------------------
City and country of registered office
(if applicable)
----------------------------------------------
5. Date on which the threshold was 21/03/2019
crossed or reached(vi) :
----------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 28/03/2019
----------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ ---------------------- --------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 4.98% 4.98% 25,703,850
------------------ ---------------------- --------------- --------------------
Position of
previous notification
(if
applicable)
------------------ ---------------------- --------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type of Number of voting rights(ix) % of voting rights
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
-----------------------------
GB00BPT24C10 1,280,549 4.98%
------------------------ ----------------------------- ------------------------- ---------------------
SUBTOTAL 8. A 1,280,549 4.98%
------------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting
financial date(x) Conversion Period(xi) rights that may rights
instrument be acquired if
the instrument
is
exercised/converted.
----------- ----------------------------------- -------------------------------- ---------------------
SUBTOTAL 8. B 1
----------------------------------- -------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to
Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting
financial date(x) Conversion cash voting rights rights
instrument Period (xi) settlement(xii)
---------------- ---------------------- ----------------------- --------------------
SUBTOTAL 8.B.2
----------------------- --------------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
River and Mercantile
Group PLC
---------------------- --------------------- ------------------------
River and Mercantile
Holdings Limited
---------------------- --------------------- ------------------------
River and Mercantile
Asset Management
LLP
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder River and Mercantile Asset Management
LLP
-----------------------------------------------
The number and % of voting rights N/A
held
-----------------------------------------------
The date until which the voting rights N/A
will be held
-----------------------------------------------
11. Additional information(xvi)
Place of completion London, United Kingdom
Date of completion 28(th) March 2019
-----------------------
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HOLJPMFTMBMTBPL
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March 28, 2019 12:10 ET (16:10 GMT)
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