Statement of Changes in Beneficial Ownership (4)
July 16 2020 - 6:34PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Sandgaard Thomas |
2. Issuer Name and Ticker or Trading Symbol
ZYNEX INC
[
ZYXI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President, CEO and Chairman |
(Last)
(First)
(Middle)
C/O ZYNEX, INC., 9555 MAROON CIRCLE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
7/14/2020 |
(Street)
ENGLEWOOD, CO 80112
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 7/14/2020 | | S(1) | | 1250000 | D | $22.00 (2) | 12682000 (3) | I | Held by Sandgaard Holdings LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Reflects the sale of shares of common stock in the secondary offering of common stock of Zynex, Inc. that priced on July 14, 2020 and is expected to close on July 17, 2020. |
(2) | The shares were sold at a public offering price of $22.00 per share and the Reporting Person received $20.46 per share net proceeds after deducting underwriting discounts and commissions. |
(3) | Does not include 2,358,142 shares held directly by Thomas Sandgaard. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Sandgaard Thomas C/O ZYNEX, INC. 9555 MAROON CIRCLE ENGLEWOOD, CO 80112 | X |
| President, CEO and Chairman |
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Sandgaard Holdings LLC C/O ZYNEX, INC. 9555 MAROON CIRCLE ENGLEWOOD, CO 80112 |
| X |
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Signatures
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/s/ Sandgaard Thomas | | 7/16/2020 |
**Signature of Reporting Person | Date |
/s/ Sandgaard Thomas, Member of Sandgaard Holdings LLC | | 7/16/2020 |
**Signature of Reporting Person | Date |
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